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10 Handling Surgical Specimens toDecrease Errors inPathology
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25. Hewitt SM, Robinowitz M, Bogen SA, Gown AM, Kalra KL, Otis CN, etal. Quality assurance
for design control and implementation of immunohistochemistry assays; approved guideline.
2nd ed. Wayne: Clinical and Laboratory Standards Institute; 2011.
26. Bancroft JD, Gamble M.Theory and practice of histological techniques. Philadelphia: Elsevier
Health Sciences; 2008.
27. Lott R. HQIP: H&E staining. HQIP—a nal critique. Chicago: College of American
Pathologists; 2010.
28. Krishnan RP, Ramani P, Sherlin HJ, Sukumaran G, Ramasubramanian A, Jayaraj G, etal.
Surgical specimen handover from operation theater to laboratory: a survey. Ann Maxillofac
Surg. 2018;8(2):234.
29. Thomson AM, Wallace WA.Fixation artefact in an intra-operative frozen section: a potential
cause of misinterpretation. J Cardiothorac Surg. 2007;2(1):45.
30. Association of Surgical Technologists. AST standards of practice for handling and care of surgical specimens. http://www.ast.org/uploadedFiles/Main_Site/Content/About_Us/Standard_
Handling_Care_Surgical_Specimens.pdf. Accessed 19 Aug 2019.
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Blood Transfusion Safety
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intheOperating Room
NathanD.Neilsen, RomanDudaryk, andDanielDanteYeh
Introduction
The aphorism “Blood Is Life” is likely truer nowhere than within the connes of the
operating room. While blood transfusion nally became a life-saving reality in the
twentieth century, thereby vastly expanding the range of survivable operations and
injuries, it still remains an imperfect science, with both overt and non-overt risks
and consequences. Potential safety issues regarding blood transfusion in the operating room range from risks posed by blood products directly and physiological alterations resulting from transfusion to the uncertainties that surround transfusion
strategies and blood product selection. In this chapter, we will describe the most
common safety concerns and measures of mitigation that pertain to blood transfusion in the surgical patient. However, it must be noted that this is a very broad topic,
and one to which a signicant portion of the eld of transfusion medicine is dedicated. Thus, what we present here should be considered an introduction, rather than
a comprehensive discussion.
11
N. D. Neilsen
Section of Transfusion Medicine and Therapeutic Pathology,
Division of Pulmonary, Critical Care, and Sleep Medicine,
University of New Mexico School of Medicine,
Albuquerque, NM, USA
R. Dudaryk
Department of Anesthesiology, University of Miami, Miami, FL, USA
Ryder Trauma Center, Jackson Memorial Hospital, Miami, FL, USA
D. D. Yeh (*)
Denver Health Medical Center, Denver, CO, USA
e-mail: Daniel.yeh@dhha.org
© Springer Nature Switzerland AG 2024
J. J. Hoballah et al. (eds.), Principles of Perioperative Safety and Efciency,
https://doi.org/10.1007/978-3-031-41089-5_11
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Following a general review of blood transfusion safety practices and risks
common to all transfusions, the remainder of the rst portion of this chapter will
focus on safety considerations that apply to special scenarios, in particular
emergency blood transfusions and massive transfusion events. The second portion of the chapter will address safety considerations regarding blood product
selection and transfusion strategies, with a particular emphasis on the management of major hemorrhage. Finally, we will conclude with a brief discussion on
transfusion reduction strategies, now widely referred to as patient blood
management.
N. D. Neilsen et al.
Blood Products: Risks andPrecautions
Risks ofTransfusion
There are two general categories of risk with all blood transfusions—risks
posed directly from the transfused products and risks due to the interaction
between the blood products and the recipient. Significant direct risks include
transfusion- transmitted infections (TTIs), hemolytic transfusion reactions,
and anaphylactic reactions. Donor-recipient interaction risks include nosocomial infection, transfusion- related immunomodulation (TRIM), transfusionassociated circulatory overload (TACO), and transfusion-related acute lung
injury (TRALI).
Transfusion Transmitted Infections (TTI)
All blood intended for transfusion is tested for transfusion-transmitted pathogens
such as hepatitis B and C viruses (HBV, HCV) and human immunodeciency
virus (HIV). The tests used to screen donated blood are listed in Table11.1. Yet
despite these precautions, the risk of TTI cannot be entirely eliminated, varying
from a one in two million chance for HIV infection from a single transfusion to
1 in 5000 for the transfusion of a bacterially contaminated platelet unit
(Table11.2) [1].
Historically, bacterial contamination of blood components leading to a septic
transfusion reaction accounted for 11–17% of Food and Drug Administration
(FDA)-reported transfusion fatalities [2]. Fortunately, the incidence has declined
since the mid-2000s due to more intensive screening of platelet units and, more
recently, the advent of pathogen inactivation systems. Despite such advances, platelets are by far the most commonly implicated blood product for such complications,
accounting for ~70% of all septic transfusion reactions, while comprising less than
15% of total blood products transfused [3, 4].

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Table 11.1 Pathogen screening tests for donated blood
Infectious disease pathogen
Hepatitis B virus (HBV) Hepatitis B surface antigen
Hepatitis C virus (HCV) Hepatitis C virus antibody
Human immunodeciency
virus types 1 and 2 (HIV)
Human T-lymphotropic virus
types I and II (HTLV)
Treponema pallidum
(syphilis)
West Nile virus (WNV) Nucleic acid amplication testing
Zika virus (ZIKV) Nucleic acid amplication testing
Bacterial contamination Bacterial culture Every platelet donation
Babesia Nucleic acid amplication test
Trypanosoma cruzi (Chagas
disease)
Cytomegalovirus (CMV) CMV antibody detection Performed on some
Source: Centers for Disease Control and Prevention. https://www.cdc.gov/bloodsafety/basics.html
Laboratory tests used
(HBsAg) detection
Hepatitis B core antibody
(anti-HBc) detection
Nucleic acid amplication testing
(NAT) for HBV
(anti-HCV) detection
Nucleic acid amplication testing
(NAT) for HCV
HIV-1 and HIV-2 antibody
(anti-HIV-1 and anti-HIV-2)
detection
Nucleic acid amplication testing
(NAT) for HIV-1
HTLV-I and HTLV-II antibody
(anti-HTLV-I and anti-HTLV-II)
detection
Anti-treponemal antibody
detection
(NAT) for WNV
(NAT) for ZikV
(NAT) and antibody for B.
microti
T. cruzi antibody detection All rst-time donors
Frequency of tests
Every donation
Every donation
Every donation
Every donation
Every donation
Every donation
Every donation
Performed on donations in
Babesia-endemic regions
tested
donations for special
needs recipients
171
Table 11.2 Risks of
transfusion transmitted
infection per unit transfused
Pathogen Risk per unit
HIV 1:2,000,000
HBV 1:300,000
HCV 1:1,500,000
West Nile virus 1:350,000
HTLV-II 1:~3,000,000
Bacterial contamination (RBC) 1:38,500
Bacterial contamination
(Platelets)
Adapted from: Petrides M, AuBuchon J.To Transfuse or
Not to Transfuse: An Assessment of Risks and Benets.
In: Mintz PD, ed. Transfusion Therapy: Clinical
Principles and Practice, 3rd Edition. Bethesda, Maryland,
USA: AABB Press; 2011: 855-899
1:5000

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N. D. Neilsen et al.
Hemolytic Transfusion Reactions
ABO-incompatible transfusions are more common than expected (~1:38,000).
While less than 50% of these cases will have any clinical symptoms, 2% will
directly lead to death (historical fatality risk of 1 per 1,800,000 transfusions)
[5]. The National Healthcare Safety Network of the Centers for Disease Control
and Prevention (CDC) reported only one to four deaths per year attributed to
ABO incompatibility from 2012 to 2016 [6]. Given that approximately 21
million blood products are transfused annually in the USA, this provides
an updated estimate of ABO-incompatible fatality rates of
1:5,000,000–1:20,000,000.
Mortality due to non-ABO incompatibility hemolytic transfusion reactions
appear to be as common, if not more so, than ABO-incompatibility-mediated reactions, accounting for 2–13% of transfusion attributable deaths from 2012 to 2016
(Table11.3). The etiology of these non-ABO compatibility reactions is complex,
ranging from frank mistransfusion (“wrong product and/or wrong patient”) to evanescent antibody levels (resulting in anamnestic immune responses) to unpreventable donor-recipient antigen-antibody mismatch in uncrossmatched transfusions.
Physiologically, non-ABO hemolytic transfusion reactions typically result from the
interaction of recipient antibodies and non-ABO antigens on transfused red blood
cells (RBCs), most commonly those in the Rh system (D, C, c, E, e antigens), Duffy
system (Fya, Fyb), MNS system (M, N, S, s) and most notably, the Kell (K, k) and
Kidd systems (Jka, Jkb). Less frequently, these reactions can result from the interaction of antibodies in donor plasma (in transfused plasma or platelet products) and
the recipient’s RBC antigens [7, 8].
The majority of the fatalities from non-ABO incompatibility events are due to
extravascular hemolysis, resulting in the delayed destruction of the incompatible
transfused RBCs (typically 3–10days post-transfusion). Less commonly, non-ABO
transfusion reactions (typically due to Kell and Kidd antigens) can result in acute
hemolytic transfusion reactions that mimic ABO-incompatible transfusion reactions, presenting with vasodilatory shock, disseminated intravascular coagulation,
and renal failure [7, 9].
Clinically, non-ABO mediated hemolytic reactions are most likely to occur with
“emergency” transfusions (where blood products are provided before full compatibility testing can be completed) and transfusions where the recipient’s transfusion
history is unknown or unavailable. Some RBC alloantibodies can drop below the
level of detection of standard testing, resulting in false compatibility results, and
later results in an anamnestic immune response and delayed hemolysis [10–12].
The classic example of alloantibodies that can evanesce below the level of detection but still cause severe, even fatal, transfusion reactions are those of the Kidd
system (Jka, Jkb). This phenomenon has led to the transfusion medicine aphorism
“Kidd Kills!”

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Total (%)
Total
(no.)
FY16
(%)
FY 16
(no.)
FY15
(%)
FY15
(no.)
FY14
(%)
173
FY14
(no.)
FY13
(%)
FY13
(no.)
FY12
(%)
FY12
(no.)
Complication
Anaphylaxis 2 5 – 0 2 7 2 5 5 12 11 6
Table 11.3 Transfusion-associated fatalities by complication, FY 2012–2016
Contamination 3 8 5 13 1 3 5 14 5 12 19 10
– – 0 1 3 1 3 1 2 3 2
HTR (ABO) 3 8 1 3 4 13 2 5 4 9 14 8
HTR (non-ABO) 5 13 5 13 4 13 4 11 1 2 19 10
Hypotensive
reaction
TAC O 8 21 13 34 5 17 11 30 19 44 56 30
17 45 14 37 13 43 12 32 8 19 64 34
*
TRALI
Source: Federal Drug Administration Center for Biologics Evaluation and Research (CBER). Fatalities Reported to FDA Following Blood Collection and
Transfusion Annual Summary for FY2016. https://www.fda.gov/media/111226/download

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TRIM andNosocomial Infection
The precise nature and mechanisms of TRIM have yet to be fully elucidated or
understood though it is thought to be at the root of increased rates of perioperative
infections, nosocomial pneumonia, sepsis, and cancer recurrence [13–16]. A comprehensive systematic review of 20 studies reported an odds ratio of 3.45 for postoperative bacterial infection in transfused trauma patients compared to the
non-transfused [17]. Additionally, the number of blood products transfused is also
associated with increased infection rates, with a clear dose-dependent correlation
between number of RBC units transfused and the risk of development of infection
[18, 19]. Unfortunately, various initiatives to mitigate the potential for TRIM, chief
among them leukocyte reduction, have generally not been successful [20, 21].
TACO andTRALI
In recent years, the two leading causes of transfusion-associated fatalities have been
TACO and TRALI. According to recent CDC data (Table 11.3), TACO surpassed
TRALI in 2016 as the most common cause of transfusion-associated mortality,
reaching 44%. However, the numbers reported for each complication are likely to
be a gross underrepresentation due to a lack of recognition, complex confounding
factors, and underreporting from clinical facilities. At least one source has suggested that TRALI alone accounts for over 150 patient deaths per year [1], and
deaths due to TACO likely far outstrip this number.
Nevertheless, TRALI incidence in the USA has markedly decreased as the result
of mitigation strategies aimed to reduce or eliminate plasma-containing components
(plasma, platelets, whole blood) from female donors containing anti-leukocyte antibodies that are responsible for the majority of TRALI fatalities. Although not mandated by the FDA, since 2007, individual blood product manufacturers have been
gradually shifting to the use of all-male donor plasma, though exceptions still exist
for AB plasma, given its relative scarcity. The Association for the Advancement of
Blood & Biotherapies (AABB), formerly known as the American Association of
Blood Banks, now requires that all plasma-containing components and whole blood
for transfusion must be collected from men, nulliparous women, or women who
have tested negative for human leukocyte antigen antibodies [22].
As the risk of TRALI has decreased, the contribution of TACO to morbidity and
mortality has become more pronounced, and is likely to rise further in coming years
as surveillance and reporting efforts become more established and clinical awareness rises.
Type andScreen/Type andCrossmatch Process
inPerioperative Environment
Aside from the peri-processing and storage safety precautions detailed above, one of
the earliest safety steps in the clinical transfusion process is the “type and screen/
crossmatch” (n.b.: the nomenclature of this test can vary). This test is performed in
order to avoid major, potentially life-threatening, transfusion reactions due to

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donor–recipient incompatibility of ABO and Rh-D antigens. The test has three parts:
rst, the recipient’s blood type and Rh D status are determined (“type”); second, the
recipient’s serum is tested for common and clinically signicant antibodies (“screen”);
third, a small amount of the recipient’s serum is mixed with a small amount of the
potential donor RBC unit(s)—the mixture can then be visually examined under a
microscope or analyzed via automated platform. If the potential transfusion is incompatible, antibodies in the recipient serum will cause agglutination in the donor RBCs.
In theory, once the recipient’s blood type is known, a transfusion of ABOcompatible blood could be given. However, simply because a potential RBC unit is
ABO-compatible, the possibility of an incompatible transfusion remains—the
transfusion recipient may have alloantibodies against uncommon non-ABO RBC
antigens which are not identied during standard screening, or the recipient has
antibodies that are of low enough titer not to be detected during screening (a false
negative screen) but can result in a delayed anamnestic immune response. Both
scenarios can lead to transfusion reactions (varying from trivial to fatal) if the transfused RBCs carry these antigens. The crossmatch portion of the “type and cross” is
performed in order to prevent these types of reactions.
“Computer crossmatch,” also known as “electronic crossmatch,” is a relatively
new, more efcient alternative to the serological crossmatch detailed above. This process allows for a rapid and efcient donor–recipient crossmatching process without
the need for contact between donor RBCs and recipient sera. As sensitivity of commercially available antibody screens have improved with time, the necessity for traditional serologic crossmatching has declined. The electronic crossmatch has the
following steps: rst, the ABO/Rh typing from both donor and recipient are veried
twice (two concordant blood samples). Next, recipient serum is screened for the
absence of antibodies. Finally, the blood bank computer system compares and veries
ABO and Rh D types of the donor and recipient for compatibility. This process is as
safe as serological crossmatch and is FDA approved as an alternative to the traditional
“type and cross,” provided that the recipient has had their ABO/Rh status tested at
least twice and is not known to possess clinically signicant RBC alloantibodies. The
major advantage of electronic crossmatch is the rapid availability of RBCs for emergency transfusion (under 1 min) vs. conventional serologic testing (45 min). It is
important to note that if the recipient has a positive antibody screen or has a history of
alloantibodies, then the traditional serologic crossmatch must be performed.
175
Safety Considerations Specific toEmergency Blood
Product Utilization
Emergency Red Blood Cell Transfusions
In patients who require emergent RBC transfusion, it is sometimes necessary to
transfuse RBC units prior to the completion of routine blood bank compatibility
testing, which may take 45min or longer to complete. Such units are referred to as
“emergency release” units and are exclusively group O in order to avoid potential
ABO incompatibility reactions. However, because standard donor–recipient

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compatibility testing is not performed for these transfusions, nor is a recipient antibody screen available prior to transfusion, the risk of transfusion reactions mediated
by non-ABO alloantibodies cannot be discounted.
A 2003 study reported a 2% prevalence of clinically signicant RBC alloantibodies in a population of patients at risk for requiring urgent, uncrossmatched transfusions [23]. The same study estimated a rate of RBC alloimmunization of up to 4%
among patients admitted to the emergency department. While the transfusion of
uncrossmatched blood has been well documented in the military setting for decades
[24], these results cannot be reliably applied to a non-combat population. More
recently, studies from the civilian trauma literature have reported no acute hemolytic transfusion reactions (AHTRs), leading to the claim that uncrossmatched
transfusions are safe in this setting. A longitudinal single-center study of over 1,000
emergency department RBC transfusions discovered clinically signicant alloantibodies in 6% of transfused individuals, resulting in 3% of cases receiving antigen
incompatible RBC units, and one case of non-ABO alloantibody-mediated HTR
(0.1% of emergency release transfused units) [25]. Several studies have corroborated this nding, demonstrating a 0.02–0.5% rate of detectable hemolysis (acute
and delayed) following uncrossmatched RBC transfusions [26, 27].
Overall, the transfusion of uncrossmatched RBC units is a relatively safe intervention with a very low risk of signicant adverse reactions although close monitoring of recipients with (subsequently identied) clinically signicant antibodies for
evidence of hemolysis is recommended.
Emergency Plasma Transfusions
Recent years have seen a large increase in the amount of plasma used in emergency
situations before the recipient’s ABO/Rh type can be conrmed. This is especially
true in cases of trauma, where RBC:plasma transfusion ratios now routinely
approach 1:1. Since group AB plasma lacks ABO antibodies (anti-A, anti-B, anti AB), it has historically been the standard choice for plasma transfusion when the
recipient’s blood type is unknown, the so-called universal plasma. This steady rise
in emergent, uncrossmatched plasma use has put an untenable strain on blood suppliers as hospital blood banks attempt to keep AB plasma at 10–20% of the plasma
stores, despite AB donors representing only 4% of the donor pool.
As a result of this unsustainable demand for AB plasma, some academic hospitals have trialed the use of group A plasma as an alternative. In the initial studies, no
signicant hemolysis was reported amongst B or AB patients who received “incompatible” group A plasma. This lack of harm has been further conrmed with wider
clinical adoption [28]. There are several potential reasons for the observed lack of
harm arising from group A plasma transfusions to the ~15% of the population who
are non-A.First, as part of TRALI mitigation strategies, almost all group A plasma
units now come from male donors, and group A male plasma typically have low
titers of anti-B antibodies. Second, many centers are pre-screening the anti-B titers
in A plasma units and selecting only those with low titers of anti-B for emergency
use. Third, transfused anti-B antibodies are diluted into much larger recipient total
blood volumes, likely reaching clinically irrelevant levels. Fourth, in the setting of

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177
emergent transfusion support, the recipients would be receiving group O RBC units,
and consequently, the proportion of B or AB RBC units available for the anti-B to
bind to will be progressively reduced. Finally, 80% of B or AB patients are “secretors,” with soluble group B antigen in their plasma. As anti-B antibodies preferentially bind to free plasma B antigens over RBC membrane-bound ones, in these
cases much of the anti-B antibodies will be “neutralized” before they can cause any
clinically relevant effects. Consequently, it is a reasonable a priori assumption that
group A plasma use is safe for emergency transfusion. This assumption has been
borne out in ever more frequent clinical practice [28, 29].
It should be noted, however, that the safety of this practice has only been established in emergency situations and should not be applied to non-emergent ones.
Routine plasma transfusions should still follow conventional ABO compatibility
rules. Furthermore, even in emergency situations, it is still essential to obtain a
blood sample from the recipient as soon as possible so that the transfusions service
can switch to ABO-specic products as soon as possible, for both inventory and
safety purposes.
Specific Safety Considerations forMassive Blood Transfusion
Massive transfusion was originally (arbitrarily) dened as the transfusion of ≥10
units RBC units in a 24-h period, though newer, evidence-based denitions have
been proposed (see the “Massive Transfusion Protocols” section below). Aside from
the standard risks associated with conventional blood transfusion detailed above,
massive blood transfusion carries with it additional risks (see Table11.4 for a comprehensive list of complications) [30]. Specic complications more likely to occur
with massive transfusion than with standard intraoperative transfusion practice
include hypothermia, coagulopathy, electrolyte abnormalities, and acid-base disturbances. Additionally, higher rates of multiorgan failure and potentially TRALI and
TACO have also been reported in massive transfusion recipients [31].
Hypothermia is a common occurrence in massive transfusion scenarios for several reasons, but the use of large quantities of blood products can be a major contributor. As RBCs and plasma units are typically stored at between 1 and 6°C, they
can precipitate a rapid drop in core body temperature if they are not warmed prior
to transfusion. This risk of hypothermia has been mitigated by various rapid infusion systems currently available on the market (e.g., Belmont® Rapid Infuser).
Coagulopathy is also a common occurrence among individuals receiving massive
transfusion for numerous reasons, the constitution of the transfused blood products
themselves contributing signicantly. Simply, the standard process for producing
blood components results in products that are diluted with crystalloid- based preservative solutions—a combination of 1 unit of RBC, 1 unit of plasma, and 1 unit of
platelets results in a markedly diluted mixture (hematocrit of ~29%, platelet count
85,000/mcL, coagulation factor activity ~62% of normal) as compared to whole
blood [30]. Nearly one-third of the volume of a unit of RBC is comprised of preservative solutions, and crystalloids may be infused as “carrier” uids as well. Therefore,
the clinician must maintain vigilance, as a dilutional coagulopathy is still possible
even when transfusing equal amounts of RBC, plasma, and platelets [30, 32].
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