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English Syntax

and Argumentation

Second edition

Bas Aarts

ENGLISH SYNTAX AND ARGUMENTATION

MODERN LINGUISTICS SERIES

Series Editors

Professor Noe¨l Burton-Roberts

University of Newcastle upon Tyne

Professor Andrew Spencer

University of Essex

Each textbook in the Modern Linguistics series is designed to provide a carefully graded introduction to a topic in contemporary linguistics and allied disciplines, presented in a manner that is accessible and attractive to readers with no previous experience of the topic, but leading them to some understanding of current issues. The texts are designed to engage the active participation of the reader, favouring a problem-solving approach and including liberal and varied exercise material.

Noe¨l Burton-Roberts founded the Modern Linguistics series and acted as Series Editor for the first three volumes in the series. Andrew Spencer has since joined Noe¨l Burton-Roberts as Series Editor.

Titles published in the series

English Syntax and Argumentation (second edition)

Bas Aarts

Phonology

Philip Carr

 

 

Linguistics and Second Language Acquisition

Vivian Cook

Sociolinguistics: A Reader and Coursebook

 

Nikolas Coupland and Adam Jaworski

 

Morphology

Francis Katamba

 

Contact Languages: Pidgins and Creoles

Mark Sebba

Further titles in preparation

Modern Linguistics Series

Series Standing Order

ISBN 0–333–71701–5 hardcover ISBN 0–333–69344–2 paperback (outside North America only)

You can receive future titles in this series as they are published by placing a standing order. Please contact your bookseller or, in the case of di culty, write to us at the address below with your name and address, the title of the series and the ISBN quoted above.

Customer Services Department, Palgrave Distribution Ltd

Houndmills, Basingstoke, Hampshire RG21 6XS, England

English Syntax

and Argumentation

Second edition

Bas Aarts

Reader in Modern English Language

University College London

& Bas Aarts 1997, 2001

All rights reserved. No reproduction, copy or transmission of this publication may be made without written permission.

No paragraph of this publication may be reproduced, copied or transmitted save with written permission or in accordance with the provisions of the Copyright, Designs and Patents Act 1988, or under the terms of any licence permitting limited copying issued by the Copyright Licensing Agency, 90 Tottenham Court Road, London W1T 4LP.

Any person who does any unauthorised act in relation to this publication may be liable to criminal prosecution and civil claims for damages.

The authors have asserted their rights to be identified as the authors of this work in accordance with the Copyright, Designs and Patents Act 1988.

First edition published 1997 Second edition published 2001 by PALGRAVE

Houndmills, Basingstoke, Hampshire RG21 6XS and 175 Fifth Avenue, New York, N.Y. 10010

Companies and representatives throughout the world

PALGRAVE is the new global academic imprint of

St. Martin’s Press LLC Scholarly and Reference Divison and Palgrave Publishers Ltd (formerly Macmillan Press Ltd).

ISBN 0–333–94987–0 hardback

ISBN 0–333–94986–2 paperback

This book is printed on paper suitable for recycling and made from fully managed and sustained forest sources.

A catalogue record for this book is available from the British Library.

Library of Congress Cataloging-in-Publication Data Aarts, Bas, 1961–

English syntax and argumentation / Bas Aarts — 2nd ed. p. cm. — (Modern linguistics series)

Includes bibliographical references and index.

ISBN 0–333–94987–0 — ISBN 0–333–94986–2 (pbk.)

1. English language—Syntax. 2. English language—Semantics.

3. Persuasion (Rhetoric) I. Title. II. Modern linguistics series (Palgrave (Firm))

PE1369 A2 2001

425 21; aa05 04–03—dc01

 

 

 

 

 

 

 

 

 

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Typeset in Great Britain by

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Printed and bound in Great Britain by

Creative Print & Design (Wales), Ebbw Vale

To my family and friends

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Contents

Preface to the First Edition

xii

Preface to the Second Edition

xiii

PART I FUNCTION AND FORM

 

Chapter 1

Introduction

3

Chapter 2

Function

8

2.1

Subject and Predicate

8

2.2

Predicator

14

2.3

Direct Object

15

2.4

Indirect Object

19

2.5

Adjunct

20

Key Concepts

21

Exercises

 

 

22

Further Reading

24

Chapter 3 Form: Words, Word Classes and Phrases

25

3.1

The notion ‘word’

25

3.2

Nouns and determiners

26

3.3

Adjectives

32

3.4

Verbs

 

34

3.5

Prepositions

44

3.6

Adverbs

44

3.7

Conjunctions

46

3.8

Interjections

48

Key Concepts

48

Exercises

 

 

49

Further Reading

52

Chapter 4 More on Form: Clauses and Sentences

53

4.1

Clauses and clause hierarchies

53

4.2

The rank scale

56

4.3

Sentence types

58

 

4.3.1

Declarative sentences

58

 

4.3.2

Interrogative sentences

59

vii

viii

 

Contents

 

 

 

 

 

 

4.3.3

Imperative sentences

60

 

4.3.4

Exclamative sentences

61

 

4.3.5 The pragmatics of the sentence types

62

4.4

More on tree diagrams

63

Key Concepts

67

Exercises

 

68

Further Reading

70

Chapter 5 The Function–Form Interface

71

5.1

Function–form relationships

71

5.2

Realisations of the Subject

72

5.3

Realisation of the Predicate and Predicator

75

5.4

Realisations of the Direct Object

75

5.5

Realisations of the Indirect Object

79

5.6

Realisations of Adjuncts

79

Key Concepts

86

Exercises

 

86

Further Reading

87

PART II ELABORATION

 

Chapter 6 Predicates, Arguments and Thematic Roles

91

6.1

Predicates and arguments

91

6.2

Thematic roles

94

6.3

Grammatical functions and thematic roles

97

6.4

Selectional restrictions

98

6.5

Three levels of description

99

Key Concepts

99

Exercises

 

100

Further Reading

102

Chapter 7 Cross-Categorial Generalisations: X-bar Syntax

104

7.1

Heads, Complements and Specifiers

104

7.2

Adjuncts

111

7.3

Cross-categorial generalisations

119

7.4

Subcategorisation

121

 

7.4.1

Subcategorisation versus argument/thematic structure

123

Key Concepts

124

Exercises

 

124

Further Reading

127

 

Contents

ix

 

 

Chapter 8 More on Clauses

129

8.1

The I-node

129

8.2

Subordinate clauses

134

 

8.2.1 Clauses functioning as Direct Object, Subject and

 

 

Adjunct

134

 

8.2.2 Clauses functioning as Complements within phrases

137

 

8.2.3 Clauses functioning as Adjuncts within phrases

138

Key Concepts

140

Exercises

140

Further Reading

141

Chapter 9 Movement

142

9.1

Verb movement: aspectual auxiliaries

142

9.2

NP-movement: passive

149

9.3

NP-movement: Subject-to-Subject raising

155

9.4Movement in interrogative sentences: Subject–auxiliary

inversion

157

9.5 Wh-movement

160

9.6The structure of sentences containing one or more

auxiliaries

162

Key Concepts

165

Exercises

165

Further Reading

167

PART III

ARGUMENTATION

 

Chapter 10

Syntactic Argumentation

171

10.1 The art of argumentation

171

10.2Economy of description: Linguistically Significant

Generalisations and Occam’s razor

174

10.2.1

Linguistically Significant Generalisations

174

10.2.2

Occam’s razor

176

 

10.2.2.1 Verb-preposition constructions

177

 

10.2.2.2 Achieving economy in the domain of

 

 

functional terminology

181

10.3Further constraints on description: elegance and

independent justifications

183

10.3.1

Elegance of description

183

10.3.2

Independent justifications

186

10.4 Evaluating analyses

188

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