
Граматика / English Syntax
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English Syntax
and Argumentation
Second edition
Bas Aarts
ENGLISH SYNTAX AND ARGUMENTATION

MODERN LINGUISTICS SERIES
Series Editors
Professor Noe¨l Burton-Roberts
University of Newcastle upon Tyne
Professor Andrew Spencer
University of Essex
Each textbook in the Modern Linguistics series is designed to provide a carefully graded introduction to a topic in contemporary linguistics and allied disciplines, presented in a manner that is accessible and attractive to readers with no previous experience of the topic, but leading them to some understanding of current issues. The texts are designed to engage the active participation of the reader, favouring a problem-solving approach and including liberal and varied exercise material.
Noe¨l Burton-Roberts founded the Modern Linguistics series and acted as Series Editor for the first three volumes in the series. Andrew Spencer has since joined Noe¨l Burton-Roberts as Series Editor.
Titles published in the series
English Syntax and Argumentation (second edition) |
Bas Aarts |
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Phonology |
Philip Carr |
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Linguistics and Second Language Acquisition |
Vivian Cook |
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Sociolinguistics: A Reader and Coursebook |
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Nikolas Coupland and Adam Jaworski |
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Morphology |
Francis Katamba |
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Contact Languages: Pidgins and Creoles |
Mark Sebba |
Further titles in preparation
Modern Linguistics Series
Series Standing Order
ISBN 0–333–71701–5 hardcover ISBN 0–333–69344–2 paperback (outside North America only)
You can receive future titles in this series as they are published by placing a standing order. Please contact your bookseller or, in the case of di culty, write to us at the address below with your name and address, the title of the series and the ISBN quoted above.
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English Syntax
and Argumentation
Second edition
Bas Aarts
Reader in Modern English Language
University College London

& Bas Aarts 1997, 2001
All rights reserved. No reproduction, copy or transmission of this publication may be made without written permission.
No paragraph of this publication may be reproduced, copied or transmitted save with written permission or in accordance with the provisions of the Copyright, Designs and Patents Act 1988, or under the terms of any licence permitting limited copying issued by the Copyright Licensing Agency, 90 Tottenham Court Road, London W1T 4LP.
Any person who does any unauthorised act in relation to this publication may be liable to criminal prosecution and civil claims for damages.
The authors have asserted their rights to be identified as the authors of this work in accordance with the Copyright, Designs and Patents Act 1988.
First edition published 1997 Second edition published 2001 by PALGRAVE
Houndmills, Basingstoke, Hampshire RG21 6XS and 175 Fifth Avenue, New York, N.Y. 10010
Companies and representatives throughout the world
PALGRAVE is the new global academic imprint of
St. Martin’s Press LLC Scholarly and Reference Divison and Palgrave Publishers Ltd (formerly Macmillan Press Ltd).
ISBN 0–333–94987–0 hardback
ISBN 0–333–94986–2 paperback
This book is printed on paper suitable for recycling and made from fully managed and sustained forest sources.
A catalogue record for this book is available from the British Library.
Library of Congress Cataloging-in-Publication Data Aarts, Bas, 1961–
English syntax and argumentation / Bas Aarts — 2nd ed. p. cm. — (Modern linguistics series)
Includes bibliographical references and index.
ISBN 0–333–94987–0 — ISBN 0–333–94986–2 (pbk.)
1. English language—Syntax. 2. English language—Semantics.
3. Persuasion (Rhetoric) I. Title. II. Modern linguistics series (Palgrave (Firm))
PE1369 A2 2001
425 21; aa05 04–03—dc01
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Typeset in Great Britain by
Aarontype Ltd,
Easton, Bristol
Printed and bound in Great Britain by
Creative Print & Design (Wales), Ebbw Vale

To my family and friends
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Contents
Preface to the First Edition |
xii |
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Preface to the Second Edition |
xiii |
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PART I FUNCTION AND FORM |
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Chapter 1 |
Introduction |
3 |
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Chapter 2 |
Function |
8 |
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2.1 |
Subject and Predicate |
8 |
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2.2 |
Predicator |
14 |
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2.3 |
Direct Object |
15 |
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2.4 |
Indirect Object |
19 |
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2.5 |
Adjunct |
20 |
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Key Concepts |
21 |
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Exercises |
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22 |
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Further Reading |
24 |
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Chapter 3 Form: Words, Word Classes and Phrases |
25 |
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3.1 |
The notion ‘word’ |
25 |
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3.2 |
Nouns and determiners |
26 |
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3.3 |
Adjectives |
32 |
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3.4 |
Verbs |
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34 |
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3.5 |
Prepositions |
44 |
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3.6 |
Adverbs |
44 |
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3.7 |
Conjunctions |
46 |
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3.8 |
Interjections |
48 |
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Key Concepts |
48 |
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Exercises |
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49 |
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Further Reading |
52 |
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Chapter 4 More on Form: Clauses and Sentences |
53 |
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4.1 |
Clauses and clause hierarchies |
53 |
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4.2 |
The rank scale |
56 |
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4.3 |
Sentence types |
58 |
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4.3.1 |
Declarative sentences |
58 |
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4.3.2 |
Interrogative sentences |
59 |
vii
viii |
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Contents |
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4.3.3 |
Imperative sentences |
60 |
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4.3.4 |
Exclamative sentences |
61 |
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4.3.5 The pragmatics of the sentence types |
62 |
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4.4 |
More on tree diagrams |
63 |
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Key Concepts |
67 |
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Exercises |
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68 |
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Further Reading |
70 |
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Chapter 5 The Function–Form Interface |
71 |
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5.1 |
Function–form relationships |
71 |
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5.2 |
Realisations of the Subject |
72 |
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5.3 |
Realisation of the Predicate and Predicator |
75 |
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5.4 |
Realisations of the Direct Object |
75 |
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5.5 |
Realisations of the Indirect Object |
79 |
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5.6 |
Realisations of Adjuncts |
79 |
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Key Concepts |
86 |
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Exercises |
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86 |
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Further Reading |
87 |
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PART II ELABORATION |
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Chapter 6 Predicates, Arguments and Thematic Roles |
91 |
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6.1 |
Predicates and arguments |
91 |
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6.2 |
Thematic roles |
94 |
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6.3 |
Grammatical functions and thematic roles |
97 |
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6.4 |
Selectional restrictions |
98 |
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6.5 |
Three levels of description |
99 |
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Key Concepts |
99 |
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Exercises |
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100 |
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Further Reading |
102 |
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Chapter 7 Cross-Categorial Generalisations: X-bar Syntax |
104 |
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7.1 |
Heads, Complements and Specifiers |
104 |
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7.2 |
Adjuncts |
111 |
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7.3 |
Cross-categorial generalisations |
119 |
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7.4 |
Subcategorisation |
121 |
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7.4.1 |
Subcategorisation versus argument/thematic structure |
123 |
Key Concepts |
124 |
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Exercises |
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124 |
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Further Reading |
127 |
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Contents |
ix |
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Chapter 8 More on Clauses |
129 |
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8.1 |
The I-node |
129 |
8.2 |
Subordinate clauses |
134 |
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8.2.1 Clauses functioning as Direct Object, Subject and |
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Adjunct |
134 |
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8.2.2 Clauses functioning as Complements within phrases |
137 |
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8.2.3 Clauses functioning as Adjuncts within phrases |
138 |
Key Concepts |
140 |
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Exercises |
140 |
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Further Reading |
141 |
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Chapter 9 Movement |
142 |
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9.1 |
Verb movement: aspectual auxiliaries |
142 |
9.2 |
NP-movement: passive |
149 |
9.3 |
NP-movement: Subject-to-Subject raising |
155 |
9.4Movement in interrogative sentences: Subject–auxiliary
inversion |
157 |
9.5 Wh-movement |
160 |
9.6The structure of sentences containing one or more
auxiliaries |
162 |
Key Concepts |
165 |
Exercises |
165 |
Further Reading |
167 |
PART III |
ARGUMENTATION |
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Chapter 10 |
Syntactic Argumentation |
171 |
10.1 The art of argumentation |
171 |
10.2Economy of description: Linguistically Significant
Generalisations and Occam’s razor |
174 |
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10.2.1 |
Linguistically Significant Generalisations |
174 |
10.2.2 |
Occam’s razor |
176 |
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10.2.2.1 Verb-preposition constructions |
177 |
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10.2.2.2 Achieving economy in the domain of |
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functional terminology |
181 |
10.3Further constraints on description: elegance and
independent justifications |
183 |
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10.3.1 |
Elegance of description |
183 |
10.3.2 |
Independent justifications |
186 |
10.4 Evaluating analyses |
188 |