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Fig. 6.2 Case 1 summary timeline
L. Edbrooke etal.
of 30/58 indicated reduced exercise capacity. At the prehabilitation consultation the
perioperative physician (anaesthetist) initiated referrals to the allied health prehabilitation team and for a cardiopulmonary exercise test (CPET) to further assess his
exercise capacity and risk of postoperative complications. The prehabilitation team
provide holistic and co-ordinated care with regular multidisciplinary team meetings
including clinicians from anaesthetics, surgery, nursing and allied health. The aim
of these meetings is to ensure consistent messaging, common goals and a clear
understanding of progress.
Allied health screening and initial assessment ndings, outlined in detail in
Table6.2, included reduced physical function and adequate nutrition. Mr. D initially met criteria for referral to exercise and nutrition services, due to the highrisk surgical procedure planned with neoadjuvant treatment. Using the
International Physical Activity Questionnaire —Short Form (IPAQ-SF), Mr. D
self-reported being physically inactive and highly sedentary since retiring. He
struggled to set goals and engage in prehabilitation treatment sessions during this
period. Mr. D reported the main barriers to participation were nausea and dizziness, which were side effects of the neoadjuvant treatment he was receiving. He
was offered daily, supervised, centre- based exercise sessions (aerobic and resistance training), but often failed to attend scheduled exercise and nutrition
appointments.
Mr. D performed his initial CPET a 2weeks later during neoadjuvant treatment.
Due to his low body weight CPET VO
and AT were not reective of his true
2 peak
exercise capacity (Table6.2). After adjusting for body surface area, CPET performance indicated Mr. D was at high risk of postoperative pulmonary complications.
Following completion of neoadjuvant treatment repeat CPET ndings indicated that
Mr. D was not t for surgery, he was deconditioned and was losing weight. The

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Table 6.2
Mr. D’s screening and assessment ndings, treatment, and progress
Screening Measures and Findings
Exercise AKPS 70/100 (cares for self, unable to carry on normal activity or do active
work); IPAQ-SF—not meeting PA guidelines
Nutrition
1/5 (not at risk of malnutrition)
(MST)
Psychology
(PHQ-4)
Baseline
2/12 (not experiencing anxiety or
depression)
Post-neoadjuvant Rx
7/12 (moderate), clinical notes
documented anxiety
Assessment measures and ndings
CPET During-neoadjuvant Rx (initial)
VO
=18.3mL/kg/min
2 peak
AT=14.7mL/kg/min
VO
/ BSA=585mL (normative
2 peak
750)
Exercise During-neoadjuvant Rx (initial)
6MWT (metres)=447
30s STS (chair stands)=16
handgrip strength (kg)=25 (right),
Post-prehab
VO
=20.3mL/kg/min
2 peak
AT=14.0mL/kg/min
VO
/ BSA=643mL (normative
2 peak
750)
Post-prehab
6MWT (metres)=560
30s STS (chair stands)=19 handgrip
strength (kg)=unchanged
20 (left)
Nutrition During-neoadjuvant Rx (initial)
PG-SGA=6A (adequately
nourished)
Weight (kg)=52.0
Post-neoadjuvant Rx
PG-SGA=10A
Weight (kg)=46.0
Post-prehab
PG-SGA=6A
weight
(kg)=51.5
Nutrition=poor appetite, mild
nausea, mild oesophagitis
Psychology Post-neoadjuvant Rx (initial)
FTA due to inpatient admission
1/52 later: PHQ-9=9/27 (mild)
Post-prehab
PHQ-9=3/27 (minimal)
GAD-7=7/21 (mild)
GAD-7=14/21 (moderate).
Fear of dying, anxious aboutsurgical
risks and potential forprolonged
recovery. Sleep improved with
medication.
Treatment and progress
Exercise 2months post-neoadjuvant Rx
(initial)
F: 2–3/week, supervised
I: Moderate-intensity (aerobic: 70%
Watts of initial CPET AT; resistance:
80% of 10RM, 8 reps×2 sets)
T: Aerobic: 30s intervals (stationary
cycle); resistance: UL/LL free
weights, body weight
Aerobic:2×5 min;resistance:10min
Home walking: x2/week, 10min,
Progression (1-month later)
F: 2–3/week, supervised
I: High-intensity (aerobic: 85% Watts
most recent CPET AT; resistance: 80%
most recent 10RM, 12 reps×3 sets)
T: Aerobic: 90s interval (stationary
cycle); resistance:
UL/LL free weight, body weight
Aerobic: 3×5 min;resist.:10min
Home walking: x4/week, 20min,
moderate (Borg 4/10)
moderate (Borg 3/10)

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Table 6.2 (continued)
Nutrition 2months post-neoadjuvant Rx
(initial)
Education protein/ energy needs,
nutrition impact symptoms (dietary
modications and medication)
Psychology Five sessions over 3.5months
Relaxation training (breathing exercises)
Activating supports and identication of barriers to this
Behavioural activation and avoidance of distress; goal setting;
Discussionregarding physical barriers to exercise (pain and continence)
Education about exercise (that it will increase fatigue)
Anxiety management and psycho-education in context of fears
Education regarding further support postoperatively if required
AKPS Australia-modied Karnofsky performance status, AT anaerobic threshold, BSA body surface area, CPET cardiopulmonary exercise test, Exercise (F frequency, I intensity, T type, T time);
FTA failed to attend, GAD-7 generalised anxiety disorder-7 item, IPAQ-SF international physical
activity questionnaire-short form, LL lower limb, NIS nutritionimpact symptoms, NGT
gastric tube, PG-SGA patient generated-subjective global assessment, PHQ-9 patient health questionnaire- 9 item, RM repetition maximum, Rx treatment, UL upper limb, VO
uptake, 6MWT 6-min walk test, 30s STS 30-s sit-to-stand
Progress
Fortnightly/weekly reviews (increased
frequency as NIS worsened)—Oral
supplements, NGT feeding for poor
intake
L. Edbrooke etal.
naso-
peak oxygen
2 peak
perioperative physician recommended a further 6weeks of prehabilitation aiming to
improve his nutritional and functional status. Mr. D was referred and commenced
treatment with the prehabilitation psychologist and commenced engaging during
nutrition sessions. With care from the multidisciplinary team Mr. D’s symptoms
improved. Over several weeks of treatment and with regular communication at multidisciplinary team meetings, the psychologist was able to unpack motivational
issues and highlight the burden his symptoms were having. He worked with the
dietician on strategies to improve his nausea. As his symptom burden lessened, Mr.
D was able to attend the centre for supervised face to face exercise three times a
week. Following prehabilitation his weight had increased and CPET and 6MWT
results indicated signicant and clinically important improvements in his exercise
capacity (Table6.2).
Three-months post diagnosis Mr. D underwent the planned surgery (oesophagectomy), his postoperative course was uncomplicated and followed the standard
ERAS postoperative pathway which included enteral feeding via a jejunostomy on
days 3–6 and respiratory physiotherapy and early mobilisation which commenced
on the day of surgery [53]. Mr. D was discharged home after 7days. Follow-up,
short-term outpatient review with the dietician was planned due to expected swallowing difculties associated with the surgical procedure.
Case 2—Ms. S
Ms. S is a 75-year-old woman who works part time in human resources for an educational organisation. Her past medical history includes osteoporosis, hypertension,
and removal of bilateral cataracts. Although living alone, Ms. S has a supportive
partner. She has not been active or able to eat well over the last few months due to
fatigue, more frequent bowel, diarrhoea-like movements (causing anal discomfort)

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Fig. 6.3 Case 2 summary timeline
93
and abdominal discomfort, but prior to that she enjoyed bushwalking and cycling
and did this for 30min 2–3 times per week.
Ms. S was referred for investigation due to her symptoms and an MRI scan and
biopsy provided a diagnosis of stage II rectal cancer. Following surgical consultation and discussion at a multidisciplinary team meeting, Ms. S’s treatment plan was
to commence neoadjuvant chemotherapy, uorouracil, with radiation prior to
abdominoperineal resection (APR). Ms. S was referred to the allied health team for
prehabilitation. Her prehabilitation timeline is shown in Fig.6.3. Ms. S was screened
3days after referral and booked in for allied health assessments the following week.
Due to the high-risk procedure, Ms. S was eligible to be assessed by exercise, nutrition, and psychology disciplines. She declined a psychology assessment stating that
she felt she was managing well currently and had a good network of social supports.
Details of screening and assessment are provided in Table6.3. During screening her
clinician-rated Clinical Frailty Scale (CFS) score was 3 ‘managing well’. This is
dened as patients whose medical problems are well controlled but who are not
active regularly beyond walking to complete daily tasks.
Ms. S’s nutrition assessment indicated that she was at risk of malnutrition and
she was given education regarding how to achieve a diet that was high in protein and
energy. Given her previous enjoyment of cycling, the goal she set during her initial
exercise assessment was to commence unsupervised aerobic training on her home
exercise bike. She was also prescribed resistance training exercises to maintain her

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L. Edbrooke etal.
Table 6.3
Ms. S’s screening and assessment ndings, treatment, and progress
Screening Measures and Findings
[Exercise] AKPS 90/100; DASI 34.95
Nutrition MST=3/5 (at risk malnutrition)
Weight 65kg; weight loss 5kg (7.1%) previous 6/12months
Psychology PHQ-4 baseline=0/12
Assessment measures and ndings
During-neoadjuvant Rx Post-prehab
CPET VO
=19.8mL/kg/min
2 peak
AT=12.5mL/kg/min
VO
/ BSA=731mL
2 peak
Exercise 6MWT (metres)=530
30s STS (chair stands)=14 handgrip
(kg)=18 (right), 18 (left); CFS =3
IPAQ—Below PA guidelines
Nutrition PG-SGA=15B (malnourished) poor
appetite; weight=65.0kg
VO
=19.8mL/kg/min
2 peak
AT=16.0mLl/kg/min
VO
/BSA=743mL
2 peak
6MWT (metres)=567
30s STS (chair stands)=16 handgrip
(kg)=20 (right), 18(left); CFS =1
IPAQ—Meeting PA guidelines
PG-SGA=7A (adequate)
Poor appetite, mild nausea,
oesophagitis; weight=59.0
Treatment and progress
Exercise Initial (during neoadjuvant Rx)
Education (effects exercise, treatment vs.
exercise capacity, safe exercising)
Goal setting
Home exercise:
Aerobic—Stationary cycle, walking 20
min×7days; moderate intensity (Borg 3)
Resistance×3days/week (step up, squats,
Progression
Fortnightly telehealth reviews—
Compliant with home walking,
minimal bike or RT initially, then
improved. Was educated, selfprogressed resistance exercises
maintaining Borg 3–4 (3 sets×12
reps with 8kg on discharge)
calf raise, bicep curl, shoulder raise,
kickback); from 10RM, 2 sets×10 reps
with 4kg; Borg 3
Nutrition Single in-person session following initial assessment, set goals to muscle mass/
weight maintenance –high energy-high protein diet, and oral nutrition
supplements pre-op
Abbreviations: AKPS Australia-modied Karnofsky Performance Status, AT anaerobic threshold,
SA body surface area, CPET cardiopulmonary exercise test, DASI duke activity status index,
IPAQ-SF international physical activity questionnaire-short form, PG-SGA
patient generated-
subjective global assessment, RM repetition maximum, RT resistance training, Rx treatment, VO
peak oxygen uptake, 6MWT 6-min walk test; 30s STS 30-s sit-to-stand
peak
2
skeletal muscle mass and a home-walking programme. Ms. S was reviewed by her
physiotherapist fortnightly via telehealth. She completed three cycles of chemotherapy prior to surgery and reported moderate levels of fatigue and mild nausea as
the main side effects. She found walking outside was the most effective strategy to
control her symptoms. Because of this, she was initially adherent only to her prescribed walking programme. Some discomfort associated with sitting on the exercise bike and boredom with resistance training impacted her adherence. Behaviour
change techniques utilised during telehealth sessions included action planning, barrier identication/problem solving, and social support [54]. The physiotherapist

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provided further education to Ms. S regarding the importance of resistance training,
not only for maintaining function, but also for her ability to recover post-surgery
and re-commence chemotherapy. Ms. S’s partner modied her exercise bike seat to
improve comfort. With greater adherence, Ms. S began to notice improvements in
her strength which made her more motivated to continue her exercise sessions.
Eight weeks after referral Ms. S was admitted to hospital and underwent an
abdominoperineal resection. Her postoperative management followed ERAS guidelines including respiratory physiotherapy and early mobilisation and return to a
high-protein diet (supported with oral nutrition supplements) within 24h of surgery
[55, 56]. She was discharged home after 8days, returning for a further three cycles
of chemotherapy. Since discharge, she has continued with her strength training
exercises twice a week and has gradually built up her home walking programme
with support from her partner. She is scheduled to commence an outpatient rehabilitation programme in 2weeks’ time to help her return to her previous level of tness
and commence a graduated return to work plan.
Conclusions andFuture Directions
Despite the growing research outputs and gradual implementation of prehabilitation
in abdominal surgery, there are many different avenues of research still needed to
improve efcacy and implementation to inuence patient outcomes. Prehabilitation
guidelines are required in the next 2years to standardise interventions and outcome
variables further. Figure6.4 summarises areas for future research in prehabilitation
for colorectal and other surgical patient populations. There are many groups internationally currently working on these research priorities.
Acknowledgements The authors would like to thank Dr. Christina Prickett, Ms. Jess Crowe and
Ms. Anna Beaumont for their assistance with the development of the rst case study.
Fig. 6.4 Diagrammatic representation of the areas for future research in prehabilitation

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