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42. Fernandez LM, São Julião GP, Renehan AG, Beets GL, Papoila AL, Vailati BB, etal. The risk of distant metastases in patients with clinical complete response managed by watch & wait after neoadjuvant therapy for rectal cancer: the inuence of local regrowth in the international watch and wait database. Dis Colon Rectum. https://doi.org/10.1097/DCR.0000000000002494.
43. Appelt AL, Pløen J, Harling H, Jensen FS, Jensen LH, Jørgensen JCR, etal. High-dose chemo­radiotherapy and watchful waiting for distal rectal cancer: a prospective observational study. Lancet Oncol. 2015;16:919–27.
44. Renehan AG, Malcomson L, Emsley R, Gollins S, Maw A, Myint AS, etal. Watch-and-wait approach versus surgical resection after chemoradiotherapy for patients with rectal cancer (the OnCoRe project): a propensity-score matched cohort analysis. Lancet Oncol. 2016;17:174–83.
45. Cercek A, Lumish M, Sinopoli J, Weiss J, Shia J, Lamendola-Essel M, etal. PD-1 blockade in mismatch repair-decient, locally advanced rectal cancer. N Engl J Med. 2022;386:2363–76.
F. F. Quezada-Diaz and J. J. Smith
Which Patients Are theRight Candidates
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forTotal Neoadjuvant Therapy (TNT)?
MaxwellD.Mirande andScottR.Kelley
Introduction
Outcomes for locally advanced rectal cancer (LARC) have signicantly improved over the past several decades with the introduction of total mesorectal excision (TME) and the addition of 5-uorouracil (5-FU)-based neoadjuvant chemoradio­therapy (nCRT) [18] but have failed to improve overall survival (OS) due to distant metastases (DM) [49]. Distant recurrences occur in up to 30% and remain a sig­nicant cause of mortality for patients with LARC [9]. The addition of oxaliplatin to 5-FU-based chemotherapy (CT) has signicantly improved disease-free survival (DFS) and OS in patients with stage II or III colon cancer [10]; however, an OS benet has not been demonstrated for adjuvant chemotherapy (AC) use in LARC patients who have received nCRT [11, 12]. Delayed administration of AC and/or poor compliance affect up to 50% of patients, and are factors thought to contribute to this discrepancy. For these reasons, traditional trimodal therapy (nCRT, TME, AC) has been called into question and the concept of total neoadjuvant therapy (TNT) has emerged.
TNT is a novel approach which consists of the administration of multidrug sys­temic CT plus chemoradiotherapy (CRT) prior to surgery with the goal of reducing DM and maintaining local control in patients with LARC.TNT strategies comprise of either induction (prior to nCRT) or consolidation (after nCRT) CT.Proponents of TNT suggest the approach allows for earlier systemic treatment of occult
24
M. D. Mirande (*) Mayo Clinic, General Surgery, Rochester, MN, USA e-mail: Mirande.Maxwell@mayo.edu
S. R. Kelley Mayo Clinic, Colon and Rectal Surgery, Rochester, MN, USA e-mail: kelley.scott@mayo.edu
© The Author(s), under exclusive license to Springer Nature Switzerland AG 2023 K. Umanskiy, N. Hyman (eds.), Difcult Decisions in Colorectal Surgery, Difcult Decisions in Surgery: An Evidence-Based Approach,
https://doi.org/10.1007/978-3-031-42303-1_24
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micrometastases leading to improved survival, better therapy compliance, better tumor response, and the potential for organ preservation. However, several ques­tions remain regarding TNT including the optimal timing and protocol used, induc­tion versus consolidation, variable tumor response, and possible overtreatment. Herein we review the literature and discuss which patients with LARC are the right candidates for TNT.
M. D. Mirande and S. R. Kelley
Search Strategy
Utilizing Embase and Medline databases, a search of the English literature was conducted using the terms rectal cancer, rectal neoplasms, total neoadjuvant therapy (TNT), chemoradiotherapy, induction chemotherapy, and consolidation chemother­apy. The search was limited to human studies over the last 10years (2012–2022). Original studies evaluating outcomes of patients with LARC treated with TNT were included and manuscript reference lists were reviewed for additional articles (Tables
24.1). Studies from the same institution/author were excluded if previously reported.
A total of nine studies were chosen for review.
Results
The Spanish GCR-3 multicenter phase II trial randomized 108 patients with cT3­T4, and/or N+ mid to distal rectal cancer into either a control (capecitabine plus oxaliplatin [CAPOX]-based long course CRT (LCCRT) followed by surgery and four cycles of CAPOX) or experimental arm (four cycles of induction CAPOX fol­lowed by the same LCCRT and surgery), with a primary endpoint of pathologic complete response (pCR) [13]. The experimental arm included more T4 and grade 3 tumors whereas the control arm had more tumors with a threatened circumferen­tial resection margin (CRM). On an intention-to-treat analysis, induction CAPOX demonstrated a similar pCR, R0 resection, downstaging, and tumor regression rate. There was signicantly higher compliance with induction CT as 94% received all four cycles (p< 0.0001) compared to 57% in the control arm. Additionally, there were no differences between the arms in grade 3 or 4 toxicities during CRT; how­ever, there were signicantly more grade 3 or 4 toxicities during AC when com­pared to induction CT (54% v 19%; p=0.0004, respectively). With a median follow up of 69.5months, no differences between the control and experimental arms were observed in 5-year cumulative LR (2% v 5%; p=0.61), DM (21% v 23%; p=0.79), DFS (64% v 62%; p=0.85), or OS (78% v 75%; p=0.64), respectively (Tables
24.2, 24.3, 24.4).
The Polish II study was one of the rst multicenter phase III randomized trials to investigate short-course radiation (SCRT) plus consolidation CT [14]. A total of 515 patients with cT3-T4 rectal cancer were randomized to either the control arm (LCCRT with concomitant leucovorin, 5-FU, and oxaliplatin [FOLFOX]) or the experimental arm (SCRT plus three cycles of FOLFOX4), with a primary endpoint
24 Which Patients Are theRight Candidates forTotal Neoadjuvant Therapy (TNT)?
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283
of R0 resection rate. The overall acute toxicity was lower in the experimental group than in the control (75% v 83%; p=0.006), but similar grade 3 or 4 toxicities were observed between both groups (23% v 21%). No differences were seen in post-op complications (29% v 25%; p=0.18) between the two groups. The R0 resection rate and pCR rates were also similar between both groups (77% v 71%; p=0.07) and (16% v 12%; p=0.17), respectively. At 3-years, the OS for the experimental arm was signicantly higher at 73% versus 65% in the control arm (HR=0.73, 95% CI 0.53–1.01; p=0.046) but no differences were seen in 3-year LR, DM, or DFS. At 8-years, the difference in OS was no longer signicant (HR = 0.90, 95% CI
0.70–1.15; p=0.38) [15].
The phase II WAIT trial randomized 49 patients to either a control arm (LCCRT followed by surgery) or experimental arm (LCCRT plus three cycles of bolus 5-FU/ leucovorin followed by surgery), with the primary endpoint of pCR [16]. Most patients were cT3 (86%) and 96% were considered node positive on MRI.A wait period of 10weeks after completion of CRT was used. There were similar postop­erative complications and length of stay between the two groups. The pCR was similar between both arms (16% v 25%; p= 0.49); however, this study was not powered to detect small differences.
The Korean Cancer Study Group (KCSG) CO 14–03 phase II randomized trial aimed to evaluate the efcacy of CAPOX consolidation CT [17]. A total of 108 patients with cT3-T4 rectal cancer were randomized into either the control arm (LCCRT followed by surgery) or the experimental arm (LCCRT followed by two cycles of CAPOX and surgery), with a primary endpoint of downstaging. The experimental arm had marginal improvements in pCR (13.6% v 5.8%; p= 0.167) and downstaging (36.4% v 21.2%; p=0.077) compared to the control arm, but nei­ther were signicant. However, there was a high dropout rate of 13% with only 96 total patients undergoing surgery per protocol. Due to the dropout rate and safety concerns, a phase III trial using this strategy was discouraged.
The Chinese FOWARC study was a multicenter phase III randomized trial that compared LCCRT (control) versus ve cycles of mFOLFOX6 with long-course radiation (exp. 1) versus ve cycles of mFOLFOX6 alone (exp. 2) [18]. A total of 495 patients with stage II or III tumors within 12cm of the anal verge were random­ized with a primary endpoint of 3-year DFS. All groups underwent surgery 6–8 weeks following therapy and received postoperative AC. The pCR rate was
14.0%, 27.5%, and 6.6% for the control, exp. 1, and exp. 2 groups respectively (OR
0.428, 95% CI 0.237–0.776; p = 0.005). There was high treatment compliance (>90% of full-dose neoadjuvant CT) amongst the control (88.4%), exp. 1 (94.9%), and exp. 2 (94.5%) groups. At 3-years, there were no differences observed in DFS between the control (72.9%), exp. 1 (73.5%), and exp. 2 (73.5%) groups (log rank p=0.709). The 3-year LR was rate was 8%, 7%, and 8.3% (log rank p=0.873) and the 3-year OS was of 91.3%, 89.1%, and 90.7% (log rank p=0.971), respectively. Although the exp. 2 group had inferior pCR, there was similar downstaging rates compared to the control group (35.5% v 37%) with less toxicity, complications, and no differences in DFS, LR, or OS.The role of neoadjuvant CT alone remains unclear
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M. D. Mirande and S. R. Kelley
but several ongoing studies, including the phase III randomized PROSPECT trial will provide additional insight [19].
The Swedish RAPIDO multicenter phase III trial randomized 912 patients with tumors less than 16cm from the anal verge and MRI high-risk criteria (cT4a or cT4b, extramural vascular invasion, cN2, involved mesorectal fascia, or enlarged lateral lymph nodes considered to be metastatic) into either a control (LCCRT fol­lowed by surgery and optional adjuvant CAPOX or FOLFOX4) or experimental arm (SCRT followed by six cycles of CAPOX or nine cycles of FOLFOX4 followed by surgery), with a primary endpoint of 3-year disease-related treatment failure (DrTF) [20]. The experimental arm had a signicantly higher pCR rate (28% v 14%; OR 2.37, 95% CI 1.67–3.37; p < 0.0001), fewer 3-year DrTF events (23.7% v
30.4%; HR=0.75, 95% CI 0.60–0.95; p=0.019), and a lower 3-year cumulative probability of DM (20.0% v 26.8%; HR= 0.69, 95% CI 0.54–0.90; p =0.0048) compared to the control. The 3-year cumulative probability of locoregional failure (8.3% v 6.0%; p=0.12) and OS (89.1% v 88.8%; p=0.59) were similar between both arms, respectively. The authors concluded that SCRT followed by 18weeks of consolidation CT before surgery can be considered as a new standard of treatment for patients with high-risk LARC and can potentially contribute to organ preservation.
The PRODIGE 23 trial is a multicenter phase III randomized trial that compared induction FOLFIRINOX (leucovorin, 5-FU, irinotecan, and oxaliplatin) to LCCRT [21]. A total of 461 patients with tumors within 15cm of the anal verge and cT3 or cT4 were included. Patients were randomly assigned to either the experimental group (six cycles of FOLFIRINOX, followed by LCCRT, surgery, and adjuvant mFOLFOX6 or capecitabine) or the control group (LCCRT, surgery, and adjuvant mFOLFOX6 or capecitabine), with a primary endpoint of 3-year DFS. Like the RAPIDO trial, the experimental group had a signicantly higher pCR rate (28% v 12%; p<0.001). With a median follow-up of 46.5months, the experimental group had improved 3-year DFS (76% v 69%; HR 0.69, 95% CI 0.49–0.97; p=0.034) and 3-year metastasis-free survival (79% v 72%; HR 0.64, 95% CI 0.44–0.93; p=0.017), with no differences in 3-year OS (91% v 88%, p=0.0773). The authors concluded that induction FOLFIRINOX can be considered as one of the new standard-of-care treatment approaches for eligible patients with LARC.
The German CAO/ARO/AIO-12 trial is the rst multicenter, phase II random­ized trial to compare induction and consolidation CT [22]. Patients with cT3–4 and/ or node positive tumors within 12cm of the anal verge were included. A total of 306 were randomized into the induction CT group (three cycles of FOLFOX followed by LCCRT and surgery) or the consolidation CT group (LCCRT followed by three cycles of FOLFOX and surgery), with a primary endpoint of pCR.The trial demon­strated a higher pCR rate in the consolidation CT group (25% v 17%; OR 1.69, 95% CI 0.96–2.99; p=0.071). It also showed that the treatment modality given rst as part of TNT will likely always have higher compliance and lower toxicity. With a median follow-up of 43months, the 3-year DFS was 73% in the induction group and 73% in the consolidation group (p=0.82). The 3-year LR (6% v 5%; p=0.67), 3-year DM (18% v 16%; p=0.52), and 3-year OS (92% v 92%; p=0.81) were all
24 Which Patients Are theRight Candidates forTotal Neoadjuvant Therapy (TNT)?
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285
similar between both groups, respectively. The authors concluded that the consoli­dation TNT strategy was able to achieve higher pCR without compromising long­term oncologic outcomes, toxicity, or quality of life (QOL) and may be the best choice if organ preservation is a priority. The consolidation TNT regimen from this trial will be compared against the TNT regimen from the RAPIDO trial in the ACO/ ARO/AIO-18.1 trial (NCT04246684), with 3-year DFS as the primary endpoint.
The OPRA trial is the rst multicenter, phase II randomized trial evaluating TNT and a selective watch-and-wait (WW) strategy [23]. A total of 324 clinical stage II or III rectal cancer patients were randomized into the induction or consolidation CT groups, with a primary outcome of 3-year DFS. Patients were treated with either eight cycles of mFOLFOX6 or ve cycles of CAPOX, and LCCRT.Tumor restag­ing was performed within 8 (+/4) weeks after completion of TNT, and TME ver­sus WW was offered based on tumor response. The trial demonstrated a 3-year DFS of 76% (95% CI, 69–84) for the induction and 76% (95% CI, 69–83) for the con­solidation group. No differences were in seen in LR-free survival, DM-free survival, or OS between the two groups. Rectal preservation at 3years was 41% (95% CI, 33–50) for the induction and 53% (95% CI, 45–62; p=0.1) for the consolidation group. DFS was similar between patients who underwent initial TME and patients who underwent TME after tumor regrowth, thus demonstrating no apparent adverse impact on oncologic outcomes with WW.
Table 24.1 PICO table
Patients Locally advanced rectal
cancer (LARC)
Intervention Comparator
Totally neoadjuvant therapy (TNT)
Trimodal therapy
Outcomes Pathologic complete
response (pCR) Recurrence Survival
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Secondary End Points
downstaging, R0
resection, 30-day
complications, LR,
Primary End
Point
DM, DFS, OS
Toxicity, 30-day and
late complications,
pCR, LR, DM, DFS,
OS
rate
complications
pCR, LR, RFS, DFS,
OS, safety prole,
rate to yp
pCR, R0 resection,
QOL
stage 0–1
M. D. Mirande and S. R. Kelley
R0 resection, pCR,
30-day complications,
sphincter-saving
surgery, LR, OS, RFS,
QOL
LR, QOL, OS
Median
Follow-Up
(month)
Design Treatment Arms
69.5 pCR Toxicity, compliance,
Con: CRT (capecitabine/oxaliplatin)surg
CAPOX×4
Exp: CAPOX×4CRT (capecitabine/
oxaliplatin)surg
RCT
phase II
35 R0 resection
Con: CRT (FOLFOX)surg
Exp: SCRT FOLFOX4×3surg
phase III
26 Downstaging
NR pCR LOS, 30-day
Con: CRT (capecitabine)surg
Exp: CRT (5-FU)5-FU/LV×3surg
phase II
RCT
Exp: CRT (capecitabine)CAPOX×2surg
phase II
Con: CRT (5-FU)surg
45.2 3-yr DFS Toxicity, response rate,
Con: 5-FU×5+RTsurg 5FU×7
Exp 1: mFOLFOX6×5+RTsurg
mFOLFOX6×7
Exp 2: mFOLFOX6×4–6surg
mFOLFOX6×6–8
phase III
55.2 3-yr DrTF Compliance, toxicity,
FOLFOX4×12 (optional)
Exp: SCRT CAPOX×6/ FOLFOX4×9surg
Con: CRT (capecitabine)surg CAPOX×8/
phase III
Author/Year/Study
Fernández-Martos/ 2015/
Table 24.2 Trial characteristics
GCR-3
Bujko/2016/ POLISH II RCT
Kim/2018/ KCSG CO
Moore/2017/ WAIT RCT
14–03
Deng/2019/ FOWARC RCT
Bahadoer/2020/ RAPIDO RCT
24 Which Patients Are theRight Candidates forTotal Neoadjuvant Therapy (TNT)?
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adverse events, LR,
Secondary End Points
DM, pCR, R0
resection,
complications, safety,
Primary End
Point
QOL
toxicity, QOL
DM, OS, QOL
287
Median
Follow-Up
(month)
Design Treatment Arms
46.5 3-yr DFS OS, MFS, CSS, LR,
Con: CRT (capecitabine)surg mFOLFOX6×12/
capecitabine×8
RCT
phase III
43 pCR DFS, LR, DM, OS,
Exp: FOLFIRINOX×6→CRT (capecitabine)surg
mFOLFOX6×6/capecitabine×4
Exp 1: FOLFOX×3CRT (5-FU)surg
Exp 2: CRT (5-FU)FOLFOX×3surg
RCT
phase II
36 3-yr DFS TME-free survival,
Exp 1: mFOLFOX6×8 or CAPOX×5CRT (5-FU
or capecitabine)WW or surg
Exp 2: CRT (5-FU or capecitabine)mFOLFOX6×8
RCT
phase II
or CAPOX×5WW or surg
RCT Randomized control trial, CRT Chemoradiotherapy, surg Surgery, CAPOX Capecitabine and oxaliplatin, pCR Pathologic complete response, LR Local
recurrence, DM Distant metastases, DFS Disease-free survival, OS Overall survival, FOLFOX Leucovorin calcium, 5-FU, and oxaliplatin, SCRT Short-course
radiation, QOL Quality of life, RFS Relapse-free survival, FOLFIRINOX Leucovorin, 5-FU, irinotecan, and oxaliplatin, MFS Metastasis-free survival, CSS
Cancer-specic survival, WW Watch-and-wait, TME Total mesorectal excision
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Median Age
(range)
62 (42–75)
60 (38–76)
Gender (%)
M:F
65:35
70:30
Arms
(N)
Exp: (56)
60
60
67:33
70:30
Exp: (261)
61
60
75:25
72:28
Exp: (25)
55
56
84:16
68:32
Exp: (53)
545254
62:38
69:31
66:34
Exp 1: (162)
Exp 2: (163)
M. D. Mirande and S. R. Kelley
62 (23–84)
62 (31–83)
62 (26–75)
61 (34–77)
60
62
59
69:31
65:35
68:32
65:35
68:32
67:33
65:35
Exp: (462)
Exp: (231)
Exp 2: (150)
324 Exp 1: (158)
56
61:39
Exp 2: (166)
Inclusion Criteria N
Study
Table 24.3 Patient characteristics
GCR-3 Distal/middle third, cT3-T4 and or N+ 108 Con: (52)
POLISH II cT3-T4 515 Con: (254)
WAIT Non metastatic distal rectal LARC 49 Con: (24)
KCSG CO 14–03 cT3-T4, N+ 108 Con: (55)
FOWARC cT3-cT4, N+ 495 Con: (158)
RAPIDO High risk criteria on MRI (cT4a, CT4b, cN2) 912 Con: (450)
PRODIGE-23 cT3-T4 461 Con: (230)
CAO/ARO/AIO-12 cT3–4, N+ 306 Exp 1: (156)
N1–2)
OPRA Stage II (cT3–4, N0) or Stage III (any T,
LARC Locally advanced rectal cancer, MRI Magnetic resonance imaging, Con Control, Exp Experimental
24 Which Patients Are theRight Candidates forTotal Neoadjuvant Therapy (TNT)?
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c
c
, 49
, 49
a
b
OS (%)
DFS
(%)
Distant
Recurrence
(%)
Local
Recurrence
(%)
pCR
(%)
78a75
a
64
21a23
2a5
13
b
65
73
c
c
, 43
, 41
a
b
b
62
52
53
c
c
, 36
, 34
b
b
a
25
29
a
12
16
25
16
14
6
14
b
91b89b91
b
73b77b74
–––
b
8b7b8
14287
b
89b89
b
27b20
b
6b8
14
28
b
88b91
b
69b76
25
17
4
6
12
28
b
92b92
b
73b73
b
18b16
b
6b5
17
25
76b76
b*
/17
b
17
b*
/10
b
7
12
b
b*
/21
b
24
b*
/15
b
11
16
289
Post-operative
Complications
No. (%)
Grade 3–4
Toxicity
(%)
Compliance
with CT (%)
Arms (N)
Table 24.4 Trial outcomes
Study
21 (45)
27 (51)
54
19
57
94
Exp: (56)
GCR-3 Con: (52)
49 (25)
62 (29)
23
21
Exp: (261)
POLISH II Con: (254)
10 (42)
13 (52)
Exp: (25)
WAIT Con: (24)
2
4
KCSG CO 14–03 Con: (55)
9
9
89
Exp: (53)
–––
–––
889594
Exp 1: (162)
Exp 2: (163)
FOWARC Con: (158)
189 (47)
215 (50)
25
48
74
90
84
79
Exp: (462)
RAPIDO Con: (450)
PRODIGE–23 Con: (230)
42
46
37
92
93/92
Exp: (231)
Exp 1: (156)
CAO/ARO/
34
27
71 (45)
90/85
83
Exp 2: (150)
AIO–12
OPRA Exp 1: (158)
63 (38)
81
Exp 2: (166)
Results at 5years
CT Chemotherapy, pCR Pathologic complete response, DFS Disease-free survival, OS Overall survival, Con Control, Exp Experimental
a
b
Results at 3years
Patients who underwent total mesorectal excision after local regrowth
Results at 8years
c
*