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244 D. H. Chang and Y. Manla
for acute AMR. Similarly, there is no set treat­ment protocol for dnDSA. However, expert con­sensus opinions and guideline statements have been published to help move this treatment area forward [3, 5]. Ongoing and future research into the treatment of acute AMR and dnDSA is needed to determine optimal therapies and help reduce morbidity and mortality from these processes.
possible, the HTx patient’s blood should be sent for the presence, quantity, specificity, and com­pliment-binding ability of pathologic antibodies prior to initiating treatment for AMR [39]. In cases of high suspicion for AMR, blood can be sent for assessment of non-HLA antibodies, includ­ing angiotensin type 1 receptor antibody (AT1R), anti-endothelial cell antibody (AECA), major histocompatibility complex Class I chain-related A antibody (MICA) and other non-HLA antibod­ies [40]. In general, patients with pAMR 1I with

Treatment of AMR

no prior history of treated rejection, normal graft
function by echocardiogram, normal hemodynam­There is a wide range of clinical presentations for acute AMR with a variable clinical course. A patient may be asymptomatic with AMR. Alternatively, a patient may present with car­diogenic shock with findings similar to delayed hyperacute rejection. Treatment for AMR will pro­ceed based on the patient’s clinical presentation and severity of findings on EMB (Table 19.3). If
Table 19.3 Treatment options for acute cellular and antibody-mediated rejection
Asymptomatic Reduced EF Heart failure/
Cellular Rejection (ACR grade ≥ 2R)
Antibody-Mediated Rejection (pAMR grade ≥ 2) with no/ DSA
Antibody-Mediated Rejection (pAMR grade ≥ 2) with ↑DSA
Abbreviations DSA = Donor-specific Antibody, CNI = Calcineurin Inhibitor, MMF = mycophenolate mofetil, PSI = Proliferation Signal Inhibitor, ATG = Anti-thymocyte Globulin, IV = intravenous, IABP = Intra-Aortic Balloon Pump, ECMO = Extra-corporeal Membrane Oxygenation Immunosuppression Following Heart Transplantation: Prospects and Challenges, David H Chang, Michelle M Kitt­leson, Jon A Kobashigawa, Immunotherapy, Feb 3, 2014, reprinted by permission of the publisher (Taylor & Francis Ltd, http://www.tandfonline.com).
• Target higher CNI levels
• Oral steroid bolus + taper
• MMF PSI
• Target higher CNI levels
• MMF PSI
• Oral steroid bolus + taper
• MMF PSI
ics by right heart catheterization, and no evidence
of dnDSA may continue with close clinical fol-
low-up and surveillance. Patients with pAMR 1 h
may be considered for treatment if there is clini-
cal suspicion for rejection. Patients with pAMR 2
or pAMR3 should be treated. Multiple modalities
for treatment are possible based on the severity
of the illness. Patients should have optimization
shock
• Oral steroid bolus/taper
or
• IV pulse steroids
• IV pulse steroids
• Consider IV immune globulin
• IV pulse steroids
• IV immune globulin
• Consider ATG, rituxi­mab, bortezomib
Treat based on clinical presenta­tion; do not await biopsy findings
• IV pulse steroids
• Cytolytic therapy (ATG)
• Plasmaphe­resis (before ATG dose)
• IV immune globulin
• Inotropic therapy
• IV heparin
• IABP or ECMO sup­port
19 Cardiac Allograft Rejection Treatment
245
of maintenance immunosuppression, including the use of CNI. There should be consideration for replacement of antimetabolite with proliferation signal inhibitor. Clinicians should consider higher target trough levels of maintenance immunosup­pression. IV (or PO) corticosteroids should be administered depending on severity of AMR, gen­erally at high doses with subsequent corticosteroid taper. Antibody removal can be achieved with plas­mapheresis or immune apheresis (immunoadsorp­tion). IVIG can be used to neutralize and decrease the activity of pathologic antibodies. Other immu­nomodulating treatments can alter the adaptive or innate immune systems. In the adaptive immune
Table 19.4 Specific medications for AMR
Therapy Mechanism of action Immune effects Major adverse
Alemtuzumab CD52 monoclonal
antibody
Bortezomib Proteasome inhibitor Depletes plasma cells Peripheral
Carfilzomib Proteasome inhibitor Depletes plasma cells AKI, throm-
Eculizumab Complement C5 inhi-
bitor
Intravenous immunoglobulin Immunomodulatory
effects
Plasmapheresis Extracorporeal plasma
antibody filtration
Rituximab CD20 monoclonal
antibody
Reprinted from The Journal of Heart and Lung Transplantation, 42(5) Angela Velleca, Michael A Shullo, Kumud Dhital, Estela Azeka, Monica Colvin, Eugene DePasquale, Marta Farrero, Luis García-Guereta, Gina Jamero, Kiran Khush, Jacob Lavee, Stephanie Pouch, Jignesh Patel, CJ Michaud, Michael A Shullo, Stephan Schubert et al., The International Society for Heart and Lung Transplantation (ISHLT) guidelines for the care of heart transplant reci­pients, e1–e141, Copyright (2023), with permission from Elsevier
system, T cell depletion can be accomplished
with cytolytic therapy (ATG), CD-20 express-
ing B cells can be depleted with Rituximab [41],
and plasma cells can be reduced with Bortezomib
[42, 43] or Carfilzomib (Table 19.4). For patients
with cardiogenic shock, the terminal complement
inhibitor Eculizumab can be used to prevent the
formation of the membrane attack complex and
other downstream complement-mediated effects.
Anticoagulation, including heparin, can be used
to prevent thrombosis in the macro- and micro-
vascular trees [17, 18]. In addition to strong immu-
nomodulatory therapies, inotropes can be used to
help contractility, vasopressors may be required to
effects
Depletes circulating lymphocytes, macrophages, and monocytes
Inhibits formation of terminal com­plement C5b-9
Neutralize circulating antibody, inhi­bit complement, inhibit B cells
Removes circulating immunoglobu­lins
Depletes circulating B cells Infusion-related
Leukopenia, thrombocytope­nia, infusion related reac­tions
neuropathy, thrombocytope­nia, neutropenia
bocytopenia, cardiotoxicity
Meningococ­cal infection (vaccination recommended)
Infusion-rela­ted reactions, hemolysis, interference with antibody assays
Access and line related complications, coagulopathy
reactions
246 D. H. Chang and Y. Manla
maintain adequate blood pressure, and mechani­cal circulatory support may be required, generally as a bridge to recovery. After treatment for AMR, repeat EMB should be completed in 2–4 weeks. MMDx can be considered at the time of repeat EMB. For patients sick enough to require MCS, retransplantation in the milieu of acute rejection is strongly discouraged, given the low probability of survival in the peri-operative period. While ACR is often successfully treated with corticosteroids and cytolytic therapy, resulting in a resolution of heart failure and normalization of the ejection fraction, AMR often follows a more complicated course after initial treatment [23, 44]. Patients may dis­play a persistent reduction in left ventricular ejec­tion fraction, restrictive physiology combined with recurrent heart failure, and accelerated progression of transplant coronary artery disease, ultimately leading to loss of allograft [45, 46]. A number of months (>6 months) after completion of treatment and when patients are shown to not have acute rejection, select patients may be evaluated for retransplantation.
Mixed Cellular and Antibody­Mediated Rejection
Mixed rejection is a recognized phenomenon defined as the simultaneous presence of cellular infiltrates of ACR and the histopathologic and/ or immunopathologic characteristics of AMR [3]. It is not uncommon to find both AMR and low-grade (1R) ACR; however, specimens dis­playing both moderate to severe (2R) ACR and AMR are rare. For mild cases of mixed rejec­tion, patients can be treated for cellular rejec­tion but should also be considered for IVIG (1 g/ kg × 2 days) for treatment of the AMR compo- nent of mixed rejection. In cases of increased severity of ACR, AMR can co-exist. In these cases, mixed rejection can be seen on EMB in patients with HCR. Patients with HCR will need aggressive treatment in the intensive care unit with a combination of therapies to target both ACR and AMR. Mechanical support, including intra-aortic balloon pump or potentially extra­corporeal membrane oxygenation (ECMO),
ideally with an additional device to vent the
left ventricle, may be required in critically ill
patients as a bridge to recovery, allowing time
for immune therapies to take effect [47].

Biopsy Negative Rejection

Biopsy-negative rejection is a clinical entity
when HTx recipients have clinical signs and
symptoms of HTx rejection, but the EMB is
bland with no evidence of either ACR or AMR.
In these cases, right ventricular sampling “error”
can miss areas that demonstrate the pathological
findings of ACR or AMR. As AMR was more
recently established as a form of HTx rejection,
historical cases of biopsy-negative rejection may
have been cases of AMR. Patients with biopsy-
negative rejection suggested by clinical signs
and symptoms, along with echocardiographic
findings of systolic dysfunction (defined as left
ventricular ejection fraction < 40%), should be
aggressively treated for HTx rejection. Therapy
commonly includes high dose corticosteroids,
ATG and possibly plasmapheresis (in cases of
cardiogenic shock). Given the limitations of the
EMB, there is utility for cardiac MRI for a more
complete tissue assessment in cases of potential
rejection. Areas of rejection may be spatially
discordant from areas of the endomyocardial
surfaces that can potentially be assessed by
biopsy. Cardiac MRI can not only show findings
consistent with HTx rejection but can also show
tissue improvement after treatment for rejec-
tion [48]. Though technical issues and standard
protocols are needed in this area, cardiac MRI
has the potential to confirm rejection in cases of
biopsy-negative rejection and to complement the
EMB.

Late Acute Rejection

Rejection that occurs more than one year after
a HTx is termed late acute rejection. As with
ACR and AMR, late acute rejection can be pre-
sent in an asymptomatic patient and found with
and be found with surveillance testing [49]. It
24719 Cardiac Allograft Rejection Treatment
is most often seen in patients with a history of medication non-compliance who have diffi­culty maintaining adequate immunosuppression levels. Confounding issues that can contribute to late acute rejection include new prescrip­tion medications [50], herbal medications, and nutritional supplements that can interact with immunosuppressants. Infections and/or gastro­intestinal conditions may alter immunosuppres­sion through concentration levels by impairing medication absorption. Patients with prior rejec­tion > 6 months post-transplant remain at ele­vated risk for late acute rejection. Additional risk factors for late acute rejection include the presence of DSA, CNI-reduced or -free main­tenance immunosuppression, younger recipient age, and recipient female gender. For younger patients who transition from pediatric HTx programs to adult HTx programs, this period of time can be particularly challenging [51]. Re-education on the importance of medication adherence, as well as assessment of psychoso­cial and mental health support, are important during this transition [52]. For patients at ele­vated risk, it is reasonable to consider continued surveillance for late acute rejection with either non-invasive or invasive testing greater than 1-year post-HTx. Late acute rejection is often AMR. However, CAV, a form of chronic rejec­tion, should also be evaluated in patients pre­senting with signs and symptoms of late acute rejection. Invasive coronary angiography should be considered in patients at risk for late acute rejection with a history of dnDSA or history of AMR [53]. Patients with late acute rejection will need closer follow-up and, if treated for rejec­tion, repeat EMB to document improvement or resolution of late acute rejection. When risks outweigh benefits, invasive testing should yield to non-invasive testing.

Future Directions

The treatment landscape for HTx rejection will continue to evolve and improve. Optimal treatment strategies, in particular for AMR will require further research [54]. Further
understanding of the development of dnDSA and
which dnDSA are pathologic may lead to addi-
tional targeted treatment for pathologic dnDSA.
The development of CAV may be attenuated
if additional successful strategies for the treat-
ment of dnDSA and AMR are developed [55].
Treatment with T cell co-stimulation blockade
and IL-6-directed therapies are two additional
medications that may have an impact in this
area. Belatacept, a co-stimulation blocker that
inhibits T-cell activation and proliferation (and
B cell activity), may have a role in induction or
maintenance immunosuppression. Data in HTx
is limited, but data from the renal transplant
experience is encouraging [56, 57]. Tocilizumab,
an IL-6 receptor blocker, and Clazakizumab,
an anti-IL6 monoclonal antibody, may play a
role in the prevention and treatment of allograft
injury [5861]. Clinical trials for Tocilizumab
and Belatacept in HTx shall inform on the safety,
efficacy, and outcomes.

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24919 Cardiac Allograft Rejection Treatment
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Part IV
Long-Term Management of Heart
Transplant Recipients

Medical Adherence and Outcomes After Heart Transplant

Andriana P. Nikolova
20

Abstract

Recent innovations in transplantation, such as tailored immunosuppressive regimens, thorough preoperative psychosocial evalu­ations, and the emergence of non-invasive graft monitoring strategies through novel molecular technologies, have led to increased longevity and quality of life of the recipi­ents. However, heart transplant (HTx) recipients face numerous challenges in the post-operative setting. In particular, patients are expected to adhere to a complex multi­drug medication regimen, including main­tenance immunosuppression to prevent rejection, as well as prophylactic medica­tions for infectious, coronary vasculopathy, and general health protection. In this chap­ter, we discuss adherence with medical and lifestyle habits post-HTx, its association with outcomes, and outline current interven­tional strategies to improve adherence in HTx recipients.
Keywords
Calcineurin inhibition · Anti-metabolite · Corticosteroid · Prednisone wean · Proliferation signal inhibitor · Precision medicine · Co-stimulation blockade

Clinical Pearls

Medication adherence rate in heart transplant
patients is reported between 50 and 80%.
Non-adherence has been associated with
rejection, cardiac allograft vasculopathy, and graft loss.
Socio-demographic, behavioral, medication-
obtaining support, mental/emotional well­being, and health/transplant-related factors are among the factors associated with medi­cation adherence in heart transplant patients.
Impediments to medical adherence include
the intensity of the surveillance schedule encompassing medical appointments and invasive procedures (biopsies and angio­grams), which pose a significant burden on heart transplant recipients and their caregivers.
Interventional strategies (electronic monitor-
ing feedback, pharmacist-led interventions,
A. P. Nikolova (*) Cedars-Sinai Smidt Heart Institute, Los Angeles, CA, USA e-mail: andriana.nikolova@csmc.edu
© The Author(s), under exclusive license to Springer Nature Switzerland AG 2025 J. Kobashigawa (ed.), Clinical Guide to Heart Transplantation, https://doi.org/10.1007/978-3-031-88290-6_20
253
254 A. P. Nikolova
and cognitive education) have shown to be modestly associated with improved adher­ence metrics.
Digital visits are feasible in heart transplant patients. However, technological infrastruc­ture, reimbursement, and limited patient digi­tal literacy, can hinder the adoption of remote care.

Introduction

Recent innovations in transplantation, such as tailored immunosuppressive regimens, thorough preoperative psychosocial evaluations, and the emergence of non-invasive graft monitoring strategies through novel molecular technolo­gies, have led to increased longevity and qual­ity of life of the recipients [1]. Despite these advances, however, heart transplant (HTx) recipients face numerous challenges in the post­operative setting. In particular, the intensity of the surveillance schedule encompassing medi­cal appointments and invasive procedures, such as endomyocardial biopsies and angiograms, poses a significant burden on the recipient and their support system of caregivers. Additionally, the patients are expected to adhere to a com­plex multi-drug medication regimen including maintenance immunosuppression as well as pro­phylactic medications for infectious, coronary vasculopathy and general health protection. For certain immunosuppressive medications with twice daily dosing, the recipient needs to be cognizant of the timing of the medication intake to prevent low trough blood levels that can be associated with increased rejection risk. Each component of the care of the transplant recipi­ents is associated with costs, issues with access to medical care and transportation as well as lost productivity for the patients themselves as well as their caregivers due to the need for medical leave from work to attend appointments or dur­ing periods of hospitalizations.

Metrics of Compliance and Associated Challenges

Findings from several studies have indicated that immunosuppressant non-adherence is a perva­sive problem among solid organ recipients [2]. Non-adherence can be either deliberate or unin­tentional and include such events as not taking the medication as often as required, not in the exact dose and/or at the correct times. However, non-adherence surveillance metrics for HTx recipients are not well defined, and there is an evolving need to refine and standardize these tools. Proposed methods in the literature have included measuring blood immunosuppres­sion levels, electronic pill bottle monitoring, or, most commonly, a variety of validated self­report questionnaires, each associated with shortcomings and advantages [3]. Self-reports are practical and inexpensive tools for adher­ence assessment but are highly susceptible to errors, such as memory bias. Electronic monitor­ing of medication refills can be labor intensive but lends a more objective lens onto patterns of adherence behavior. Given its cost, it is less frequently applied in this setting. Variability in blood trough levels of relevant immunosuppres­sive medications is also frequently applied as an adherence measure, given their proven associa­tion with rejection and mortality in HTx recipi­ents [3]. To increase sensitivity, some studies also use a combination of measurement methods to assess non-adherence, which mostly results in detecting very high non-adherence rates.
A further complicating factor in this area of research is the uncertainty surrounding what rate of adherence constitutes an acceptable threshold. Currently, there is no clear target value identi­fied, and as such, there is a wide variability in the cut-off for non-adherence used in studies on solid-organ transplant recipients, ranging from 80% up to <98% [4]. The stringier cut­off limits stem from the established correlation between even subclinical noncompliance to