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Fig. 27.1 Criteria for the diagnosis of diabetesDCCT Diabetes Control and Complications Trial, FPG Fasting plasma glucose, OGTT Oral glucose tolerance test, WHO World Health Organization, 2-h PG 2-h plasma glucose. *In the absence of unequivocal hyperglycemia, diagnosis requires two
abnormal test results from the same sample or in two separate test samples
C. S. Froján et al.
Fig. 27.2 Criteria dening prediabetes*FPG Fasting plasma glucose, IFG Impaired fasting glu- cose, IGT Impaired glucose tolerance, OGTT Oral glucose tolerance test, 2-h PG 2-h plasma glu­cose. *For all three tests, risk is continuous, extending below the lower limit of the range and becoming disproportionately greater at the higher end of the range
diagnosed based on plasma glucose criteria, either the fasting plasma glucose (FPG) value or the 2-h plasma glucose (2-h PG) value during a 75-g oral glucose tolerance test (OGTT), or glycated hemoglobin (A1C) criteria (see Fig.27.1). Prediabetes is the term used for individuals whose glucose levels do not meet the criteria for dia­betes yet have abnormal glucose metabolism (see Fig.27.2) [21].
Insulin resistance or impaired insulin sensitivity is a complex temporary or chronic condition in which muscle, liver, and fat cells don’t respond as they should to insulin. Genetic predisposition, overweight or obesity (especially central obesity),
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Fig. 27.3 Equations for the calculation of insulin resistance and insulin sensitivity indices
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and a sedentary lifestyle contribute to the development of insulin resistance, favoring the elevation of plasma glucose [22]. Insulin resistance plays a pathophysiological role in T2D but is also associated with other entities such as obesity, hypertension and dyslipidemia, conditions that dene the metabolic syndrome. There are various laboratory tests to assess the degree of insulin resistance being the gold standard the hyperinsulinemic-euglycemic glucose clamp. But this test is expensive and techni­cally complex, so in epidemiological studies or daily clinical practice, the most suit­able are the homeostatic model assessment for insulin resistance (HOMA-IR), the quantitative insulin sensitivity check index (QUICKI), and Matsuda index.
The calculation of HOMA-IR is simple from fasting glucose and insulin. HOMA-IR has a good correlation with hyperinsulinemic-euglycemic glucose clamp. The higher the HOMA-IR, the higher the insulin resistance. However, there is signicant variability in the threshold HOMA-IR levels to dene insulin resis­tance, and there is no universal consensus on the reference values for the indices described, but published studies usually set it at a value >2–2.5 (see Fig.27.3) [23].
QUICKI is an empirically derived mathematical transformation of fasting blood glucose and plasma insulin concentrations that provide a reliable, reproducible, and accurate insulin sensitivity index. It is derived simply from fasting glucose and insu­lin values. It correlates well with the hyperinsulinemic-euglycemic glucose clamp and measures insulin sensitivity, the inverse of insulin resistance. Thus, higher QUICKI levels are related to higher insulin sensitivity and lower levels of insulin resistance (see Fig.27.3) [24].
Matsuda index is an insulin sensitivity index that reects a composite estimate of hepatic and muscle insulin sensitivity determined from OGTT data. It is more com­plex than the previous one since it requires the performance of an OGTT, but this is not a particularly expensive or difcult test to perform and is frequently used in daily clinical practice (see Fig.27.3) [24].
27.4 Metabolic Syndrome andLipid Metabolism
Metabolic syndrome is a term applied to the coexistence in the same individual of abdominal overweight/obesity, dyslipidemia, type 2 diabetes, and high blood pres­sure. This combination of factors increases cardiovascular risk. Although there are
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different diagnostic criteria for metabolic syndrome, it is estimated that up to a third of the adult population may present it. Obstructive sleep apnea has been associated with metabolic syndrome or its core components. The pathophysiological mecha­nisms previously described in the relationship between obesity, diabetes, and OSA are also found in the relationship with metabolic syndrome. Thus, the benecial effects of CPAP on glucose metabolism and insulin resistance in patients with OSA are not constant in all the studies carried out [25].
Data from the European Sleep Apnea Database Cohort (ESADA) showed that OSA severity was independently associated with cholesterol and triglycerides con­centrations [26]. Furthermore, OSA was positively associated with serum triglycer­ide levels in men with a normal waist circumference [27].
Although there are different diagnostic criteria, according to the guidelines from the National Heart, Lung, and Blood Institute (NHLBI) and the American Heart Association (AHA), metabolic syndrome is diagnosed when a patient has at least three of the following ve conditions [28]:
• Fasting glucose 100mg/dL (or receiving drug therapy for hyperglycemia)
• Blood pressure 130/85mmHg (or receiving drug therapy for hypertension)
• Triglycerides 150mg/dL (or receiving drug therapy for hypertriglyceridemia)
• HDL cholesterol <40mg/dL in men or <50mg/dL in women (or receiving drug
therapy for reduced HDL cholesterol
• Waist circumference 102cm (40 in) in men or 88cm (35 in) in women; if
Asian American, ≥90cm (35 in) in men or ≥80cm (32 in) in women
C. S. Froján et al.
Dyslipidemias are lipid metabolism alterations with altered lipid concentra­tions, both by excess (hyperlipidemia) and by defect (hypolipidemia). Dyslipidemia is diagnosed routinely by measuring the serum lipid prole in fast­ing state that includes total cholesterol, triglycerides, HDL cholesterol, and LDL cholesterol. Unlike the other elements of the lipid prole, which are measured directly, LDL cholesterol is calculated from the Friedewald formula: LDL cho­lesterol=Total cholesterol[HDL cholesterol+(triglycerides/5)]. A triglycer­ide level above 400 mg/dL invalidates the use of this formula. The main therapeutic target is LDL cholesterol since, it is the main cardiovascular risk factor within the lipid prole. However, although severe, hypertriglyceridemia (>500–1000mg/dL) can be associated with pancreatitis and constitutes a thera­peutic priority when it appears. Other parameters that study lipid metabolism and of diagnostic and therapeutic interest are Apolipoprotein B, non-HDL choles­terol, and Lipoprotein(a) [29].
27.5 Adipokines
Adipokines or adipocytokines are peptides and proteins secreted mainly by adipo­cytes and play diverse roles in body homeostasis. Adipose tissue has emerged as a metabolically active tissue implicated in many processes such as metabolism,
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inammation, and cardiovascular diseases. Current evidence suggests that adipo­kines may play a role in the complex relationship between OSA and metabolic disorders.
Leptin is a major adipokine that promotes satiety and is secreted mainly by the adipocytes of the white adipose tissue. Leptin is positively correlated with fat mass. Data suggest that long-term exposure to chronic intermittent hypoxia, as occurs in OSA, may contribute to leptin resistance, which negatively affects the control of food intake [30].
Adiponectin is another adipokine that improves insulin sensitivity and cardiovas­cular health. Patients with severe OSA have been shown to have lower levels of adiponectin. Also, improvement in sleep quality is associated with increased serum adiponectin levels [31].
An adipokine abundantly expressed in visceral fat, Visfatin, has an insulin­mimetic effect. Circulating visfatin levels are elevated in obesity, diabetes, or meta­bolic syndrome. In patients with severe OSA, visfatin levels were correlated positively with sleep latency and negatively with total sleep time and percentage of stage 2 and REM sleep [32].
Chemerin, among other actions, regulates adipogenesis and inammation. Several studies have shown that chemerin levels are an independent determinant of OSA and correlated with the severity of OSA [31].
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27.6 Urinary Parameters
First, it should be remembered that OSA can affect the urinary pattern, making the collection of samples for analysis more complicated. For example, Nocturia (wak­ing up to urinate one or more times during the night) is more frequent in patients with moderate or severe OSA than in patients with mild OSA [33]. In addition, overactive bladder prevalence rates range from 49.6% to 79.3% in patients with OSA, and CPAP treatment can improve symptoms [34].
OSA is highly prevalent in patients with chronic kidney disease and is associated with accelerated renal dysfunction through several mechanisms such as hyperten­sion, activation of the renin-angiotensin system, or hypoxia. In patients with end­stage renal disease, uid overload contributes signicantly to OSA [35].
Microalbuminuria is a marker of renal damage and is used as a diagnostic tool for early kidney dysfunction. OSA is associated with increased microalbuminuria, as indexed by the urinary albumin-to-creatinine ratio, depending on the severity of the disease and hypoxemia [36].
The relationship between OSA and hypertension may be produced by activation of the sympathetic nervous system induced by hypoxic stress and mediated by the release of catecholamines. Thus, OSA is associated with increased urinary concen­trations of metabolites of catecholamines (normetanephrine and metanephrine), suggesting increased sympathoadrenal activity [37]. CPAP treatment signicantly reduces urinary or plasma catecholamines and their metabolites, suggesting an intermediary role in the relationship between OSA and hypertension [38].
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C. S. Froján et al.
Sestrin2 is a crucial factor involved in oxidative stress. One study showed a higher urinary level of Sestrin2in OSA patients and increased OSA severity, while it reduced with CPAP treatment [39].
Lipocalin-type prostaglandin D synthase is responsible for the biosynthesis of prostaglandin D2 and has been reported to be associated with cardiovascular disease and sleep regulation. Urinary Lipocalin-type prostaglandin D synthase has been linked with the AHI [40].
Take-Home Messages
• A signicant positive correlation between RDW and apnea-hypopnea index
(AHI) and oxygen desaturation index (ODI) has been found.
• Several studies have reported increased levels of CRP, IL-6, Tumor Necrosis
Factor Alpha (TNF-α), Fibrinogen, interleukin 8 (IL-8), intercellular adhesion
molecule (ICAM), vascular cell adhesion molecule (VCAM), and selectins in
OSA patients.
• OSA is associated with changes in glucose, lipid metabolism, adipokines and
urinary parameters.
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18. Subramanian A, Adderley NJ, Tracy A, Taverner T, Hanif W, Toulis KA, etal. Risk of incident obstructive sleep apnea among patients with type 2 diabetes. Diabetes Care. 2019;42(5):954–63.
19. Gottlieb DJ.Sleep apnea and cardiovascular disease. Curr Diab Rep. 2021;21(12):64.
20. Ip MSM, Lam B, Ng MMT, Lam WK, Tsang KWT, Lam KSL.Obstructive sleep apnea is inde­pendently associated with insulin resistance. Am J Respir Crit Care Med. 2002;165(5):670–6.
21. American Diabetes Association Professional Practice Committee. 2. Classication and diagnosis of diabetes: standards of medical care in diabetes Diabetes Care 2022. 2022;45(January):17–38.
22. Gallagher EJ, LeRoith D, Karnieli E.The metabolic syndrome-from insulin resistance to obe­sity and diabetes. Endocrinol Metab Clin N Am. 2008;37(3):559–79.
23. Gayoso-Diz P, Otero-González A, Rodriguez-Alvarez MX, Gude F, García F, De Francisco A, etal. Insulin resistance (HOMA-IR) cut-off values and the metabolic syndrome in a gen­eral adult population: effect of gender and age: EPIRCE cross-sectional study. BMC Endocr Disord. 2013;13
24. Muniyappa R, Lee S, Chen H, Quon MJ.Current approaches for assessing insulin sensi­tivity and resistance invivo: advantages, limitations, and appropriate usage. Am J Physiol Endocrinol Metab. 2008;294(1):E15.
25. Almendros I, Basoglu ÖK, Conde SV, Liguori C, Saaresranta T.Metabolic dysfunction in OSA: is there something new under the sun? J Sleep Res. 2022;31(1):1–16.
26. Gündüz C, Basoglu OK, Hedner J, Zou D, Bonsignore MR, Hein H, etal. Obstructive sleep apnoea independently predicts lipid levels: data from the European Sleep Apnea Database. Respirology. 2018;23(12):1180–9.
27. Guscoth LB, Appleton SL, Martin SA, Adams RJ, Melaku YA, Wittert GA.The association of obstructive sleep apnea and nocturnal hypoxemia with lipid proles in a population-based study of community-dwelling Australian men. Nat Sci Sleep. 2021;13(October):1771–82.
28. Grundy SM, Cleeman JI, Daniels SR, Donato KA, Eckel RH, Franklin BA, etal. Diagnosis and management of the metabolic syndrome: an American Heart Association/National Heart, Lung, and Blood Institute scientic statement. Circulation. 2005;112(17):2735–52.
29. Visseren FLJ, MacH F, Smulders YM, Carballo D, Koskinas KC, Bäck M, et al. 2021 ESC guidelines on cardiovascular disease prevention in clinical practice. Eur Heart J. 2021;42(34):3227–337.
30. Ciriello J, Moreau JM, Caverson MM, Moranis R.Leptin: a potential link between obstructive sleep apnea and obesity. Front Physiol. 2022;12(January):1–15.
31. Wei Z, Chen Y, Upender RP.Sleep disturbance and metabolic dysfunction: the roles of adipo­kines. Int J Mol Sci. 2022;23(3)
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32. Trakada G, Steiropoulos P, Nena E, Gkioka T, Kouliatsis G, Pataka A, etal. Plasma visfatin lev­els in severe obstructive sleep apnea—hypopnea syndrome. Sleep Breath. 2009;13(4):349–55.
33. Park EK, Park JH, Kim JH, Choi JI, Kim K, Lee H, etal. Relationships between nocturia, obstructive sleep apnea, and quality of sleep. Sleep Med Res. 2015;6(1):28–34.
34. Deger M, Surmelioglu O, Kuleci S, Akdogan N, Dagkiran M, Tanrısever I, etal. The effect of treatment of obstructive sleep apnea syndrome on overactive bladder symptoms. Rev Assoc Med Bras. 2021;67(3):360–5.
35. Lin CH, Perger E, Lyons OD.Obstructive sleep apnea and chronic kidney disease. Curr Opin Pulm Med. 2018;24(6):549–54.
36. Bulcun E, Ekici M, Ekici A, Cimen DA, Kisa U.Microalbuminuria in obstructive sleep apnea syndrome. Sleep Breath. 2015;19(4):1191–7.
37. Elmasry A, Lindberg E, Hedner J, Janson C, Boman G.Obstructive sleep apnoea and urine cat­echolamines in hypertensive males: a population-based study. Eur Respir J. 2002;19(3):511–7.
38. Green M, Ken-Dror G, Fluck D, Sada C, Sharma P, Fry CH, etal. Meta-analysis of changes in the levels of catecholamines and blood pressure with continuous positive airway pressure therapy in obstructive sleep apnea. J Clin Hypertens. 2021;23(1):12–20.
39. Bai L, Sun C, Zhai H, Chen C, Hu X, Ye X, etal. Investigation of urinary Sestrin2in patients with obstructive sleep apnea. Lung [Internet]. 2019;197(2):123–9.
40. Chihara Y, Chin K, Aritake K, Harada Y, Toyama Y, Murase K, etal. A urine biomarker for severe obstructive sleep apnoea patients: lipocalin-type prostaglandin D synthase. Eur Respir J. 2013;42(6):1563–74.
C. S. Froján et al.
Genetics ofObstructive Sleep Apnea
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28
AnaPatiño-García
28.1 General Aspects ofObstructive Sleep Apnea Genetics
The prevalence of obstructive sleep apnea (OSA) is high, and its effects are poten­tially severe, leading to cardiometabolic disorders and increased cardiovascular risks. However, the unavailability of biomarkers for OSA makes diagnosing this disease an unmet need. In addition, ideal biomarkers should be able to identify the disease, correlate with severity, and give information about treatment outcomes and potential complications/comorbidities. These biomarkers can be different: DNA (single-nucleotide polymorphisms, SNPs, mutations, etc.), RNA (gene expression), miRNA (microRNA, posttranscriptional regulation), epigenetic modications (methylation for gene expression regulation) and/or proteins, and their different nature and applications will be discussed in this chapter (Fig.28.1).
OSA is a very complex trait from the clinical and genetic points of view. It is most probably conditioned by a plethora of low-risk genes, their interactions, and their interplay with a network of environmental factors. There is increasing evi­dence that OSA is a heritable, but maybe not an inherited, trait. Heritability is often dened as the variation of a given trait that can be attributed to genetic variation. It is used to estimate the risk of traits conditioned by multiple low-risk genetic variants interacting with complex multifactorial clinical variables. The estimation of herita­bility in complex traits such as OSA is highly inuenced by the design of the analy­ses and the nature of the trait, mainly by the sample size, the different genetic backgrounds, and by the variability in the included phenotypes. Ovchinsky et al. performed a study with 445 rst-degree relatives of 115 children with OSA. They concluded that 12.2% of the pediatric relatives had symptoms suggestive of OSA,
A. Patiño-García (*) Department of Pediatrics and Medical Genomics Unit, Clínica Universidad de Navarra, Pamplona, Spain e-mail: apatigar@unav.es
© The Author(s), under exclusive license to Springer Nature Switzerland AG 2023 P. M. Baptista et al. (eds.), Obstructive Sleep Apnea,
https://doi.org/10.1007/978-3-031-35225-6_28
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Fig. 28.1 Types of molecules that can be considered as biomarkers for OSA or OSA-related phenotypes
A. Patiño-García
supporting the heritability of this trait [1]. Other research indicated that OSA preva­lence in rst-degree relatives of patients with OSA ranges from 22% to 84%. The OR of a rst-degree relative having OSA ranges from 2 to 46 [2].
In addition, several studies suggest that around 40% of the apnea–hypopnea index (AHI) variance can be explained by genetic factors, and twin and family stud­ies indicate that related phenotypes like ventilatory responsiveness to either hypox­emia or hypercapnia, obesity, craniofacial morphology also have heritabilities ranging from 30% to 70% [3].
28.2 Types ofAnalysis Aimed totheIdentification ofSleep
Apnea Biomarkers andResults Obtained
In general, the types of studies that aim for the identication of associations between genes and OSA can be included in different categories (Fig.28.2):
1. Linkage Analyses: these studies rely on analyzing a high (or low) number of
markers in pedigrees segregating a given complex trait. The design can include or not a segregation model in the family, being the model-free linkage analysis the most frequently used for complex traits with unknown inheritance patterns like OSA.Other approaches are gradually substituting this type of study.
Palmer and colleagues [4] conducted a genome-wide analysis of 349 subjects belonging to 66 pedigree families sampled from the Cleveland Family Study (ref). They performed a multipoint model-free linkage analysis and identied candidate regions with evidence for linkage with AHI in chromosome regions 1p, 2p, 12p, and 19. Only the 2p region remained signicant after adjusting for body mass index (BMI). They concluded that there is shared and unshared genetic variability underlying both OSA and obesity and that there may be shared pathways regulating both AHI and BMI.
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Fig. 28.2 Types of analysis and study designs for the identication of associations between genes and OSA
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2. Genome-wide association studies (GWAS) have a case/control design with a high number of patients and controls to identify genetic variants that are differ­entially enriched between groups. This design relies on testing common genetic variants (MAF  5%). This hypothesis-free approach consists of scanning high- density markers distributed across the genome to identify genetic loci asso­ciated with a complex disease. GWAS ndings are often not validated in further analyses due, among other factors, to the strict signicance threshold. It is sug­gested that a gene should be considered positive if it reaches a genome-wide signicance in any GWAS, either if it is validated or not [5].
In addition, as a range of factors inuence OSA, genes underlying OSA can affect one or more of these factors, making it critical to carefully consider which elements to include in any GWAS approach for OSA.
The International Sleep Genetic Epidemiology Consortium (ISGEC) has already completed a study investigating the risk of moderate/severe OSA by conducting a GWAS in case and control samples from 9 independent European ancestry cohorts. In total, 8336 cases and 76,663 controls were investigated and although several analyses are ongoing, results have not yet been published.
The GWAS database, known as the “GWAS catalog,” hosted by the NHGRI­EBI, is a publicly available resource of published human GWAS ([6] https://
www.ebi.ac.uk/gwas/downloads). This database, accessed on April 2,2022,
includes three publications and ve traits in its last data release on March 23, 2022: