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An Introduction to English Syntax

Jim Miller

Edinburgh University Press

Edinburgh Textbooks on the English Language

General Editor

Heinz Giegerich, Professor of English Linguistics (University of Edinburgh)

Editorial Board

Laurie Bauer (University of Wellington)

Derek Britton (University of Edinburgh)

Olga Fischer (University of Amsterdam)

Norman Macleod (University of Edinburgh)

Donka Minkova (UCLA)

Katie Wales (University of Leeds)

Anthony Warner (University of York)

An Introduction to English Syntax

Jim Miller

An Introduction to English Phonology

April McMahon

An Introduction to English Morphology

Andrew Carstairs-McCarthy

An Introduction to English Syntax

Jim Miller

Edinburgh University Press

© Jim Miller, 2002

Edinburgh University Press Ltd

22 George Square, Edinburgh

Typeset in Janson

by Norman Tilley Graphics and printed and bound in Great Britain by MPG Books Ltd, Bodmin

A CIP Record for this book is available from the British Library

ISBN 0 7486 1254 8 (hardback)

ISBN 0 7486 1253 X (paperback)

The right of Jim Miller

to be identified as author of this work has been asserted in accordance with

the Copyright, Designs and Patents Act 1988.

Contents

Acknowledgements

ix

To colleagues

x

To readers

 

xii

1

Heads and modifiers

1

 

1.1

Heads and modifiers

1

 

1.2

Heads, modifiers and meaning

3

 

1.3

Complements and adjuncts

4

 

1.4

Clauses

5

 

1.5

Dictionary entries and collocations

7

 

1.6

Verbs, complements and the order of phrases

8

 

Summary

9

 

Exercises

9

2

Constituent structure

11

 

2.1

Heads, modifiers and arrangements of words

11

 

2.2

Tests for phrases

13

 

2.3

Phrases: words and slots

17

 

2.4

Coordination

18

 

2.5

Concluding comments

19

 

Summary

21

 

Exercises

21

3

Constructions

23

 

3.1

Introduction

23

 

3.2

Different constructions and different meanings

23

 

3.3

Types of construction

27

 

3.4

Relationships between constructions

29

 

3.5

Copula constructions

30

 

Summary

32

 

Exercises

32

vi

 

AN INTRODUCTION TO ENGLISH SYNTAX

 

4

Word classes

34

 

4.1

What are word classes?

34

 

4.2

Criteria for word classes

36

 

Summary

45

 

Exercises

45

5

The lexicon

47

 

5.1

Syntax and lexical items

47

 

5.2

Individual verbs, complements and adjuncts

49

 

5.3

Classes of verbs and subcategorisation restrictions

51

 

5.4

Selectional restrictions

52

 

5.5

Classes of nouns

53

 

5.6

Subcategorisation, selection and constructions

55

 

5.7

Fixed phrases

56

 

Summary

57

 

Exercises

57

6

Clauses I

60

 

6.1

Clauses and sentences

60

 

6.2

Main and subordinate clauses

62

 

6.3

Subordinate clauses

63

 

6.4

Complementisers and subordinating conjunctions

66

 

6.5

Recognising clauses

67

 

6.6

Final comment

69

 

Summary

69

 

Exercises

70

7

Clauses II

72

 

7.1

Main and subordinate clauses

72

 

7.2

Clause and sentence

73

 

7.3

More properties of subordinate clauses

77

 

7.4

Finite and non-finite clauses

81

 

Summary

85

 

Exercises

85

8

Grammatical functions

88

 

8.1

Introduction

88

 

8.2

Subject

88

 

8.3

Direct object

93

 

8.4

Oblique object and indirect object

95

 

Summary

98

 

Exercises

99

 

 

CONTENTS

vii

9

Syntactic linkage

101

 

9.1

Introduction

101

 

9.2

Agreement

101

 

9.3

Government

103

 

9.4

Number and person linkage

106

 

9.5

Syntactic linkage in English

107

 

9.6

Number in English

109

 

9.7

Gender in English

109

 

Summary

110

 

Exercises

111

10

Heads and modifiers revisited

113

 

10.1

For and against verb phrases

113

 

10.2

Verb, core, nucleus and periphery

115

 

10.3

What is the head of a noun phrase?

116

11

Roles

 

119

 

11.1

Roles, grammar and meaning

119

 

11.2

Criteria for roles

120

 

11.3

Roles and role-players

125

 

11.4

Problems with Patients: planting roses

128

 

Summary

131

 

Exercises

131

12

Grammar and semantics: case, gender, mood

133

 

12.1

Introduction

133

 

12.2

Case

133

 

12.3

Gender

135

 

12.4

Mood

136

 

Summary

141

 

Exercises

142

13

Grammar and semantics: aspect, tense, voice

143

 

13.1

Aspect

143

 

13.2

Tense in English

148

 

13.3

The English Perfect

149

 

13.4

Voice

151

 

13.5

Conclusion

156

 

Summary

157

 

Exercises

157

viii

AN INTRODUCTION TO ENGLISH SYNTAX

 

Appendix 1

 

160

Appendix 2

 

162

Appendix 3

 

167

Discussion of the exercises

169

Further reading

 

185

Index

 

188

Acknowledgements

Anthony Warner read the first draft of this book and offered many valuable comments which have helped me to improve both the organisation of the contents and the explanation of particular points. Jenny Fuchs, although busy with her studies on the second year of the Honours MA in English Language at the University of Edinburgh, gave both a student’s reaction and comments worthy of professional linguists.

Derek Britton spent a considerable time devising Old English examples. Karin Søde-Woodhead drew my attention to a number of inadequacies. Will Lamb reassured me that the text was at the right level and on the right lines for an introduction to syntax. Over the past ten years, a number of classes have acted as guinea pigs for Chapters 6 and 7 on clauses and for Chapters 12 and 13 on grammar and semantics. I thank all the above and declare that I alone am responsible for any imperfections in the book.

ix

To colleagues

This book is an introduction to syntax for students embarking on English Language courses. It might also prove useful to students taking the English Language A-level or its equivalent and to students taking university courses in Linguistics. The book does not even sketch the major syntactic constructions of English. Most of the examples are indeed from English, but the book deals with the general concepts necessary for analysing syntax (whether of English or of some other language).

Many students in the UK and elsewhere take courses in English Language and in Linguistics in their first and/or second years but then specialise in another subject. The content of this book reflects the view that such students should be taught concepts and methods that find an application in other university disciplines or outside university. This criterion excludes detailed discussion of constituent structure, tree diagrams and formal models of syntax, because these find no application outside the classroom except in computational linguistics. But even in that field, the central topics include basic clause analysis, discourse organisation, tense, aspect and modality. The concepts of head and modifier, and of subcategorisation and valency, find some application, say in the teaching of foreign languages. Also useful and applicable is knowledge of different types of clause and their function in sentences, word classes, case, transitivity and gender.

The topics mentioned in the preceding paragraph are traditional but have been greatly developed over the past thirty years; new perspectives, new data and new insights are available. More importantly, they all find applications in teaching, in speech pathology, in university courses on discourse analysis and stylistics, in courses on psycholinguistics and in cognitive science, and in the preparation of commercial and technical documents and in writing in general.

The above explains why the book has only one short chapter on constituent structure. (But Appendix 1 gives diagrams showing depen-

x