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Introduction to Pharmaceutical Biotechnology, Volume 2 (Second Edition)
Table 6.1. A selected list of important biotransformation reactions.
Type of reaction Example
Reduction Benzaldehyde benzyl alcohol
nitropentachlorobenzol pentachloroaniline
Oxidation Tryptophan 5 hydroxytryptophan
naphthalene salicylic acid
Hydrolysis Anhydrotetracycline tetracycline menthyl
laureate menthol
Condensation Streptomycin streptomycin-phosphate Streptomyces griseus
Commonly used micro­organism(s)
Saccharomyces cerevisiae,
Streptomyces aureofaciens
Bacillus subtitis,
Corynebacterium spp.
Streptomyces aureofaciens,
Mycobacterium phlei
with the microorganisms involved are listed in table 6.1. The conversion time required for biotransformation is related to the type of reaction, the substrate concentration and the micro-organism used. Usually, oxidation, hydrolysis and dehydration reactions are accomplished in a few hours.

6.3 Sources of biocatalysts and techniques for biotransformation

There are number of techniques available to enhance biotransformation and bioconversion processes, which may include immobilization techniques, genetic engineering and the use of biocatalysts that can tolerate organic solvents [1]. The utilization of enzymes to conduct biotransformation reactions is often challenging, as it faces difculties such as:
Reactant or product toxicity.
Inhibition.
High dilution.
Conformational changes.
Stability issues.
pH and temperature dependence.
Nevertheless, biocatalysts are the only source for conducting biotransformation reactions [2]. Another challenge is its dependence on the substrate; if the selected substrate is toxic then it can kill the micro-organism and may further delay the biotransformation reaction. The micro-organism also utilizes the substrate as a nutrient and energy source, which can affect product recovery. Limitations related to process time and the choice of biocatalysts makes biotransformation more complicated in the manufacturing of a small molecule pharmaceutical [3]. Another challenge is our inadequate understanding of complex biological systems and the need to increase the yield of the desirable product. However, the slow action (in comparison to chemical transformation) and specic nature of enzymes makes them more suitable for biotransformation. An extensive range of biological catalysts is available for biotransformation reactions [4]. These include growing cells, resting
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cells, killed cells, immobilized cells, cell-free extracts, enzymes and immobilized enzymes. The most signicant sources of biocatalysts and the protocol used for biotransformation are briey described below.
6.3.1 Growing cells
Suitable cells are cultured in a suitable medium. As the desired growth of the cells occurs (6–24 h), a concentrated substrate is supplemented to the culture. Occasionally, supplementation of emulsiers (Tween, organic solvents) is required to solubilize substrates and/or products, e.g. steroid biotransformation. The sub­strate transformation to the product can be examined by chromatographic proce­dures. Biotransformation can be stopped when the formation is optimum.
6.3.2 Non-growing cells
Non-growing cells are considered for biotransformation reactions for a number of reasons, such as:
A very high concentration of substrate can be used (with high substrate concentration, growing cells stop their growth).
The conversion efciency of substrate to product is high.
Cells can be washed and used and thus there will be no contaminating
substances.
Biotransformation can be optimized by creating specic environmental conditions (pH, temperature, etc). Product isolation and recovery are easy.
6.3.3 Immobilized cells
Biotransformations can be performed constantly by utilizing immobilized cells. Further, the same cells can be used again and again. Several bioconversion reactions with single or multistage reactions are in fact performed using immobilized cells, e.g. large-scale production of l-alanine and malic acid.
6.3.4 Immobilized enzymes
Immobilized enzymes are frequently used in biotransformation, due to a number of advantages, such as:
Cell-free enzyme systems in the form of immobilized enzymes.
There is no transport barrier across the cell membrane for the substrate or
product.
The isolation and recovery of the product is simpler and easier.
The desired products are not degraded.
There is no occurrence of undesirable side reactions.
Several immobilized enzyme systems have been established for biotransformations, such as glucose isomerase and penicillin acylase.
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6.4 Product recovery in biotransformations

During most biotransformation reactions, the anticipated end-products are extrac­ellular. The product may either be in a soluble or a suspended state. When whole cells are utilized, they have to be isolated and frequently washed (with water or organic solvent) as required. The extracted product can be recovered, using common techniques such as precipitation by salts, extraction with solvents, adsorption to ion­exchangers, etc. The volatile products can be recovered by direct distillation from the medium. A number of biotransformations are reported in the literature. Of these, only a selected few are signicant for large-scale purposes. The major drawbacks with a number of biotransformations are low yields, expensive processes or very limited markets. Recently, an increase in the rate of biotransformations and product recovery was observed in a membrane bioreactor by using direct electric current. The amount of production of benzoic acid was found to be escalated by 42% when the current was applied. This type of process has immense potential in increasing productivity from biotransformations by means of a simultaneous enhancement in metabolic activity and in situ product recovery [5]. It was also observed that recovery of 3-methylcatechol produced in a biphasic system (aliphatic alcohol/water bio­reactor) was 10–20 fold more than in an aqueous medium. This demonstrates the effectiveness of double-phase systems for this particular biotransformation [6]. Similarly, the recovery and productivity of vicinal diol was increased by using a biphasic system in a hollow ber membrane bioreactor [7]. In 1998, a combined bioreactor–separator system was developed for simultaneous biotransformation and recovery of the product by crystallization in an immobilized l-aspartate beta­decarboxylase reactor system. An increase in the biotransformation rate and recovery of the isoavones genistein and daidzein from industrial antibiotic fermentations was observed in 2013 [8].

6.5 Application of biotransformation in the production of pharmaceutical products

6.5.1 Biotransformation of steroids
The structure cyclopentanoperhydrophenanthrene is present in all steroids. In general, steroids are hormones that have an extensive range of therapeutic functions, e.g. cortisone is extensively employed in the treatment of rheumatoid arthritis and skin diseases; progesterone and estrogen derivatives are used as contraceptives. Some derivatives of cortisone (e.g. prednisolone) are more effective in their therapeutic action. Steroid production at the commercial level is an important endeavor, which has required the attention of many researchers. Cortisone produc­tion once involved 37 reactions and the cost of this product was approximately $200 g procedure of 37 reactions was reduced to 11. This also decreased the cost of the product to just $1 g shortening of lengthy reactions which can ultimately impact the cost of the nal product.
1
in 1950. With the help of biotransformation reactions, this lengthy
1
in 1980. Thus developments in biotransformation allow the
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Figure 6.1. Biotransformation of commercially important steroids.
There are several reactions involved in the production of steroids, microbial transformation in particular mainly involves oxidation (introduction of hydroxyl groups, splitting of side chains, production of epoxides, etc), reduction (conversion of aldehydes or ketones to alcohols, hydration of double bonds), hydrolysis and ester formation. Steroid production exclusively by biotransformation reactions is not possible, thus in addition to microbial transformation, chemical reactions are required. Key steps involved in the biotransformation of steroids are shown in gure 6.1. There are a number of precursors available to initiate biotransformation reactions, such as stigma sterol extracted from soybeans or diosgenin isolated from the roots of the Mexican barbasco plant.
In steroid synthesis, stigma sterol can be chemically converted to progesterone, which is further subjected to biotransformation to ultimately produce 11 α­hydroxyprogesterone through microbial transformation (Rhizopus nigricans). Cortisol or hydrocortisone, derived from 11 α-hydroxyprogesterone by chemical reactions, is exposed to a microbe (Corynebacterium simplex) to produce predniso­lone. In addition, product derived from cortisol can be subjected to biotransforma­tion by a micro-organism (C. simplex) to synthesize prednisone. Once diosgenin is used as the precursor compound, substance S can be synthesized by chemical reactions, which can be further converted to cortisol by biotransformation with the help of Curvularia lunata. Biotransformation of steroids is generally achieved by batch fermentation. In addition, several immobilization techniques are emerging in this area, which may further encourage more efcient biotransformation reactions by using immobilized cells or enzymes. This is more protable as the biotransfor­mation is more efcient with a high substrate concentration, short conversion time and good product recovery. As not all steroids are water soluble, the microbial trans­formation reactions are always performed in an organic solvent (water-immiscible) system. However, organic solvents are toxic to microorganisms or enzymes. It is best
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to use a two-phase aqueous system for the biotransformation of steroids. Mibolerone is a synthetic anabolic and androgenic steroid utilized for the treatment of estrous in female dogs. Based on a recent report, microbial transformations of mibolerone with Cunninghamella blakesleeana, Cunninghamella echinulata and Macrophomina phaseolina ledtoproductionof11β,17β-dihydroxy-7α,17α-dimethylestr-4-en-3-one of potential use [10]. Similarly, microbial transformation of drospirenone, an oral contraceptive drug, with Cunninghamella elegans was also reported recently, which helps in understanding the metabolism of this important drug and provide new analogs of drospirenone [9].
6.5.1.1 Biotransformation of cholesterol
Recently, many research activities have focussed on the importance of the lymphatic route in reversing cholesterol transport, as well as the biliary and the non-biliary pathways for removal of cholesterol from the body, which will help in understanding and preventing more of the causes of ischemic coronary heart disease [10]. Studies are also conducted to understand the role of cholesterol in multiple sclerosis (a progressive, neurodegenerative disease of the central nervous system) by specic modication in the mRNA and protein expression of key molecules involved in the maintainance of cholesterol homeostasis in the rat spinal cord. It was observed that modication in the regulation of cholesterol metabolism at onset can result in the progression of disease, whereas during the course of the recovery period it may have benecial effects, contributing to the regeneration of myelin sheath and restoration of neuronal function [11]. The importance of cholesterol for normal brain function was also realized and it is understood that astrocytes produce most of the brain cholesterol which is important for brain functioning. During this study it was observed that sterol regulatory element-binding protein (a transcription factor decreased during diabetes which can ultimately lead to decrease in brain cholesterol synthesis) mediated cholesterol synthesis in astrocytes plays an important role in brain function and development [12]. Alteration in the expression of this tran­scription factor can signicantly affect brain cholesterol synthesis which draws a relationship between diabetes and altered brain function. Similarly, the key importance of cholesterol in brain physiology and function, changes in cholesterol homeostasis and levels related to brain disorders and neurodegenerative diseases have been studied recently. It was observed that intracellular cholesterol pools in the compartments of mitochondria and endoplasmic reticulum play an important role in understanding the importance of cholesterol homeostasis disruption in neurodegen­eration [13]. The above mentioned reports help in understanding the importance of cholesterol in our human body and its biotransformation. A number of commer­cially important steroids (e.g. androstendione, androstadiendione) can be synthe­sized directly from cholesterol by biotransformation (gure 6.2).
6.5.2 Biotransformation of antibiotics
One of the most important priorities of the pharmaceutical industry is the production of new antibiotics or modications of existing ones for more effective
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Figure 6.2. Biotransformation of cholesterol by mycobacteria to commercial products.
treatment against particular diseases or infections. In addition, antibiotics with a broad spectrum, minimum toxicity, minimal allergic reactions and decreased resistance are highly preferred [14]. The signicant contribution of biotrans­formation allows the production of various new antibiotics. Based on recent reports it is well understood that modication in bacterial metabolism, e.g. those related to dormancy (metabolically inactive spores to survive harsh conditions) or biolm formation, control bacterial susceptibility against antibiotics. This is called pheno­typic resistance, presenting a connection between bacterial metabolism and anti­biotic resistance (table 6.2)[15].
Adoption of new techniques such as miniaturization, nanotechnology, micro­dosing, chemometrics and high-throughput analysis helps in the exploration of new molecules. Alternatively, it can be produced by green chemistry, a novel synthetic approach resulting in reduced production of waste and the smallest environmental impact [16]. Since the discovery of penicillin by Sir Alexander Fleming, more than 20 000 types of antibiotic molecules have been produced using microorganisms, although only few are clinically useful. Reports also conrm a steep decline in the discovery of new molecules, in particular antibiotics [17]. During the last three decades, among the 28 new molecules discovered, only three semisynthetic mole­cules that have experienced chemical modications have been approved for clinical use [28]. Even after advancement in synthetic chemistry, biotransformation is considered as the most cost-effective track to discover new molecules [18]. This requires a focus towards developing more approaches to produce a substantial number of molecules from microorganisms. This gives scope for considerable further
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Table 6.2. Production of new antibiotics.
Organism Antibiotics Reference
White rot fungi (Irpex lacteus, Panus
tigrinus, Dichomitus squalens, Trametes versicolor and Pleurotus ostreatus)
Streptomyces davawensis and
Streptomyces cinnabarinus
Ligninolytic fungi (Irpex lacteus,
Dichomitus squalens)
Marine-derived fungus
Paecilomyces spp. Cystobacter fuscus Myxobacterial antibiotic (cystothiazole A) [20] Streptomyces venezuelae strain Rosamicin antibiotic into 10,11-
Xylaria longipes Danofloxacin [22]
Spores of Streptomyces griseus Acylation of chloramphenicol [23] Deoxystreptamine-negative mutant
of Micromonospora purpurea
Biodegradation of fluoroquinolones
(norfloxacin, ofloxacin and ciprofloxacin)
Antibiotics (riboflavin analogs) roseoflavin
and 8-demethyl-8-aminoriboflavin
Flumequine (fluoroquinolone antibiotic) [18]
Tetracycline, minocycline, chlortetracycline,
oxytetracycline, doxycycline
dihydrorosamicin
2,4,6/3,5-pentahydroxycyclohexanone and
2,4/3,5-tetrahydroxycyclohexanone
[16]
[17]
[19]
[21]
[24]
development biotransformation processes in the future [19 ]. However, there are still various challenges that need to be addressed, such as:
Determining the relationship between structural changes and time and cost efciency.
Determining the relationship between the biological activity of products and the optimization of pharmacokinetic/pharmacodynamic properties and safety.
The limited number of suppliers involved in large-scale drug production with good quality practices [30].
6.5.2.1 Direct biotransformation
Various reactions such as acylation and de-acylation, phosphorylation, adenylation and hydrolysis are involved in direct biotransformation, in particular during microbial transformation of antibiotics.
6.5.2.1.1 Biotransformation of penicillin G
The earliest extraction of penicillin G from Penicillium chrysogenum and its conversion into 6-aminopenicillanic acid and phenyl acetic acid was reported in
1992. In this study 6-aminopenicillanic acid was converted into ampicillin when a liquid membrane carrier system was electro coalescence [20]. Recent study related to the production of 6-aminopenicillanic acid has revealed production of penicillin G acylase from immobilized whole cells of Escherichia coli. Later, E. coli was utilized
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Figure 6.3. Biotransformation of penicillin G.
for the biotransformation of penicillin V to 6-aminopenicillanic acid to express a highly active penicillin V acylase [21]. In association with chemical synthesis, microbial transformation is usually used for the commercial synthesis of semi­synthetic cephalosporins and penicillins. During this conversion, 6-amino-penicil­lanic acids derived from the enzymatic cleavage of penicillin by penicillin acylase is a very important reaction (gure 6.3). With the help of enzyme penicillinase (β-lactamase), penicillin G becomes inactivated by its conversion to benzylpenicilloic acid.
6.5.2.1.2 Biotransformation of narbomycin
During 1998, hydroxylation of narbomycin was achieved by the pikC (P450 hydroxylase) encoded cytochrome P450 in Streptomyces venezuelae. In this process hydroxylation of narbomycin to picromycin (by Streptomyces spp.) is performed with the help of P450 hydroxylase [22].
6.5.2.1.3 Biotransformation of macrolides
The macrolides are prodrugs and semisynthetic derivatives that are used in a variety of infections. The most important feature of macrolides is that they are frequently administered with other drugs, thus this may increase chances for pharmacokinetic interactions. The potential of macrolides to participate in the biotransformation of some other drugs has been extensively documented, typically with erythromycin and troleandomycin. Macrolides can induce their own hepatic biotransformation into nitrosoalkanes. Less active products are derived from de-acylation of macrolide antibiotics. These products can be used for the further synthesis of more efcient semisynthetic macrolides [23].
6.5.2.2 Indirect biotransformation
During antibiotic production, biotransformation reactions can often be controlled by the addition of certain inhibitors or modied substrates to the medium, or in
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other words the biosynthetic processes of antibiotics occur in a controlled fashion in indirect biotransformation.
6.5.2.2.1 Biotransformation of actinomycins
A good example of indirect biotransformation is biotransformation of actinomycins which involves the production of new actinomycins in the presence of 4-methyl­proline (a proline analog) in the medium by using the micro-organism Streptomyces parvulus. These actinomycins are more effective in their function as they have 4­methylproline in place of proline [24].
6.5.2.2.2 Biotransformation of ribostamycin
Ribostamycin, an intermediate during biosynthesis of neomycin, can be synthesized in large quantities by employing mutant strains of Streptomyces fradiae. Numerous other mutant strains of microorganisms have been produced by rDNA technology for the synthesis of modied antibiotics of aminoglycosides and rifamycins [25].
6.5.3 Biotransformation of arachidonic acid to prostaglandins
Prostaglandins are signicant in pharmaceutical and therapeutic application, e.g. PGE
as a contraceptive, PGG1in the treatment of CHF and PGG2for relieving
1
labor pains. Arachidonic acid (unsaturated fatty acid) is the starting compound for the biosynthesis of prostaglandins. Several reports based on biotransformation of arachidonic acid to PGE
, PGE2, PGF1and PGF2by using fungi area are available.
1
It is assumed that prostaglandins with better efcacy will be synthesized by biotransformations in upcoming years [26].
6.5.4 Biotransformation for the production of ascorbic acid
Another common example of biotransformation includes the combination of chemical and microbial transformation processes for the commercial production of ascorbic acid (vitamin C).
6.5.5 Biotransformation of glycerol to dihydroxyacetone
Dihydroxyacetone is often employed in cosmetics and suntan lotions. By the process of biotransformation certain acetic acid bacteria can convert glycerol to dihydrox­yacetone (gure 6.4). Sufcient oxygen supply, a temperature of 26 °C–28 °C and pH 6.0 are ideal for optimal biotransformation [27].
Figure 6.4. Biotransformation of glycerol to dihydroxyacetone.
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6.5.6 Biotransformation for the production of indigo
By means of microbial transformation, indigo can be produced. This can be achieved by cloning a single Pseudomonas gene that encodes naphthalene di­oxygenase in the creation of E. coli. The related reactions of biotransformation for the synthesis of indigo are represented in gure 6.5.

6.6 Mechanisms of enzyme action in biotransformation

Biotransformation is primarily a metabolic process occurring in the liver, aiding the excretion of both exogenous (outside the body) and endogenous (within the body) substances. Enzymes catalyze reactions altering these substanceschemical struc­tures, potentially rendering the substrate inactive, active, or even toxic [28]. The action of enzymes in biotransformation can be broadly categorized into Phase I (functionalization reactions) and Phase II (conjugation reactions) as per the tradi­tional understanding. This systematic categorization helps understand enzymes different roles in modifying substances to facilitate their elimination or utilization within the body [29].
6.6.1 Enzyme kinetics and biotransformation
Enzyme kinetics is pivotal in understanding how enzymes interact with substrates and how their catalytic activities are modulated during biotransformation processes.
Figure 6.5. Microbial production of indigo.
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