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FIGURE 28.1 Levels at which interference with normal ventilation give rise to

alveolar hypoventilation. Factors contributing to decreased ventilation are listed

under each level. ARDS, acute respiratory distress syndrome; CNS, central nervous

system.

In the hypercapnic form of respiratory failure, hypoventilation also leads to a decrease in alveolar PO2. As a result, arterial PO2 falls even if ventilation-perfusion matching and gas exchange at the alveolar level are well maintained. In practice, however, many of the diseases associated with alveolar hypoventilation, ranging from neuromuscular and chest wall disease to chronic airflow obstruction, are accompanied by significant ventilation-perfusion mismatch. Therefore, patients generally have two major reasons for hypoxemia: hypoventilation and ventilation-perfusion mismatch. Interestingly, true shunts usually play a limited role in causing hypoxemia in these disorders, unlike the situation in ARDS.

Given the causes of hypoxemia in the hypercapnic/hypoxemic form of respiratory failure, patients frequently respond to supplemental O2 with a substantial rise in arterial PO2. However, most of these patients have at least mild chronic CO2 retention, with their acute respiratory failure resulting from some precipitating insult or worsening of their underlying disease. Administration of supplemental O2 to these chronically hypercapnic patients may lead to a further increase in arterial PCO2 for a number of pathophysiologic reasons (see Chapter 18). With judicious use of supplemental O2, substantial additional elevation of arterial PCO2 can usually be avoided.

An elaboration of further features of the hypercapnic/hypoxemic form of respiratory failure follows.

Clinical and therapeutic aspects of hypercapnic/hypoxemic respiratory failure

Whether the underlying disease is chest wall disease (e.g., kyphoscoliosis) or COPD, this type of respiratory failure often develops in patients who already have some degree of chronic respiratory insufficiency. However, this is not true of all cases. In certain neurologic conditions such as Guillain-

Barré syndrome, hypercapnic respiratory failure occurs in a previously healthy, eucapnic individual. As noted earlier, when the patient has chronic disease upon which acute respiratory failure is superimposed, the phrase acute-on-chronic respiratory failure is frequently used. In such cases, a

specific different problem often precipitates the acute deterioration, and identification of the problem is important.

Frequent precipitants of acute-on-chronic respiratory failure:

1.Respiratory infection

2.Drugs (e.g., sedatives, narcotics)

3.Heart failure

4.Exacerbation of underlying neuromuscular disease (e.g., myasthenic crisis)

What are some of the intercurrent problems or factors that precipitate acute respiratory failure in these patients? Perhaps the most common is an acute respiratory infection, such as bronchitis, usually caused by a virus. However, bacterial causes must always be considered because they are amenable to antibiotic therapy. The use of drugs that suppress the respiratory center, such as sedatives or narcotics, may precipitate hypercapnic respiratory failure by depressing central respiratory drive in a person whose condition already was marginal. Other intercurrent problems include heart failure, pulmonary emboli, and exposure to environmental pollutants, each of which may be sufficient to induce further CO2 retention in the patient with previously borderline compensation.

The general therapeutic approach to these patients has three main components: (1) support of gas exchange, (2) treatment of the acute precipitating event, and (3) treatment of the underlying pulmonary disease. The support of gas exchange involves maintaining adequate oxygenation and elimination of CO2 (see Chapter 30). Briefly, supplemental O2, generally in a concentration only slightly higher than that found in ambient air, is administered to raise PO2 and SaO2 to acceptable levels (i.e., more than 60 mm Hg and more than 90%, respectively). If CO2 elimination deteriorates and PCO2 rises much beyond its usual level, then an acute respiratory acidosis is superimposed on the patient’s usual acid-base status. If significant acidemia develops or if the patient’s mental status changes significantly due to CO2 retention, some form of ventilatory assistance, either intubation and mechanical ventilation or noninvasive positivepressure ventilation with a mask, may be required.

Treating the factor precipitating acute respiratory failure is most successful when bacterial infection or heart failure is responsible for the acute deterioration. Antibiotics for suspected bacterial infection, or diuretics and afterload reduction for heart failure, are appropriate forms of therapy in these circumstances. For patients in whom respiratory secretions seem to be playing a role either chronically or in an acute exacerbation of their disease, attempts to assist with clearance of secretions may be beneficial. In particular, chest physical therapy, in which percussion and vibration of the chest are performed and cough is assisted mechanically, may be beneficial.

Treatment of the underlying pulmonary disease depends on the nature of the disease. For patients with obstructive lung disease, intensive therapy with bronchodilators and corticosteroids may be helpful in reversing whatever components of bronchoconstriction and inflammation are present. If neuromuscular or chest wall disease is the underlying problem, specific therapy may be available, as is the case with myasthenia gravis. Unfortunately, for many neuromuscular or chest wall diseases, no specific form of therapy exists, and support of gas exchange and treatment of any precipitating factors are the major modes of therapy.

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When patients with irreversible chest wall or neuromuscular disease are in frank respiratory failure, they may require some form of ventilatory assistance on a chronic basis. (Modalities for chronic ventilatory support are discussed in Chapter 30.) It is important to emphasize that the primary decision to be made is whether chronic ventilatory support is acceptable to a patient with this type of irreversible disease. In many cases the patient, family, and physician make the joint decision that life should not be prolonged with chronic ventilator support, given the projected poor quality of life and irreversible nature of the process.

Suggested readings

General

Böing S. & Randerath W.J. Chronic hypoventilation syndromes and sleep-related hypoventilation Journal of Thoracic Disease 2015;7: 1273-1285.

Dupuy-McCauley K. & Selim B. Perioperative care and medication-related hypoventilation

Sleep Medicine Clinics 2020;15: 471-483.

Levy M.M. Pathophysiology of oxygen delivery in respiratory failure Chest 5 Suppl. 2, 2005;128: 547S553S.

Narendra D.K, Hess D.R, Sessler C.N, Belete H.M, Guntupalli K.K, Khusid F., et al. Update in management of severe hypoxemic respiratory failure Chest 2017;152: 867-879.

Pierce A.M. & Brown L.K. Obesity hypoventilation syndrome: Current theories of pathogenesis Current Opinion in Pulmonary Medicine 2015;21: 557-562.

Pisani L, Corcione N. & Nava S. Management of acute hypercapnic respiratory failure

Current Opinion in Critical Care 2016;22: 45-52.

Simonds A.K. Chronic hypoventilation and its management European Respiratory Review 2013;22: 325-332.

Weinberger S.E, Schwartzstein R.M. & Weiss J.W. Hypercapnia New England Journal of Medicine 1989;321: 1223-1231.

Williams R, Salt G, Jackson T, Mazur L, Briceno N, Clapp B., et al. Severe respiratory failure Lancet 10057, 2016;388: e12.

Respiratory failure in obstructive lung disease

Bergin S.P. & Rackley C.R. Managing respiratory failure in obstructive lung disease Clinics in Chest Medicine 2016;37: 659-667.

Duiverman M.L, Arellano-Maric M.P. & Windisch W. Long-term noninvasive ventilation in patients with chronic hypercapnic respiratory failure: Assisting the diaphragm, but threatening the heart? Current Opinion in Pulmonary Medicine 2016;22: 130-137.

McNicholas W.T. COPD-OSA overlap syndrome: Evolving evidence regarding epidemiology, clinical consequences, and management Chest 2017;152: 1318-1326.

O’Donnell D.E, Ciavaglia C.E. & Neder J.A. When obesity and chronic obstructive pulmonary disease collide. Physiological and clinical consequences Annals of the American Thoracic Society 2014;11: 635-644.

O’Donnell D.E. & Parker C.M. COPD exacerbations. 3: Pathophysiology Thorax 2006;61: 354-361.

Robinson T.D, Freiberg D.B, Regnis J.A. & Young I.H. The role of hypoventilation and ventilation-perfusion redistribution in oxygen-induced hypercapnia during acute exacerbations of chronic obstructive pulmonary disease American Journal of Respiratory and Critical Care Medicine 2000;161: 1524-1529.

Respiratory failure in neuromuscular and chest wall disease

Boentert M, Wenninger S. & Sansone V.A. Respiratory involvement in neuromuscular disorders Current Opinion in Neurology 2017;30: 529-537.

Hocker S. Primary acute neuromuscular respiratory failure Neurologic Clinics 2017;35: 707-721.

Seneviratne J, Mandrekar J, Wijdicks E.F. & Rabinstein A.A. Noninvasive ventilation in myasthenic crisis Archives of Neurology 2008;65: 54-58.

Singh T.D. & Wijdicks E.F.M. Neuromuscular respiratory failure Neurologic Clinics 2021;39: 333-353.

Wenninger S. & Jones H.N. Hypoventilation syndrome in neuromuscular disorders Current Opinion in Neurology 2021;34: 686-696.

1

The abbreviation ARDS formerly was used for adult respiratory distress syndrome, but acute has now replaced adult because the entity can occur in individuals of any age.

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