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Editor and Contributors

About the Editor
Jon Kobashigawa MD, is the DSL/Thomas D. Gordon professor of
Medicine, director of the Advanced Heart Disease Section, director of the Heart Transplant Program and the associate director of the Cedars-Sinai Smidt Heart Institute as well as the associate director of the Comprehensive Transplant Center of the Cedars-Sinai Medical Center.
He received his undergraduate degree at Stanford University and earned his medical degree at Mount Sinai School of Medicine in New York. He is a past president of the International Society of Heart and Lung Transplantation, past chair of the American College of Cardiology Committee on Heart Failure and Transplantation, and past member of the United Network of Organ Sharing National Thoracic Committee and President of the American Society of Transplantation.
Dr. Kobashigawa is recognized nationally and internationally as a leader in heart transplantation. He has published more than 400 peer-reviewed articles, chapters and monographs in the field of heart failure and transplantation and has chairedseveral multicenter clinical studies. Dr. Kobashigawa has organ­ized and chaired numerous International Consensus Conferences to discuss pertinent questions regarding heart failure and heart transplant. He lectures at universities around the world and has mentored many young physicians who have ascended to important academic positions throughout the country.
Contributors
Juan C. Alejos UCLA Mattel Children’s Hospital, Los Angeles, CA, USA Yevgeniy Brailovsky Thomas Jefferson University, Philadelphia, PA, USA Pedro Catarino Cedars-Sinai Smidt Heart Institute, Los Angeles, CA, USA David H. Chang Cedars-Sinai Smidt Heart Institute, Los Angeles, CA, USA
xiii
xiv Editor and Contributors
Robert M. Cole Cedars-Sinai Smidt Heart Institute, Los Angeles, CA, USA
Howard J. Eisen Thomas Jefferson University, Philadelphia, PA, USA Fardad Esmailian Cedars-Sinai Smidt Heart Institute, Los Angeles, CA,
USA Michele Hamilton Cedars-Sinai Smidt Heart Institute, Los Angeles, CA,
USA
Majid Husain UCLA Mattel Children’s Hospital, Los Angeles, CA, USA Michelle M. Kittleson Cedars-Sinai Smidt Heart Institute, Los Angeles,
CA, USA Jon Kobashigawa Cedars-Sinai Smidt Heart Institute, Los Angeles, CA,
USA
Evan Kransdorf Cedars-Sinai Smidt Heart Institute, Los Angeles, CA, USA Andrew Lin Aurora St. Luke’s Medical Center, Milwaukee, WI, USA Yosef Manla Cedars-Sinai Smidt Heart Institute, Los Angeles, CA, USA Jaime D. Moriguchi Cedars-Sinai Smidt Heart Institute, Los Angeles, CA,
USA
Emily Newman Thomas Jefferson University, Philadelphia, PA, USA Andriana P. Nikolova Cedars-Sinai Smidt Heart Institute, Los Angeles,
CA, USA Jillian Oft Division of Infectious Diseases, Cedars-Sinai Medical Center,
Los Angeles, CA, USA
Jignesh Patel Cedars-Sinai Smidt Heart Institute, Los Angeles, CA, USA Krishan Patel Cedars-Sinai Smidt Heart Institute, Los Angeles, CA, USA Yael Peled Leviev Heart and Vascular Center, Sheba Medical Center, Tel
Hashomer, Ramat Gan, Israel; Faculty of Medical and Health Sciences, Tel Aviv University, Tel Aviv, Israel
Indranee Rajapreyar Tufts Medical Center, Philadelphia, PA, USA Lily Stern Cedars-Sinai Smidt Heart Institute, Los Angeles, CA, USA Rose Tompkins Cedars-Sinai Medical Center, Guerin Congenital Heart
Program, Smidt Heart Institute, Los Angeles, CA, USA Phillip Zakowski Division of Infectious Diseases, Cedars-Sinai Medical
Center, Los Angeles, CA, USA Xiaohai Zhang HLA and Immunogenetics Laboratory, Comprehensive
Transplant Center, Cedars-Sinai Medical Center, Los Angeles, CA, USA
Part I
Advanced Heart Failure Treatments

Medical Therapy for Patients with End-Stage Heart Failure

Michele Hamilton and Yosef Manla
1

Abstract

Medical and device therapy for heart failure (HF) has evolved substantially over the past decade. This has changed the landscape not only towards improved survival and quality of life for all HF patients but also resulted in more appropriate and efficient utilization of advanced HF therapies, including heart trans­plantation and mechanical support in those with end-stage HF. This chapter provides a comprehensive guide to navigating the evolving therapeutic options for HF patients, focusing on the four pillars of guideline­directed medical therapy for heart failure with reduced ejection fraction. The chapter also explores device therapies and highlights the need for patient-centered care.
Keywords
Heart failure · Inotropes · Implantable cardioverter-defibrillator · Cardiac resynchronization
M. Hamilton (*) · Y. Manla Cedars-Sinai Smidt Heart Institute, Los Angeles, CA, USA e-mail: michele.hamilton@cshs.org
Y. Manla e-mail: Yosef.manla@cshs.org

Clinical Pearls

For patients presenting with advanced HF, whenever possible, the goal is to further opti­mize medical therapy and lifestyle oppor­tunities, with ultimate referral for heart transplantation or durable mechanical support if the patient’s condition does not stabilize.
Established “pillars” of guideline-directed medical therapy (GDMT) include renin-angi­otensin system (RAS) inhibitors, betablockers, mineralocorticoid receptor antagonist (MRAs), and sodium-glucose cotransporter 2 (SGLT-2) inhibitors. These GDMTs have been demon­strated to reduce heart failure hospitalizations and mortality. Systematic upward titration to maximally tolerated doses of all of these agents is key to improving patient outcomes.
Diuretics continue to be central to reducing congestion in patients with volume overload.
Sacubitril/ valsartan (an angiotensin recep­tor and neprilysin inhibitor, ARNI) is indi­cated as the first-line RAS inhibitor therapy for patients with class II/III heart failure, with careful monitoring of renal function and BP during titration. A 36-h wash-out period is needed during any change to or from an ACEI and ARNI.
SGLT2 inhibitors are indicated for all symptomatic heart failure patients, with or without diabetes, across all left ventricular
© The Author(s), under exclusive license to Springer Nature Switzerland AG 2025 J. Kobashigawa (ed.), Clinical Guide to Heart Transplantation, https://doi.org/10.1007/978-3-031-88290-6_1
3
4 M. Hamilton and Y. Manla
ejection fractions, as long as renal function is not severely impaired (eGFR less than 20–30 ml/min).
The implantable cardioverter-defibrillator is a suitable option for primary preven­tion in patients with LVEF ≤ 30% at least 40 days after myocardial infarction, and in patients with symptomatic ischemic and non­ischemic heart failure (NYHA Class II-III, LVEF < 35%) despite optimization of medical therapy.
Cardiac resynchronization therapy is also appropriate for heart failure patients (NYHA class II-ambulatory IV, LVEF ≤ 35%) who demonstrate substantial prolongation of the QRS interval on ECG (150 ms) and are in sinus rhythm.
Other medications, including vericiguat and ivabradine, and interventions such as tran­scatheter mitral valve repair or implantable pulmonary artery pressure sensors may also be considered for patients with persistent HF symptoms despite maximally tolerated GDMT.
Type IC antiarrhythmics and dronedarone, as well as the non-dihydropyridine calcium channel blockers, diltiazem and verapamil, and the diabetes medications (thiazolidin­ediones and DPP-4 inhibitors) are contrain­dicated in patients with HFrEF. NSAIDs may also lead to worsening renal function and fluid retention in this population.

Introduction

Heart Failure (HF) continues to impose a signifi­cant burden on patients and healthcare systems worldwide. In the United States, HF prevalence continues to rise, largely because of the increas­ing age of the population and improved post­myocardial infarction survival. In 2020, there were over 6.7 million HF patients, leading to over 1 million hospitalizations. HF was a contributing cause to at least 400,000 deaths [1, 2]. Multiple classification systems have been developed to
precisely characterize the extent of disease pro­gression in patients with HF patients, includ­ing the American College of Cardiology (ACC)/ American Heart Association stages of HF pro­gression and the New York Heart Association (NYHA) functional classification of HF symp­toms and functional capacity [3, 4] (Table 1.1).
Medical and device therapy for HF has evolved substantially over the past decade. This has changed the landscape not only towards improved survival and quality of life for all HF patients but also resulted in more appropri­ate and efficient utilization of advanced HF therapies, including heart transplantation and mechanical support in those with end-stage HF [3]. Unfortunately, significant racial and ethnic disparities persist in both survival and access to care, including access to advanced thera­pies, with non-Hispanic Black patients having the highest mortality rate [5]. Somewhat coun­terintuitively, despite improvements in post­myocardial infarction survival and HF therapy, demographic rise in overall life expectancies has contributed to an actual increase in the advanced HF population [6].
Most of the pharmacological therapies dis­cussed below are usually initiated in patients in the earlier stages of HF; however, in the evalu­ation of patients with advanced HF, we should attempt to maximize any indicated medical and device therapies to stabilize them, which can potentially delay or avoid the need for transplantation. Though approximately half of HF patients have preserved systolic function (HFpEF), those with reduced systolic function— LVEF < 40% (HFrEF)—are generally younger and have fewer comorbidities, comprising the majority of those eligible for transplantation and mechanical circulatory support; consequently, the focus of this discussion will be on HFrEF [3]. However, some patients with HFpEF, including those with refractory arrhythmias or ischemia and restrictive and hypertrophic cardi­omyopathies, may also be appropriate transplant candidates.
1 Medical Therapy for Patients with End-Stage Heart Failure
activity. Ordinary physical
activity does not cause
symptoms of HF
activity. Ordinary physical
activity does not cause
symptoms of HF
sical activity. Comforta-
ble at rest, but ordinary
physical activity results in
symptoms of HF
physical activity. Comfor-
table at rest, but less than
ordinary activity causes
symptoms of HF
physical activity without
symptoms of HF, or symp-
toms of HF at rest
physical activity without
symptoms of HF, or symp-
toms of HF at rest
5
I No limitation of physical
heart disease, or cardiac biomarkers of stretch or
injury
I No limitation of physical
of the following
– Structural heart disease
– Increased filling pressures or
– Risk factors and increased levels of biomarkers*
symptoms of HF
II Slight limitation of phy-
III Marked limitation of
IV Unable to carry on any
IV Unable to carry on any
life and with recurrent hospitalizations despite
attempts to optimize GDMT
ACC/AHA stages of HF [3] NYHA functional classification 2013 [4]
Stage A: at risk for HF At risk for HF but without symptoms, structural
Table 1.1 Comparison of classifications of heart failure disease progression and symptoms
Stage B: pre-HF No symptoms or signs of HF with evidence of 1
Stage C: symptomatic HF Structural heart disease with current or previous
Stage D: advanced HF Marked HF symptoms that interfere with daily
or Persistently elevated cardiac troponin in the absence of competing diagnoses resulting in such biomarker elevations
*
ACC, indicates American College of Cardiology; AHA, American Heart Association, GDMT, guideline-directed medical therapy; and HF, heart failure, NYHA: New York
Heart Association
6 M. Hamilton and Y. Manla

Medical Therapy for Heart Failure with Reduced Ejection Fraction HFrEF

The importance of a diligent approach to the prevention of HF in Stage A (risk factors only) and Stage B (structural cardiac disease without HF) patients cannot be overemphasized [3]. For patients who have developed HF symptoms (Stages C and D), our medical therapy has evolved to include diuresis for congestive symptoms and fluid retention, in conjunction with four “pillars of therapy” with Level 1 indications, together referred to as “guideline­directed medical therapy “(GDMT). These include renin-angiotensin system inhibitors, beta-blockers, mineralocorticoid inhibitors (MRA), and, most recently, sodium-glucose cotransporter-2 inhibitors (SGLT2i) (Fig. 1.1).
In addition, lifestyle changes, including smoking cessation, avoidance of alcohol for some patients, healthy diet, as well as increas­ing exercise and outpatient cardiac rehabilita­tion programs (Level 1A and 2A indications), can contribute to improved survival, functional capacity, and quality of life [3, 79].
One of the major interventions to improve outcomes in HF patients is an emphasis on maximizing the number and target doses of the GDMT. The studies for each element of our therapy have shown the greatest benefit for those achieving target doses [1022]. There
are also registry data demonstrating substan­tial improvement in outcomes for each addi­tional element. Despite this information, only approximately 40% of outpatients appear to be on each of the appropriate medications, and very few are on target doses of all medications [23]. Though there are individual-specific con­traindications to achieving some of these goals (such as renal insufficiency and hypotension), other barriers, such as high cost, poor access to care, and incomplete medication education, need to be addressed to maximize GDMT for all our patients.
From a practical standpoint, in a stable, chronic HF patient, a ladder-type approach with alternating, steady upward titration of each family of medications every 1–2 weeks, with close monitoring of symptoms, vitals, and laboratory studies, can efficiently achieve the optimal regimen. A specialized, multidisciplinary program may facilitate this process for complex patients. Patients with persistent symptoms with minimal activity (NYHA Class III) or at rest (Class IV) despite maximally tolerated GDMT or who demonstrate progressive HF with worsening end-organ damage or intolerance to prior GDMT are classified as Stage D and often labeled “advanced” or “end-stage.” Regardless of etiology, stage D HF patients have a high 5-year mortality rate and warrant referral to a specialized center. If the patient fails
Fig. 1.1 Treatment recommendations for patients with HFrEF are displayed. Step 1 medications may be started simultaneously at initial (low) doses recommended for HFrEF. Alternatively, these medications may be started sequentially, with sequence guided by clinical or other factors, without need to achieve target dosing before initiating next medication. Medication doses should be increased to target as tolerated (Adapted with permission from: Heidenreich et al. 2022). ACEi, indicates angiotensin-converting enzyme inhibitor; ARB, angiotensin receptor blocker; ARNi, angiotensin receptor­neprilysin inhibitor; COR, Class of Recommendation; CRT, cardiac resynchronization therapy; GDMT, guideline-directed medical therapy; ICD, implantable cardioverter-defibrillator; hydral-nitrates, hydralazine and isosorbide dinitrate; HFrEF, heart failure with reduced ejection fraction; LBBB, left bundle branch block; MCS,
mechanical circulatory support; LVEF, left ventricular ejection fraction; MRA, mineralocorticoid receptor antagonist; NSR, normal sinus rhythm; NYHA, New York Heart Association; and SGLT2i, sodium-glucose cotransporter 2 inhibitor. as a footnote or in a reference list at the end of your publication, as follows. Reprinted from Journal of the American College of Cardiology, 79 (17), Paul A. Heidenreich, Biykem Bozkurt, David Aguilar, Larry A. Allen, Joni J. Byun, Monica M. Colvin, Anita Deswal, Mark H. Drazner, Shannon M. Dunlay, Linda R. Evers, James C. Fang, Savitri E. Fedson, Gregg C. Fonarow, Salim S. Hayek, Adrian F. Hernandez et al. 2022 AHA/ACC/HFSA Guideline for the Management of Heart Failure A Report of the American College of Cardiology/American Heart Association Joint Committee on Clinical Practice Guidelines, e263–e421. Copyright (2020), with permission from Elsevier
71 Medical Therapy for Patients with End-Stage Heart Failure
8 M. Hamilton and Y. Manla
oral medical therapy, the medical treatment may shift to hemodynamically guided therapy with an indwelling pulmonary artery catheter and intravenous vasodilator and/ or inotropic agents or possible temporary mechanical devices, in conjunction with evaluation for cardiac transplantation and/ or durable mechanical support (see Chaps. 2 and 3). For patients not felt to be appropriate candidates for advanced therapies, palliative options, including home inotropic support or hospice care, may be considered. Palliative and supportive care discussions to assist with symptom management, caregiver support, goals of care, etc. should be incorporated throughout the course of HF illness by all levels of care providers [24].

Diuretics/Fluid Management

Diuretics, most commonly loop diuretics such as furosemide, bumetinide, and torsemide, are recommended across all HF populations with symptoms and signs of fluid retention and are integral to the care of advanced HF patients. They have a Class 1 indication, with only level of evidence C due to their importance for symp­tom management and improving exercise toler­ance [3], but lack of data demonstrating survival benefit. For patients with right ventricular failure and presumed intraperitoneal fluid and bowel edema, bumetanide and torsemide may have bet­ter relative absorption than furosemide. In cases of treatment-refractory fluid overload, loop diu­retic effect may be effectively “boosted” when these diuretics are used in combination with a thiazide such as metalazone [25]. In hospitalized patients with refractory fluid overload and wors­ening hyponatremia, vasopressin antagonists (tolvaptan) may be temporarily effective, but, like the addition of a thiazide diuretic, they have not proven to improve outcomes. Controversy exists regarding the benefit of dietary salt and fluid restriction [26]; in general, salt restriction to less than 2–3 gm/day is felt to be prudent for
patients with congestive symptoms (Class 2A recommendation), with fluid restriction reserved for those with more refractory volume manage­ment issues [3].

Renin-Angiotensin Inhibitors: ACE Inhibitors (ACEi), Angiotensin Receptor Blockers (ARB), and Combined ARB/Neprilysin Inhibitors (ARNi)

Angiotensin-converting enzyme inhibitors (ACEi) were considered the first-line treatment for chronic symptomatic heart failure with reduced ejection fraction (NYHA Class II/ III), based on studies demonstrating improved survival [19], and ARBs remain a reasonable alternative for ACEi intolerant patients (due to cough or angioedema) [27]. However, the development of the ARNis has changed this paradigm. Sacubitril/valsartan is a combination of a neprilysin inhibitor which reduces breakdown of natriuretic peptides, and an ARB. The sacubitril entity provides additional diuresis and vasodilation (including in the pulmonary circuit). PARADIGM-HF, a randomized trial of sacubitril/valsartan compared to the ACE­inhibitor, enalapril, in HFrEF, showed evidence at 27 months of reduction in a combined endpoint of HF admissions and mortality in the sacubitril/valsartan study arm, with the primary benefit related to reduced hospitalizations [14]. Based on these data and studies showing safety of initiating ARNIs in hospitalized and ACEI -naïve patients [28], ARNIs are now recommended as first line therapy for NYHA Class II/III HFrEF patients (Class1A). It is also recommended that patients on ACEi/ ARB should be switched to an ARNi when possible, but there must be at least a 36-h hiatus between doses for any change to/from ARNi and ACEi due to angioedema risk. From a practical standpoint, especially in advanced HF patients, ARNIs may lead to a greater drop in blood pressure due to the additional
91 Medical Therapy for Patients with End-Stage Heart Failure
diuretic and vasodilatory properties, so ACEis and ARBs may be initiated instead in patients with marginal initial blood pressures (less than 90–100 mmHg) or those previously intolerant of an ARNI due to an unacceptable hypotensive response. Blood pressure and renal function must be monitored regularly for any of these medications, and none of them should be used concurrently. Notably, sacubitril/valsartan is contraindicated in patients with any history of angioedema or other adverse reactions to ACEi.

Beta-Blockers

In combination with ARNIs or ACE inhibi­tors, beta blockers should be prescribed to all patients with stable heart failure (NYHA II–IV) with reduced ejection fraction. Large, inter­national multicenter trials demonstrated that carvedilol, bisoprolol and metoprolol succinate are effective in reducing the risk of death and combined risk of death or hospitalizations [29]. The COPERNICUS trial specifically demon­strated their safety in the NYHA Class IV popu­lation [11]. Initiation of beta-blockers should be avoided in patients with substantial volume overload or on inotropic support within the past 48 h, due to the potential for exacerbating HF in those situations. Carvedilol is considered the first-line betablocker due to an incremental survival benefit over metoprolol in the COMET trial [30]; however, metoprolol, a more cardiose­lective agent without additional alpha-blockade properties, may be preferrable for patients with relatively low blood pressure or a history of bronchospasm. All betablockers need gradual upward titration to monitor for bradycardia and hypotension, and minimize worsening fatigue symptoms.

Mineralocorticoid-Receptor Antagonists

Aldosterone-receptor antagonists, including spironolactone and eplerenone, have survival benefit in immediate post-MI patients with HF
and LVEF < 40% as well as NYHA Class II-IV chronic HFrEF patients, when added to other medical therapy [15, 31]. These agents have only mild diuretic properties with potassium spar­ing, but their survival benefit is felt to be related to avoidance of adverse remodeling. Renal func­tion must be monitored closely upon initiation and upward titration of MRAs, with concomi­tant reduction in replacement potassium dos­ing. MRAs should be avoided in patients with renal insufficiency (eGFR less than 30 mL/ min/1.73m2) and hyperkalemia (>5.0 mEq/dl). Patients should also be advised of the approxi­mately 10% risk of breast tenderness and/or gynecomastia.

SGLT2 Inhibitors

SGLT2i’s inhibit glucose reabsorption in the kidney and are known to reduce HF admissions in diabetic patients with cardiovascular disease (or at high risk). More recently, multiple trials, including DAPA-HF and EMPEROR-Reduced, have consistently shown reduction in a com­bined endpoint of HF admissions and mortality (related primarily to HF hospitalizations) from SGLT2i in symptomatic HF patients, in dia­betics and non-diabetics, and across all LVEF groups [32, 33]. Diuretic dosing should usually be reduced and renal function monitored closely when SGLT2i are initiated due to the glucosuria­related diuresis caused by these medications. They should be avoided in patients with eGFR less than 20–30 mL/cc/min/1.73 m2.They often lead to a small rise in creatinine when initi­ated, but actually provide renal protection over 1 year follow up (34). Hypotension, euglyce­mic ketoacidosis, and peroneal infections are additional potential risks, but overall consid­eration has led to a Class 1A indication for the addition of SGLT2i to the other GDMT in all symptomatic HF patients. Thiazolidinediones and DPP-4 inhibitors should be avoided in HF patients [3].