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Introduction to Pharmaceutical Biotechnology, Volume 2 (Second Edition)
are: diazotization, Schiffs base formation, glutaraldehyde treatment, thiodisulde and imido ester formation. With the help of these coupling agents and certain procedures, covalent bonds are developed between functional groups on enzymes and respective counter groups on polymeric support with a net result of an immobilized enzyme system formation.
4.2.2 Adsorption
Considering the functionality at the level of operation, adsorption appears to be a most economical and simple process, however, the forces involved are extremely complex. So far, practically no material has been reported which could be employed for adsorptive immobilization with its own surface contribution [1]. The nature of the carrier and the enzyme protein surface determines the bonds that exist between the enzyme protein and carrier, such as ionic, hydrogen, covalent, coordinated covalent or hydrophobic, or even a combination of any of these [1]. Immobilization can be achieved by coupling an enzyme to either the external or internal surface of a carrier. When an enzyme is immobilized externally, it is necessary that the particle size of the carrier must be small enough to offer a substantial surface for binding. These particles possibly have diameters ranging between 500 Å mm and 1 mm diameter [1]. The external surface binding employed during immobilization of the enzyme is benecial as it does not include conditions such as pore diffusion. The drawbacks, however, include a comparatively small surface area for binding, exposure of enzymes against microbial attack, physical abrasion of the enzyme and inhibitory effects due to turbulence related to the bulk solution. Finally, the reduced particles cause a high pressure drop (gradient) in continuous packed-bed reactors [1]. While the internal surface participation of a porous carrier during enzyme immobilization has been a noticeable shortcoming, many adavatages can be gained from this approach. The main shortcoming of internal immobilization relates to pore diffusion. Therefore, the process calls for proper optimization of pore diameter, surface area, surface charges and other related parameters.
4.2.3 Complexation and chelation
Numerous techniques for the immobilization of enzymes have been developed. By choosing a suitable carrier material and coupling procedure, it is typically possible to obtain immobilized derivatives with good activity and stability [8]. However, the majority of these comprise irreversibly bonded enzymes, which means that the carrier cannot be regenerated and reused. This issue can be avoided by immobilization based on ion exchange, hydrophobic interaction or thiol disulde interexchange [8].
4.2.3.1 Metal link chelation
This method provides an immediate coupling without chemical derivatization or activation of a support or matrix. The procedure is principally based on the chelation properties of transition metals, specically titanium and zirconium, which are attractive due to their nontoxic nature [9]. A scheme based on titanium chloride– cellulose demonstrates the process of transition metal association–chelate formation.
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Titanium metal has the feature of octahedral co-ordination with ionic molecules which function as ligands. In the majority of cases these ligands are water molecules or chloride ions. In the event where the chloride ion behaves as a ligand, its surplus electron density is employed in the development of a partial-covalent bond with the metal ion (Ti), thus the whole positive charge of titanium is minimized by a unit.
4.2.3.2 Chloroaquo complexes of titanium in HCI solution
These ligands may be substituted by other water-based ligands or other electron donating groups. The strength of association depends on the chemical nature of the ligand [10]. Hydroxyl ions are active ligands for transition metals; consequently they may well have the potential to create complexes with polysaccharides, where new ligating hydroxyl ions may be substituted for pre-existing ones if any are present [10]. Certain polysaccharides, e.g. cellulose, contain a vicinal diol group which is not involved in glycosidic linkage and is therefore accessible for free chelation by transition metals. The chelate is an outcome of the substitution of two ligands from the titanium ion by polysaccharide hydroxyl groups. For steric reasons the number of ligands which can be substituted by cellulose hydroxyl groups is limited [10].
4.2.3.3 Hydrous transition metal oxides
During this procedure hydrous metal oxides are used as the support for enzyme or cell immobilization [10]. The oxides can be prepared by precipitation after hydrolysis of the corresponding chloride. The method of immobilization is mainly based on chelation. Therefore the precipitation is achieved to obtain hydrous oxide in the presence of the enzyme, which may result in effective and efcient immobilization. However, all safety measures needed to account for potential detrimental conditions should be taken in to consideration [10]. The metal chlorides which may be employed for transformation to hydrous oxides include cobalt(ii), copper(ii), iron(ii), manganese(ii), tin(ii), zinc(ii), chromium(ii), vanadium(iii), tin(iv) and zirconium(iv). The complexes retain a considerable portion of the activity prole of the chelated immobilized enzyme. Due to the low operational stability of enzymes immobilized on metal hydrous oxide, a cross-linking step based on glutaraldehyde treatment has been recommended. This method of modication could avert protein loss into the solution during operation.
4.2.4 Within-support immobilization
The entrapment or encapsulation of enzymes can be achieved via their inclusion in a matrix that is based on highly cross-linked polymers, encapsulation in microcapsules or in distinct non-aqueous phases [11]. The characteristic feature of these proce­dures, mainly matrix inclusion and encapsulation, is that the enzyme is not attached to the matrix, thus any issues, such as the steric blockades related to covalent or electrostatic binding, are not encountered. The procedure offers scope for develop­ing biocatalysts in various physical shapes and forms. While beads are most common, bers, sheets, emulsions and gels have been used in bioreactors [11]. In conclusion, immobilization by means of entrapment methods is an attractive option
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where the difference in size of the catalyst and substrate should be characteristically large. Practically, membrane reactors are well adapted for enzymes which act on a low molecular weight substrate, whereas three-dimensional gel is favored for immobilizing cellular/particular biocatalysts and therefore is the scheme of choice for immobilization of live cells [11]. Usually entrapment is achieved by dissolving an enzyme in a solution that is required either for dissolution or for preparation of the enzyme phase (carrier), and then treating this solution so that a distinctive and discrete biphasic system is created in the form of dispersion.
4.2.5 Cell immobilization
Enzyme immobilization has now become a mature technology and a number of immobilization procedures have been developed. The groundbreaking attention has moved onto the development of immobilization of whole plant/animal cells, which offers another route to highly specic enzyme processes aimed at multistage processing and production of ne chemicals against rst generation biocatalysts. In the last few decades, experience and expertise in the immobilization of microbial cells has improved such that a range of gentle procedures are now accessible to produce ne chemicals, fabrics and membranes incorporating a high number of viable cells. Hydrogels are being studied for mammalian cell immobilization. Their material features can be designed or structured for biocompatibility, selective permeability, mechanical and chemical stability, and other necessities as specied by the application, including uniform cell distribution and a given membrane thickness or mechanical strength [12]. These aqueous gels are a good choice for analytical and tissue engineering applications and can be employed for immobiliza­tion in therapies for various diseases as well as to generate bioarticial organs [12].
4.2.5.1 Distinctive features of plant and animal cells
In cell immobilization, currently most research is focused on using the prokaryotic bacterial cells as a subject [13]. The differences between prokaryotic and eukaryotic cells are clearly distinguishable and involve size, form and function. Prokaryotes lack of organelles, have a different cell wall composition and are typically one tenth the size or one thousandth the volume of plant and animal cells. Eukaryotic cells have different subcellular, membrane bound organelles such as nuclei, mitochon­dria, lysosomes, vacuoles and various other plastids. As a result of these major differences the metabolic functions of eukaryotes proceed more slowly than those of bacteria. Eukaryotic cells can express a superior amount of genetic information in a number of ways, to produce distinct, differentiated (i.e., specic) cells which frequently function co-operatively to develop tissues, organs or even whole organisms. As a result, they develop complex mechanisms for both intracellular and intercellular control and informative transfer, involving hormones, cell medi­ators and specic cell surface receptors. They are hence capable of more sophisti­cated responses than the basic survival-related reactions of bacteria. The whole complexity of their metabolism, affecting the gene expression in individual cells, presents problems in the maintenance and use of eukaryotes, even when successful
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immobilization has been achieved. However, these different levels of control could clearly offer valuable opportunities for the manipulation of cellular activity. Unfortunately, at present these mechanisms are so poorly understood at the molecular level, that bacteria continue to be considered for any applications where either cell type could be employed.
4.2.5.2 Products from eukaryotes
There is developing interest in the large-scale culture of plant and animal cells for the production of high value pharmaceuticals, avors, hormones and immunological products, despite the difculties associated with such cells. The complication of organization and regulation of biosynthetic pathways resulting in secondary products among eukaryotes is likely to be beyond the practical or economic limits, whereas the practical and economic limits of genetic manipulation of bacteria are yet to arise. In addition, certain operational and post-translational modications, such as glycosylation, are unlikely to be accomplished by incorporating gene sequences into prokaryotes. It might also be claimed that the most satisfactory source of material for replacement therapy in the treatment of humans will be attained from genetically engineered human cell lines, and that the best way of synthesizing plant and animal cell products is by direct genetic manipulation of these cells and their use in an immobilized form.
4.2.5.3 Limitations of immobilization of eukaryotic cells
In contrast to enzymes, immobilized cells are less reactive to high substrate concentrations, surfactants, solvents and rapid changes in physical factors. Therefore, the process intensity and exibility of response are likely to be lower. The substrate is the major nutrient of the cell and in a single-pass reactor, cells at the end of the process will either be exposed to nutrient starvation, or lower conversion must be accepted. The sensitivity of higher cells against environmental factors, e.g. osmotic shock, oxygen, shear, gas balance, pH, temperature and toxic chemicals, is a clear drawback to the procedures which might be employed for immobilization. Nevertheless, these issues are to some extent offset by the capacity of cells to regenerate after immobilization, if maintained under suitable conditions. The hormonal reactions of eukaryotes allow additional levels of control and exibility compared to microorganisms, which often only respond to nutrient levels or gross environmental changes. To achieve the maximum merits of immobilization, cells must be reused and thus must be retained in a healthy condition. The rich nutrient media in which both plant and animal cells must be maintained are highly susceptible to microbial contamination and so all operations must be carried out in an aseptic environment. This further restricts immobilization methods and adds to the cost and complexity of the techniques. Moreover, stored medium can deteriorate and may become increasingly unreliable when continuous operation of a process is considered. It can be seen that some of these limitations are in fact related to the cells rather than the immobilization process. If synthesis by eukaryotic cells is selected, as discussed above, the advantages ensuing from immobilization can be very high, as long as satisfactory process control is available. However, it is obvious that the
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complexity involved in using cultured plant and animal cells will in general limit their application in the production of high value compounds.
4.2.6 Commercial production of enzymes
Enzyme production still requires attention in the modern biotechnology industry. The arrival of genetic engineering has allowed the industrial scale production of enzymes and other proteins which are synthesized naturally in only minute quantities [14]. This progress is mainly signicant with regard to the synthesis of enzymes and other proteins of therapeutic importance, which are now accessible in clinically useful quantities [14]. The level of downstream processing to which any enzyme is exposed depends on its future application. The production of enzymes in bulk usually requires little downstream processing, and therefore these are com­paratively crude preparations. Enzymes intended for therapeutic applications are subject to a far higher grade of downstream processing, frequently introducing three to four chromatographic steps. Although enzymology is one of the oldest recognized branches of the biochemical sciences, it continues to be an area of constant, active research. The repeated detection of new enzymes, and better knowledge of previously discovered enzymes and their functional implications, has suggested several novel applications for these catalytic activities [14].

4.3 Genetic engineering for microbial enzyme production

Enzymes are the large biomolecules that are obligatory for the many chemical interactions that sustain life. Enzymes produced from genetically modied micro­organisms play an important role in food technology [15]. Enzymes accelerate all the metabolic developments in the body and each carries out a specic task. They are highly efcient, and can trigger reaction rates 100 million to 10 billion times quicker than any normal chemical reaction. Owing to developments in recombinant technology and protein engineering, enzymes have developed as vital molecules that have been extensively employed for different industrial and therapeutical purposes. Microbial enzymes are currently gaining much attention with fast expansion of enzyme technology [15]. Microbial enzymes are poplular due to their economic feasibility, high yields, consistency, ease of product modication and optimization, regular supply due to absence of seasonal uctuations, rapid growth of microbes on inexpensive media, stability and greater catalytic activity [15]. Microbial enzymes play a signicant role in the diagnosis, treatment, biochemical investigation and monitoring of various dreaded diseases. Amylase and lipase are two key enzymes that have been closely studied and have great signicance in different manufacturing and therapeutic industries. The expression of a gene always results in the synthesis of a specic protein in the form of an enzyme, hormone, etc, for a specic function. We can say that the enzymes are functional proteins that are synthesized after the expression of specic sequences present in the gene that encode for that particular protein (enzyme) [15]. Currently genetic engineers are paying more attention to the production of these therapeutic proteins using rDNA technology. Due to their many advantages microbes are considered as an excellent
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source for the production of these therapeutic proteins. Recent developments in rDNA technology have allowed the efcient microbial production of commercial enzymes [15]. After the identication of an enzyme, especially those are with potential use in industry, multiple copies can be produced by cloning a suitable gene and introducing it into a suitable host.
4.3.1 Cloning methods
There are several cloning methods for the commercial production of enzymes, as mentioned in gure 4.2. cDNA templates are considered the best for the production of enzymes. cDNA, which can be synthesized from mRNA to establish a cDNA library, is required for the development of a suitable probe for a particular enzyme. The specic cDNA clones required can be identied on hybridization with oligonucleotide probes. This desired gene should be inserted into a suitable host such as Aspergillus oryzae for the expression of a desirable enzyme. This approach can be utilized to produce high quality industrial enzymes with better yield. There have been several reports based on enzyme synthesis using cloning methods:
The fungal enzyme lipolase, present in Humicola languinosa, was recently shown to eliminate fat stains in fabrics [16]. However, commercial production of this fungal enzyme from this organism is not possible as it synthesizes in very low amounts. Thus the gene that encodes for this lipolase was initially
Figure 4.2. Cloning for the industrial production of enzymes.
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identied and then separated, cloned and nally incorporated into A. oryzae to produce multiple copies [16]. By following this approach, commercial production of this enzyme can be positively attained. One of the most appreciated features of lipolase is its stability and resistance against degra­dation by the proteases that are usually employed in the detergent industry. These features make lipolase a good candidate for applications in the fabric and detergent industry.
Rennet (major component is chymosin) is a milk clotting enzyme that can be isolated from different sources, in particular the stomach of a young calf. Generally, rennet is considered as combination of various enzymes, in particular chymosin, which is added to raw milk in the cheese industry to produce cheese. Usually this process involves curd cutting and fractional exclusion of the whey. Afterwards the prepared cubes are allowed to ripen in the whey until they change into slim blocks. Chymosin is extensively utilized commercially, in particular in cheese manufacturing [3]. Its commercial preparation also includes other proteases; bovine pepsin is usually present in varying concentrations. To meet the market requirements commercial production should be high. Unfortunately, using earlier or existing approaches it is not possible to produce the high amounts of rennet for the market demand. Therefore, using a cloning method, in particular by explor­ing the genes responsible for the production of chymosin, can be considered as a potential approach for its industrial production.

4.4 Protein studies for modification of commercial enzymes

By protein engineering and site-directed mutagenesis, it is now possible to modify the structure of a protein/enzyme. In enzyme research, most of the modications in the enzymes are carried out to enhance enzyme stability, which can further improve its catalytic function. Modication also allows the development of degradation and oxidation resistant enzymes. Moreover, structural modication of enzymes can change their substrate preference and improve tolerance against alkali and organic solvents [15]. There are number of approaches available to achieve the aforemen­tioned objective, one of the most common is site-directed mutagenesis. Enzymes can be redesigned by using site-directed mutagenesis. This requires the systematic alteration of protein structure by rDNA technology and chemical synthesis of DNA fragments to allow the supercial modication of proteins by site specic mutagenesis of their genes. Thus mutated genes can be utilized to produce enzymes with improve yield and novel properties. Kinetic investigation of mutant enzymes with high-resolution structural data from protein x-ray crystallography can be utilized to draw the relationships between structure and function [17]. In particular, the strength and nature of enzyme–substrate interactions and their roles in catalysis and specicity may be examined [17].
During mutagenesis a number of amino acids present in the target enzyme at a
particular site are allowed to modify to produce an enzyme with desirable features,
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e.g. structural modification of phospholipase A2 by using fundamental knowledge of protein engineering to resist elevated concentrations of acid. This modication allows its efcient utilization as a food emulsier. Commercial preparation of phospholipase A2 is mainly produced from the pancreas for the further production of lysolecithin. This allows its extensive utilization as an excellent emulsier for the food, cosmetics and pharmaceutical industries. Most eukaryotic proteins are N-terminally altered by one or more processing enzymes. Enzymes acting on the very rst amino acid of a polypeptide include different peptidases, transferases and ligases [18].
The tyrosyl–tRNA synthetase from Bacillus stearothermophilus is being scienti­cally examined by site-directed mutagenesis. A ne-structure inspection is revealing the subtle roles of hydrogen bonding in catalysis and specicity [17]. Alteration of the residues that hydrogen-bond with ATP and tyrosine display how the energetics must be examined in terms of an exchange reaction with solvent water. Based on this knowledge, and structural data, an enzyme of vastly improved enzyme–substrate afnity has been engineered [17].

4.5 Enzyme and cell immobilization

Usually, enzymes in free solutions (i.e., in soluble or free form) react with substrates to yield nal products. This type of enzyme utilization is inefcient, mainly for large­scale production, as enzymes are not stable and they cannot be recovered for reuse.
Enzymes or cells immobilization emerged as a technique of conning/anchoring the enzymes or cells in or on an (inert) support for their stability and functional reuse. By means of this technique, the enzymes produced are more effective and economical for large-scale use. A number of researchers referred to immobilization as the goose that lays the golden eggin enzyme technology. Immobilized enzymes retain their structural conformation necessary for catalysis. There are various benets to immobilized enzymes:
They are stable and more efcient in function.
They can be reused repeatedly.
Their products are enzyme-free.
They are ideal for multi-enzyme reaction systems.
The control of enzyme function is easy.
They are appropriate for large-scale and therapeutic use.
They reduce efuent disposal problems. There are, however, certain draw-
backs related to immobilization:
There is a possibility of loss of biological activity of an enzyme
Immobilization is a costly process that frequently requires sophisticated
equipment.
Immobilized enzymes are usually chosen over immobilized cells owing to their ability to produce the products in a pure form. However, there are numerous benets to using immobilized multi-enzyme systems, e.g. organelles and whole cells, over immobilized enzymes.
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4.6 Immobilization methods

The frequently used procedures for immobilization of enzymes are adsorption, entrapment, covalent binding and cross-linking.
4.6.1 Adsorption methods
Adsorption includes the physical binding of enzymes (or cells) on the surface of an inert support. The support materials may be inorganic (e.g. alumina, silica gel, calcium phosphate glass) or organic (starch, carboxymethyl cellulose, DEAE­cellulose, DEAE-sephadex). Adsorption of enzyme molecules on the inert support involves weak forces, e.g. van der Waals forces and hydrogen bonds (gure 4.3). Consequently, the adsorbed enzymes can be removed by minor changes in pH, ionic strength or temperature. This is a shortcoming for the large-scale utilization of enzymes.
4.6.2 Nonspecic adsorption
The immobilization procedure of nonspecic adsorption is generally based on physical adsorption or ionic binding [19, 20]. During physical adsorption the enzymes are attached to the matrix via hydrogen bonding, van der Waals forces, or hydrophobic interactions; while in ionic bonding the enzymes are bound via salt linkages. The types of forces present in noncovalent immobilization can be reversed by varying the conditions that affect the strength of the interaction (e.g. pH, ionic strength, temperature, or polarity of the solvent). Immobilization by adsorption is a gentle, easy to perform process, and generally conserves the catalytic activity of the enzyme. Such procedures are consequently economically attractive, but may suffer
Figure 4.3. Immobilization of enzymes by absorption: (a) by van der Waals forces and (b) by hydrogen bonding.
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from limitations, e.g. enzymes escape from matrix when the interactions are comparatively weak.
4.6.3 Ionic binding
One method for the reversible immobilization of enzymes is to use protein–ligand interactions based on the principles employed in chromatography. For instance, one of the rst claims of chromatographic principles in the reversible immobilization of enzymes was the use of ion-exchangers [21, 22]. The procedure is simple and reversible, but it is generally challenging to discover conditions under which the enzyme remains both rmly bound and fully active. Currently, the use of immobi­lized polymeric-ionic ligands has permitted the modication of protein–matrix interactions and has thus enhanced the properties of the derivative. Some patents have been published on the use of polyethyleneimine to bind a rich variety of enzymes and whole cells [22]. However, issues may rise from the use of an extremely charged support when the substrates or products themselves are charged; the kinetics can be distorted resulting in partition or diffusion phenomena. Consequently, enzyme features, e.g. pH optimum or pH stability, may change [23, 24]. Although this could be a problem it could also be valuable to change the optimal conditions of a certain enzyme against more alkaline or acidic conditions, depending on the application [25].
4.6.4 Hydrophobic adsorption
Another approach is the use of hydrophobic interactions. During this procedure, it is not the development of chemical bonds but rather an entropically driven interaction that occurs. Hydrophobic adsorption has been employed as a chromatographic principle for more than three decades. It relies on well-known experimental variables such as pH, salt concentration and temperature [26]. The power of interaction relies on both the hydrophobicity of the adsorbent and the protein. The hydrophobicity of the adsorbent can be controlled by the degree of substitution of the support and by the size of the hydrophobic ligand molecule. The effective reversible immobilization of β-amylase and amyloglucosidase to hexyl-agarose carriers has been demonstrated [27, 28]. Several other examples of strong reversible binding to hydrophobic adsorbents have also been demonstrated [29, 30].
4.6.5 Afnity binding
The basis of afnity between complementary biomolecules has been applied to enzyme immobilization. The outstanding selectivity of the interaction is a key benet of the procedure. However, the method often needs the covalent binding of a costly afnity ligand (e.g. antibody, or lectin) to the matrix [31, 32].
4.6.6 Entrapment method
By means of physical entrapment enzymes can be easily immobilized inside a polymer or a gel matrix. The size of the matrix pores is maintained in such a manner
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