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6
1 History of the Treatment of Anorectal Malformations
These ideas, like in many other historic events, illustrate how naive we tend to be. Therefore, we like to say that every time we try to cheat on Mother Nature, she teaches us a lesson.
In 1930, Owen Wangensteen and Carl Rice published a paper describing a method of radio­logically determining the height of the blind rectal end to select the best surgical approach for patients with anorectal malformations [ 33 ]. The technique that they described is well known as an “inverto­gram.” It consisted of putting the newborn baby upside down for several minutes and taking an x-ray fi lm of the pelvis to determine the location of the blind end of the rectum, as well as the distance from the blind end of the rectum to the anal skin. The blind end of the rectum can be seen because it is full of gas. That method still has some value. However, we use a variation of it in less than 5 % of all cases, in those in whom there is no clinical evidence of the location of the distal rectum. Yet, we have learned through the years that the same image that Wangensteen and Rice were able to obtain with the invertogram can be achieved by placing the patient in prone position with the pel­vis elevated and taking a cross- table, lateral fi lm.
We have learned many lessons from the exter­nal examination of the perineum of the babies, as well as other more sophisticated imaging methodology.
In 1934, William Ladd and Robert E. Gross [ 34 ] published a very comprehensive series of cases. Their publication also included good
embryologic description. They also included a detailed table of associated malformations. This is extremely important since, as the reader will be able to see in this textbook, the frequency of the associated defects in cases of anorectal malfor­mations is very signifi cant and those associated defects have a vital role in the prognosis of these patients. Ladd and Gross’s publication is a beau­tiful one; it has very elegant drawings done per­sonally by Dr. Robert Gross, illustrating the development of female malformations. The mor­tality in their series was 26 %.
In 1936, Stone [ 35 ] published a paper entitled
“Imperforate Anus with a Rectovaginal Cloaca.”
In 1938, J. K. Berman [ 36 ] published a paper on 23 cases of anorectal malformations with 47 % mortality. He opposed the use of colosto­mies in his patients because of its high mortality and proposed an incision running from the peri­neal body to the coccyx in newborns, with local anesthesia. He used 0 size chromic catgut. He described only the pull-through of the bowel, leaving the fi stula to the urinary tract untouched until the patient was older!!
In 1948, Rhoads et al. [ 37 ] (Fig. 1.1 ) pub- lished their experience with the fi rst survivor of a primary abdominoperineal pull-through, without a colostomy. After that publication, many sur­geons tried to perform that kind of operation, sometimes with success, but many other times with serious catastrophic results, and therefore, years after that, this approach was reconsidered.
Fig. 1.1 Photograph –
Dr. Peña with Dr. Jonathan Rhoad
1.2 The Early Times
7
Lately, many others have been trying to approach newborn babies primarily without a colostomy. As will be seen in this textbook, that approach is sometimes justifi ed, but not always.
In 1953, Douglas Stephens published his fi rst landmark paper on the subject, in Australia [ 38 ]. Dr. Stephens has the unique distinction of being the fi rst person who studied the anatomy of the pelvis in patients who died from an anorectal mal­formation. From his studies, he concluded that the key part of the sphincter mechanism to achieve bowel control in these cases was the “puborectalis sling.” It took time for his concept to be learned and accepted by the world community of pediatric surgeons, but within a few years, most pediatric surgeons recognized that was something to be considered seriously, and therefore, the “era of the puborectalis” began. From that time, most sur­geons tried to design operations aimed to preserv­ing the “puborectalis sling,” which was considered key for bowel control. Unfortunately, it is not easy to obtain cadavers of children born with anorectal malformations because most children with ano­rectal malformations survive, and therefore the number of specimens studied by Dr. Stephens was very limited. In retrospect, we believe that his conclusions are not valid because his studies were performed in a limited number of the most severe cases, not representative of what we call the spec­trum of anorectal malformations. The cases (cadavers) that he studied we think are not repre­sentative of the most common types of malforma­tions that we see. Yet, one of his recommendations is still valid: he recommended pulling the bowel down, as close as possible to the urethra. In addi­tion, Dr. Douglas Stephens published a book [
2 ]
that represents the document with the largest amount of information related to the subject of anorectal malformations at that time.
In 1955, Sir Denis Browne, a prominent sur­geon from Great Ormond Street Hospital in London, proposed that patients with rectovaginal fi stulas had a normal sphincter located at the vagina site [ 39 ]. We now know that that never happens. He also suggested that female patients with vaginal, as well as males with rectoprostatic, fi stulas have no sphincter mechanism, which, as we know now, is mostly inaccurate.
In 1954, Dr. William Potts [
40 ] published a
paper related to the treatment of 22 “rectovaginal fi stulas,” 8 rectourethral fi stulas, 9 recto-perineal fi stulas, and 12 rectovesical fi stulas. The ano­plasty that he proposed for the most common type of malformation seen in females that we now know by the name of rectovestibular fi stula is still known as the “Potts’ anoplasty” and con­sists of dissecting the rectum from the vestibule and passing it behind a bridge of skin, to be placed within the limits of the sphincter. In retro­spect, now we believe that what he described as “rectovaginal fi stulas” were actually cases of rec­tovestibular fi stulas, since now we recognize that real rectovaginal fi stulas are extremely unusual malformations. Unless we postulate the theory that the type of pathology changes through the years, it is diffi cult to believe that surgeons had many cases of rectovaginal fi stulas, which we fi nd now to be a malformation that is almost nonexistent.
In 1960, Scott, Swenson, and Fisher published one of the fi rst papers on long-term follow-up results. Their patients suffered from a mortality of 12.7 %; 4.8 % was operative deaths. In their study, they reported 68 % incontinence in patients with the so-called “high” malformations and 89 % good results in what were described as “low” malformations [ 41 ].
In 1963, Kiesewetter et al. [ 42 ] reported their experience with 146 patients followed over a period of 16 years. These surgeons had a demonstrated special interest in the manage­ment of anorectal malformations. Their mortal­ity was 19.2 %; 86 cases were followed on a long-term basis. The authors divided their series into “high malformations,” where the rectum was located two centimeters above the anal skin, and “low malformations,” for those where the rectum was closer to the skin. They obtained 72 % “good results” in “low malfor­mations” and 45 % “bad results” in “high mal­formations.” They mention that it was important to preserve, as much as possible, the distal part of the bowel, which is a concept that we support at the present time. They reported 24.4 % of the cases having vestibular fi stulas, which is simi­lar to what we report.
8
1 History of the Treatment of Anorectal Malformations
In 1966, Dr. Kiesewetter [ 43 ] supported the idea proposed by Stephens that the puborectalis muscle was the only available muscle useful to achieve bowel control. He adopted Stephens’ idea of a sacral incision to preserve the puborec­talis sling. Through that incision, a blind tunnel was created, behind the urethra (in males). A Penrose drain was then passed through the tun­nel. The rectum was then to be pulled down through that tunnel. He also adopted the principle of a transabdominal endorectal dissection in order to try to avoid damage to the innervation of the pelvic organs. This is the same principle that Soave and Boley proposed for the treatment of Hirschsprung’s disease. Kiesewetter’s operation was called a sacro-abdominoperineal endorectal pull-through.
In 1967, Dr. Rehbein [ 44 ] also proposed an abdominal sacroperineal procedure. He presented 70 cases, 55 males and 15 females. He empha­sized the importance of preserving the “puborec­talis muscle.”
We want to express our recognition to many prominent surgeons from all over the world who demonstrated special interest and dedication to the fi eld of anorectal malformations. We are unable to mention all of them; therefore, we selected the most prominent ones including:
• Santull [ 45 ], Hanley [ 46 ], Lynn [ 47 ], Partridge
[ 48 ], Trusler [ 49 ], Cozzi [ 50 ], Soave [ 51 ],
Louw [ 52 ], Knutrud [ 53 ], Nixon and Puri
[ 54 ], Smith [ 55 ], Holschneider [ 56 ], Varma
[
57 ], Chatterjee [ 58 ], Rintala [ 59 ], Endo [ 60 ],
Scharli [ 61 ], Ito [ 62 ], Brayton [ 63 ], Aluwihare [ 64 ], and Banu [ 65 ] In 1970, in Melbourne, an international com-
mittee was created to design an “international classifi cation of anorectal malformations.” That “international classifi cation” was adopted by all of the pediatric surgeons in the world, but because of its complexity, it was not used in the everyday practice by most pediatric surgeons (Fig. 1.2 ) [ 66 ].
In 1971 [ 67 ], the American Academy of
Pediatrics proposed a joint effort between differ­ent institutions to learn about the different thera­peutic modalities as well as the results of the treatment of anorectal malformations and sent
questionnaires to the members of the surgical section of the academy. From the answers, they were able to put together 1,116 patients from 51 institutions, 58 % were males and 42 % females. The incidence of fi stula in males was 72 % and in females was 19 %, and 28.7 % of these fi stulas were “rectovaginal.” This is something that we know was most likely a misnomer or lack of accurate examination of the genitalia because, as we mentioned, congenital rectovaginal fi stulas in our experience are almost nonexistent; 81 % of the patients with a “high malformation” received a colostomy, and 62 % of those colostomies were done in the transverse colon. The mortality reported was 19 %.
During the years of 1969–1970, the senior author had the privilege of meeting Dr. Justin Kelly. Dr. Kelly, a fully trained pediatric surgeon from Melbourne, Australia, had been greatly infl uenced by Dr. Douglas Stephens. Dr. Kelly went to Boston Children’s Hospital as a clinical fellow for two extra years. There, he lectured and communicated the ideas of Dr. Stephens to all members of the surgical staff. Dr. Peña (senior author) was at Boston Children’s Hospital as a research fellow in 1969 and as a resident in 1970 and 1971. During that time, he learned from Dr. Kelly’s, Dr. Stephen’s, and Dr. Smith’s ideas about the management of anorectal malforma­tions. Upon his return to Mexico City, Dr. Peña became the Chief of Surgery at the New National Institute of Pediatrics.
From 1972 to 1980, the senior author of this book operated, in Mexico City, on 56 cases of the so-called, at that time, “high” imperforate anus. He followed the principles proposed by Stephens and learned from Dr. Kelly (sacral approach) and laparotomy when necessary as proposed by Kiesewetter, and Rehbein (sacro­abdominoperineal pull-through). During those 8 years, he became aware of the fact that, in the earlier cases, he was opening the abdomen very often (80 % of the time) to repair these malfor­mations, but after 8 years of experience, he was opening the abdomen only 20 % of the time. He attributed this to the fact that the sacral incision that Stephens originally proposed (very small) was being gradually enlarged throughout those
1.2 The Early Times
9
High deformities
1. Anorectal agenesis a. Without fistula Ano-rectal agenesis (No fistula) b. With fistula i. Recto-vesical fistula ii. Recto-urethral fistula
2. Rectal atresia
Intermediate deformities
1. Anal agenesis a. Without fistula Anal Agenesis (no fistula) b. With fistula Recto-bulbar fistula
2. Ano-rectal stenosis
Low deformities (translevator)
1. At normal anal site i. Covered anus - complete ii. Anal stenosis Covered anal stenosis
2. At perineal site i. Anterior Perineal Anus ii. Ano-cutaneous fistula (Covered anus – incomplete)
Miscellaneous deformities i. Imperforate anal membrane ii. Anal membrane stenosis iii. Vesico-Intestinal Fissure iv. Duplications of the anus, rectum and genitourinary tracts v. Combination of deformities
Melbourne classification, 1970
Males
Melbourne classification, 1970
High deformities
1. Anorectal agenesis a. Without fistula b. With fistula i. Recto-vesical fistula ii. Recto-cloacal fistula iii. Recto-vaginal fistula
2. Rectal atresia
Intermediate deformities
1. Anal agenesis a. Without fistula Anal Agenesis (no fistula) b. With fistula i. Recto-Vaginal fistula ii. Recto-vestibular fistula
2. Ano-rectal stenosis
Low deformities (translevator)
1. At normal anal site i. Covered anus - complete ii. Anal stenosis Covered anal stenosis
2. At perineal site i. Anterior Perineal Anus ii. Ano-cutaneous fistula (Covered anus – incomplete)
3. At vulvar site i. Vulvar anus ii. Ano-vulvar fistula iii. Ano-vestibular fistula
Miscellaneous deformities i. Imperforate anal membrane ii. Anal membrane stenosis iii. Vesico-Intestinal Fissure iii. Perineal groove iv. Perineal canal v. Vesico-intestinal fissure vi. Duplications of the anus, rectum and genitourinary tracts vii. Combination of deformities
Females
Fig. 1.2 International classifi cation of anorectal malformation. Melbourne, Australia 1971
8 years, becoming longer and longer. In addition, he decided to use an electrical stimulator with the specifi c purpose to identify the “puborectalis sling.” Eventually, he felt the need to divide part of the sphincter mechanism that was visible dur­ing this operation. He thought that this muscle mechanism must have been the “puborectalis sling.” He specifi cally proposed to divide part of what he thought was the “puborectalis muscle” to have better exposure and to facilitate the separa­tion of the rectum from the urinary tract. He decided to present that experience of 56 cases at the annual meeting of the Pacifi c Association of Pediatric Surgeons in March 1980 in Colorado Springs, Colorado, United States. Basically, in this presentation, he proposed to make a longer midsagittal incision to have better exposure to facilitate the separation of the rectum from the
urinary tract in male patients and to avoid the need of a laparotomy. He also proposed the use of an electrical stimulator to identify the sphincter mechanism and also to divide in the midline the muscle that he found, in order to facilitate, again, the dissection of the fi stula and proposed to resu­ture the muscle behind the rectum at the end of the procedure. This was basically a step prior to the full posterior sagittal anorectoplasty proposed later. The paper provoked a signifi cant discus­sion, particularly between the Australian mem­bers of the audience. They specifi cally mentioned that the muscle that was shown in the movie in that presentation was not the “puborectalis sling” because that structure was only seen in Australia, by Dr. Stephens, in autopsies. In other words, for years, the world’s pediatric surgical community had been talking about how to preserve the
10
1 History of the Treatment of Anorectal Malformations
“puborectalis sling” structure during an opera­tion. Yet, nobody has seen such structure, except for Dr. Stephens in his autopsy specimens!!
After that meeting, Dr. Peña went back to Mexico and decided to use a much longer, poste­rior, midsagittal incision, running from the mid­dle portion of the sacrum to the base of the scrotum, trying to stay exactly in the midline and using an electrical stimulator. The purpose of that incision was to clarify the controversy about the characteristics and location of the “puborectalis sling.” During the meeting at Colorado Springs, he had conversations with different members of the Pacifi c Association of Pediatric Surgeons, including Dr. Peter deVries. Most surgeons were very negative about the idea of “cutting the sphincters.” Dr. deVries, on the other hand, was enthusiastic and showed a supportive attitude about the idea. On August 10, 1980, in Mexico City at the National Institute of Pediatrics, Dr. Peña and Dr. Miguel Vargas performed the fi rst posterior sagittal anorectoplasty in a female patient. They were surprised by the fact that they were unable to identify anything that looked like a “puborectalis sling.” Dr. Pieter deVries visited Dr. Peña and joined him to explore four more patients in September of 1980. The results of these initial operations were presented at a round­table at the World Symposium of Pediatric Surgery in Acapulco in September of 1980. Dr. Stephens was part of that roundtable. Subsequently, Dr. deVries invited Dr. Peña to go to Sacramento, California, to operate on four more patients. The experience was presented at the Pacifi c Association of Pediatric Surgeons in Hawaii together by Dr. Peña and Dr. deVries.
Subsequently, Dr. Peña and Dr. deVries pre­sented their experience at the meeting of the American Academy of Pediatrics in the fall of 1981 in New Orleans. After that, unexpectedly, Dr. Pieter deVries published the fi rst paper on posterior sagittal anorectoplasty [
68 ]. Following
that, Dr. Peña submitted another paper 2 months later on the same subject [ 69 ].
In 1984, Dr. Stephens promoted a meeting to discuss the possibility of creating a new, more practical classifi cation and to rediscuss the whole subject of anorectal malformation in Wingspread,
near Wisconsin. He invited pediatric surgeons well known for their interest and experience in the surgical treatment of anorectal malformations from all over the world. These surgeons included Dr. Peter deVries, Dr. Subir Chatterjee (India), Dr. Durham Smith (Australia), Dr. Nicolas Martin del Campo (Mexico City), Dr. Alberto Peña, Dr. Stephen Dolgin, Dr. Sid Cywes (South Africa), Dr. Morihiro Saeki (Japan), Dr. Jotaro Yokorama (Japan), Dr. Donnellan (Chicago), Dr. Dale Johnson (Salt Lake City), and Dr. Alex Holschneider from Germany (Fig.
1.3 ). As a
result of that meeting, a new classifi cation was created, called the “Wingspread classifi cation.” Fortunately, that new classifi cation was more simplifi ed and therefore more useful and yet, from our point of view, was still very defi cient (Fig. 1.4 Wingspread classifi cation) [ 70 ].
In May of 2005, Dr. Holschneider promoted another meeting in Krickenbeck, Germany (Fig. 1.5 ), to rediscuss the subject and a new clas- sifi cation, known as Krickenbeck classifi cation, was created (Fig. 1.6 ). This Krickenbeck classifi - cation we feel is much better than the two previ­ous ones [ 71 ].
From August 10, 1980, until the day of sending this manuscript to be printed, the authors have operated on over 2,032 cases, documenting their fi ndings and recording them into a database. Efforts have been made to try to follow all these cases on a long-term basis. The senior author of this book traveled to many countries, invited by generous pediatric surgeons who helped contrib­ute to accumulate the largest series of cases of this condition, operated mostly by a single person, fol­lowing as consistently as possible similar princi­ples and techniques. Here is a list of the surgeons with whom the authors are deeply in debt for their generosity in inviting the senior author and shar­ing their patients to be operated upon.
What started as a controversy related to the anatomy of the sphincter mechanism in patients with anorectal malformations represented the main catalyst and motivation to study, learn, and collect an enormous amount of information related with anorectal malformations and associated defects.
In 1980, we were not aware of the fact that we were “opening a Pandora’s box.” The controversy
1.2 The Early Times
Fig. 1.3 Picture of the group of pediatric surgeons who met in Wingspread
11
over the anatomy of the sphincter mechanism, seen in retrospect, appears today of little signifi ­cance, compared to the fascinating observations that emerged from the surgical exploration, eval­uation, and long-term follow-up of so many patients.
The road has been long, exciting, wonderful, and illuminating. We have been learning many important lessons, and now we are certain that the more we learn about the subject, the more intriguing questions we must answer. The dictum that “It’s not the unanswered questions, but rather the unquestioned answers” crystallizes well the evaluation of this problem in surgery. This has been a lifetime, very enjoyable, fascinating, hum­bling, and extraordinary experience.
Opening the pelvis posterior-sagittally allowed us, for the fi rst time, to be directly exposed to the peculiar, complex, intrinsic anat­omy of these defects. Much beyond the anatomic characteristics of the sphincter mechanism, we learned about the detailed anatomy of the junc­tion between the rectum and the urogenital tract. With that knowledge came the awareness of the potential damage that we could provoke while trying to separate on these structures blindly. Suddenly, we had an explanation for the many
older patients who had come to our clinic who were born with an anorectal malformation and were subjected to blind or semi-blind operations that resulted in a urethral stricture and/or acquired urethral atresia, neurogenic bladder, impotence, retrograde ejaculation, painful ejaculation, and many other problems.
Now we know that the separation of the rec­tum from the urogenital tract under direct vision is a technically demanding maneuver; it is there­fore easy to understand how much damage we could provoke doing the operation blindly, and sadly that is what we were doing prior to 1980.
Being directly exposed to the intrinsic anat­omy of these malformations only made more obvious our naivety when trying to create oversimplifi ed classifi cations of a spectrum of defects, without really knowing the true anatomy. The most conspicuous lesson learned through all these years is that we have been dealing with a spectrum of defects. The more cases we operate on, the wider the spectrum becomes. Classifi cations that divide a spectrum of defects, in categories such as “high” and “low” or even “high,” “intermediate,” and “low,” represent oversimplifi cations that misguide rather than help. Now we know that in surgery, it is not
12
Fig. 1.4 Wingspread
classifi cation of anorectal malformation
1 History of the Treatment of Anorectal Malformations
advisable to use radical terms such as “always” or “never.” Being exposed directly to the anatomy of these malformations also gave us a unique opportunity to correlate the anatomic fi ndings with the fi nal functional results and the potential devastating functional sequelae.
Confronted with an anatomy never described before, we were obligated, by common sense, to describe technical maneuvers never described before. Many remarkable experiences were wait­ing ahead of us.
In 1982, Dr. Maricela Zarate, an ex-resident of Dr. Peña in Monterrey, N.L., Mexico, had a patient with a cloaca. The available literature at that time related to the surgical treatment of clo­aca was very scant (see Chap. 16 ).
In 1982 in Monterrey, Mexico, Dr. Peña, Dr. Maricela Zarate, and Dr. Marshall Schwartz (vis­iting from the United States) operated via poste­rior sagittal on a girl with a cloaca (Fig. 1.7 ). That girl is now an adult, has bowel and urinary con­trol, and has a baby. We like to say that “God
1.2 The Early Times
13
Fig. 1.5 Picture of the group of pediatric surgeons who attended the Krickenbeck meeting
Standards for diagnosis international classification (Krickenbeck)
Major clinical groups Perineal (cutaneous) fistula Rectourethral fistula Prostatic Bulbar Rectovesical fistula Vestibular fistula Cloaca No fistula Anal stenosis
Fig. 1.6 Krickenbeck classifi cation of anorectal
malformation
Rare/regional variants Pouch colon Rectal atresia/stenosis Rectovaginal fistula H fistula Others
technology. Willital [ repair an anorectal malformation using this thera­peutic modality. In the year 2000, Dr. Keith Georgeson published his experience with seven cases, in a detailed description of the operation [ 73 ]. Following Georgeson, many other surgeons have been using minimally invasive techniques to repair anorectal malformations (see Chap.
In July 1985, the senior author moved to Long Island, New York, United States, and became Chief of Pediatric Surgery at Schneider Children’s Hospital until June 30, 2005. During those
protects the innocent,” since that case from Monterrey, seen in retrospect, after having oper­ated on over 531 patients with a cloaca, we now belongs to the “good side of the spectrum” of clo­acas. Later on, we would be confronted with much more challenging cases. To repair those complex cases would require a great deal of creativity, imagination, and dedication.
A very important positive development occurred in the fi eld of colorectal problems of children and that is the introduction of the minimally invasive
20 years, we were able to accumulate a very large experience and moved forward in our attempt to benefi t more children. We were able to:
• Find further applications for the posterior sag­ittal approach [ 74 , 75 ]
• Describe the transanorectal approach for the treatment of urogenital sinus with normal rec­tum and other conditions [ 76 , 77 ].
• Create a protocol of medical and surgical management of patients with idiopathic con­stipation [ 78 ].
72 ] published his attempt to
13 ).
14
1 History of the Treatment of Anorectal Malformations
Fig. 1.7 Picture taken during the fi rst posterior sagittal approach to repair a cloaca in Monterrey, Mexico
• Describe the maneuver known as total uro­genital mobilization to facilitate the repair of cloacas [ 79 ].
• Describe the precise anatomy of a malforma­tion called posterior cloaca [ 80 ]
• Create and implement a bowel management program aimed to keep clean patients suffer­ing from fecal incontinence [ 8184 ]. It was there, in Long Island, New York, where
it became clear to us that children suffering from anorectal malformation required and deserved better care. Yes, we were very proud because we were able to repair the anatomy of the malforma­tion, but we learned that at least 25 % of all our cases suffered from fecal incontinence because they were born with severe anatomic defi cien­cies. We also learned that many of the 75 % group of patients had a “borderline” bowel con­trol and require supervision and help for life. We understood that 25 % of our patients required neurosurgical services, 30 % of them had ortho­pedic problems, most of them need the help of a gastroenterologist, at least 50 % of them need a pediatric urologist, and most girls will benefi t from the advice of a pediatric gynecologist. There was an obvious conclusion that these
patients must be treated in specialized centers where they will be treated by a multidisciplinary team. With that in mind, we presented the idea to some leaders of prominent children’s hospitals in the United States. Dr. Richard Azizkhan had the vision and courage to adopt the plan, and the Colorectal Center for Children was created at the Cincinnati Children’s Hospital Medical Center in July 2005.

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