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New digital diagnostic tools
https://t.me/medicina_free
for respiratory sleep disorders
Renaud Tamisier, Maelle Guellerin and Jean-Louis Pépin
Covering the diagnosis of OSA in the general population remains an immense task due to its high prevalence worldwide, the heterogeneity of clinical presentation and the need to prioritise subpopulations of patients with chronic diseases. On one hand, we must examine symptomatic patients in the general population; those with a moderate to high positive predictive value based on clinical symptoms (sleepiness, nocturia, snoring, tiredness or choking during sleep) and measurements (BMI, neck circumference, Mallampati class or high BP) (figure 1). Therefore, because of the prevalence of sleepiness (10%), overweight or obesity (60%) and the nearly 30% of the population who snore, sleep physicians see a huge number of patients who are referred for testing. On the other hand, the prevalence of OSA reaches >50% in specific subpopulations already diagnosed with a chronic disease such as chronic HF, resistant hypertension, stroke or diabetes (figure 2). However, most of these patients with chronic disease do not present the usual OSA symptoms. The pauci-symptomatic presentation of the latter group indicates testing all patients in the group despite a low pre-test clinical diagnostic positive predictive value. Moreover, in addition to representing a large population to be tested, these patients require specific management. The timing of the diagnosis can be as determinant as the status of the chronic disease, which may interfere with assessment of the severity of OSA. Moreover, these asymptomatic patients might not consider OSA diagnosis as a priority and might not agree to undergo PSG. Finally, even though prevalence is high, numerous individuals will undergo PSG to confirm that they do not have OSA. These latter examinations should be avoided.
Key points
• Diagnosis of OSA is an immense and dicult task that PSG alone cannot fulfil.
• New devices are continually emerging and oer new digital solutions that need to be positioned in the decision tree of OSA diagnosis.
• Long-term evaluations must be undertaken to ensure that these new diagnostic tools are not only reliable for OSA diagnosis, but also equivalent to PSG in terms of monitoring symptom normalisation and treatment adherence.
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Specific testing in
symptomatic patients
?
OSA
?
?
?
?
?
Figure 1. The problem of screening all symptomatic patients in a large population. A huge number of symptomatic patients are referred to sleep physicians for testing.
?
Non-OSA
Faced with these realities, although considered as the gold standard, but mostly only available in specialised sleep clinics, performing a PSG for all these patients appears to be unrealistic. Indeed, PSG fulfils almost all requirements when investigating OSA: sleep macrostructure (REM or non-REM), sleep instability, body position and respiratory events during sleep. It allows the specialist to determine the precise polysomnographic phenotype of OSA. However, sleep centres cannot respond to such high demand for testing, and thus diagnosis, and consequently, treatment will be delayed for those who particularly need them. Moreover, the relative fragility of sleep health structures that was revealed during the coronavirus disease 2019 (COVID-19) crisis further increases the need to move to a dierent mode of diagnosis.
What alternatives to PSG could be proposed? A simple diagnostic test would be welcome for the two populations previously mentioned, i.e. those in the general population with symptomatic OSA and asymptomatic individuals in specific chronic disease groups (figures 1 and 2). How would a simple diagnostic test dier from PSG? PSG involves multiple channel acquisitions, is complicated to handle and analyse and requires extensive training to run smoothly with expertise. In contrast, a simple diagnostic test should be easy to implement and have reliable automatic analysis with the results directly available to the user, and require only simple training. A similar transition from PSG to a ‘simple diagnostic test’ should be feasible, as was the transition in diagnosis of COVID-19 from requiring an analytical laboratory PCR test to the combination of a simple self-test and a confirmatory PCR test. Possible candidates for this transition (although not exhaustive) are discussed later in this chapter.
How could a simple test be used? It has already been demonstrated that in patients with a high clinical positive predictive value, a simple polygraph recording is reliable enough for diagnosis and provides sucient confidence to implement treatment. The only discrepancies that remain compared to PSG are when sleep is interrupted or is insucient during the recording.
In a population of patients with chronic diseases and with high OSA prevalence, comorbidities and their treatment may impair sleep, and thus measuring sleep quantity and quality is highly recommended.
355ERS Handbook: Respiratory Sleep Medicine
New digital diagnostic tools
https://t.me/medicina_free
Screening testing in
high OSA prevalent
population
Severe OSA
Mild-to-moderate OSA
Non-OSA
Figure 2. The problem of carrying out diagnostic tests in pauci-symptomatic patients in a targeted disease subpopulation (stroke, diabetes, depression, etc.). Without clinical exams or questionnaires, the only way to dierentiate patients is to perform the test.
Respiratory polygraphy (PG) is an easier, reliable alternative for diagnosis when handled by well-trained professionals. However, an incompressible period of time is required for settling the patient and scoring. The installation of the polygraph and positioning of all the sensors is oen delegated to caregivers who are insuciently trained, or even to the patients themselves, which reduces the quality of the test. Performing scoring and diagnosis using records with poor-quality signals is problematic.
There is a need for new solutions that can be implemented in a large population, are easy to use and do not impose an extra burden on sleep healthcare sta, and that will be accepted by patients. In addition, the proposed solutions should be recognised by the research community and by scientific learned bodies, and covered by health insurance providers.
Over the past decade, technological developments have led to several possible solutions using miniaturised sensors directly linked to a digital server that transfers data to be processed by artificial intelligence algorithms. An online application provides the result almost immediately to both sleep physicians and the patients themselves. Some of these new solutions are described in chapter 16.1 of this Handbook (refer to the table and figure therein for examples). Here we focus on solutions that have obtained or are close to obtaining marketing authorisation in Europe. Although not exhaustive, the two examples are intended to give the reader some idea of the objectives and results these solutions must achieve in terms of population targeted, diagnosis performances compared to PSG, methodology and regulations (data collection and data processing regulations and medical device approval).
The detection and analysis of mandibular movements enables us to monitor ventilation, respiratory eort and arousals from sleep, and obtain an estimation of sleep stages. The ability to assess these with a single sensor simplifies the diagnosis of OSA. This system employs a sensor positioned on the skin of the chin using adhesive tape. The system is easily used by the patient, who can follow a step-by-step
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procedure on a smartphone app. There are several publications reporting the ability of this system to accurately score respiratory events (compared to PSG), to monitor respiratory eort (against oesophageal pressure) and detect sleep fragmentation (against EEG monitoring). Moreover, there is a better agreement in respiratory event scoring between the mandibular movement detection algorithm and conventional international reference centre data than between two dierent international reference centres. This device is currently being evaluated as a solution compared to PSG; the primary outcome is diagnostic delay, and secondary outcomes are therapeutic acceptance and adherence to treatment (CPAP, mandibular advancement devices).
Another approach is to use sensors that are able to record tracheal sounds. One such system uses a sensor that is positioned on the skin of the neck using adhesive tape, over the trachea. Again, the system is simple to use for the patient, who can follow step-by­step instructions on a smartphone app. Although this system is reported as being able to diagnose OSA with a specificity of 96.8% and sensitivity of 92.7%, there is no function included in the current device to monitor sleep stages and/or sleep fragmentation. One aspect shared by these two sensors is the ability to be used to collect data over several nights, increasing both the sensitivity and specificity of the diagnosis.
There are other strategies that use more sophisticated complex devices. One example is a system using a multicaptor design (peripheral arterial tonometry with chest and wrist sensors) that is able to measure the pulse wave arterial signal, heart rate, oximetry, chest and peripheral movements, and body position. All these channels enable this system to detect OSA with good confidence compared to PSG. Due to the simplicity of the set-up and its automatic algorithm, the variability between scorers is decreased. Again, this type of device allows measurements to be repeated over several nights.
Even though there are currently several promising diagnostic solutions commercially available or in development, all need to be approved as medical devices. Sensors, algorithms, devices, soware and phone applications need to fulfil medical device regulations to obtain this approval. Clinicians should not use these solutions for diagnosis in a clinical decision-making setting before this approval has been obtained.
Faced with the huge demand for and complexity of performing OSA diagnosis using PSG or respiratory PG, sleep physicians and healthcare providers must carefully consider investing in the new technologies that are reaching the field of sleep medicine. However, while these new digital tools promise simplicity, objectivity and rapidity in the diagnosis of OSA, all need to be validated through processes that still need to be delineated. One aspect that will clearly be a huge improvement is the possibility of repeating data collection over several nights.
Further reading
Bailly S, et al. (2016). Obstructive sleep apnea: a cluster analysis at time of diagnosis. PLoS
One; 11: e0157318.
Benjafield AV, et al. (2019). Estimation of the global prevalence and burden of obstructive
sleep apnoea: a literature-based analysis. Lancet Respir Med; 7: 687–698.
Chai-Coetzer CL, et al. (2011). A simplified model of screening questionnaire and home
monitoring for obstructive sleep apnoea in primary care. Thorax; 66: 213–219.
Kapur VK, et al. (2017). Clinical practice guideline for diagnostic testing for adult obstructive
sleep apnea: an American Academy of Sleep Medicine clinical practice guideline. J Clin Sleep Med; 13: 479–504.
357ERS Handbook: Respiratory Sleep Medicine
New digital diagnostic tools
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Kelly JL, et al. (2022). Diagnosis of sleep apnoea using a mandibular monitor and machine
learning analysis: one-night agreement compared to in-home polysomnography. Front Neurosci; 16: 726880.
Pepin J-L, et al. (2022). Mandibular movements are a reliable noninvasive alternative to
esophageal pressure for measuring respiratory eort in patients with sleep apnea syndrome. Nat Sci Sleep; 14: 635–644.
Punjabi NM, et al. (2020). Variability and misclassification of sleep apnea severity based on
multi-night testing. Chest; 158: 365–373.
Randerath W, et al. (2017). Definition, discrimination, diagnosis and treatment of central
breathing disturbances during sleep. Eur Respir J; 49: 1600959.
Yalamanchali S, et al. (2013). Diagnosis of obstructive sleep apnea by peripheral arterial
tonometry: meta-analysis. JAMA Otolaryngol Head Neck Surg; 139: 1343–1350.
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Digital health innovations
https://t.me/medicina_free
for optimisation and follow-up of therapy
Renaud Tamisier, Sébastien Baillieul and Jean-Louis Pépin
A complete resumption of all respiratory events is associated with successful treatment of OSA. This normalisation of breathing is a first step before improving symptoms related to OSA. With the aim of providing the highest response to therapeutics, optimal treatment should be attempted; for CPAP treatment, this means adequate pressure settings, a mask that is perfectly adapted to the patient’s face and skin, and support from caregivers. With great therapeutics comes great compliance to CPAP. Therefore, monitoring compliance is a goal for healthcare providers, insurance companies and sleep physicians. Indeed, the more the patient adheres to CPAP treatment and increases the duration of use, the more symptoms will improve. However, compliance to CPAP is not only related to OSA severity, or treatment comfort; it is also related to sociological and cultural factors, life circumstances and comorbidities that require dedicated support.
Background: improvement of treatment quality
Several targets should be focused upon to improve treatment acceptance and quality. Among these, harms of OSA, tricks and lessons from peers and helpers, and side­eects of therapeutics (CPAP, mandibular advancement devices) should be considered. Digital health innovations may be used for the optimisation and follow-up of therapy, with which patients may improve their knowledge. Digital health tools may also be the medium to provide continuous support, promoting lifestyle changes and specific medical interventions. Here, we focus on three specific aspects: continuous support, patient engagement and specific medical interventions.
Key points
• Phone apps have demonstrated their usefulness in supporting patients during the first months of treatment with CPAP.
• Access to CPAP telemonitoring is a powerful tool providing sleep caregivers with precise feedback on how treatment is conducted and whether the patient faces diculties.
• Remote consultations are now of sucient quality to be considered as an alternative to face-to-face clinical appointments; however, added value and cost-eciency still need to be demonstrated.
359ERS Handbook: Respiratory Sleep Medicine
Digital health innovations for optimisation and follow-up of therapy
https://t.me/medicina_free
Continuous support during treatment trajectories
Digital health tools can provide positive feedback from well-conducted treatment, record its eectiveness in reducing apnoeas, mutual support (peers, groups) and reactiveness to technical issues, side-eects or diculties related to concomitant diseases.
Engaging patients in a better lifestyle
It is well known that the more patients engage with a positive lifestyle, the more compliant to therapeutics they become. Therefore, giving feedback about patients’ needs will initiate positive engagement. Among them, lifestyle support to increase physical activity and improve nutrition and sleep or monitoring of physiological parameters such as BP, heart rate, weight and blood glucose may also be associated with an improvement in awareness of lifestyle, promoting healthy behaviours.
Specific medical interventions
Digital support may also target specific medical needs, for example cognitive behavioural therapy for patients having comorbid OSA and insomnia (COMISA), motivational enhancement therapy, diet programmes or exercise rehabilitation. These e-interventions remain under medical supervision, but digital media may be sucient for some patients who do not need direct guidance from healthcare givers and coaches.
Digital health media for treatment support
Electronic support may be able to sustain medical interventions over time. From the first studies using phone call support to newer smartphone app support, several studies have demonstrated that providing continuous support helps patients to continue CPAP and improves adherence. However, despite evidence that a 3-month telemonitoring/coaching programme increases CPAP use in the short-term, once the programme stops, it does not lead to sustained long-term improvements. In contrast, it is likely that longer (12-month) programmes may lead to sustained improvements, although these still diminish once coaching ceases.
Telemonitoring from CPAP machines
Telemonitoring from CPAP machines enables all parameters recorded and analysed by these devices to be monitored at any moment (figure 1). Telemonitoring can follow medical events that destabilise residual (r)AHI under CPAP. This allows patients, healthcare providers and sleep physicians to evaluate both the quality and quantity of CPAP therapy. If the possibilities are countless, there is a paucity of data that have evaluated the impact of this continuous flow of information objectively. Indeed, few randomised trials have investigated the impact of multimodal telemonitoring. ‘Multimodal’ brings together telemonitoring from CPAP (compliance, residual events and leaks), dedicated positive messages to patients to support treatment, lifestyle counselling and physiological measurement (BP control, nocturnal oximetry and physical activity). Multimodal telemonitoring in two groups of patients with low and high cardiovascular risk brought dierent outcomes: while there was little evidence of dierence in the patients with low cardiovascular risk, in the high cardiovascular risk group, a larger decrease in BP was present in the monitored patients. One aspect noticed in both trials was that setting multimodal telemonitoring generates many alerts that imply an action from healthcare providers or physicians. Therefore, there is a need to set algorithms able to extract meaningful alerts from monitoring to which either technical or medical teams would react and set appropriate interventions.
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Figure 1. Telemonitoring can be used to follow a medical event that destabilises rAHI in a well-treated, compliant patient using CPAP. High doses of steroids were used against thrombocythaemia in January 2019 and January 2020. Condition A is when the subject was not taking steroids; condition B is when the patient was taking steroids; condition C shows decreasing doses of steroids.
Leaks L·min
A French working group proposed a decision tree for telemonitoring for healthcare providers; herein we propose a complement to this decision tree, more adapted to digital application, to optimise follow-up (figure 2). This decision tree is based on a 7-day moving window measuring compliance, residual (r)AHI and leaks. If CPAP use is >4 h, no leaks are detected (threshold may dier between CPAP brands) and rAHI is <10 events·h−1, CPAP treatment could be considered as having stabilised the condition. rAHI <10 events·h−1 may be reduced to <5 events·h−1.
Remote consultation
Remote consultation should be part of the toolset of caregivers and sleep physicians to improve the treatment of SDB. However, there are some essentials relating to the digital nature of the remote consultation. Access to a high-speed internet connection is mandatory to be able to conduct a consultation with good technical settings. Physicians should be able to share their screen, showing the patient medical charts and telemonitoring files. All these features enable good communication between patients and physicians, and should be as close as possible to a face-to-face meeting. Soware should enable patients’ and physicians’ faces to be seen, allowing facial expressions to be noted and fluidity of sound for quick question-and-answer communication.
361ERS Handbook: Respiratory Sleep Medicine
Digital health innovations for optimisation and follow-up of therapy
https://t.me/medicina_free
CPAP telemonitoring based on a 7-day moving
window on CPAP use, rAHI and leaks
• Checking for leaks or high rAHI
• Screening for insomnia
No
• Assessing patient’s motivation
• Checking for other causes of inobservance
• Continuous leaks: checking circuit and mask fitting
No
• Discontinuous leaks: checking for malposition of mask or mouth opening
• Checking device signals directly if available
• Obstructive events: checking for side-eects of oronasal mask, insucient pressure or
No
comfort settings
• Central events: decreasing pressure on medical guidance
or a clinical appointment is mandatory
If the issue is unresolved, physician contact
Leaks below manufacturer’s
Yes
recommendation
or patient’s sensitivity
rAHI <10 events·h
CPAP use
>4 h per day
Yes
Yes
–1
Figure 2. Proposal of a decision tree for the remote monitoring of patients treated with CPAP.
Availability of CPAP telemonitoring is mandatory to conduct remote consultations, and in our opinion an electronic questionnaire completed in advance by patients should be a backbone of the consultation. Finally, although the added value should be evaluated, we believe that auto-measurement of arterial BP, sleep diaries and physical activity measured using accelerometers, if possible, would also increase the value and eciency of remote consultations.
Conclusion
Digital health innovations in sleep medicine may become pre-eminent over the next decade. These encompass phone apps that could increase the patient’s knowledge about SDB and how treatments work. Additionally, these apps provide continuous support that have demonstrated benefit in terms of increasing adherence to treatment, although this does not persist once the app use is stopped. The progressive generalisation of CPAP telemonitoring is helping sleep physicians, caregivers and healthcare providers to monitor quality of treatment. However, these are a source of uncontrolled alerts that need to be managed using artificial intelligence assisted decision (see chapter 16.4 of this Handbook). Finally, among these technological innovations is remote consultation, which requires validation to demonstrate added value and eectiveness.
Further reading
Crosby ES, et al. (2022). Motivational interviewing eects on positive airway pressure therapy
(PAP) adherence: a systematic review and meta-analysis of randomized controlled trials. Behav Sleep Med; in press [https://doi.org/10.1080/15402002.2022.2108033].
Gasa M, et al. (2013). Residual sleepiness in sleep apnea patients treated by continuous
positive airway pressure. J Sleep Res; 22: 389–397.
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Digital health innovations for optimisation and follow-up of therapy
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Hwang D, et al. (2018). Eect of telemedicine education and telemonitoring on continuous
positive airway pressure adherence. The Tele-OSA Randomized Trial. Am J Respir Crit Care Med; 197: 117–126.
Patel SR, et al. (2022). Impact of an extended telemonitoring and coaching program on
continuous positive airway pressure adherence. Ann Am Thorac Soc; 19: 2070–2076.
Pépin JL, et al. (2019). Multimodal remote monitoring of high cardiovascular risk patients with
OSA initiating CPAP: a randomized trial. Chest; 155: 730–739.
Prigent A, et al. (2020). Télésuivi des patients traités par pression positive continue pour un
syndrome d’apnées/hypopnées obstructives du sommeil: proposition d’un arbre décisionnel. [Telemonitoring in continuous positive airway pressure-treated patients with obstructive sleep apnoea syndrome: an algorithm proposal]. Rev Mal Respir; 37: 550–560.
Sparrow D, et al. (2010). A telemedicine intervention to improve adherence to continuous
positive airway pressure: a randomised controlled trial. Thorax; 65: 1061–1066.
Tamisier R, et al. (2020). Impact of a multimodal telemonitoring intervention on CPAP
adherence in symptomatic OSA and low cardiovascular risk: a randomized controlled trial. Chest; 158: 2136–2145.
Weaver TE, et al. (2007). Relationship between hours of CPAP use and achieving normal levels
of sleepiness and daily functioning. Sleep; 30: 711–719.
363ERS Handbook: Respiratory Sleep Medicine