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4
The Fundamentals and Powerful Tool for Nano Physical Pharmaceutics
polymers resulting in an increase in the polymer concentration. When a polymer chain with degree of polymerization N is added to a system, it will replace N solvent molecules to maintain the total volume unchanged, the replacement chemical potential of the system is:
D m
rep
= D mP – NDm
S
(1.3)
where DmP        polymer chains in solution and melt. D mS     chemical potential between the solvent molecules in solution and pure solvent. So D m
rep
can be expressed as
Dm
rep
j
1 NNln(
j
) N( −j)
= ln +− − 1 −+
c
12
(1.4)
kT
B
Dm
rep
where j is the volume fraction of the polymers. Let
∂
∂j
= 0
, we
        D m
rep
/(kBT )), which corresponds to the boundary of instability of the solution. The expression of the boundary is:
1
N
+ = 2cN
(1.5)
j 1 − j
The instable condition of the solution is:
1
+
N
< 2cN (1.6)
j 1 − j
The dividing line between the stable and unstable regions of the system, described by Equation 1.5, is called the spinodal line. The relationship between the stability of the solution and c as well as j is shown in Fig. 1.2.
The shaded part of Fig. 1.2 represents the unstable region, and the minimum value ( cc) of the spinodal line is the critical point. When c < cc, Equation 1.5 has no real root and the polymer solutions are stable throughout the concentration interval. When c > cc, it has two real roots. If j is between two roots, the polymer
5
Polymer Chains Behavior in Solutions
solution is unstable and will be separated spontaneously into

Figure 1.2 Relation between the stability of the soluon and c as well as
rep
j, when
∂Dm
= 0
. Reproduced with permission from [2].
∂j
Taking the derivative of both sides of Equation 1.5 with
c
respect to j, and let
∂
∂
j
=
0
, we get
1
(1 +N2)2 1
−
1
cc = ≈+
N
2
(1.7)
2N 2
1
−
1 2
j
c
=
1
≈ N
(1.8)
1 + N
2
With increasing the degree of polymerization N, the critical point cc gradually approaches 1/2. It should be noted that when 0 < c < 1/2, although the polymer–solvent contact is unfavorable,
          
by the entropy of mixing, and the polymer can still dissolve. For
c            
increase of the interaction energy, so the solubility of the polymer became worse. Therefore, a solvent that makes c of the system    c < 0) is a good solvent, while one that makes c > 1/2 is a bad solvent. Moreover, with c increasing, the solvent can no longer dissolve the polymer, so the solvent is nonsolvent.
6
The Fundamentals and Powerful Tool for Nano Physical Pharmaceutics

1.1.2 Solubility of Polymer

1.1.2.1 Solubility parameter
The solubility parameter (also known as the Hildebrand parameter) was proposed by Hildebrand et al. [4, 5] and it is

di = (DEi/Vi)
1/2
(1.9)
where DEi is the molar energy of vaporization of substance i and V
i
is its molar volume. The unit of solubility parameter di is (MPa)
1/2
or (cal/cm3)
1/2
, and they satisfy 1 (MPa)
1/2
= 2.0455 (cal/cm3)
1/2
. The solubility parameter is often used to express the interaction between a polymer and a solvent. For binary systems, using simple thermodynamics, the c parameter can be represented with the solubility parameter:
V
2
c = S(dS − dP) + 034 .
(1.10)
RT
where dS and dP are solubility parameters of solvent and polymer, respectively. VS is the molar volume of the solvent, and R is the gas constant. Together with the relationship between c and dissolvability of the solvent (described in Section 1.2), it can be seen that polymers and solvents are miscible when their solubility parameters are close to each other, otherwise they are not. The so-called “like dissolves like” means that the solubility parameters are similar.
1.1.2.2 Real polymer solutions

account the dispersion interaction, losing sight of the hydrogen bonding and dipole-dipole interaction, it is only applicable to the non-polar system. For polar substances, there will be large errors in the estimation of the solubility properties. In response to this, many researchers try to revise or improve it. In this section, we will introduce the Hansen solubility parameter (also known

7
Polymer Chains Behavior in Solutions
Hansen thinks that the total energy of vaporization of substance i is composed of three components: dispersion interaction (DEid), polarity interaction (DEip) and hydrogen bonding (DEih) [6, 7], namely
DEi = DE
id
+ DE
ip
+ DE
ih
(1.11)
Accordingly, the solubility parameter is split into dispersion

The relation between the solubility parameter and its three components is:
2 2 2
di = dd + dp + d
h
(1.12)
For the Hansen solubility parameter, the relative energy
                 
the “spatial distance” of the solubility parameters of solute and solvent (Ra) to the radius of the interaction (Ro), i.e., RED = Ra/Ro. When RED < 1, it indicates that the solvent is good, while RED > 1, the solvent is bad. For more detailed introductions or applications of the Hansen solubility parameter, please refer to other relevant materials [8–11].
1.1.3 Self-Assembly Behavior of Polymers in Soluon
When amphiphilic polymers are dispersed in a solvent that is selectively soluble for only one of the polymer components, the solvophobic part of the polymer will tend to aggregate together to minimize contact with the solvent, thereby reducing the interfacial energy. Under these conditions, phase separation will take place in solutions, and the polymers aggregate to form nanoparticles. This process occurs spontaneously and is called self-assembly in solutions. Water is a commonly used as selective solvent in current studies. Entropy, interaction free energy and molecule geometry of the system are combined to provide a framework for self-assembly theory.
1.1.3.1 Dynamics of self-assembly
The free energy of a micelle composed of n amphiphilic polymers is n
G
n
0
. Assuming that the dilute solution theory is applicative,
8
x
The Fundamentals and Powerful Tool for Nano Physical Pharmaceutics
then equilibrium thermodynamics requires that the molar fraction
of the amphiphilic polymers of the micelles above should
satisfy [12, 13]:
n
0
kT
x
n
0
G + ln
G + kT x
= const
n
=
1
ln()
1
(1.13)
n
n
where k is Boltzmann’s constant, and the subscript 1 represents an isolated amphiphilic polymer. Or Equation 1.13 can be rewritten as
nG
1
0
−G
n
0
)/ [ ( kT ]
x = nxe
(1.14)
n 1
If
G
n
0
− G
1
0
< 0, aggregations are energetically favorable. The transition from the dispersed state to the aggregated state is due to the competition between entropy and enthalpy.
1.1.3.2 Free energy of self-assembly systems
The self-assembly bulk is in a thermodynamically stable state, and the system free energy is also the lowest, correspondingly. The morphology of self-assembly is mainly controlled by three kinds of free energy in the system:
interfacial tension between the hydrophobic chain
segment and solvent;
Assembly
 
balance, such the composition participating in


In the
experiment,
adjusting these factors on purpose.
morp
hology is essentially determined by the balance

  
as
self-assembly or
 

the
assembly

and
structure
conditions

morphology



of
the
polymer
for self-assembly,

is often


adjusted

by
1.1.3.3
Packing micellization
 Basic morphology of self-assembly systems
parameter
of amphiphilic
theory [14–16],
small molecules
proposed
based
in
solutions,
on
the
can
9
Polymer Chains Behavior in Solutions
explain the assembly morphology of polymers. Self-assembly behavior of amphiphilic molecules in solutions is controlled by two opposing forces, i.e., an attractive force between the hydrophobic segments leading to aggregation and a repulsive force between the hydrophilic segments preventing unlimited growth of the self­assembly bulk into a distinct macroscopic phase. Self-assembled structures are stabilized in a solution thanks to the interaction between the hydrophilic segments and the solvent. For an amphiphilic polymer, the packing parameter P can be calculated by the following formula:
v
P
=
(1.15)
al
0c
where v is the volume of the hydrophobic chain segment, a0 is the equilibrium area of the hydrophilic part, and lc is the length of the hydrophobic chain segment. As shown in Fig. 1.3, the value of P        bulk. Spherical micelles are obtained with 0 < P < 1/3, while cylindrical micelles with 1/3 < P < 1/2 and vesicles with ½ < P < 1. When P = 1, one gets a planar membrane and the inverse-phase assembly will be observed with P > 1. Note that the aggregation number of polymers n 

Figure 1.3 Relaonship between the packing parameters, the microstructure of amphiphilic block copolymers and their self-assembly morphology in soluon. The formula related to the table is shown in 1.10, 1.15.
10
The Fundamentals and Powerful Tool for Nano Physical Pharmaceutics
1.2 Self-Assembly of Amphiphilic Copolymers in
Solution

1.2.1 Self-Assembly of Block Copolymers

Self-assembly of molecules is a process during which molecules

factors. It is one of the most important methods to prepare nanomaterials. Self-assembly of molecules will transform the system from a disordered state to an ordered state, a common phenomenon in nature such as various biomolecules self­assembling into cells, phospholipids self-assembling into cell membranes, and surfactants into soap bubbles. Self-assembly of polymers, an important branch of self-assembly of molecules, utilizes the interaction between polymers, or polymers and solvent (hydrogen bonding, hydrophilic/hydrophobic interaction, electrostatic interaction, etc.) to assemble polymers into highly ordered microphase structure. Compared with the self-assembly of small molecules, aggregation products of polymers have higher stability and better mechanical properties, and have been widely
        
science. The self-assembly bulk in solutions mainly includes micelles, liposomes, microspheres and gels. In this section, the morphologies and phase transitions of amphiphilic assembly units (block copolymers and lipids) during the self-assembly process are introduced.
Due to the obvious advantages of realizing the controllability of self-assembly morphology and size, block copolymers have become the most widely studied polymers. Microphase separation may occur for most block copolymers because of the incompatibility of the constituent components [17]. The self-assembly process of block copolymers is driven by combinatorial enthalpy and combinatorial entropy, and the covalent bonds connecting the blocks prevent macrophase separation. The microphase separation depends mainly on three factors [18]: (1) the volume fraction of each block (f); (2) the total number of the segments (or degree of polymerization) (N); (3) the Flory–Huggins interaction parameter between the blocks (c). c parameter, which is temperature­dependent (see Equation 1.2), describes the compatibility of
Self-Assembly of Amphiphilic Copolymers in Solution
11
   cN denotes the segregation power. With temperature increasing (or cN decreasing), the rising of the combinatorial entropy results in a higher compatibility between blocks, and thus the copolymer may undergo a transition from order to disorder. The critical temperature for order-to-disorder transition (ODT) is referred to as the T
ODT
.
The phase behavior of diblock copolymers in molten state has been investigated theoretically and experimentally [17, 19–26]. According to cN, the so-called weak segregation limit (WSL) ( cN < 10) and the strong segregation limit (SSL) ( cN » 10) have

was developed as 10 < cN < 100. For SSL and WSL, both T
ODT
and
the microdomain size (D) can be easily obtained. For the former,
        
states (DG
m
) can be expressed as [25]
1
2
DG = D − D = C c
 N
C D
− C
(1.16)
H TS
2
+
2
m m m 1
3
D
N
where C1, C2 and C3 are positive constants independent of c, N and D. The derivative of Equation 1.16 with respect to D gives the value of D at the equilibrium (denoted as Deq):
2 1 3 6
D
eq
~N c
(1.17)
The temperature at which DG (Deq) = 0 is the critical
m
temperature T
ODT
. For WSL, in terms of the theory from Leibler [19],
one can get:
1
DN~ 2 c
0
(1.18)
The phase behavior of the diblock copolymer is predicted by SCMF theory as follows. When the value of cN (>10.5) is low, with fA increasing, transition starts from the disordered state to body-centered cubic spheres (S phase), hexagonally packed cylinders (C phase), bicontinuous gyroids (G phase) and lamellae (L phase), successively. For a higher cN, the G phase is unstable compared to C or L phase.
12
The Fundamentals and Powerful Tool for Nano Physical Pharmaceutics
Figure 1.4 Phase diagram of assembly control of amphiphilic block copolymers in soluons.
As the amphiphilic polymers have been dispersed in a selective solvent, only one block of the polymers is soluble in the solvent, and the solvophobic blocks tend to aggregate together to reduce the contact with the solvent, resulting in phase separation between the polymers and the solvent to form nanoparticles (polymer micelles). The process occurs spontaneously. Compared with self-assembly in bulk, self-assembly of block copolymers in solutions is more complex. Besides temperature, the self-assembly of block copolymers into nanoparticles in solutions depends on the concentration of polymers in solutions as well. Therefore, the degree of incompatibility has been described by fcN, where f represents the descriptive concentration of polymer in solution. The controlled factors of assembly of amphiphilic polymers in solutions are shown in Fig. 1.4. The variation of the self­assembled morphology of polymers in solutions with the solution concentration (C
polymer
), the length ratio of the head to tail
(L
head/tail
) and the c parameter is displayed in Fig. 1.5. Once the
Self-Assembly of Amphiphilic Copolymers in Solution
13
critical micelle concentration (CMC) is reached, self-assembly of the block copolymers takes place and the nanostructures in the solution include spherical micelles, rod-like micelles, vesicles and lamellar.
Figure 1.5 The concentraon (C
polymer
), L
head/tail
and c dependence of the
self-assembled morphology of amphiphilic copolymers in soluons.

1.2.2 Self-Assembly of Liposomes

1.2.2.1 Formation of liposomes
Besides amphiphilic block copolymers, lipids could self-assemble to form vesicle structures in aqueous solution as well. Self-assembly of block copolymers results from interactions of solvent-polymer and polymer–polymer, while that of lipids is mainly based on the hydrophobic combination between acyl chains. When lipid molecules are in the water environment, due to the characteristics of amphiphilicity, the hydrophilic heads will be exposed outside and the hydrophobic tails are coated inside, forming micelles, vesicles, regular bilayer or other structures. Lipids with large
          
molecules can assemble into spherical vesicles or planar bilayers (Referring to Fig. 1.3). Liposomes are spherical vesicles composed of one or more layers of phospholipid bilayer. Lipid assemblies