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374 Abdominal and right thoracic subtotal esophagectomy
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The azygos vein is identified and ligated in continuity
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or transfixed and then divided.
10
11
The esophagus and tumor are now dissected from
12
cardium, the right and left main bronchi, and the aorta. Although avoiding opening into the tumor during the dissec­tion is desirable, this option is preferable to an unexpected aortic or bronchial laceration.
the trachea, and/or the aorta. Extension of dissection into the pericardium is not a contraindication to resection, as a por­tion of pericardium can be excised safely. The pericardium is opened in front of the adhesions and then divided around the margin of the tumor. Dissection is almost never extended into the right inferior pulmonary vein.
the surrounding structures, including the peri-
Difficulty in this dissection can occur at the pericardium,
The esophagus is mobilized above and below the
11
retraction during the tumor dissection.
tumor, and tapes are passed around it to aid in
12
The aorta is sometimes involved by neoplastic
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circumstances is to dissect between the intima and the adven­titia of the aorta. Returning outside the adventitia once the tumor is freed is important, however. The large esophageal artery that arises from the aortic arch is best ligated and divided. Sometimes the artery is involved in the tumor. Ligation is not then possible, and the artery must be oversewn after the tumor is resected.
spread. The technique used to free the cancer in these
Operations 375
13
14a
14b
In some cases the most difficult part of the
14a,b
trachea and the bronchus. When the neoplastic process involves the cartilaginous rings or the carina, there is little risk of opening the respiratory tree. When the membranous por­tion is involved, however, dissection is trickier. A plane can usually be found between the trachea and a thin membrane covering it. This dissection should be directed to cutting only the neoplastic adhesions; otherwise, a tracheal tear can occur. If such a tear appears, it can be repaired with interrupted stitches of 5/0 polypropylene (Prolene). This is relatively straightforward and usually successful.
dissection is to detach the tumor from the
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The thoracic duct is found in the groove between the
15
ferior portion must be ligated if a subsequent chylothorax is to be avoided.
stomach is delivered into the chest. Care should be taken to maintain the correct orientation and to avoid possible twists. The nasogastric tube is withdrawn into the cervical esopha­gus.
GIA stapler or a TA 90, which is easily manipulated in the thorax. The last 5 cm at the cardia is left unstapled.
esophagus and the vertebral bodies. At least its in-
Once the esophagus and cancer are fully mobilized, the
A gastric tube can be formed at this stage by using either a
16a
15
The proximal portion of esophagus is
16a–d
below. Two methods can be used to tie a purse string to the anvil of the stapler. The first is to place a tie around the anvil rod after it has been introduced into the esophagus. This is done by placing three clamps on the esophageal wall to hold open the lumen of the esophagus and then introducing the anvil into the lumen and tying a ligature en masse around the entire esophageal wall. Excess esophagus distal to the ligature is then trimmed off. The second method is to place an over­and-over purse-string suture in the esophageal stump (see chapter on p. 363).
A gastrotomy is made below the apex of the gastric tube. Often the convenient method is to make the gastrotomy in the portion of the stomach destined to be removed. The sta­pling device is introduced through the gastrotomy into and through the stomach, the anvil is attached and secured, and the anastomosis is performed by fitting the stapler.
grasped with a Satinsky clamp and divided
16b
16c
16d
The remaining stomach is removed with the gastro-
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and the staple lines are then oversewn. The nasogastric tube is passed down into the stomach and the thoracic drain inserted. The chest is then closed.
tomy by stapling the remaining section of the tube,
Further reading 377
17
POSTOPERATIVE CARE
A nasogastric tube is positioned below the anastomosis under visual control during thoracotomy, and the thoraco­tomy is closed around a thoracic drain placed at the base of the thorax. Another drain is located at the apex in case of air leakage. The patient is then transferred to the intensive care unit and is intubated and ventilated for 24 hours or longer until the blood gas levels are satisfactory. The patient is then moved to the surgical ward. The drain is taken out after 3 or 4 days when less than 150 mL of clear effusion is present. Feeding by the jejunostomy is started as soon as bowel activity commences. The nasogastric tube is usually taken out after 7 days. Oral feeding is then progressively rein­stated.
If anastomotic leakage is established, feeding is continued via the jejunostomy until healing occurs. If leakage is sus­pected (fever), the authors prefer to cease oral feeding and feed the patient by the jejunostomy.
OUTCOMES
This operation has proven overwhelmingly to be the most popular approach in the Western world, for the removal of esophageal cancer.
Overall it is associated with a clinically relevant anasto­motic leakage rate of the order of 10% and an overall morality rate of about 5%.
On a priori grounds one might expect the non thoraco­tomy esophagectomy (see Chapter 38) to have a higher leakage rate and a lower mortality rate. However, randomised studies have never shown significant differences between the two techniques in major outcomes.
FURTHER READING
Campion JP, Grossetti D, Launois B. Circular anastomosis stapler.
Archives of Surgery 1984; 119: 232–3.
Lewis I. The surgical treatment of carcinoma of the oesophagus with
special reference to a new operation for growths of the middle third. British Journal of Surgery 1946; 34: 18–31.
Santy P, Mouchet A. Traitement chirurgical du cancer de l’oesophage
thoracique. Journal de Chirurgie 1947; 63: 505–26.
Sweet RH. Surgical management of carcinoma of the midthoracic
esophagus. New England Journal of Medicine 1945; 223: 1–7.
Tanner NC. The present position of carcinoma of the oesophagus.
Postgraduate Medical Journal 1947; 23: 109–39.
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Left thoracic subtotal esophagectomy
JUN-FENG LIU
Professor and Doctor in Chief, Department of Thoracic Surgery, Fourth Hospital, Hebei Medical University, The People’s Republic of China
HISTORY
More than 100 years ago, esophagectomy began to be used for obstructive esophageal diseases. Czerny resected the cervical esophagus for a 50-year old woman with esophageal cancer in 1877, and she survived for 15 months. Jejunal interposition was performed in a patient with benign esophageal stricture by Roux and Herzen in 1907. Kelling was the first to use colon as a substitute for the esophagus in 1911. The first successful thoracic esophagectomy was undertaken by Franz Torek in
1913. No attempt was made to perform a reconstruction and the patient fed herself through a gastrostomy until she died from a stroke 13 years later. Ohsawa performed a gastro­esophagostomy through an abdominal approach after resec­tion of a cardiac cancer in 1932. Adams and Phemister performed a left thoracic subtotal esophagectomy for cancer in 1938 and undertook an esophagogastric anastomosis in the thorax. A combined left thoracoabdominal subtotal esophagectomy for cancer was initially reported by Sweet in
1945. Ivor Lewis undertook a three stage esophagectomy first in 1946, and three-field esophagectomy was first used in the treatment for esophageal cancer by Akiyama in 1981.
PRINCIPLES AND JUSTIFICATION
Indications
This operation provides a means for resecting the thoracic esophagus with anastomosis of the esophagus to the fundus of the stomach in the thorax or in the neck from the left side. The principal indication for this approach is resection of tumors of the thoracic esophagus and cardia, but it is also applicable to resection of a benign esophageal stricture. The main advantages of this method of subtotal esophagectomy
are that it permits exploration of the tumor, dissection of the esophagus, and mobilization of the stomach through a single thoracotomy incision. This is quicker and simpler than a right-sided three-stage approach, i.e. laparotomy, right tho­racotomy, and right neck incision, and it permits dissection of the tumor and its lymphatic or other extensions under direct vision.
In general, indications for surgical therapy of esophageal carcinoma are dictated by cancer stage and fitness of patients for surgery. The stages 0, I, II, and T can be radically resected. Palliative resection is usually per­formed for a T3intrathoracic esophageal cancer, but with supraclavicular and/or upper abdominal lymph node metas­tasis. Although there is a steady increase in surgical mortality with advancing age and a precipitous rise in mortality over the age of 75, left thoracic subtotal esophagectomy can be well tolerated by patients whose age is close to 80 years if they have no obvious cardiopulmonary problems.
of stage III disease
3N1M0
Contraindications
The contraindications to this approach are when a tumor is located at or above the aortic arch (judged by barium swallow and not endoscopy) and when the upper part of the stomach is involved by tumor and there is insufficient stomach to reach the anticipated anastomotic site. It is also contraindi­cated when patients are cachectic, or have significant comor­bid disease and are judged unfit to withstand the operation. Clinical factors, which indicate an advanced stage of carci­noma, are recurrent laryngeal nerve paralysis, Horner’s syn­drome, persistent spinal pain, paralysis of the diaphragm, fistula formation, and malignant pleural effusion, and indi­cate inoperability. Factors that make surgical cure unlikely are a tumor greater than 8 cm in length, abnormal axis of the
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esophagus on barium roentgenography, enlarged lymph nodes, invasion of aorta or trachea on CT, and a weight loss greater than 20 per cent.
PREOPERATIVE ASSESSMENT
Routine investigations
Investigations before operation are designed to assess the patient’s fitness for operation and to determine whether there is spread of the tumor beyond the limits of surgical resection. Routine investigations include haematological and biochem­ical tests and measurement of renal and hepatic function. Cardiac status is assessed by chest radiography, electrocardio­graphy, and additional tests if indicated. Respiratory assess­ment includes routine spirometry, with full tests of respiratory function and blood gases if significant abnormal­ities are found.
Possible spread of the tumor is investigated by barium swallow, esophagoscopy, and biopsy, computed tomography and/or ultrasonography in all cases, positron emission tomography (PET) scan if available, with bronchoscopy, indirect laryngoscopy, lymph node biopsy, cytology of effu­sions, and other tests as indicated by symptoms or the find­ings on physical examination.
plications, including retained secretions, atelectasis, pneumo­nia, and respiratory failure, are the most severe problems fol­lowing thoracic surgical procedures. Patients who are heavy smokers have a significantly increased risk of postoperative complications. The ability to cough is important because cough helps avoid postoperative atelectasis. Preoperative pul­monary function testing is undertaken routinely. The tests range from the simplest medical assessment (history taking particularly of past pulmonary disease, physical examination, and stair climbing) to the most sophisticated exercise testing, and even analysis of blood gases.
After deep inspiration, the ability to breath hold for more than 30 seconds suggests normal lung function. A value less than 20 seconds implies a high risk for thoracotomy. After climbing stairs of three stories, a pulse rate of more than 120 beats per minute indicates a high risk for esophagectomy. In our experience, a patient with MVV (maximum volume ven­tilation) and VC (vital capacity) more than 70 per cent of pre­dicted values will tolerate a transthoracic esophagectomy; however, if the MVV and VC are less than 50 per cent of pre­dicted values, FEV ond/forced vital capacity) less than 60 per cent, and SO2less than 90 per cent after exercise, surgery is contraindicated.
/FVC (forced expiratory volume at 1 sec-
1
Cardiovascular assessment
Nutritional assessment
Since the predominant symptom of esophageal carcinoma is difficulty in swallowing, most patients are nutritionally depleted. The nutritional status of the patients is important in predicting the outcome. A poor nutritional status decreases host resistance to infection and affects healing of an anasto­mosis. Physical examination should look for peripheral edema, specifically in the feet and flanks which, if present, gives an initial clue for very poor nutritional status of the patient. Measurement of the serum albumin is a more objec­tive estimate of the status of the patient. A low value of serum albumin (<34 g/L) increases the risk of surgical complica­tions, including anastomotic leakage. A positive nitrogen bal­ance is important for the patient’s safe passage through the rigors of this major operation and postoperative stress. Hyperalimentation may be necessary for patients with poor nutritional status before surgery. Albumin or blood plasma can be given to supplement nutrition in patients with hypoproteinemia.
Pulmonary assessment
In addition to the effects of thoracotomy on pulmonary func­tion, the intrathoracic stomach takes up room in the thorax after esophagectomy, and this adversely affects pulmonary function. Thus pulmonary function should be meticulously assessed before resection of the esophagus. Pulmonary com-
The risk of both morbidity and mortality from thoracic sur­gery increases exponentially in patients with respiratory and significant cardiovascular disease. It is important to have an accurate cardiac history and know all cardiovascular medica­tions used. If there is concern, a detailed assessment of the cardiac state should be undertaken in consultation with a car­diologist within a formal risk assessment protocol.
Preparation
Adequate preoperative management will improve the ability of the patient to tolerate the operation. Smoking is stopped for at least 2 weeks before the operation, and all patients are instructed by an experienced respiratory physiotherapist in the breathing and coughing techniques that will be required after operation and in the use of incentive spirometry. Cessation of smoking, aggressive bronchopulmonary toilet, and bronchodilators may improve a marginal FEV with chronic lung disease do better if their operations are scheduled for the afternoon, thus allowing them to ambulate and cough up secretions that have accumulated in the lung overnight.
Most esophageal cancer patients have difficulty swallow­ing, so preoperative nutritional support is important. Oral intake is usually inadequate in patients with advanced esophageal cancer, and hyperalimentation may be necessary. Enteral alimentation via a nasogastric tube and intravenous hyperalimentation are selected according to the status of the patients.
Patients
1.
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In resection of the esophagus, the mediastinum is exten­sively dissected and the bacteriologically contaminated esophagus is opened. Therefore, it is necessary to use prophy­lactic antibiotics, to reduce the incidence of wound infection and anastomotic breakdown. Adequate doses of a broad spec­trum antibiotic with adequate gram-positive and gram-nega­tive coverage is prescribed intravenously. A nasogastric tube is placed before surgery. Washout of esophageal content through the nasogastric tube is necessary for patients who have severe obstruction of the esophagus.
OPERATION
Incisions
The site of the incision is decided according to the
1
anatomical level of the tumor and the anticipated site of anastomosis. If the tumor is in the cardia or the lower third of the esophagus and the anastomosis is constructed below the aortic arch, the incision is made through the seventh inter­costal space or by resection of the seventh rib. When the tumor is in the middle or upper third of the esophagus and the anastomosis is to be constructed above the aortic arch or in the neck, the incision is made through the sixth intercostal space or by resection of the sixth rib. Usually, the sixth or sev­enth ribs are identified as the standard left thoracotomy inci­sion, including anterior and posterior extensions when necessary. The basic incision is made from the level of the
ANESTHESIA
After the administration of general anesthesia and endotra­cheal intubation with a single- or double-lumen tube (the lat­ter is preferable), the patient is placed in the right lateral decubitus position with the arm flexed at the elbow and shoulder. The table is flexed or a soft pad is placed under the right chest to widen the operative field.
costal cartilage in front to the paravertebral region at the angle of the scapula behind. It may be extended upward between the scapula and the vertebral column to the level of the posterior end of the fourth rib. This allows the transection of a higher rib, usually the fifth at the costal end, giving access for a supra-aortic dissection of the esophagus and it also per­mits an easier high intrathoracic anastomosis.
A left thoracoabdominal incision is usually used for resec­tion of the proximal stomach, or for obese patients. With the patient in the right lateral position, an oblique lateral incision is made starting in the left hypochondrium and continuing over the costal margin and along the line of the seventh rib to the angle of the rib posteriorly. The incision on the abdomen is the oblique extension of the thoracic incision to the edge of the rectus sheath. The peritoneum is opened in the line of the incision, which provides excellent access to upper abdominal organs.
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Dissection of the esophagus
For resection of the gastric cardia, the dissection of the esoph­agus needs to be carried out to the level of the inferior pul­monary vein. For cancer arising from the lower third of the
esophagus, the dissection of the esophagus should be con­ducted to the level of the bifurcation of the trachea. The whole of the thoracic esophagus should be dissected for can­cers which occur in the middle or upper third of the esopha­gus and also for cancers involving the cervical esophagus.
After a thorough exploration of the pleural cavity, the
2
mediastinal pleura overlying the esophagus is incised anterior to the aorta and posterior to the pleural reflection at the pericardium, and the tumor is identified and assessed for resectability. If resection of tumor is thought possible, a tape is placed around the esophagus just below the tumor to lift the esophagus for facilitating its dissection. The inferior pul­monary ligament is mobilized to the level of the inferior pul­monary vein, and the lymph nodes within it are removed. The esophagus is dissected from the hiatus below to a level above or at least 5cm proximal to the tumor. To avoid dissec­tion too close to the tumor, the descending aorta and peri­cardium are completely bared. The esophageal arterial branches and the bronchial artery on the adventitia of the aorta are divided. Para-esophageal adipose tissue and all mediastinal lymph nodes are completely removed with the esophagus. If invaded by tumor, resection of pulmonary liga­ment, pericardium, azygos vein, the right mediastinal pleural membrane, and even a wedge of the lung can be undertaken.
2a
2b
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2c
For patients with a middle or upper third esophageal can­cer, the whole of the thoracic esophagus is usually mobilized for a curative resection. The technique of esophageal dissec­tion at the aortic arch is critical, particularly for cancers located at this level. The esophagus is freed from behind the aortic arch by blunt dissection in the plane between the esophageal muscle and the adventitia of the aortic arch. A fin­ger is passed behind the aortic arch so that the finger tip appears beneath the mediastinal pleura above the arch. At the level of the upper edge of the aortic arch, the thoracic duct runs from the posterior mediastinum to behind the subcla­vian artery on the left of the esophagus posteriorly. Therefore, a longitudinal incision of the pleura over the upper medi­astinum is made along the front edge of the thoracic spine, in order to prevent damage to the thoracic duct. After the pleura is opened, a tape is passed around the esophagus above the aortic arch. This facilitates mobilization of the upper esopha­gus into the root of the neck, the level of which is identified by palpation of the inner border of the first rib. If tumor adheres to the arch of the aorta, and blind dissection is not possible,
2d
division of the uppermost intercostal aortic arterial branches may be necessary to help in the mobilization of the arch itself, but care must be taken not to divide more than three branches to prevent the possibility of spinal cord ischemia. The left recurrent laryngeal nerve is carefully preserved to avoid being injured. Because the nerve passes by the side of the aortic arch, loops below it, and ascends behind the aortic arch to the left tracheo-esophageal groove, mobilization of the upper thoracic esophagus should be close to its adventitia. The thoracic duct is usually protected beyond the descending aorta, using the left transthoracic approach, but chylothorax can ensue if the dissection is carried out widely and towards the right pleura. It is always wise to check for possible damage to the duct. If the thoracic duct is injured, it is ligated below the point of injury. In the author’s unit, the thoracic duct is routinely ligated at a lower site, usually the level of the ninth or tenth thoracic vertebrae. The azygos arch can also be injured from the left side, and this must be carefully avoided. The left main bronchus is examined to make sure there is no injury to its membranous portion.