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Mitoferrin
Olotransferrin
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175
Table 15.7
Test
Sideremia (Fe)
Transferrin
saturation
Ferritinemia
Liver biopsy By specic
MRI
Mutations in the
gene HFE and
other genes
involved in iron
regulation
Investigations for the diagnosis of hemochromatosis
Reference Range/
Methods Comment
12–32μmol/LM
10–30μmol/LF
18–40% Values above 45–50% are
18–250μg/LM
14–150μg/LF
coloring
Iron accumulations
and consequent
brosis are
normally absent
methods of image
Search for C282Y,
H63D, S65C
(E168X, W169X)
Not singularly diagnostic, it
must be interpreted in
association with transferrin
saturation
indicative of iron overload
Values above the limits
indicate the risk of iron
accumulation in the
deposits
Values above 1000 are
diagnostic
Note that ferritin behaves as
an acute phase reactant
In case of iron
accumulation,
semiquantitative measures
of the concentration and
distribution of iron in the
liver lobules can be
detected.
The extent of brosis is
assessed
few centers; considered
superimposable to the
biopsy
RM is like SQUID, albeit
less accurate
Second level test
The choice depends on the
frequency and geographic
distribution
Fe
Fe
Fe
Fe
Fe
Proton
pump
Apotransferrin
Fig. 15.13 Iron metabolism. Holotransferrin binds to TfR1 on the cell
surface and the complex undergoes endocytosis in the clathrin-coated
vesicle. The proton pump acidies the endosome and causes Fe
release. Step 3 reduces Fe
lent metal transporter (DMT-1). Iron is utilized in mitochondria via
mitoferrin or deposited (nonerythropoietic cells) as ferritin. A fraction
of intracellular Fe (redox) remains to constitute the Labile Iron Pool
(LIP). Apotransferrin and TfR1 go to the membrane and dissociate at
neutral pH. The apotransferrin cycle resumes. (Copyright EDISES
2021. Reproduced with permission)
+
H
Endosome
Fe
3+
Fe
Steap3
Fe
2+
Fe
Fe-S eme
centres
Fe
Clathrin-
coated
cavities
2+
Fe
2+
Use
Plasma
Ferritin
Fe
Deposit
Core
Mitochondrion
3+
Fe
Fe
Fe
Fe
DMT-1
Fe
2+
Fe
LIP
2+
Fe
3+
to Fe2+, which exits the endosome via diva-
3+
• TIBC μmol/L S-Fe μmol/L=LIBC μmol/L
• TSat %=Fe/TIBC × 100
The transport of iron in the circulation is mediated by
transferrin, a molecule circulating in four main forms in various proportions:
• Apotransferrin, an iron-free protein
• Monoferric transferrin with Fe bound to the carboxyl
terminus
• Monoferric transferrin with Fe bound to the
amino-terminal
• Holotransferrin, with two bound Fe atoms
Transferrin can be measured by two different methods.
Specically, it can be assessed by an immunometric assay of
transferrin protein, whose values are expressed in g/L (IR
1.9–3.7), or by a functional method, which evaluates the total
iron-binding capacity (TIBC) and is obtained after saturation
of serum or plasma with Fe3+ and measurement of bound
iron. The latter provides diagnostic information for microcytic anemias, such as the latent iron-binding capacity
(LIBC) and the percentage of saturation of transferrin (TSat
%), through the following calculations:
The reference values are, respectively:
– S-Fe: 11.6–31.7μmol/L (M) and 10.0–30.4μmol/L (F)
– TIBC: 45–66μmol/L
– Transferrin: 1.9–3.7g/L
– TSat: 20–50% (M) and 15–50% (F)
– Absolute ratio of TIBC μmol/L over transferrin
(g/L)≈25.0
Unlike sideremia, the TIBC/transferrin ratio does not vary
continuously in the blood; however, the diagnostic information of TIBC/transferrin in sideropenic anemia is delayed as
it increases when iron stores are depleted.
Transferrin is mostly in the apo form (approximately
65–80%). Its function is to bind Fe3+, making it soluble to
dampen its reactivity, and deliver it to cells via special transferrin receptors (TfRs). Figure15.13 shows the mechanism
through which iron is incorporated into cells. Cells receive
Fe via TfRs, which are located on the cell membrane and are
particularly represented in erythropoietic cells. Their expression varies according to the intracellular Fe concentration.
Two types of TfRs are known, 1 and 2. TfR1 shows a much

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G. C. Guidi
greater afnity for Fe and is ubiquitous in cells, while TfR2
has been shown to perform different functions, not yet fully
elucidated. Once its function has ceased, the extracellular
portion of TfR is released into the circulation as a soluble
truncated monomer (sTfR) complexed with transferrin. The
major release of plasma sTfR occurs from erythroblasts, secondarily from reticulocytes. Levels of sTfR are determined
by bone marrow erythropoietic activity, which can cause
variations from eightfold to more than 20-fold of normal values. Therefore, sTfR has been used as a sensitive index of the
recovery of erythropoiesis. It should be noted that sTfR concentration is not affected by inammation and thus may be
useful in differentiating sideropenic anemia, in which sTfR
is elevated, from chronic inammatory conditions, in which
sTfR does not vary.
The reference values of sTfR are 2.2–5.0mg/L in males
and 1.9–4.4mg/L in females.
Ferritin is the main form of iron storage in the body. Its
globular conformation with a high MW (474 kDa) and
24units of two types of chains (H and L) enclose within the
shell over 4000 atoms of Fe3+ complexed with hydroxy
phosphate in the form of ferrhydrite, so as to minimize any
reactivity due to contact. Most organs have ferritin deposits,
which vary greatly according to the general state of iron. The
liver, spleen, and bone marrow are the organs with the largest
iron deposits in the form of ferritin. The values of circulating
ferritin are in constant equilibrium with those of the stores,
with 1μg of circulating ferritin approximately corresponding
to 7.5mg of iron in the stores. The exceptions are mainly due
to inammatory and neoplastic diseases, as well as hepatopathies. In such conditions, ferritinemia values are unpredictably abnormally elevated and thus not reliable as biomarkers
of the status of iron stores, even if the values are apparently
in the normal range.
The reference values of ferritin are 18–250μg/L in males
and 14–150μg/L in females.
Zinc protoporphyrin (ZnPP) is a surrogate biomarker of
iron deciency. Zinc ts into the protoporphyrin ring in the
absence of iron, and, therefore, its measurement in red blood
cells can give an assessment of the extent of erythropoietic
iron deciency. Normally, the Fe/Zn concentration ratio is
30,000/l. In the case of iron deciency, a decrease in the ratio
is observed. The test is not widely used but may be useful in
some diagnostic conditions.
The differential diagnosis of iron deciency anemia and
similar conditions is based on a reasoned combination of the
tests described above. In Table 15.8, the diagnostic criteria
that should be mainly considered in the conditions of microcytic anemia resulting from iron deciency, chronic inammatory conditions, and the combination of the two conditions,
to which sometimes difculties in making a correct diagnosis are added, are presented. The iron overload condition is
also reported in Table15.8.
Anemia DuetoThalassemia Syndromes
This is a very heterogeneous group of conditions that have a
common feature: they are caused by mutations/deletions
affecting the gene complexes responsible for the synthesis of
globin chains. Due to its complexity, it is important to briey
describe genetic-molecular and structural information concerning the three types of normal human hemoglobin,
namely HbA (α2β2), HbF (α2γ2), and HbA2 (α2δ2), and the
constituent globin chains, namely α, β, γ (in turn distinguished in Aγ and Gγ), and δ globins. In addition to these,
two other globin chains, ε and ζ, are normally expressed in
the embryonic period and, together with the α-globin, constitute the Portland hemoglobins (Hb), Gower 1 and Gower 2.
Gene Complexes, Molecular Expression, Globin
Chains
Genes encoding for globin chains are organized into two
gene complexes (clusters): the β complex, located on chromosome 11, and the α complex, located on chromosome 16
(Fig.15.14). At the cis position with respect to the β complex
is the Locus Control Region (LCR), which regulates the
expression of genes in the β complex together with other
proximal gene elements (promoters, silencers, and enhancers). The LCR and proximal region are important as some
forms of β-thalassemia are due to abnormalities involving
them.
Table 15.8 Differential diagnosis of iron deciency anemia, chronic inammatory condition, and iron overload
Iron deciency anemia
S-Iron Decrease Decrease Decrease Increase
TIBC/Transferrin Increase Decrease/normal Decrease/normal Decrease
Transferrin
saturation
Ferritinemia Decrease (diagnosis if
sTfR Increase Increase Normal Decrease
ZnPP Increase Increase Increase Decrease
Decrease Decrease/normal Decrease
<12μg/L)
Combined anemia
(iron deciency and
chronic-inammatory)
Normal
(typically >100μg/L)
Anemia of chronic-inammatory
conditions
Normal/increase Increase
Iron
overload

δβ
5'
5'
3'
3'
Globin chains of
15 Hematological Diagnostics
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the β gene complex
on chromosome 11
εγ
GA
177
HbF HbA
Globin chains of the
α gene complex on
chromosome 16
ζ2 ζ1 α2 α1
Fig. 15.14 Schematic diagram of the β and α gene complexes. In the β
complex in 5′→3′ sequence, there are the ε, Gγ, and Aγ, δ, β genes. In
the α complex in sequence, there are the genes ζ2, ζ1, α2, and α1.
(Copyright EDISES 2021. Reproduced with permission)
HbA
2
Embryonic Hemoglobins, Fetal Hemoglobin (HbF),
HbF/HbA Switches
As stated above, during the early part of the rst trimester of
embryonic development, there is a consistent expression of
an embryonic form of globin of the β gene complex, known
as globin ε, in the erythropoietic cells of the yolk sac. Shortly
Fig. 15.15 Hemoglobin (Hb) synthesis during pre and postnatal development. Shown are the sites of erythropoiesis and the embryonic fetal
and adult hemoglobins and their epochs of appearance and disappearance. As noted, the switch occurs shortly after birth at the equivalence
of HbF and HbA. (Copyright EDISES 2021. Reproduced with
permission)
thereafter, when production of the rst erythrocytes by erythropoietic cells of the fetal liver begins, the expression of globin ε ceases and globin γ becomes predominant. Therefore,
HbF (α2γ2) appears in the 5th week of gestation and rapidly
becomes the major Hb of the fetus (Fig. 15.15). After the
10th week, HbF is approximately 90% Hb and remains so
until 32–36 weeks; then, adult HbA synthesis begins. At
birth, the β/γ ratio is approximately 1.0. During fetal life, the
Gγ/Aγ ratio is ≈ 3/1 and, starting at birth (HbF/HbA switch),
it changes to 2/3 due to the progressive silencing of the two
Gγ genes along with the change in erythropoiesis sites (yolk
sac → liver → bone marrow), the decrease in erythrocyte
volume from 120fL to 80fL, the change in RBC membrane
antigens (i→I), and some changes in the isoenzyme prole.
Table15.9 shows the normal hemoglobins and their respec-
Table 15.9
adulthood
Type of
hemoglobin
A
F
A
2
Types of hemoglobin and normal variants at birth and in
Values
Globine
components
α
2β2
α
2γ2
α2δ
2
Values
at birth
20–
25%
75–
80%
0.5% 2.5% High in trait
in the
adult Note
97% Values of the adult
at 1year of age
<1% Values for adults at
1year of age
If it remains high,
suspicion of
thalassemia
β-thalassemia, of
which it is a
biomarker
tive values at birth and in adults.
Genetics ofThalassemias
α- and β-thalassemias are mostly inherited by Mendelian
modality as autosomal recessive forms; therefore, the complete manifestation of the thalassemia is observed in children
of both parents’ carriers. Given the heterogeneity of the conditions, thalassemias with double heterozygosity, in which
the phenotype presents the combined expression of the two
altered genes, are not uncommon. Rare, dominant modes of
transmission are also described.
Molecular Alterations inThalassemias
Under normal expression conditions, the synthesis of the two
major globin chains is balanced. Measurement of the α
mRNA/β mRNA ratio shows that in α-thalassemias, this
ratio correlates with the number of functional α genes and
that in β-thalassemias, it is an indicator of disease severity. In
thalassemias, there is an unbalanced expression of one or
more chains, resulting in a reduction of intraerythrocytic
cells and a decrease in MCH (Fig. 15.16). When MCH

178
Chains α
Chains β
Hb tetramers
Chromosome 16
Chromosome 11
α2 α1
α
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Fig. 15.16 Translation of genes for α and β globin chains and their
expression under normal conditions. In α-thalassemias, there is usually
deletion of one or more genes, whereas in β-thalassemias, there is usually reduced/altered transcription of the related gene, affecting translation and expression. (Copyright EDISES 2021. Reproduced with
permission)
<27pg and after excluding iron deciency, it is appropriate
to ascertain the existence of possible thalassemia. From a
clinical point of view, the consequences for the patient are
due to the excess presence of one or the other type of free
globin chain.
Pathophysiological andGeneral Clinical Aspects
ofα-Thalassemias
Most of the clinical consequences of α-thalassemias are due
to excess β globin chains in the adult and γ in the newborn
due to the deletion of 1–4 α genes. Indeed, excess β chains
tend to aggregate into hemoglobin H (HbH) tetramers, in the
case of β tetramers, or hemoglobin Bart (Hb Bart) tetramers,
in the case of γ tetramers. Both HbH and Hb Bart tetramers
show a high afnity for oxygen, are unstable, and tend to
precipitate inside the red blood cell, leading to the formation
of visible Heinz bodies. As they adhere to the cell membrane,
they cause a loss of the cell’s plasticity characteristics and
make it difcult to pass through the microcirculation.
Eventually, this causes the early elimination of the erythrocytes by the reticuloendothelial system.
Clinical Forms ofα-Thalassemia
The α-thalassemias are responsible for very different clinical
forms among them, ranging from apparently normal health
conditions up to intense hemolytic anemia, which could be
lethal, such as the fetal hydrops by Hb Bart (γ4) due to deletion of all four α globin genes.
fact that on the pair of chromosomes 16 of everyone there are
a total of 4 α genes, and, therefore, the deletion can affect
from 1 to 4 genes, with results that vary according to the
α2 α1
Genes
mRNA
Translation
rate
ααβ
β
β
α/β = 1
The heterogeneity of the syndrome is explained by the
Normal
+
thalassemia
α
heterozygote
α+homozygous
thalassemia
0
thalassemia
heterozygote
Hemoglobin
disease
Hydrops
fetalis
Fig. 15.17 Genotypes of α-thalassemias. (Copyright EDISES 2021.
Reproduced with permission)
α2
α2-1
α2 α1
α2 α1
α2-1
α1
α2-1
α2-1
genotype, as illustrated in Fig.15.17. HbH disease is due to
the deletion of 3 α genes and, consequently, to the excess of
β chains forming the β4 tetramers (HbH). In HbH disease,
the anemia is due both to a reduced amount of Hb and to a
reduced functionality of the residual Hb because the presence of HbH with an increased afnity for oxygen further
reduces its functional adaptation capacity. It should be borne
in mind that hemoglobin with increased afnity for oxygen
is always disadvantageous for homeostasis because it yields
smaller volumes of bound oxygen at the same gradient compared to normal hemoglobin.
α-Thalassemia Dueto−3.7 Deletion
In these forms, an α-thalassemic allele corresponds to the
presence of only one gene on chromosome 16, while the
other one has undergone a deletion of −3.7kb due to unequal
crossing-over between the two genes on homologous chromosomes. Forms with a −4.2kb deletion are also known.
α-Thalassemias DuetoNondeletion
These are molecular forms whose clinical features do not
differ or differ little from the deletion forms. They are due to
mutations in the termination codon. The best known is the
Hb Constant Spring (HbCS), in which the TAA → CAA
mutation at position 142 (the usual position of the termination codon of the gene) causes an elongation of the expressed
α globin by an additional 31 amino acids (from 142 to 173).
As the related mRNA is less stable and degrades, a reduction
in expression also occurs. In addition, HbCS is unstable and
tends to precipitate on the membrane of not only the erythrocyte but also the bone marrow precursors. This causes both
hemolytic anemia (circulating cells) and ineffective erythro-

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179
poiesis (bone marrow precursors). Other forms of
α-thalassemia due to nondeletion are Hb Pakse, Hb Icaria,
Hb Koya Dora, and Hb Seal Rock. All related mutations
elongate the expressed α globin.
Pathophysiological andGeneral Clinical Aspects
ofβ-thalassemias
From a pathophysiological point of view, the clinical consequences of β-thalassemia are due to an excess of α-chains,
which are unable to associate and are highly unstable. In normal erythropoiesis, α-globins are associated with β-globins
via AHSP (α-chain stabilization protein). Free α chains
behave as active oxidants capable of causing apoptosis and
thus inducing ineffective erythropoiesis. The main difference
between α and β-thalassemias is that α-thalassemias are
hemolytic diseases, while β-thalassemias are dyserythropoietic diseases. Furthermore, β-thalassemias are predominantly
due to point mutations or short insertions/deletions of a few
nucleotides, not extensive deletions like the α-thalassemic
forms. From a translational point of view, the β-thalassemias
are distinguished in β+ forms and β0 forms. In
β+-thalassemias, mutated alleles encode for reduced amounts
of mRNA and thus β-globin, with wide variations depending
on the type of mutation and with normal or abnormal chain
(e.g., HbE, Hb Knossos). In β0-thalassemias, the mutation
completely prevents the production of mRNA, and therefore
there is an absence of β globin.
The main molecular mechanisms underlying β-thalassemias
involve mutations affecting:
• Promoters, so the transcription efciency is decreased
(the consequence is a β+-thalassemia).
• Splicing, which is completely abolished due to abnormalities of the exon–intron junction leading to β0-thalassemia.
• Splicing, in which the incorrect position of the splicing
itself results in structural anomalies leading to
β+-thalassemia; the typical example of this anomaly is
HbE.
• Splicing, in which an alternative splicing sequence results
in a premature stop codon leading to β+-thalassemia with
expressed protein rapidly eliminated by proteolysis; the
typical example of this anomaly is Hb Knossos.
• Introns (e.g., intron-1 at 110 G→A), with the creation of
a new splicing acceptor site leading to β+-thalassemia.
Another mutation creates a GT donor site that, interacting
with the normal acceptor, unmasks a new acceptor that
interacts with the normal donor, leading to the division of
intron-2 into two separate introns with a reduction of
chain production; also, in this case, β+-thalassemia is
observed.
• Polyadenylation site, where there is inefcient cutting
and defective polyadenylation at the normal site, resulting
in long and unstable mRNA and reduced production of
normal mRNA leading to β+-thalassemia is observed.
• Translation, in which the cause is the formation of a nonsense codon; for example, at codon 36, the CAG→TAG
mutation is typically present in Sardinia and is frequent in
the Mediterranean; at codon 17, the AAG→TAG mutation is frequent in Asians and Chinese (such mutations do
not allow the expression of globin, and therefore we are
dealing with β0-thalassemias).
• Exons in which microdeletions or small insertions cause a
frameshift and premature stop signal, with the expression
of highly unstable globin that is oxidizing and toxic for
the erythroid cell (the condition causes severe hemolytic
anemia also in the heterozygote and is known as dominant
thalassemia).
Among the about 200 defects causing β-thalassemia, 20
are due to deletion. These variants are quite rare, except for
the 619bp one that is frequently found in south-eastern Asia.
Among them, there are also two forms present with a certain
frequency in the Mediterranean area:
• Hereditary persistence of fetal hemoglobin (HPFH), a
deletion syndrome characterized by decreased/absent
production of β-globin and variable compensatory
increase of γ-globin, is present in Mediterranean and
African subjects, sometimes with double HPFH/HbS heterozygosity. Some HPFH deletions are very large and can
reach up to 100kb. There are also HPFH forms due to
nondeletion that are classied as forms with only
increased globin Aγ and forms with only increased globin
Gγ.
• δβ-thalassemia: in the heterozygote state, it is very similar
to the β-thalassemia, with the difference of increased levels of HbF included between 5% and 15% and a characteristic cellular distribution (F cells); the homozygotes
and the double heterozygotes δβ/β-thalassaemia have a
picture similar to thalassemia intermedia or major. The
δβ-thalassemia is subdivided into two groups, within
which there are further differences in the deletions:
– δβ-thalassemias with the production of Aγ and Gγ
chains, called AγGγ (δβ)0-thalassaemias; in them are
included the Hb Lepore, hemoglobins whose globin
chains are the result of unequal crossing-over δβ.
– δβ-thalassemias with the production of Gγ only, called
Gγ (Aγδβ)0-thalassemias.
HPFH and δβ-thalassemia are strictly related from a
molecular point of view, and the distinction has mainly clinical value; however, some forms of HPFH are due to punctiform mutations, which denotes their heterogeneity with
respect to δβ-thalassemia. The heterozygote for HPFH has a

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G. C. Guidi
normal hematological picture with normal indices, normal
HbA2, and HbF between 15% and 30% with homogeneous
pan-cellular distribution. The homozygote for HPFH is
hematologically normal, except for a reduction of the MCV
and MCH indexes, and so also appears the double heterozygote HPFH/β-thalassaemia.
Clinical Forms ofβ-thalassemia
The subjects with the minor forms of β-thalassemia (or
β-thalassemic trait) do not generally present clinical conse-
quences but mainly of the laboratory:
• Low MCH.
• Low MCV.
• Minor morphological changes.
• Modest increase in HbA2.
• Sometimes a slight reduction in hemoglobin.
• Often an altered globin α/β ratio.
Patients with the major forms of β-thalassemia (homozygous or double heterozygous) always present, with different
degrees:
• Severe hemolysis
• Ineffective erythropoiesis
• Iron overload
The intermediate forms of β-thalassemia represent a heterogeneous group with clinical manifestations intermediate
between the two previous forms, in particular:
• Hemoglobin is between 60 g/L and 90g/L.
• Transfusions are sometimes necessary.
• From a hereditary point of view, homozygotes for mild
forms or double heterozygotes for forms of different
severity can be found.
• These forms could be present in subjects with a combina-
tion of other types of hemoglobinopathy (e.g., association
with unstable hemoglobin).
Diagnosis ofThalassemia
Molecular Diagnosis
In the case of α-thalassemias, the most common deletion
forms are investigated by Gap-polymerase chain reaction
(PCR). The rarer nondeletion forms are investigated by specic hybridization methods or using restriction enzymes, followed by sequencing.
In the case of β-thalassemia, two PCR-based techniques
are preferably used:
• Hybridization with allele-specic oligonucleotide (ASO)
• Allele-specic priming
Larger deletions should be investigated by Gap-PCR.If
PCR-based methods are not sufcient, DHPLC (to locate the
mutation site region) and/or sequencing (to characterize the
mutation) will be used in the presence of a suspected
mutation.
Laboratory Diagnosis (Phenotypic) ofThalassemias
Screening methods based on the measurement of erythrocyte osmotic resistance in progressively hypoosmotic
saline solutions have been abandoned as they are nonspecific and have poor sensitivity. In some less equipped
realities, techniques based on the hemolysis time in isosmotic glycerol solutions, the so-called GLT50, and its
commercial variants (Green test, Osmored A, and others), are still used.
The diagnostic process for thalassemia suspicion is based
on the use of hematological methods, such as the CBC and
the reticulocyte count, electrophoretic methods, and HPLC
(with the use of dedicated instruments, which are today more
common than electrophoretic systems), with eventual mass
spectrometry in particular cases.
In some situations, the use of molecular biology techniques based on nucleic acids is appropriate. In the
α-thalassemic trait, the erythrocyte indices show alterations
characteristic of microcytic anemia, that is, decreased total
hemoglobin, MCH <27 pg with a progressive decrease in
relation to the number of deletions of α genes, MCV <80fL,
erythrocyte count mostly increased, normal or little increased
reticulocytes, and normal or decreased HbF.Indeed, there is
no HbA2 marker as in the case of the β-thalassemia trait
because it is also affected by α gene deletion. Moreover, the
observable effects depend on the number of nonfunctioning
genes and on the techniques used. For example, the presence
of HbH (or rarely of Hb Bart) can already be evident in subjects with two deletions when sensitive methods like HPLC,
and eventually mass spectrometry, are used, which is more
difcult with electrophoresis. HbH is instead well evident on
electrophoresis and HPLC in subjects with three nonfunctioning genes, together with HbH intraerythrocytic inclusion
bodies.
In the β-thalassemic trait, the erythrocyte indices showing
variations are as follows:
• Decreased hemoglobin (9–10g/L)
• Decreased MCH (<27pg)
• Decreased MCV decreased (<80fL)
• Increased erythrocyte count (>5.0T/L)
• Normal or slightly increased RDW, in contrast to sid-
eropenic anemia
• Normal or increased HbF
• Increased HbA2 due to increased relative to HbA
• Slightly increased reticulocytes

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Stained smears may highlight morphological features,
such as microcytes, target cells, F cells (rich in HbF), and
included bodies. These elements are not determinative per se
but contribute to the diagnosis.
Electrophoresis at alkaline pH shows the relative increase
in HbA2 and, where increased, HbF.
HPLC shows the relative increase in HbA2 and, where
increased, HbF.
HPFH and δβ-thalassemia both present high HbF values.
The distinction between the two forms lies in the distribution
of intraerythrocytic HbF, homogeneously diffused in HPFH
and concentrated in erythrocytes particularly rich in HbF (F
cells) in δβ-thalassemia. The microscopic observation after
staining with Kleihauer’s method or a more recent method
with specic antibodies in ow cytometry can provide differential diagnostic elements.
Normocytic Anemias
Normocytic anemias include a series of manifestations with
different etiologies. Some of them can be considered primitive because they are due to direct action in and/or on the
erythrocyte, while others are secondary to concomitant
pathologies and therefore depend on the evolution of such
causal pathologies. Among the primitive forms, there are
qualitative hemoglobinopathies that, with some exceptions
(e.g., HbC), are to be considered normocytic anemias, even
if sometimes accompanied by morphological alterations.
Qualitative hemoglobinopathies involve molecular modications that affect the structural and functional characteristics
of the hemoglobin involved.
This chapter is limited to sickle cell anemia and hemolytic anemias.
Sickle Cell Anemia (Hemoglobinopathy S, Sickle
Cell Disease)
The term sickle cell anemia refers to a collection of autosomal recessive conditions with Mendelian transmission
characterized by the presence of the HbS mutation, also in
combination with other Hb variants. Mixed heterozygotes
are dened as individuals who have one copy of HbS and
Punjab
one copy of another variant, for example, HbD
, or
β-thalassemia. They usually present modest clinical manifestations, especially those with β-thalassemia, but there
are mixed forms leading to sickle cell syndrome-like conditions, thus with severe clinical manifestations. Carriers
have a single copy of HbS and a normal β gene (HbAS) or
a variant that does not cause sickling (e.g., HbS/Hb Korle
Bu); even in carriers, the clinical manifestations are usually
mild or absent. The condition is referred to as sickle cell
trait. In sickle cell anemia (HbSS genotype), the affected
individual has two copies of the variant Hb, and this deter-
181
Fig. 15.18 Blood smear showing the presence of sickle cell
erythrocytes
mines the greater severity of the condition. In circulation,
the main form of hemoglobin is HbS, with variable levels
of HbF and normal levels of HbA2. This is a qualitative
hemoglobinopathy caused by a single missense substitution
(GAG → GTG) that results in the insertion of a valine
instead of a glutamic acid at position 6 of the β globin
chain. The structural consequence of the substitution is the
propensity of the molecule to form polymers under conditions of reduced oxygen pressure with a characteristic elongated and curved shape (sickle). This causes deformation
of the erythrocytes that contain the polymerizing molecules, a phenomenon that occurs above all in the microcirculation, slowing down to the point of stopping the
circulation (Fig.15.18). The main clinical features are as
follows:
• Reduced erythrocyte survival
• Vaso-occlusion phenomena, which occur at the level of
the cerebral vessels can cause strokes
• Painful seizures, respiratory complications, and organ
damage
• Anemia
• Episodic hemolytic seizures
• Blood sequestration in organs like the spleen, lungs, and
liver
• Tendency to infections of varying severity
From a clinical point of view, it is also important to deter-
mine the haplotype of the patient affected by sickle cell anemia. Indeed, some haplotypes favor the contextual expression
of HbF, whose presence within the erythrocyte has an inhibiting effect on the polymerization of HbS and, therefore, on
the sickling, with a consequently better prognosis. There are
ve haplotypes of HbS, named according to the regions/
populations in which they have been observed (Senegal,
Benin, Cameroon, Bantu, and Arab-Indians). The Senegal
and Arab-Indian haplotypes favor a higher expression of
HbF, while the Cameroon haplotype favors a low expression
of HbF and is therefore associated with a less favorable prognosis than the previous one.

182
...
...
Electrophoresis
C
S
A
F
C
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G. C. Guidi
Double heterozygosity for other hemoglobin variants has
different effects on sickling. For example, HbS/HbO
HbS/HbD
Punjab
combinations are sickling, while HbS/Hb
Arab
and
Korle Bu delays sickling. The HbS/HbC combination tends
to reduce sickling as HbC has a dehydrating effect on erythrocytes and thus causes an increased relative concentration
of Hb with MCHC, which can reach 40%, and at that point,
sickling is observed.
In areas where there is a higher prevalence of hemoglobinopathy S, infant mortality is high, with a peak between 1
and 3years, mainly due to infections. In the most developed
areas, there is better survival, guaranteed by neonatal screening programs, early vaccinations, prophylaxis with oral penicillin, and, in general, better treatment of infections. In the
United States, for example, the median life expectancy for
individuals with HbS is 42years for males and 48years for
females.
The laboratory diagnosis of HbS is based rst on the identication of the carrier (HbA/HbS), usually silent, by the
following:
• Separation techniques:
– Cellulose acetate electrophoresis at alkaline pH and at
acid pH
– Capillary electrophoresis
– Isoelectrophoresis, if other hemoglobin fractions are
present
– HPLC
• Conrmatory function tests:
– Sick cell test
– Solubility test for HbS
• Identication of the mutation by molecular biology tests
A
+
Sample
direction
–
Polypeptide β,
HbA
Sickle cell
polypeptide β,
HbS
Fig. 15.19 Electrophoresis at alkaline pH of Hb lysates belonging to
samples from subjects with HbAA (left), HbAS (center), and HbSS
(left). (Copyright EDISES 2021. Reproduced with permission)
βAβ
(Normal)
1 2 3 4 5 6 7
+
Val His Leu Thr Pro Glu Glu
N
H
3
+
H3N
Val ValHis Leu Thr Pro Glu
AβS
β
(Sickle
Cell Trait)
SβS
β
(Sickle cell
anemia)
(HbA)
(HbS)
Hb
Hb
Hb
Hb
Hb A/Hb S
Hb A/Hb X
Fig. 15.20 Electrophoresis at acid pH of lysates from samples with
different hemoglobin variants
Fig. 15.21 Isoelectrophoresis pattern at pH range of 6.0–9.0 for
lysates from samples with different hemoglobin variants
Hb S/Hb X
Newborn
Hb A/Hb C
Hb A/Hb C
control
+
Hb A
Hb F
Hb S
Hb E
Hb
–
During electrophoresis at pH 8.5, HbS migrates more
slowly than HbA (Fig.15.19). Noteworthy, other Hbs also
migrate to the same position, such as HbD
Punjab
, which can
coexist in heterozygosis with HbS (see above).
Electrophoresis at an acidic pH (5.2) in agarose gels can
provide additional diagnostic criteria to identify HbS and
differentiate it from other hemoglobins (Fig.15.20).
Isoelectrophoresis can better dene the different fractions
of hemoglobin (Fig.15.21).
The use of HPLC is favored by the fact that it is an automated method for measuring HbA1c, making it widespread
in laboratories and useful for separating and quantifying the
remaining hemoglobin fractions as well. Presumptive identication of variants is made based on retention time
(Fig.15.22).
The invitro sickle cell test is performed by placing a drop
of the patient’s blood on a slide and covering it with a coverslip. In a short time, the lowering of the oxygen level in the
preparation causes the appearance of sickles visible under
the microscope (Fig.15.18). The test is made more rapid and
sensitive by adding a small amount of sodium dithionite or
tetrathionate powder.

45,0
37,5
30,0
22,5
15,0
0123456
2- sample containing Hbs
15 Hematological Diagnostics
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183
Hb A/Hb S
Hb A Hb S
7,5
0,0
Fig. 15.22 HPLC pattern of lysate from sample with HbA/HbS
genotype
21
1- normal
Fig. 15.23 Solubility test for HbS.Evident turbidity in the sample on
the right. (1) Normal and (2) sample containing HbS
The solubility test for HbS is done by adding a drop of
blood to phosphate buffer pH6.8–2.8mol/L, deoxygenated
with Na dithionite. A precipitate is observed in the presence
of HbS alone (Fig.15.23). The test is specic but does not
distinguish heterozygous from homozygous status.
Molecular biology tests involve amplication by polymerase chain reaction (PCR) of the DNA tract with the rst
exon of the β-chain, the use of restriction enzymes, electrophoresis, and restriction fragment length polymorphism
(RFLP) analysis. The A→T mutation eliminates a restriction site for various enzymes (e.g., MstII). Note that the
method is not specic to HbS, as there may be other site
mutations. PCR-ARMS (amplication refractory mutation
system methods with allele-specic probes can also be used.
Hemolytic Anemias
Common features of hemolytic anemias are as follows:
• Increased rate of red blood cell destruction
• Variable degree of intensity of hemolysis
• Transient marrow response, increasing up to six- to eight-
fold on baseline erythropoiesis
• Progressive decrease in the marrow’s ability to respond to
demands
Table 15.10
Forms of hemolytic anemia
Hereditary Acquired
Membrane defects
Defects of enzymes of the
glycolytic pathway
Abnormality of nucleotide
metabolism
Defects of the pentose phosphate
and glutathione cycle
Defects of structure and synthesis
of globins
Etiopathogenetic classication of hemolytic anemias
Immunohemolytic diseases
Traumatic and
microangiopathic anemias
Anemia due to infectious
agents
Anemias from drugs,
chemicals, poisons
Physical agent anemias
Hypophosphatemia anemia
Paroxysmal nocturnal
hemoglobinuria
Anemias of liver disease (with
spur cells)
Vitamin E deciency anemia in
infants
• Reduction in erythrocyte survival up to 15–20days without anemia (compensated state, limited in time and variable in magnitude)
The wide variety of hemolytic conditions makes it neces-
sary to proceed systematically, subdividing hereditary and
acquired disorders on an etiopathogenetic basis (Table15.10).
Membrane defects represent the most numerous groups of
hereditary hemolytic conditions, and among them, hereditary spherocytosis is relatively more frequent. The main
clinical features to be detected and evaluated in the hereditary forms are listed below.
• Degree of anemia:
– Absent, sometimes in crisis
– Variable, moderate to mild (compensation)
– Severe with cardiovascular syndrome
• Presence of jaundice:
– Neonatal
– Persistent, episodic, absent
– Acholuric, no itching
• Episodes of aplastic crisis:
– From human parvovirus type B19 (HPV)→inhibition
CFU-Es
– Hb drop of 20–60g/L
– Erythroid hypo/aplasia (folate deciency)
• Splenomegaly
• Cholelithiasis ➔ it is often the rst symptom
• Lower limb ulcers, especially in cases of spherocytosis
and sickle cell trait
• Skeletal changes due to erythroid expansion in the
marrow
Hemolytic crises can be characterized by acute onset
(e.g., after a noncompatible transfusion) similar to those of
acute febrile illness with pain in the back, abdomen, head-

184
100
0.1
Hemolysis (%)
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Table 15.11
destruction
Test Results Comments
RBC survival (
Endogenous CO >1.5% to 10–12%
Quantitative fecal
urobilinogen
Hemolytic index
(urobilinogen/Hb
mass)
LDH-2in plasma Increased Not very specic
Haptoglobin Hemolysis for values
Table 15.12
Test Results Comments
Hemoglobinemia IR <10mg/L Test requiring
Hemoglobinuria Search for oxidized dimers
HbA1c Reduced Little/not used
Sideruria with
Prussian blue
Methemalbumin,
hemopexin in plasma
Hemolytic disorders: signs of increased red blood cell
51
Cr) Up to <30days Test performed in
(infants)
Increased Little/not used
32–792mg/day/100g Hb
(IR 11–21)
<250mg/L (sensitivity
83% and specicity 96%)
Hemolytic disorders: signs of intravascular hemolysis
of Hb
Hemosiderinuria in tubular
cells
Presence of spectral bands
at 620–630nm that do not
disappear with H
2O2
specialized
centers
Little/not used
Little/not used
Useful
technical
precautions
Rarely used
Little/not used
Little/not used
Table 15.13
Test Results Comments
Count of reticulocytes Increase Used
MCV Increase Used
Circulating erythrocyte
precursors
White blood cell count Increase Used
Platelet count Increase Used
Bone marrow Medullary erythroid
Fe plasma/Fe erythrocyte
turnover
Erythrocyte creatine Increase (IR
Erythrocyte enzymes (Hx,
GOT, etc.)
Hemolytic disorders: signs of accelerated erythropoiesis
Presence Used
hyperplasia
Increase Little/not
14–90mg/L)
Increase Little/not
80
60
40
20
0
0.9 0.7 0.5 0.3
Specialist
used
Little/not
used
used
ache, vomiting, oligo/anuria, pallor, tachycardia, or subacute
onset with gradual and insidious progression, with few
symptoms, good compensation at least initially, jaundice,
pallor, then crises with worsening. From the point of view of
the clinical laboratory, the diagnostic indicators should be
sought in different directions, as reported in Tables 15.11,
15.12, and 15.13.
In hemolytic conditions, direct and indirect antiglobulin
tests (the Coombs test) should always be performed.
However, it should be considered that 2–5% of patients with
anemia of immunohemolytic origin are falsely negative due
to the reduced sensitivity of the test.
The evaluation of erythrocyte osmotic fragility is based
on tests that are parallel to those described for the screening
of thalassemias; however, the mechanism and meaning are
completely different, which makes these fragility tests useful
for screening and therefore sensitive but little specic. In
these tests, the principle is always that of hemolysis for
osmotic stress, obtained either with progressively hypoosmotic solutions of NaCl or with solutions of glycerol in the
acid buffer. Hemolysis begins when the erythrocyte surface/
volume ratio reaches a critical volume, which in a normal
subject is ~165%, and occurs at a NaCl concentration of
0.45–0.50% to reach a 50% hemolysis value at 0.40–0.45%
After incubation
HS
Normal
Fig. 15.24 Osmotic fragility test in progressively hyposmotic NaCl
solutions of a sample from a normal subject and one from a subject with
hereditary spherocytosis before and after incubation. (Copyright
EDISES 2021. Reproduced with permission)
Before incubation
HS
Normal
NaCl. If hemolysis is observed at higher NaCl concentrations, this is referred to as increased fragility due to the shift
of the hemolysis curve to the left (Fig. 15.24). A normal
erythrocyte swells when placed in 0.6% NaCl; hemolysis
begins at 0.42% NaCl when the erythrocyte volume rises to
~145% of normal; in 0.35% NaCl, hemolysis is complete. In
borderline cases, the test can be made more sensitive by performing it on a blood sample preincubated at 37°C for 24h
under sterile conditions. The test is positive for conditions
associated with hereditary spherocytosis. Evaluation of
erythrocyte osmotic fragility is also performed with variants
of the glycerol test, previously described for thalassemias,
using an acidied glycerol solution. Additional commercial
tests are the Pink Test and the Osmored B.
The self-hemolysis test, once widely used for the evalua-
tion of erythrocyte fragility but now less practiced, is based
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