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T. Shimizu and S. Shimizu
Fibrin deposition
Tissue factor
FX
Prothrombin
FXa
Thrombin
PARs
MUC5AC mucin
Goblet cell metaplasia
GM-CSF, IL-8, CCL-2
Eosinophil/neutrophil
infiltration
Fig. 2.6 Coagulation factor-PAR-mediated inammation
and tissue remodeling in nasal polyps (NPs). Activated
coagulation factors, thrombin and FXa, play important
roles in tissue remodeling by leading to brin deposition
and by stimulating the secretion of MUC5AC mucin, probrotic cytokines (PDGF, VEGF, TGF-β), IL-6, and extracellular matrix protein (bronectin) from nasal epithelial
Epithelial cells
Activation of extrinsic
coagulation pathway
Leakage of plasma
VEGF
Thrombin
PDGF
Eotaxin-1
IL-8, IL-6
Eosinophil
Vascular endothelial cell
VEGFR
FibrinogenFibrin
Prothrombin
Tissue factor
FXa FX
PARs
PDGFR
TGF-
Tissue fibrosis
cells and from nasal broblasts via PAR-1 and PAR-2.
Thrombin and FXa are also involved in the activation,
inltration, and survival of inammatory cells such as
neutrophils, eosinophils, and monocytes by stimulating
the secretion of IL-8, CCL-2, and GM-CSF from nasal
epithelial cells and that of IL-8, and eotaxin-1 from nasal
broblasts
Fibroblasts
Fibronectin
Nasal polyp
Increased vascular
permeability
Vascular remodeling
Fibrin deposition
Fibroblast
proliferation
coagulation system is activated in AR, and FXa
and TF/FVIIa can activate PAR-2, but their roles
in allergic inammation have not been fully elucidated (Fig.2.7).
2.4.4 Excessive Fibrin Deposition
Immunohistochemical analysis has demonstrated
excessive brin deposition in the epithelial mucus
layer and lamina propria of NPs from CRS
patients [5] (Fig.2.3). Excessive brin deposition
is induced by an increase in coagulation activity
and by a decrease in brinolysis. Plasmin, a
major brinolytic enzyme, cleaves the brin
mesh into FDPs to prevent excessive brin deposition. Takabayashi et al. [6] reported reduced
brinolytic activity in NP.In NP tissues, the pro-
tein level of d-dimer (a major FDP) is signicantly decreased compared with uncinate tissues
from CRS patients or control subjects. Plasmin is
generated through cleavage of plasminogen by
u-PA and t-PA.The mRNA expression and protein level of t-PA, but not u-PA, are signicantly
decreased in NP tissues compared with uncinate
tissues from CRS patients or control subjects. In
addition, t-PA is prominently expressed in epithelial cells and submucosal gland cells in nasal
mucosa, and the concentration of t-PA in NP tissues is negatively correlated with that of eosinophil cationic protein (ECP). The Th2 cytokines,
IL-4 and IL-13, inhibit the production of t-PA
from cultured airway epithelial cells. TAFI is
another important regulator of brinolysis, activated by thrombin and thrombin- thrombomodulin
complex. The TAFI level is signicantly increased

TSLP
IL-6, IL-8 production
s
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Fig. 2.7 PAR-2mediated responses are
important in allergic
inammation. The
coagulation factors, FXa
and TF/FVIIa, can
activate PAR-2, and FXa
and PAR-2 agonists
stimulate the secretion
of IL-6, IL-8, eotaxin-1,
TGF-β, and bronectin
from cultured nasal
broblasts, but their
roles in allergic
inammation have not
been fully elucidated
Coagulation factors
FXa, TF/FVIIa
Plasmin
Epithelial cells
, IL-25 production
Eosinophils
Degranulation
PAR-2 activating proteases
in NP tissues compared with that in uncinate tissues from CRS patients or control subjects, and it
is positively correlated with ECP levels in NP tissues [28]. These results indicate that the downregulation of t-PA and upregulation of TAFI may
lead to insufcient brin degradation in NPs, and
that eosinophilic inammation and Th2 cytokines contribute to the reduced brinolysis
through the downregulation of t-PA and upregulation of TAFI. Excessive brin deposition may
accelerate tissue remodeling by providing a scaffold for the proliferating broblasts and endothelial cells.
Coagulation factor XIII (FXIII) is activated
by thrombin (FXIIIa) and completes brin clots
by cross-linking the brin monomers. Crosslinking of various substrates (α2-antiplasmin
and bronectin) to brin affects clot structure,
stability, and stiffness, which protect brin clots
from enzymatic degradation [45]. FXIIIa is a
dimer of two active A subunits, and mRNA
expression and the protein level of A subunit
(FXIII-A) are increased in NP tissues compared
with uncinate tissues from CRS patients or control subjects [46]. M2 macrophages are major
FXIII-A- producing cells, and the number of M2
macrophages, but not M1macrophages, is
increased in NPs [47, 48]. M1 macrophages
develop in response to Th1 cytokines or bacterial products such as LPS, and M2 macrophages
are induced by exposure to Th2 cytokines,
including IL-4 and IL-13. These results indicate
that type 2 inammation plays important roles
Allergen-derived
House dust mite
Alternaria
Japanese cedar pollen
Cockroach
PAR-2 activation
Mast cells
Histamine release
Host-derived
Mast cell tryptase, chymase
Production of IL-6, IL-8,
eotaxin-1, TGF-
Trypsin
Neutrophil elastase
Proteinase 3
Cathepsin G, S
Airway smooth muscle
Fibroblasts
,fibronectin
in excessive brin deposition by the upregulation of FXIII-A produced by increased M2 macrophages in NP [46].
2.5 Anticoagulant Treatment
ofRhinosinusitis
An activated coagulation system with increased
thrombin generation and decreased brinolytic
activity with excessive brin deposition contributes to the pathophysiology of allergic inammation and tissue remodeling in upper airway
inammation such as AR and CRS [49]. Several
studies have shown that thrombin receptor antagonists, TFPI, PAI-1 inhibitors, u-PA, or t-PA
attenuate eosinophil recruitment, tissue remodeling, and airway hyperreactivity in the lungs of
asthmatic mice by inhibiting the coagulation system or by activating brinolysis [21, 50–53].
These results suggest that the coagulation system
and brinolysis may be potential therapeutic targets in patients with intractable rhinosinusitis.
Heparin and APC have been used as anticoagulant drugs in clinical practice, and they also possess anti-inammatory activities. Recently,
potential anti-inammatory effects of heparin or
APC were supported by animal studies and several clinical trials involving patients with inammatory diseases, including bronchial asthma,
lung brosis, sepsis, arthritis, burns, ischemiareperfusion injury, and inammatory bowel diseases [13, 25, 54–57].

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T. Shimizu and S. Shimizu
2.5.1 Heparin
Heparin is a glycosaminoglycan and remains one
of the most important anticoagulant drugs in clinical practice. Heparin binds to antithrombin and
accelerates the inhibitory activity to thrombin,
FXa, and other coagulation factors. It is well
known that heparin possesses a wide variety of
anti-inammatory activities, including inhibition
of inammatory mediators, suppression of lymphocyte, neutrophil, and eosinophil functions,
and inhibition of mast cell degranulation [58–60].
Heparin plays regulatory roles in airway inammation and subsequent tissue remodeling by
binding nonspecically to many proteins involved
in the inammation process, including cytokines,
growth factors, adhesion molecules, tissue
destructive enzymes, complement factors, and
extracellular matrix proteins [55]. Inhaled heparin attenuates antigen-induced airway hyperreactivity in asthmatic rats [61] and sheep [62], and it
inhibits smoke-induced lung injury in sheep [63].
Heparin also attenuates nasal airway pressure
and cellular inltration in nasal lavage uids in a
guinea pig model of AR [64]. Several clinical
studies have shown the anti-inammatory effects
of inhaled heparin or nebulized heparin in
patients with bronchial asthma and AR, and no
adverse effects such as bleeding or thrombocytopenia have been reported [59, 65–69].
The anti-inammatory effects of heparin on
rat nasal epithelium are examined using LPS- or
antigen-induced inammation. Intranasal instillation of heparin attenuates LPS-induced neutrophil inltration, goblet cell metaplasia, and
mucus production in rat nasal epithelium, and the
low-molecular weight heparin (LMWH), enoxaparin, shows similar inhibitory effects on LPSinduced changes as those of heparin [70]. LMWH
is a fragment of heparin produced by controlled
chemical and enzymatic degradation, and its
binding to antithrombin accelerates its anticoagulant activity. LMWH has a longer half-life and
better bioavailability caused by the reduced binding to plasma proteins and endothelium. LMWH
also attenuates antigen-induced neutrophil/eosinophil inltration, goblet cell metaplasia, and
mucus production in rat nasal epithelium [71],
and it suppresses TNF-α-induced secretion of
IL-8 and MUC5AC mucin from cultured airway
epithelial cells [70]. These results indicate that
the invivo effects of heparin are caused by a wide
range of anti-inammatory activities including
the direct inhibition of the secretion of IL-8 and
MUC5AC mucin from airway epithelial cells,
together with the inhibition of thrombin generation and brin deposition. Topical application of
LMWH may provide a new therapeutic strategy
for the treatment of intractable rhinosinusitis.
2.5.2 Activated Protein C (APC)
The anticoagulant protein C pathway is activated
when the thrombin-thrombomodulin complex
converts protein C to APC.APC inhibits coagulation by inactivating FVa and FVIIIa, important
coagulation factors in thrombin generation, and it
also promotes brinolysis by inactivating PAI-1.
APC is clinically used for the treatment of
patients with congenital or acquired protein C
deciency. APC also has cytoprotective and antiinammatory activities through the endothelial
protein C receptor (EPCR) and PAR-1 expressed
on endothelial cells [56]. Systemic administration of APC improves the clinical outcome of
patients with sepsis, and APC inhibits leukocyte
adhesion and inltration into tissues and the
secretion of TNF-α and IL-1β from inammatory
cells [72–74].
APC generation is decreased in the lungs of
patients with airway inammation, such as bronchial asthma and lung brosis, and reduced APC
function is associated with enhanced collagen
formation in the lungs of patients with lung brosis [75–77]. Intratracheal administration of APC
inhibits bleomycin-induced lung brosis and production of PDGF, TNF-α, and IL-6in the mouse
lung, and anti-EPCR antibody suppresses these
inhibitory activities of APC [57]. Inhaled APC
attenuates antigen-induced eosinophil inltration, Th2 cytokine production, and airway hyperreactivity in mouse lung, and anti-EPCR antibody
suppresses these inhibitory activities [14].

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Intranasal instillation of APC inhibits thrombininduced goblet cell metaplasia and mucus
production in rat nasal epithelium, and APC
inhibits TNF-α or epidermal growth factor
(EGF)-induced secretion of MUC5AC mucin
from cultured airway epithelial cells [1]. APC
inhibits thrombin-induced production of PDGF
from cultured airway epithelial cells and from
macrophages. EPCR is also expressed in airway
epithelial cells and macrophages, and the inhibitory effects of APC on PDGF production are suppressed by anti-EPCR antibody [57]. APC also
inhibits the chemotactic activity of eosinophils,
neutrophils, and lymphocytes through the EPCR
[78–80]. These results show that reduced activities of the protein C system contribute to the
pathophysiology of airway inammation, and
APC has a variety of anti-inammatory activities
through its own receptor EPCR on airway epithelial cells, macrophages, and leukocytes. Topical
administration of APC may have therapeutic
potential for the treatment of intractable
rhinosinusitis.
2.6 Conclusions
Coagulation is regulated by multi-step processes,
including platelet aggregation, the extrinsic and
intrinsic coagulation cascade, brinolysis, and
regulators such as TFPI, antithrombin, PAI-1,
α2-antiplasmin, and the anticoagulant protein C
pathway. Thrombin plays central roles in the
coagulation cascade by converting brinogen to
brin with positive and negative feedback systems. Airway inammation activates the coagulation system by facilitating the leakage of plasma
coagulation factors into tissue and by enhancing
TF activity of epithelial cells and inltrating
eosinophils. Increased coagulation and decreased
brinolysis result in excessive brin deposition
leading to tissue remodeling. The coagulation
system modulates the inammation by platelet
activation and by coagulation factor-PARmediated responses, and the coagulation system
contributes to the pathophysiology of rhinosinusitis. Further understanding of the interactions
between coagulation and inammation will provide possible therapeutic strategies, and anticoagulant drugs with anti-inammatory functions,
such as heparin and APC, may have therapeutic
potential for the treatment of intractable
rhinosinusitis.
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Cilia, Ciliary Movement,
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andMucociliary Transport
MarkJorissen andMartineJaspers
3
Core Messages
• Cilia are extensions of the apical membranes
and are characterized by a 9 + 2 axonemal
structure.
• Ciliary beating depends on the ATPase activity in the dynein arms and is characterized by
a specic beating pattern.
• Structural and functional ciliary abnormalities
can be the results of external (secondary ciliary dyskinesia) or inherited factors (primary
ciliary dyskinesia). An active, coordinated
ciliary beating is essential for mucociliary
transport. Mucociliary transport is the nal
result of the functional and ultrastructural
organization of the cilia at different levels.
3.1 Cilia
3.1.1 General Description
Cilia are tiny hairlike cell organelles, found on
the surface of most cell types in the vertebrate
body [1]. There are two types of cilia: motile cilia
and non-motile or primary cilia. Primary cilia or
non-motile sensory cilia transmit signals to the
interior of the cell. The second type of cilia, the
M. Jorissen (*) · M. Jaspers
ENT Department, University Hospitals Leuven,
Leuven, Belgium
e-mail: mark.jorissen@uzleuven.be;
martine.jaspers@med.kuleuven.be
motile cilia, is important for the movement of
extracellular uids. Motile cilia are found in the
apical surface (ciliated epithelium) of the upper
and lower respiratory tract, the oviducts of the
female reproductive system, and ependymal cells
lining the ventricles of the brain. These epithelial
cells contain hundreds of motile cilia that beat
together in a concerted manner to propel substances over the epithelial surface. Failure of
these cilia to perform their normal function
results in respiratory disease, sterility, or
hydrocephalus.
Cilia, which line both the upper and lower airways, are covered by a thin layer of mucus and
beat in a coordinated fashion propelling particles
trapped in the mucus layer to the pharynx. Cilial
defects may be either primary or secondary.
3.1.1.1 Ciliated Cells
The respiratory epithelium consists mainly of
four cell types: ciliated columnar cells, nonciliated columnar cells or brush cells with
microvilli (m), goblet cells secreting mucin (s),
and basal cells (b). The different cell types of
the respiratory epithelium are illustrated in
Fig.3.1.
A ciliated cell has a diameter of 5μm at its
apex and carries 100–200 cilia at a density of
6–8/μm2, interspersed with ±400 short microvilli [2]. The length of a cilium in the nose is
5μm, in the larger airways 6–7μm, and 5μm in
the smaller bronchiole [3]. The diameter of the
© The Author(s), under exclusive license to Springer Nature Switzerland AG 2023
Ö. Ö. Celebi, T. M. Önerci (eds.), Nasal Physiology and Pathophysiology of Nasal Disorders,
https://doi.org/10.1007/978-3-031-12386-3_3
29

30
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Fig. 3.1 Different cell types of the respiratory epithelium. m microvillar cell, s secretory cell, t ciliated cell, b basal cell,
bm basal membrane
M. Jorissen and M. Jaspers
shaft or axoneme measures approximately
0.25μm at the base and 0.13 μm at the distal
segment.
3.1.1.2 Cilia
Cilia are motile hair-like extensions of the epithelial cells, surrounded by the ciliary membrane, a
specialized extension of the cell membrane. The
length of a cilium varies from 5 to 10μm and the
width between 0.1 and 0.3μm. Each ciliated epithelial cell has 100–200 motile cilia.
3.1.2 Ciliary Structure
The basic structure of cilia is “9+2 microtubuli.”
The intermicrotubular connections determine the
function.
The ultrastructure of a cilium consists of nine
outer doublets of microtubules surrounding a
central pair of microtubules. This characteristic
9+2 organization of microtubules is called an
axoneme, as viewed in cross-section with the
electron microscope (Fig.3.2). The two central
microtubules are surrounded by a central sheath
with spokes directed toward the peripheral microtubular doublets. The outer doublets are connected by nexin links and with the central pair by
radial spokes. Each outer doublet microtubule is
composed of two subbers, A and B, of which
the A tubule is a complete microtubule with 13
protolaments, while the B tubule is incomplete
and contains only 10 protolaments. Subber A
bears inner and outer dynein arms with ATPase
activity. The dynein arms are complex structures
consisting of several heavy, intermediate, and
light chains. The dynein heavy chains contain
ATPase domains that act as molecular motors and
slide the peripheral microtubular pairs relative to
each other. Nexin links limit the relative motion
of neighboring doublets and radial spokes control
from the central pair. The basal body is a specialized centriole found at the base of the cilium that
anchors the cilium in a specic orientation and is
thought to be responsible for their formation.
Ciliogenesis begins with the generation of basal

3 Cilia, Ciliary Movement, andMucociliary Transport
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31
Fig. 3.2 Schematic drawing and photo of normal axonemal structure in transverse section. A microtubules A, B
microtubules B, C central sheath, H spoke head, I inner
bodies in the cytoplasm that then trafc to the
apical surface, dock with an anchor to the plasma
membrane, and elongate a ciliary axoneme. Basal
bodies consist of nine microtubular triplets but do
not have central microtubules, as seen by crosssectional views with electron microscopy. The
basal body of a cilium is located just under the
apical membrane and it is anchored in the cytoplasm by three types of accessory structures: (1)
alar sheets, (2) a laterally directed basal foot, and
(3) downward-directed ciliary rootlets at the base
(see Fig.3.3, left; [4]). The basal foot indicates
the direction of the effective stroke and is the
most reliable reference for measuring ciliary
(dis)orientation [5]. Figure3.3 shows a drawing
of a longitudinal section of a ciliary axoneme and
cross-sections such as those can be seen at the
indicated levels of the cilia. The image of Fig.3.2
is a cross-section of the main central part of a ciliary axonema.
Ciliary activity is generated by the sliding
movements of the microtubules. During a beat,
the dynein arms undergo an attachment, retraction, and release with the adjacent doublet, which
dynein arm, M ciliary membrane, N nexin link, O outer
dynein arm, P central pair of microtubules, S spoke
results in a sliding motion of the microtubule
relative to each other. The energy needed for this
is delivered by ATP hydrolysis by the ATPase
domains of the dynein arms. The basal body
anchors the microtubules, and the nexin links, the
radial spoke, and probably the cell membrane
restricts the degree of sliding between microtubules, thereby converting this sliding into bending [1, 6].
3.1.3 Structural Components:
Dynein
Most of our knowledge about outer and inner
dynein arm composition originates from studies
in Chlamydomonas. Chlamydomonas outer
dynein arm is composed of three heavy chains (α,
β, γ), two intermediate chains, nine light chains,
three docking complex proteins, and at least two
associated proteins. The heavy chains are the
sites for ATP hydrolysis required for ciliary
motility [7]. The dynein heavy chains are composed of a head domain that produces a sliding
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