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Molecular basis ofchronic lymphocytic leukemia 133
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interact with CLL cells and may either promote or inhibit the growth and survival of the cancer cells. Stromal cells, such as fibroblasts, provide structural support to the CLL cells, while endothelial cells form the blood vessels that supply nutrients to CLL cells. It also involves extracellular matrix components and soluble factors such as cytokines, chemokines, and growth factors. For instance, the cytokine interleukin- 6 (IL- 6) promotes the survival of CLL cells, while the chemokine (CXCL12) attracts CLL cells to the lymph nodes, where they can grow and divide.
The interactions between CLL cells and the microenviron­ment are bidirectional. For example, CLL cells have the potential to induce expression of adhesion molecules, chemokines, and cytokines in stromal cells and promote their recruitment and activation. This can create a support­ive niche for the leukemia cells, allowing them to evade immune surveillance, resist treatment modality (CIT or tar­geted therapies), and acquire drug resistance. In addition, the microenvironment can also modulate the function of the immune cells, such as T cells and NK cells, which are known to have a role in recognizing and eliminating cancer cells.
Table9.1 A summary ofthe prognostic features inCLL
The impaired function of these cells in the CLL microenvi­ronment can contribute to disease progression and immune suppression.
Understanding the nuances of the CLL microenvironment is critical for developing new therapies that not only target the leukemia cells but also the supportive niche that sustains them. One of the ongoing areas of research in the field is to develop strategies to disrupt the interactions between CLL cells and the microenvironment, such as targeting specific signaling pathways or inhibiting the production of cytokines and growth factors.
Impaired immunity in CLL
In CLL, the neoplastic lymphocytes do not function prop­erly, and they will accumulate in the bone marrow, blood, and lymphoid tissues resulting in a decrease in the number of healthy white blood cells, including T lymphocytes, B lym­phocytes and natural killer cells, which play critical roles in the immune system. This will cause impaired immunity and
Prognostic marker Prognostic implication
IGHV mutation status IGHV
Chromosome abnormalities Del(13q), trisomy 12, del(11q),
del(17p) and/or TP53mutation
Somatic mutations Genes that have a role in mRNA
processing (SF3B1 and XPO1), DNA damage (TP53 and ATM), Notch signaling (NOTCH1), B- cell signaling (EGR2 or BRAF), chromatin modification (HIST1H1E, CHD2 and ZMYM3), Wnt signaling, and inflammatory pathways (MYD88)
MicroRNA changes MicroRNAs can function as
oncogenes or tumor suppressors
Epigenetic factors Methylation profiling has identified 3
epigenetic CLL subtypes. These subtypes correlate for the most part with IGHV mutational status and patient outcomes
Mutated IGHV– favorable
• Unmutated IGHV– unfavorable
• Del(13q)– favorable
• Trisomy 12– intermediate
• Del(11q)– unfavorable
• Del(17p)– unfavorable
TP53, NOTCH1 and SF3B1– unfavorable prognosis
• Downregulation of miR- 15a/16- 1 results in increased expression of BCL2– unfavorable
• Downregulation of miR- 34b/c will result in higher levels of ZAP- 70, mostly associated with unmutated IGHV status– unfavorable
• Downregulation of miR- 29 and miR- 181b is correlated with TCL1 overexpression– unfavorable
• Memory- like CLL (m- CLL; mainly mutated IGHV, with good prognosis)
• Intermediate CLL (i- CLL; mixed between mutated and unmutated IGHV, with intermediate prognosis)
• Naïve- like CLL (n- CLL; mainly unmutated IGHV, with poor prognosis)
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an increased risk of infection, which is one of the major causes of morbidity and mortality in patients with CLL.
Additionally, people with CLL often struggle with a weak­ened immune system inherent to the disease itself. Treatments used to manage CLL, particularly chemotherapy, CD20mon­oclonal antibodies, and radiation therapy in select cases will result in further prolonged immunosuppression predispos­ing patients to a wide range of bacterial, fungal, and viral infections.
The other contributing factor to impaired immunity is sec­ondary hypogammaglobulinemia. Hypogammaglobulinemia is present in one- quarter of patients with newly diagnosed CLL. Roughly one- quarter of patients with normal levels of IgG at diagnosis will subsequently develop hypogammaglob­ulinemia. Hypogammaglobulinemia is thought to occur due to defective functioning of the non- clonal CD5- negative B- cells and is more pronounced with prolonged disease dura­tion and advanced disease stage. The relationship between hypogammaglobulinemia, novel prognostic features such as IGHV mutation status, genetic abnormalities detected by FISH, expression of CD38, CD49d, and zeta- associated pro­tein 70 [ZAP- 70], and clinical outcomes has not been system­atically studied. At treating physician’s discretion, the majority of patients with very low IgG levels ( 400mg/dl) or higher but with frequent microbial infections throughout the year will be considered for IgG replacement therapy, which is administered either through an either intravenous or subcu­taneous route on a regular basis.
3
Morphology andimmunophenotype
The presence of sheets of large neoplastic B lymphocytes characterizes the morphology of the DLBCL- RT. It is impor­tant to note that an enlargement of proliferation centers in lymph nodes is also reported in the accelerated CLL, which is known to have a more aggressive course. Accelerated CLL and DLBCL- RT need to be properly distinguished as the treatments for the two entities differ and the outcomes of patients with accelerated CLL are thought to be slightly infe­rior to patients with typical CLL.
DLBCL- RT cells express B- cell markers such as CD19, CD20. Less frequently, they express CD5 (~30% of cases) or CD23 (~15% of cases). In CLL/SLL, neoplastic B- cell PD- 1 expression is known to be weak and restricted to prolympho­cytes/paraimmunoblasts within proliferation centers. While in DLBCL- RT Neoplastic B- cell PD- 1 expression is highly prevalent and demonstrates increased intensity– a differen­tiating feature from de novo DLBCL where PD- 1 expression is extremely rare.
The cHL- RT subtype is morphologically depicted by the presence of Reed–Sternberg cells either in a typical back­ground of T cells, histiocytes, eosinophils– type I, which is not considered true transformation, or scattered in a back­ground of CLL cells – type II, which is considered true transformation.
Reed–Sternberg cells show a characteristic CD15+, CD30+, and CD20−. The Reed- Sternberg cells in cHL- RT are often EBV positive.
Richter transformation
Definition
RT is defined as the development of an aggressive lymphoma in patients with an underlying or synchronous diagnosis of CLL/SLL. Different histopathologic variants of RT include diffuse large B- cell lymphoma subtype (DLBCL- RT), which accounts for up to 90–95% of RT cases, or classic Hodgkin lymphoma subtype (cHL­cases. A few cases of plasmablastic transformation have been reported in the literature.
A higher incidence of RT has been reported in patients with heavily pretreated relapsed/refractory CLL enrolled in the first clinical trials with novel agents (2–15%). On the other hand, in patients with no prior exposure to CIT who were started on novel agents as the first line of therapy, the incidence has been reported to be 0–4%. It is important to note that the follow- up data in treatment- naïve patients who got started on novel agents as the first line of therapy is still young and longer fol­low- up is required to accurately evaluate the impact of chemo­free treatments on second malignancies/transformation. Despite a presumed difference in incidence, similar clonal evolution patterns are described for patients experiencing transformation under novel agents or CIT.
RT) accounting for up to 5–10% of
Clonal relatedness between CLL and lymphoma
The definition of clonal relationship between RT and the underlying CLL is based on the analysis of the IGHV- D- J genes rearrangement, which can be done either by PCR or next- generation sequencing modalities. The majority of DLBCL- RT cases (~80%) are clonally related to the underly­ing CLL, suggesting a true transformation. Clonally unre­lated cases are termed de novo DLBCL, occurring in a patient with a synchronous diagnosis of CLL. Determination of clonal relatedness in cases of CLL and DLBCL is critical as the prognosis of the two entities (DLBCL-
RT and de novo DLBCL) is drastically different with the de novo DLBCL associated with superior prognosis as compared to DLBCL- RT. In addition to prognosis, the treatment strate­gies are different between the two entities. De novo DLBCL is treated with upfront CIT, whereas RT- DLBCL is mostly refractory to CIT alone and if these patients are chemosensi­tive or achieve better than partial response to other treat­ment modalities, they will be considered for consolidation with allogeneic hematopoietic cell transplantation. In the recent years, multiple clinical trials have investigated treat­ment options in RT- DLBCL, including using checkpoint inhibitors, BTK inhibitors, BCL2inhibitors as single agents or combined with conventional CIT options.
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Clonal relationship between cHL- RT and the underlying CLL has been reported in only 30% of cases. As in DLBCL- RT, the outcomes of clonally related cHL- RT and CLL are thought to be inferior as compared with cases of cHL not clonally related to underlying CLL.
Biology of Richter’s DLBCL
The whole genome sequencing and epigenomic studies of CLL and DLBCL- RT have shown an increasing complexity from initial CLL diagnosis to relapse and transformation– mainly gained at the level of subclones. As a comparison to typical CLL, the DLBCL- RT genomes carry a higher num­ber of mutations, copy number alterations structural vari­ants. Different DLBCL- RT- directed lines of therapy do not seem to affect the mutational landscape of the disease. There are seemingly no major differences seen among DLBCL- RT patients at diagnosis or after receiving multiple lines of therapy.
The main alterations involve cell- cycle regulators and proliferation pathways, chromatin modifiers, MYC, NFκB, and NOTCH pathways. Aberrations in genes such as TP53, NOTCH1, BIRC3, EGR2, and NFKBIE are usu­ally detected and after the first CLL sample, suggesting acquisition at the clonal level. Whereas others such as
CDKN2A/B, CDKN1A/B, ARID1A, CREBBP, TRAF3, and
TNFAIP3 are only detected at the time of transformation
or during the disease course, suggesting acquisition at the subclonal level.
TP53 is a tumor suppressor gene that functions as a tran-
scriptional regulator influencing cellular responses to DNA damage. TP53 mutations/deletions have been described in about 2/3 of cases of DLBCL- RT. TP53 can be acquired at the time of transformation and is not necessarily present at diagnosis or progression of CLL. MYC gene encodes a mul­tifunctional, nuclear phosphoprotein that controls a variety of cellular functions, including cell cycle, cell growth, apop­tosis, cellular metabolism and biosynthesis, adhesion, and mitochondrial biogenesis. MYC or associated genes (e.g. MGA) are altered in >40% of cases of DLBCL-
RT. CDKN2A is a negative regulator of cell cycle transition from G1 phase to S phase and its deletion has been reported in 30% of DLBCL- RT cases. Among all mutations, NOTCH1 mutations represent the only validated risk factor for DLBCL- RT. Among patients with CLL and mutated NOTCH1, the cumulative risk of developing DLBCL- RT is 45% as compared with only 4% for CLL with wild- type NOTHC1. PTPN11, a positive regulator of the MAPK- RAS­ERK signaling pathway, is reported to be overexpressed in DLBCL- RT samples. SETD2, a tumor suppressor regulator, has shown alterations in about 1/3 of DLBCL- RT cases. PTPRD, a tumor suppressor gene that can be silenced via hypermethylation, is recurrently altered in DLBCL- RT cases. Notably, BTK, PLCG2, and BCL2mutations have not
been reported in DLBCL- RT patients, which makes an argument for the use of BCR pathway inhibitors and BCL2inhibitors in this patient population.
In terms of DLBCL- RT immune microenvironment, dis­tinct immune signatures between bone marrow, peripheral blood, and lymph nodes from patients with DLBCL- RT have been represented in multiple immunologic studies. DLBCL- RT samples, unlike DLBCL de novo, are character­ized by enhanced PD- L1 expression in histiocytes and increased PD- 1 expression in neoplastic B- cells, in addition to infiltration of FOXP3- positive T cells and CD163- positive macrophages. These findings depict a particular DLBCL- RT immune microenvironment that potentially may explain the higher response rates to immune checkpoint inhibitors.
Lastly, an increased lymphocyte activating 3 gene (LAG3) expression has been reported in RT, a characteristic which again differentiates this entity from DLBCL de novo and other transformed lymphomas. LAG3membrane protein is expressed on both neoplastic B- cells and/or tumor- infiltrating lymphocytes and is involved in the delivery of inhibitory stimuli on activated T cells. Overexpression of LAG3 is another potential targetable opportunity that is currently being investigated through using LAG3inhibitors [16].
Conclusion
CLL is a heterogenous disease with distinct cell of origin depicted as IGHV mutation status, chromosome alterations, molecular mutations, microRNA changes, and epigenetic events contributing to its heterogeneity. An in- depth under­standing of the BCR pathway and BCL2 family proteins has resulted in some of the most magnificent drug developments for the patients with CLL. These therapeutic options have truly transformed the treatment landscape for patients with CLL. They have overcome historically adverse prognostic features with conventional CIT and have been for the most part proved to be well tolerated in old and frail patients with multiple comorbidities. It is yet to be seen whether the inci­dence and mutational landscape of RT is going to change in the era of novel agents. Currently, there is a growing need for improved therapies for patients with Richter syndrome. A meticulous understanding of Richter biology should open the door for developing effective therapeutics in the future.
Further reading
Balatti, V., Pekarky, Y., and Croce, C.M. (2015). Role of microRNA in
chronic lymphocytic leukemia onset and progression. J. Hematol. Oncol. 20 (8): 12. https://doi.org/10.1186/s13045- 015- 0112- x. PMID: 25886051; PMCID: PMC4336680.
Burger, J.A. and Chiorazzi, N. (2013). B cell receptor signaling in
chronic lymphocytic leukemia. Trends Immunol. 34 (12): 592–601. https://doi.org/10.1016/j.it.2013.07.002. Epub 2013 Aug 5. PMID: 23928062; PMCID: PMC3898793.
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136 Molecular Hematology
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Condoluci, A. and Rossi, D. (2022). Biology and treatment of Richter
transformation. Front. Oncol. 22 (12): 829983. https://doi.org/10.3389/ fonc.2022.829983. PMID: 35392219; PMCID: PMC8980468.
Crombie, J. and Davids, M.S. (2017). IGHV mutational status testing in
chronic lymphocytic leukemia. Am. J. Hematol. 92 (12): 1393–1397. https://doi.org/10.1002/ajh.24808. Epub 2017Jul 29. PMID: 28589701; PMCID: PMC5675754.
Goldin, L.R. and Slager, S.L. (2007). Familial CLL: genes and environ-
ment. Hematol. Am. Soc. Hematol. Educ. Program.: 339–345. https:// doi.org/10.1182/asheducation-
Jaramillo, S., Agathangelidis, A., Schneider, C. etal. (2020). Prognostic
impact of prevalent chronic lymphocytic leukemia stereotyped sub­sets: analysis within prospective clinical trials of the German CLL Study Group (GCLLSG). Haematologica 105 (11): 2598–2607.
Kikushige, Y. (2020). Pathogenesis of chronic lymphocytic leukemia
and the development of novel therapeutic strategies. J. Clin. Exp. Hematop. 60 (4): 146–158. https://doi.org/10.3960/jslrt.20036. Epub 2020Nov 4. PMID: 33148933; PMCID: PMC7810248.
Marti, G.E., Rawstron, A.C., Ghia, P. etal. (2005). Diagnostic criteria for
monoclonal B­https://doi.org/10.1111/j.1365- 2141.2005.05550.x.
Mattsson, M., Sandin, F., Kimby, E. et al. (2020). Increasing preva-
lence of chronic lymphocytic leukemia with an estimated future rise: a nationwide population­E36–E38. https://doi.org/10.1002/ajh.25681.
Mukkamalla, S.K.R., Taneja, A., Malipeddi, D. etal. (2023). Chronic
lymphocytic leukemia. In: StatPearls [Internet]. Treasure Island (FL): StatPearls Publishing. [Updated 2023Jan 15]. Available from: https:// www.ncbi.nlm.nih.gov/books/NBK470433/.
Nadeu, F., Royo, R., Clot, G. etal. (2021). IGLV3-
aggressive biological subtype of chronic lymphocytic leukemia with intermediate epigenetics. Blood 137 (21): 2935–2946. https:// doi.org/10.1182/blood.2020008311.
cell lymphocytosis. Br. J. Haematol. 130 (3): 325–332.
2007.1.339.
based study. Am. J. Hematol. 95 (2):
21R110identifies an
Parikh, S.A., Leis, J.F., Chaffee, K.G. et al. (2015).
Hypogammaglobulinemia in newly diagnosed chronic lymphocytic leukemia: natural history, clinical correlates, and outcomes. Cancer 121 (17): 2883–2891. https://doi.org/10.1002/cncr.29438. Epub 2015 Apr 30. PMID: 25931291; PMCID: PMC4545721.
Rawstron, A.C., Villamor, N., Ritgen, M. et al. (2007). International
standardized approach for flow cytometric residual disease monitor­ing in chronic lymphocytic leukaemia. Leukemia 21 (5): 956–964. https://doi.org/10.1038/sj.leu.2404584. Epub 2007 Mar 15. PMID:
17361231.
Shanafelt, T.D., Ghia, P., Lanasa, M.C. et al. (2010). Monoclonal B-
lymphocytosis (MBL): biology, natural history and clinical manage­ment. Leukemia 24 (3): 512–520. https://doi.org/10.1038/leu.2009.287. Epub 2010Jan 21. PMID: 20090778; PMCID: PMC3913172.
Ueda, M., Berger, M., Gale, R.P., and Lazarus, H.M. (2018).
Immunoglobulin therapy in hematologic neoplasms and after hematopoietic cell transplantation. Blood Rev. 32 (2): 106–115.
Yan, H., Tian, S., Kleinstern, G. etal. (2020). Chronic lymphocytic leuke-
mia (CLL) risk is mediated by multiple enhancer variants within CLL risk loci. Hum. Mol. Genet. 29 (16): 2761–2774. https://doi.org/10.1093/ hmg/ddaa165. PMID: 32744316; PMCID: PMC7530532.
Yang, S.M., Li, J.Y., Gale, R.P., and Huang, X.J. (2015). The mystery of
chronic lymphocytic leukemia (CLL): why is it absent in Asians and what does this tell us about etiology, pathogenesis and biology? Blood Re v. 29 (3): 205–213.
Yao Y, Lin X, Li F (2022) etal. The global burden and attributable risk
factors of chronic lymphocytic leukemia in 204 countries and territo­ries from 1990 to 2019: analysis based on the global burden of disease study 2019. Biomed. Eng. Online 21(1): 4. doi: https://doi.org/10.1186/ s12938-
021- 00973- 6. PMID: 35016695; PMCID: PMC8753864.
Zhou, W., Goldin, L., Wang, M. etal. (2018). Combined somatic muta-
tion and copy number analysis in the survival of familial CLL. Br. J. Haematol. 181 (5): 604–613. https://doi.org/10.1111/bjh.15239.
cell
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Chapter10
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The molecular biology of
multiplemyeloma
Udit Yadav1 and Wilson I. Gonsalves
1
Division of Hematology, Mayo Clinic, Phoenix, AZ, United States
2
Division of Hematology, Mayo Clinic, Rochester, MN, United States
Introduction, 137 Normal plasma cell development, 137 Development of myeloma cell, 138 Progression to multiple myeloma, 140
2
Introduction
Multiple myeloma (MM) is a clonal plasma- cell disorder and is the second most common hematologic malignancy in adults, with an estimated 35,730 new cases accounting for 1.8% of all new cancer diagnoses and contributing to 12,590 deaths which are 2.1% of allcancer- related deaths in the United States in 2023. MM arises from the malignant transformation of a post- germinal center plasma cell. It is biologically heterogeneous due to the evolution and competi­tion between different sub- populations of monoclonal plasma cells as they acquire additional cytogenetic abnor­malities leading to complex and genomically unstable subclones. It represents a part of the continuum of the disease spectrum, beginning with its origin as a premalignant condi­tion, known as monoclonal gammopathy of undetermined significance (MGUS), to smoldering MM (SMM), and even­tually to full- blown disease presenting with end- organ dys­function like lytic bone disease, kidney failure, hypercalcemia, and anemia (Table10.1). MM is considered incurable, how­ever a better understanding of the biology of the disease and pro
fusion of approved novel therapies have led to improve­ment in patient outcomes with the average five- year survival increasing to 59.8% compared to 32% in the late 1990s, although outcomes in patients with high- risk cytogenetics still remain suboptimal and have not mirrored the significant progress made in patients with standard- risk disease.
Classification and risk stratification of myeloma, 143 Conclusion, 143 Further reading, 143
Normal plasma cell development
Plasma cells normally constitute less than 1% of lymphoid cells. They represent the terminal cell of differentiation in the B- lymphoid lineage cascade. The initial production and development of B cells occurs in the bone marrow. After initial development, the B cells exit the bone marrow and circulate in the secondary lymphoid organs, where they undergo final maturation. The rearrangement of the gene segments encoding for the variable region of the immunoglobulin is responsible for generating immuno­globulin diversity. This is the VDJ segment of the heavy chain that is located on chromosome 14 and the VJ seg­ment of the light chain, located on chromosome 2 for Kappa and chromosome 22 for lambda, respectively. The variable gene segment recombination occurs early in the course of B cell development. This is accomplished by the assistance of the nucleases, RAG1 and RAG2, causing double- stranded DNA breaks guided by recombination signal sequences. The B cell maturation then progresses with either T cell­nisms. The latter is a complex, multi- step process leading to B cell differentiation into plasma cells and memory B cells. Two other B- cell- specific gene modifications like isotype switching and somatic hypermutation contribute further to affinity maturation and are the hallmark of post­germinal center B cells. Both these steps are regulated by
independent or T cell- dependent mecha-
Molecular Hematology, Fifth Edition. Edited by Drew Provan and Hillard M. Lazarus. © 2024 John Wiley & Sons Ltd. Published 2024 by John Wiley & Sons Ltd.
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Table10.1 International Myeloma Working Group- 2014 diagnostic criteria forMultiple Myeloma andother plasma cell disorders
Plasma cell disorder Definition
IgM MGUS • Serum monoclonal protein <30 g/L
Non-
• Clonal bone marrow plasma cells <10%
• Absence of myeloma- defining events
IgM MGUS • Serum IgM monoclonal protein <30 g/L
• Clonal bone marrow plasma cells <10%
• Absence of myeloma- defining events and constitutional symptoms, hyperviscosity, lymphadenopathy, orhepatosplenomegaly
Light chain MGUS • Abnormal FLC ratio (<0.26 or >1.65), with increased level of the involved light chain
• Clonal bone marrow plasma cells <10%
• No immunoglobulin heavy chain expression on immunofixation
• Urinary monoclonal protein <500 mg/24 h
• Absence of myeloma- defining events
Solitary plasmacytoma • Biopsy- proven solitary lesion of bone or soft tissue with evidence of clonal plasma cells
Normal bone marrow with no evidence of clonal plasma cells
• Normal bone imaging except for the primary lesion
• Absence of myeloma defining event
Solitary plasmacytome
with minimal marrow involvement
Smoldering multiple
myeloma
Multiple myeloma • Clonal bone marrow plasma cells 10–60% or biopsy- proven bony or extra- medullary plasmacytoma
Plasma cell leukemia • Confirmed diagnosis of Multiple Myeloma
• Biopsy- proven solitary lesion of bone or soft tissue with evidence of clonal plasma cells
• Clonal bone marrow plasma cells <10%
• Normal bone imaging except for the primary lesion
• Absence of myeloma defining event
• Serum monoclonal protein (IgG or IgA) 30 g/L or urinary monoclonal protein 500 mg/24 h and/or clonal bone marrow plasma cells 10–60% AND
• Absence of myeloma- defining event or amyloidosis
AND
• Any one or more of the following myeloma- defining events:
◦ Evidence of end- organ damage that can be attributed to the underlying plasma cell proliferative
disorder, specifically:
– Hypercalcemia: serum calcium >0.25 mmol/L (>1 mg/dL) higher than the upper limit of normal or
>2.75 mmol/L (>11 mg/dL)
– Renal insufficiency: creatinine clearance <40 mL/min or serum creatinine >177 μmol/L (>2 mg/dL) – Anemia: hemoglobin value of >2 g/dL below the lower limit of normal, or a hemoglobin value
<10 g/dL
– Bone lesions: one or more osteolytic lesions on skeletal radiography, computed tomography (CT), or
positron emission tomography- CT (PET- CT)
◦ Clonal bone marrow plasma cell percentage 60% ◦ Involved: uninvolved serum free light chain (FLC) ratio ≥100 (involved free light chain level must be
100 mg/L)
◦ >1 focal lesions on magnetic resonance imaging (MRI) studies (at least 5 mm in size)
AND
• Plasma cells 5% of white blood cells on conventional peripheral blood smear (manual white blood cell differential count)
activation- induced cytidine deaminase (AID). Errors dur­ing the maturation of post- germinal center B cell could lead to the development of aberrant plasma blasts and are thus considered to be the cell of origin in plasma cell dyscrasias.
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Development ofmyeloma cell
The initial event in the development of MM is the formation of an MGUS like clone of plasma cells, preceding the devel­opment of MM by several years to decades. In majority of
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patients, MGUS is a benign paraproteinemia; most com­monly detected incidentally as an abnormal serum protein electrophoresis or serum immunofixation. Male sex, family history, and African American ancestry are associated with an increased risk of development of MGUS, and the role of environmental factors remains unclear. The prevalence of MGUS is about 5% in individuals over 50 years of age and is associated with a risk of progression to MM of about 1% annually. Some MGUS clones can lead to development of other related plasma cell disorders like immunoglobulin light chain (AL) amyloidosis, Waldenstrom’s macroglobu­linemia, and plasmacytoma. AL amyloidosis is a very rare condition that can present with myriad symptoms from the involvement of different organ systems due to the deposition of amyloid protein derived from fragments of monoclonal light chains. This chapter will only focus on the molecular pathobiology of MM. MGUS with any of the following addi­tive risk factors: M- spike of more than 1.5 g/dL, non- IgG subtype and abnormal serum- free light chain ratio is associ­ated with a higher risk of progression to MM.
The genetic abnormalities that lead to this abnormal clone’s development are called primary cytogenetic abnor­malities (Table 10.2) and are the initial and foundational genetic events in the path to MM. The precise mechanism by which they occur is unclear, but it has been postulated that persistent antigen stimulation pressure could play a key role, causing continuous exposure to the potential mutagenic effect of AID. These errors develop during the process of gene segment modifications unique to B- cell development like isotype switching and somatic hypermutation. Following the development of a malignant plasma cell, they then home to the bone marrow, which provides the microenvironment for their continued survival and growth.
At the molecular level, two distinct lineages of MM cells are formed, with approximately half with hyperdiploidy/ trisomies (HRD) and the rest are non- hyperdiploid (non­HRD) which would include predominantly MM cell lineage with IgH translocations. These two primary cytogenetic abnormalities are considered mutually exclusive, pointing to
them being acquired early during disease development. However, in 10% of cases, they can exist together. They are discussed further below.
Hyperdiploidy/trisomies
Approximately 45% of MM are hyperdiploid (48–75 chromo­somes), which means they contain an aneuploidy of one or more odd- numbered chromosomes involving chromosomes 3,5,7,9,11,15,19, and 21. HRD tumors in general tend to have a more favorable prognosis with excellent long- term outcomes and median overall survival of 7–10 years. They are present more commonly in elderly patients and tend to present with a higher incidence of bone disease.
IgH translocations
Around 40% of the MGUS clones develop errors with IgH translocation during isotype switching, reinforcing the theory of post- germinal center B- cell origin of plasma cells. As a result of these translocations, an oncogene gets juxtaposed to an IgH enhancer leading to their increased expression, which promotes the expansion and development of the abnormal clone.
The proportion of patients with IgH translocations increases with disease grade, with 50% of MGUS or SMM patients harboring translocations, compared with 55–73% in patients with active MM, and >85% in plasma cell leukemia. This would further support the fact that IgH translocated MM is biologically more aggressive and associated with worse outcomes compared with HRD myeloma.
t(11;14)(q13;q32)
The three Cyclin D genes activate CDK4 and CDK6, which in turn cause RB1 phosphorylation and inactivation allowing cell- cycle progression. t (11;14) involves the translocation of proto- oncogene CCND1, resulting in the overexpression ofcyclin D1. This is the most common IgH translocation in MM occurring in 15–20% of cases. t(11;14) represents a
Table10.2 Primary cytogenetic abnormalities inmultiple myeloma
Primary abnormality Gene affected Frequency Risk
Hyperdiploidy/trisomies Multiple genes affected due to trisomies affecting odd- numbered
IgH translocation t(11;14) CCND1 15–20% Standard risk t(4;14) NSD2/MMSET/WHSC1 and FGFR3 10–15% High risk t(6;14) CCND3 1–5% Standard risk t(14;16) C- MAF <5% High risk t(14;20) MAFB <1% High risk
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45% Standard risk
chromosomes except chromosomes 1,13, and 21
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unique subtype of myeloma associated with CD20 expres­sion, non- secretory disease, lymphoplasmacytic morphol­ogy, IgM, and light chain subtype. In addition, in about half of all patients with light chain amyloidosis, the clonal plasma cells carry this cytogenetic abnormality. Biologically, it is usually considered to be associated with a favorable progno­sis; however, in some patients, it can present with an aggres­sive disease course, with a higher incidence of primary plasma cell leukemia. t(11;14) myeloma is also notable for higher BCL- 2 expression, making this subtype of MM an attractive target for BCL2inhibitors like venetoclax.
t(12;14) and t(6;14) are much rarer, occurring in 1% and 1–5% of cases, and lead to increased expression of CCND2 and CCND3, respectively.
t(4;14) (p16;q32)
t(4;14) is the second most common translocation, occurring in 10–15% of newly diagnosed patients with MM. This results in the creation of two derivative chromosomes that places FGFR3 and NSD2 (also known as MMSET, WHSC1) close to the IgH enhancer, leading to their overexpression. Although traditionally t(4;14) has been considered a high­risk mutation, in reality, about 30–40% of patients with this translocation really behave as high risk. In some studies, FGFR3 expression was not correlated with poor prognosis. Recently, it was suggested that the risk is driven by the loca­tion of the translocation breakpoint in the NSD2 gene, with a “late” disruption, that is within the NSD2 gene being asso­ciated with a poorer prognosis. In addition, the co- occurrence of other high- risk abnormalities like del(17p) or gain 1(q)– so- called “double hit”– increases the disease risk. There is evidence to suggest that some of the risk associated with t(4;14) can be overcome with the use of proteasome inhibi­tors, but whether this just reflects the subset of patients with a “late” disruption is unclear.
t(14;16) (q32;q23) andt(14;20) (q32;q11)
t(14;16) (C- MAF) and t (14;20) (MAFB) are the least com­mon types of IgH translocations, together occurring in about less than 5% of newly diagnosed patients. These are consid­ered high- risk translocations associated with inferior out­comes with standard therapy and tend to present with a greater incidence of kidney failure as the initial MM- defining event.
Cyclin D dysregulation
Cyclin D dysregulation has been proposed as an initial and unifying event in plasma cell disorders. Cyclin D proteins partner with CDK4/CDK6 during the early G1 phase of the cell cycle. The Cyclin D- CDK4/CDK6 complex in turn inactivates the retinoblastoma (RB) protein through
phosphorylation, which allows the activation of transcrip­tion factor E2F, thereby enabling and promoting cell cycle progression. The different cytogenetic abnormalities ulti­mately lead to increased expression of the cyclin D genes compared to normal plasma cells. In HRD MM, there is increased expression of CCND1 or both CCND1 and CCND2. t(11;14), t(12;14), and t(6;14) lead to increased expression of CCND1, CCND2 and CCND3 respectively. t(4;14) causes increased levels of CCND2 and C- MAF and MAFB translocations cause overexpression of CCND2. A small proportion of MM tumors do not have increased levels of a cyclin D gene. They have little or no RB1 expres­sion, bypassing the need for cyclin D gene expression.
Progression tomultiple myeloma
Following the development of an MGUS clone, progression to MM is characterized by a complex interplay of additional genetic insults or “hits” (termed secondary cytogenetic abnormalities) (Table 10.3), epigenetic changes such as histone modification and DNA methylation, which lead to abnormal intracellular signaling. MM is recognized as a heterogeneous entity with multiple competing subclones. The subclones harbor mutations that confer survival benefit, exert selection pressure, and thus outcompete normal plasma cells and other clones with less- aggressive cytogenetic profile.
Table10.3 Secondary abnormalities inmultiple myeloma
Secondary abnormality Genes affected Frequency
Deletion 13(q) RB1, DIS3 50% RAS/MAPK NRAS (chr 1)/KRAS (chr 12)
(40%), BRAF (chr 7, 7%), FGFR3 (chr 4, 2%)
NF-
kB TRAF3 (chr 14), TRAF2
(chr 9), NFkB2 (chr 10), NFkB1 (chr 4), CYLD (chr 16), TACI (chr 17)
MYC translocation
(chr 8)
Deletion 17(p) TP53 5% Gain/amplification
1(q)
Deletion 1(p) FAF1, CDKN2C 11%
Ig partners (37%): IgH
(chr 14, 14%), IgL (chr 22, 10%), IgK (chr 2,
5.5%)
non- Ig partners (63%):
NMSCE2 (chr 8, 8.5%), TXNDC5 (chr 6, 7%), FAM46C (chr 1, 3%), CSMD3 (chr 8, 2%)
Multiple 30–40%
15–20%
20–50%
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The molecular biology of multiplemyeloma 141
Bone marrow microenvironment
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IgH translocation
Cyclin D dysregulation
Figure10.1 Model for the development of multiple myeloma. The first “hit” occurs in a post- germinal B cell, which leads to the develop­ment of an MGUS clone, which is either hyperdiploid or non- hyperdiploid. This MGUS clone is then susceptible to the acquisition of secondary cytogenetic abnormalities or “hits,” leading to genomic instability, abnormal intracellular signaling, and cell cycle dysregulation. This occurs in the backdrop of an enabling bone marrow microenvironment. All these events lead to the progression of an MGUS sub- clone to myeloma, which then presents with end- organ damage like kidney failure, anemia, and lytic bone disease.
G0 phase (resting)
G
1
M
S
G
2
Multiple myeloma
Hyperdiploidy
MGUS
Secondary cytogeneti abnormalities
Gene mutations
Lastly, the bone marrow, under the influence of pro- growth signals, provides a nutritious and enabling microenviron­ment for the growth and propagation of MM (Figure10.1).
Del (13q)
Chromosome 13 deletion is present in almost 50% of cases of newly diagnosed MM, of which about 85% are monosomies, and the remaining are interstitial deletions. Del(13q) leads to loss of RB1, which prevents cell cycle progression by binding to E2F transcription factor. The other gene associated with del (13q) is DIS3, which is mutated in about 10% of MM. When first discovered by metaphase cytogenetics del (13q) was initially considered a high- risk marker and detected in nearly 15% of patients. However, more sensitive testing methods like FISH showed it was much more prevalent. This questioned whether del (13q) was in fact associated with worse outcomes, as it often co- occurred with other high- risk genetic abnormalities and with conventional cytogenetics, it perhaps served more as a surrogate marker for other high- risk features like hypodiploidy, IgH translocations,
or proliferation. A more recent publication has also suggested differential effects with chromosome 13 abnor­malities, with monosomy 13 having an adverse impact (independent of other high- risk genetic abnormalities) and afavorable effect of partial deletion of chromosome 13q on overall survival.
RAS abnormalities
The activation of the RAS/MAPK pathway has been impli­cated in the progression of MGUS to MM. These are due to point mutations in NRAS/KRAS (40%), BRAF (7%), and FGFR3 (2%) mutations.
MYC signaling
The development of MYC structural variant is a common secondary cytogenetic abnormality reported in 20–50% of patients in newly diagnosed MM with a higher incidence of HRD myeloma (55%) compared to 25% in patients with IgH translocation. MYC functions as a transcription factor and is involved in the regulation of several cellular functions
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including cell growth, proliferation, metabolism, and apoptosis. MYC translocations can involve diverse partners involving both Ig (most frequently the heavy chain locus) and non- Ig partners (FAM46C, FOXO3, BMP6).
Aberrant NF- κB signaling
The NFkB family of transcription factors play a major role in the control of immune response and inflammation, required in the survival and proliferation of cells either through canon­ical or non- canonical pathway. Normal NFkB signaling path­way comprises of five related transcription factors including NFkB1 (also known as p50), NFkB2 (p52), RelA (p65), RelB, and c- Rel. In the canonical (classical) pathway, there is activa­tion of the IkB Kinase (IKK) complex– consisting of IKKα, IKKβ, and IKKγ– by various stimuli through tumor necrosis factor receptors (TNFR) and Toll- like receptors. This results in the proteasome- mediated degradation of the inhibitory sig­nal IkBα, allowing the formation of p50/RelA and p50/c- Rel dimers, which then translocate to the nucleus causing gene activation and expression. In comparison, the non- canonical (alternate) pathway responds to a specific group of TNFR like LTβR, BAFFR, CD40, and RANK. Upon activation, the NFkB- inducing kinase (NIK) in conjunction with IKKα leads to proteasome- mediated processing of NFkB2, generating the p52 subunit and consequently the accumulation of p52/RelB heterodimers in the nucleus. TRAF2, TRAF3, and cIAP play an important role in this process by regulating NIK turnover. MM as well as several B cell neoplasms rely on abnormal NFkB signaling for growth, survival, and resistance to therapy. A variety of mutations involving 11 genes involved in the reg­ulation of the NFkb pathway, including NFKb2, TRAF2, TRAF3, CYLD, NFKB1, TACI, and NIK were identified in about 17% of patients and 42% of HMCLs with TRAF3 inactivation being the most common abnormality. Most of the mutations were noted to activate the non- canonical pathway, although the canonical pathway was impacted to a lesser extent. The result of these mutations is the stabilization of the NIK protein leading to constitutive activation of the NFkB pathway that results in clonal proliferation, development, angiogenesis, and reduced reliance on the bone marrow microenvironment for survival.
Deletion of17p [del(17p)] including TP53
of the p53 protein due to the rapid turnover of p53 via MDM2­response to oncogenic stress like DNA damage, the p53 path­way becomes activated and ensures the integrity of the genome by either allowing cells to repair the damaged DNA through cell- cycle arrest, or to eradicate potential malignant clones by inducing apoptosis. The deregulation of TP53in MM can occur through monoallelic loss, TP53mutations, epigenetic modification like hypermethylation of the pro­moter region, MiRNAs abnormalities, and MDM2 overex­pression. It is associated with worse overall survival, shorter response to standard therapies including autologous stem cell transplant and higher incidence of CNS involvement.
mediated proteasomal degradation. However, in
Chromosome 1q gain, amplification
Gain (three copies) or amplification (four or more copies) of the long arm of chromosome 1 occurs in about 30–40% of patients and is considered a high- risk marker associated with proliferative disease. The number of copies is propor­tionally associated with risk. While amplification(4 copies) has been strongly associated with higher risk, the prognostic impact of gain (3 copies) has been widely debated. This also tends to occur more frequently with certain other cytoge­netic abnormalities like t (4;14), t (14;16), and del 13(q), with an inverse relationship with t (11;14). The importance of gain 1q is evident from the fact that in gene expression profiling GEP70, 30% of the gene expression deregulation is mapped to chromosome 1. The exact molecular mechanism behind the effect of increased copy number is unclear. CKS1b overexpression was identified as a possible driver, but this has since been debated as additional genes (PDZK1, BCL9, ANP32E, ILF2, ADAR, MDM4, and MCL1) are implicated too.
Del (1p32)
Chromosome 1p loss occurs in about 11% of patients with newly diagnosed MM. Chromosome 1p loss, specifically 1p32, is associated with poor prognosis. This locus is associated with genes like FAF1involved in apoptosis and CDKN2C, which prevent cell cycle progression at the G1 phase. Biallelic dele­tion has been shown to be associated with significantly worse outcomes in comparison to monoallelic loss.
Deletion of 17(p) leading to loss of TP53 occurs in approxi­mately 5% of newly diagnosed myeloma. However, the prev­alence increases with higher grade disease, and is about 30% in plasma cell leukemias and is associated with extramedul­lary disease.
TP53 deletion confers an extremely high- risk phenotype and is a marker of genomic instability. TP53 is a tumor sup­pressor gene coding for protein p53. In normal physiologic conditions, the p53 pathway is quiescent with low expression
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Bone marrow microenvironment
Besides cytogenetic abnormalities, the bone marrow micro­environment is believed to play a key role in the progression from MGUS to MM. The myeloma cell interactions within a milieu of hematopoietic stem cells, osteoblasts, osteoclasts, extracellular matrix, and cytokines enable a conducive envi­ronment for the survival of the abnormal plasma cell clone. These involve a complex interplay with growth- promoting