
- •Contents
- •1 Russian
- •1.1 The Russian language
- •1.1.1 Russian then and now
- •1.1.2 Levels of language
- •1.2 Describing Russian grammar
- •1.2.1 Conventions of notation
- •1.2.2 Abbreviations
- •1.2.3 Dictionaries and grammars
- •1.2.4 Statistics and corpora
- •1.2.5 Strategies of describing Russian grammar
- •1.2.6 Two fundamental concepts of (Russian) grammar
- •1.3 Writing Russian
- •1.3.1 The Russian Cyrillic alphabet
- •1.3.2 A brief history of the Cyrillic alphabet
- •1.3.3 Etymology of letters
- •1.3.4 How the Cyrillic alphabet works (basics)
- •1.3.5 How the Cyrillic alphabet works (refinements)
- •1.3.6 How the Cyrillic alphabet works (lexical idiosyncrasies)
- •1.3.7 Transliteration
- •2 Sounds
- •2.1 Sounds
- •2.2 Vowels
- •2.2.1 Stressed vowels
- •2.2.3 Vowel duration
- •2.2.4 Unstressed vowels
- •2.2.5 Unpaired consonants [ˇs ˇz c] and unstressed vocalism
- •2.2.6 Post-tonic soft vocalism
- •2.2.7 Unstressed vowels in sequence
- •2.2.8 Unstressed vowels in borrowings
- •2.3 Consonants
- •2.3.1 Classification of consonants
- •2.3.2 Palatalization of consonants
- •2.3.3 The distribution of palatalized consonants
- •2.3.4 Palatalization assimilation
- •2.3.5 The glide [j]
- •2.3.6 Affricates
- •2.3.7 Soft palatal fricatives
- •2.3.8 Geminate consonants
- •2.3.9 Voicing of consonants
- •2.4 Phonological variation
- •2.4.1 General
- •2.4.2 Phonological variation: idiomaticity
- •2.4.3 Phonological variation: systemic factors
- •2.4.4 Phonological variation: phonostylistics and Old Muscovite pronunciation
- •2.5 Morpholexical alternations
- •2.5.1 Preliminaries
- •2.5.2 Consonant grades
- •2.5.3 Types of softness
- •2.5.4 Vowel grades
- •2.5.5 Morphophonemic {o}
- •3 Inflectional morphology
- •3.1 Introduction
- •3.2 Conjugation of verbs
- •3.2.1 Verbal categories
- •3.2.2 Conjugation classes
- •3.2.3 Stress patterns
- •3.2.4 Conjugation classes: I-Conjugation
- •3.2.5 Conjugation classes: suffixed E-Conjugation
- •3.2.6 Conjugation classes: quasisuffixed E-Conjugation
- •3.2.7 Stress in verbs: retrospective
- •3.2.8 Irregularities in conjugation
- •3.2.9 Secondary imperfectivization
- •3.3 Declension of pronouns
- •3.3.1 Personal pronouns
- •3.3.2 Third-person pronouns
- •3.3.3 Determiners (demonstrative, possessive, adjectival pronouns)
- •3.4 Quantifiers
- •3.5 Adjectives
- •3.5.1 Adjectives
- •3.5.2 Predicative (‘‘short”) adjectives
- •3.5.3 Mixed adjectives and surnames
- •3.5.4 Comparatives and superlatives
- •3.6 Declension of nouns
- •3.6.1 Categories and declension classes of nouns
- •3.6.2 Hard, soft, and unpaired declensions
- •3.6.3 Accentual patterns
- •3.6.8 Declension and gender of gradation
- •3.6.9 Accentual paradigms
- •3.7 Complications in declension
- •3.7.1 Indeclinable common nouns
- •3.7.2 Acronyms
- •3.7.3 Compounds
- •3.7.4 Appositives
- •3.7.5 Names
- •4 Arguments
- •4.1 Argument phrases
- •4.1.1 Basics
- •4.1.2 Reference of arguments
- •4.1.3 Morphological categories of nouns: gender
- •4.1.4 Gender: unpaired ‘‘masculine” nouns
- •4.1.5 Gender: common gender
- •4.1.6 Morphological categories of nouns: animacy
- •4.1.7 Morphological categories of nouns: number
- •4.1.8 Number: pluralia tantum, singularia tantum
- •4.1.9 Number: figurative uses of number
- •4.1.10 Morphological categories of nouns: case
- •4.2 Prepositions
- •4.2.1 Preliminaries
- •4.2.2 Ligature {o}
- •4.2.3 Case government
- •4.3 Quantifiers
- •4.3.1 Preliminaries
- •4.3.2 General numerals
- •4.3.3 Paucal numerals
- •4.3.5 Preposed quantified noun
- •4.3.6 Complex numerals
- •4.3.7 Fractions
- •4.3.8 Collectives
- •4.3.9 Approximates
- •4.3.10 Numerative (counting) forms of selected nouns
- •4.3.12 Quantifier (numeral) cline
- •4.4 Internal arguments and modifiers
- •4.4.1 General
- •4.4.2 Possessors
- •4.4.3 Possessive adjectives of unique nouns
- •4.4.4 Agreement of adjectives and participles
- •4.4.5 Relative clauses
- •4.4.6 Participles
- •4.4.7 Comparatives
- •4.4.8 Event nouns: introduction
- •4.4.9 Semantics of event nouns
- •4.4.10 Arguments of event nouns
- •4.5 Reference in text: nouns, pronouns, and ellipsis
- •4.5.1 Basics
- •4.5.2 Common nouns in text
- •4.5.3 Third-person pronouns
- •4.5.4 Ellipsis (‘‘zero” pronouns)
- •4.5.5 Second-person pronouns and address
- •4.5.6 Names
- •4.6 Demonstrative pronouns
- •4.7 Reflexive pronouns
- •4.7.1 Basics
- •4.7.2 Autonomous arguments
- •4.7.3 Non-immediate sites
- •4.7.4 Special predicate--argument relations: existential, quantifying, modal, experiential predicates
- •4.7.5 Unattached reflexives
- •4.7.6 Special predicate--argument relations: direct objects
- •4.7.7 Special predicate--argument relations: passives
- •4.7.8 Autonomous domains: event argument phrases
- •4.7.9 Autonomous domains: non-finite verbs
- •4.7.12 Retrospective on reflexives
- •4.8 Quantifying pronouns and adjectives
- •4.8.1 Preliminaries: interrogatives as indefinite pronouns
- •4.8.7 Summary
- •4.8.9 Universal adjectives
- •5 Predicates and arguments
- •5.1 Predicates and arguments
- •5.1.1 Predicates and arguments, in general
- •5.1.2 Predicate aspectuality and modality
- •5.1.3 Aspectuality and modality in context
- •5.1.4 Predicate information structure
- •5.1.5 Information structure in context
- •5.1.6 The concept of subject and the concept of object
- •5.1.7 Typology of predicates
- •5.2 Predicative adjectives and nouns
- •5.2.1 General
- •5.2.2 Modal co-predicates
- •5.2.3 Aspectual co-predicates
- •5.2.4 Aspectual and modal copular predicatives
- •5.2.5 Copular constructions: instrumental
- •5.2.6 Copular adjectives: predicative (short) form vs. nominative (long) form
- •5.2.9 Predicatives in non-finite clauses
- •5.2.10 Summary: case usage in predicatives
- •5.3 Quantifying predicates and genitive subjects
- •5.3.1 Basics
- •5.3.2 Clausal quantifiers and subject quantifying genitive
- •5.3.3 Subject quantifying genitive without quantifiers
- •5.3.4 Existential predication and the subject genitive of negation: basic paradigm
- •5.3.5 Existential predication and the subject genitive of negation: predicates
- •5.3.6 Existential predication and the subject genitive of negation: reference
- •5.3.8 Existential predication and the subject genitive of negation: predicates and reference
- •5.3.9 Existential predication and the subject genitive of negation: context
- •5.3.10 Existential predication and the subject genitive of negation: summary
- •5.4 Quantified (genitive) objects
- •5.4.1 Basics
- •5.4.2 Governed genitive
- •5.4.3 Partitive and metric genitive
- •5.4.4 Object genitive of negation
- •5.4.5 Genitive objects: summary
- •5.5 Secondary genitives and secondary locatives
- •5.5.1 Basics
- •5.5.2 Secondary genitive
- •5.5.3 Secondary locative
- •5.6 Instrumental case
- •5.6.1 Basics
- •5.6.2 Modal instrumentals
- •5.6.3 Aspectual instrumentals
- •5.6.4 Agentive instrumentals
- •5.6.5 Summary
- •5.7 Case: context and variants
- •5.7.1 Jakobson’s case system: general
- •5.7.2 Jakobson’s case system: the analysis
- •5.7.3 Syncretism
- •5.7.4 Secondary genitive and secondary locative as cases?
- •5.8 Voice: reflexive verbs, passive participles
- •5.8.1 Basics
- •5.8.2 Functional equivalents of passive
- •5.8.3 Reflexive verbs
- •5.8.4 Present passive participles
- •5.8.5 Past passive participles
- •5.8.6 Passives and near-passives
- •5.9 Agreement
- •5.9.1 Basics
- •5.9.2 Agreement with implicit arguments, complications
- •5.9.3 Agreement with overt arguments: special contexts
- •5.9.4 Agreement with conjoined nouns
- •5.9.5 Agreement with comitative phrases
- •5.9.6 Agreement with quantifier phrases
- •5.10 Subordinate clauses and infinitives
- •5.10.1 Basics
- •5.10.2 Finite clauses
- •5.10.4 The free infinitive construction (without overt modal)
- •5.10.5 The free infinitive construction (with negative existential pronouns)
- •5.10.6 The dative-with-infinitive construction (overt modal)
- •5.10.7 Infinitives with modal hosts (nominative subject)
- •5.10.8 Infinitives with hosts of intentional modality (nominative subject)
- •5.10.9 Infinitives with aspectual hosts (nominative subject)
- •5.10.10 Infinitives with hosts of imposed modality (accusative or dative object)
- •5.10.11 Final constructions
- •5.10.12 Summary of infinitive constructions
- •6 Mood, tense, and aspect
- •6.1 States and change, times, alternatives
- •6.2 Mood
- •6.2.1 Modality in general
- •6.2.2 Mands and the imperative
- •6.2.3 Conditional constructions
- •6.2.4 Dependent irrealis mood: possibility, volitive, optative
- •6.2.5 Dependent irrealis mood: epistemology
- •6.2.6 Dependent irrealis mood: reference
- •6.2.7 Independent irrealis moods
- •6.2.8 Syntax and semantics of modal predicates
- •6.3 Tense
- •6.3.1 Predicates and times, in general
- •6.3.2 Tense in finite adjectival and adverbial clauses
- •6.3.3 Tense in argument clauses
- •6.3.4 Shifts of perspective in tense: historical present
- •6.3.5 Shifts of perspective in tense: resultative
- •6.3.6 Tense in participles
- •6.3.7 Aspectual-temporal-modal particles
- •6.4 Aspect and lexicon
- •6.4.1 Aspect made simple
- •6.4.2 Tests for aspect membership
- •6.4.3 Aspect and morphology: the core strategy
- •6.4.4 Aspect and morphology: other strategies and groups
- •6.4.5 Aspect pairs
- •6.4.6 Intrinsic lexical aspect
- •6.4.7 Verbs of motion
- •6.5 Aspect and context
- •6.5.1 Preliminaries
- •6.5.2 Past ‘‘aoristic” narrative: perfective
- •6.5.3 Retrospective (‘‘perfect”) contexts: perfective and imperfective
- •6.5.4 The essentialist context: imperfective
- •6.5.5 Progressive context: imperfective
- •6.5.6 Durative context: imperfective
- •6.5.7 Iterative context: imperfective
- •6.5.8 The future context: perfective and imperfective
- •6.5.9 Exemplary potential context: perfective
- •6.5.10 Infinitive contexts: perfective and imperfective
- •6.5.11 Retrospective on aspect
- •6.6 Temporal adverbs
- •6.6.1 Temporal adverbs
- •6.6.2 Measured intervals
- •6.6.3 Time units
- •6.6.4 Time units: variations on the basic patterns
- •6.6.14 Frequency
- •6.6.15 Some lexical adverbs
- •6.6.16 Conjunctions
- •6.6.17 Summary
- •7 The presentation of information
- •7.1 Basics
- •7.2 Intonation
- •7.2.1 Basics
- •7.2.2 Intonation contours
- •7.3 Word order
- •7.3.1 General
- •7.3.6 Word order without subjects
- •7.3.7 Summary of word-order patterns of predicates and arguments
- •7.3.8 Emphatic stress and word order
- •7.3.9 Word order within argument phrases
- •7.3.10 Word order in speech
- •7.4 Negation
- •7.4.1 Preliminaries
- •7.4.2 Distribution and scope of negation
- •7.4.3 Negation and other phenomena
- •7.5 Questions
- •7.5.1 Preliminaries
- •7.5.2 Content questions
- •7.5.3 Polarity questions and answers
- •7.6 Lexical information operators
- •7.6.1 Conjunctions
- •7.6.2 Contrastive conjunctions
- •Bibliography
- •Index
Mood, tense, and aspect 407
perfective corresponding to a simplex imperfective naming a state or activity, a perfective formed with a quantizing prefix can often be used. For instance, gj-kmcn∫nm is listed as the perfective corresponding to simplex kmcn∫nm. But the relationship between simplexes and quantizing perfectives is not as clear-cut as the relationship of perfective and secondary imperfective. Quantizing prefixes impose an additional -- quantizing -- meaning, and the particular prefixed derivative used is not always unique. Thus pf-rhen∫nm ‘begin to twirl’ and c-rhen∫nm ‘roll’ both are listed as perfectives for the simplex rhen∫nm. These prefixed derivatives add some meaning to the imperfective; for example, pf-rhen∫nm introduces the idea of inception of the activity. In fact, both pf-rhen∫nm and c-rhen∫nm also have secondary imperfective derivatives, pf-rhéxbdfnm and c-rhéxbdfnm. Additionally, the semelfactive rhényenm ‘twirl once’ is also listed as a perfective to rhen∫nm. Thus the relationship between simplex imperfectives and perfectives is more complex than simple pairing: more than one perfective can be related to a given simplex, and the perfectives used for this purpose have an additional quantizing component of meaning.
In summary: Simplex imperfective verbs are prefixed and yield perfectives. Many of those perfectives -- those that report a continuous process leading to a limit -- can be suffixed and yield closely related secondary imperfectives that form unambiguous aspectual pairs. Prefixed verbs that discuss discrete quanta of the activity are less amenable to forming secondary imperfectives. Because simplexes ordinarily are imperfective, one or another of the prefixed perfectives will serve as the perfective counterpart to the simplex imperfective.
6.4.4 Aspect and morphology: other strategies and groups
Semelfactive suffixation: With simplex verbs that report a cyclical or intrinsically repetitive process, adding the suffix {-nu-} (in more explicit terms, {-nu-}<pst, inf> {{-n-}<1sg,3pl> {-n˛-}<2sg . . . 2pl>}) gives a perfective verb reporting a single occasion of the cyclical activity: rhbxƒnm<if>\rh∫ryenm<pf> ‘cry’; vf[ƒnm<if>\ vƒ[yenm<pf> ‘wave’, ukjnƒnm<if>\ukjnyénm<pf> ‘swallow’.
Bi-aspectual, anaspectual verbs: A small number of verbs are said to be b i - a s p e c t u a l . This group includes: life-cycle verbs ;ty∫nmcz ‘marry’, rhtcn∫nm(cz) ‘baptize’, hjl∫nm ‘give birth to’; verbs of communication dtk†nm ‘order’, j,toƒnm ‘promise’; verbs of affect hƒybnm ‘wound’, rfpy∫nm ‘punish’. For these verbs, one and the same form can be used in contexts where imperfectives are used and in other contexts where perfectives are used. For example, ;ty∫nmcz ‘marry’ can make periphrastic futures and be used in iterative contexts, as is characteristic of imperfectives ([115]).
408 A Reference Grammar of Russian
[115] Ujvjctrcefkbcns cj dctuj vbhf ,elen ;tybnmcz<if fut> d Ghfut. Homosexuals from the whole world will get married in Prague.
But the same verb can also be used as perfective, to refer to a single completed event in the past or the future: Gtnz ;tybkcz<pf> dxthf ‘Petia got married yesterday’, Gtnz ;tybncz<pf> xthtp nhb vtczwf ‘Petia will marry in three months’.
Though the term “bi-aspectual” is widely used, it might make more sense to think of these verbs as a n a s p e c t u a l -- that is, these are verbs that do not have a clear alignment in the aspect system. Rather than belonging to both aspects, they have no aspect, and accordingly can, to some extent or another, be used in contexts in which one would otherwise expect either perfective or imperfective. (A class of anaspectual verbs could include ,ßnm ‘be’, which is hard to classify as one or the other aspect.) Consistent with this, individual verbs are losing their dualistic behavior, and over time come to behave more as one aspect or the other.22 Hjl∫nm(cz) ‘give birth to (be born)’ is now usually used as a perfective, opposed to a regularly used imperfective hj;lƒnm(cz), but its older anaspectual quality is revealed in gnomic present-tense statements (ptvkz [jhjij hjlbn<if prs> ‘the land is fecund’). Hƒybnm ‘wound’ avoids being used as a past-tense iterative. J,toƒnm ‘promise’ is more often imperfective than perfective; for the perfective sense, the unambiguous perfective gjj,toƒnm is now usual. :ty∫nmcz, as a perfective, has been superseded by gj;ty∫nmcz, at least with plural subjects.
An occasional verb seems to have made the transition from imperfective to perfective on the basis of being used frequently in contexts that normally call for perfectives. The verb ,t;ƒnm, in the particular sense of ‘flee from confinement or danger’, is used in narrative contexts that look perfective; ltdƒnm(cz) ‘place, put’ is similar.
Old aspect pairs: Another old, residual layer is the set of verbs that differ in aspect and differ only in the classificatory suffix: hti∫nm/htiƒnm ‘decide’, cnƒnm/cnfyjd∫nmcz ‘become’, dcnƒnm/dcnfdƒnm ‘stand up’, e,tl∫nm/e,t;lƒnm ‘convince, persuade’.
Borrowings: Foreign borrowings go through a life cycle of development towards pairing. In the first phase the verb is anaspectual. Then it can be prefixed, and one of the prefixed derivatives will serve as the perfective partner; prefixes commonly used in this function are j-, pf-, yf-, c-. The prefixed verb is an unambiguous perfective, which pushes the simplex towards imperfectivity. Examples: vjltk∫hjdfnm<if>‘model’, cvjltk∫hjdfnm<pf>; htuek∫hjdfnm<if> ‘regulate’, {jn,
22See Zalizniak and Shmelev 2000:71--76, who document that some collocations used in the nineteenth century are no longer usual.
Mood, tense, and aspect 409
pf, e, gjl}-htuek∫hjdfnm<if>; kfr∫hjdfnm<if> ‘lacquer’, {pf, yf, gjl, gtht, gj}- kfr∫hjdfnm. Sometimes a prefixed verb of this type can serve as the basis of an imperfective derived by suffixation: gkfy∫hjdfnm ‘plan’, gthtgkfy∫hjdfnm<pf> ‘re-plan’, gthtgkfybhj´dsdfnm<if> ‘re-plan’. This recapitulates the core, tripartite system of Russian.
There is an alternative path of development, infrequent and now outmoded. The unprefixed borrowing jhufybpjdƒnm ‘organize’ was suffixed, giving jhufybpjdj´dsdfnm. Jhufybpjdƒnm is used in the present tense to report ongoing or generic activities. The two forms are differentiated in the past, when jhufybpjdƒnm reports a single, completed event, and jhufybpfdj´dsdfnm is used as an imperfective for repeated actions. In the infinitive jhufybpjdƒnm has perfective force. This limited pattern is attested for jhufybpjdƒnm and fhtcnjdƒnm/fhtcnj´dsdfnm ‘arrest’.
Prefixed imperfectives: There is an exception to the rule that prefixes necessarily make perfective verbs, and that is the possibility of using the imperfectivizing suffix {{-iva-} {-iva(j)-}} while adding certain prefixes to make unpaired imperfective verbs: gjcd†xbdfnm ‘shine off and on’ (cdtn∫nm ‘shine’), gjlgƒ[bdfnm ‘smell a bit’ (gƒ[yenm ‘emit a smell’), yfpdƒybdfnm ‘keep on ringing’ (pdjy∫nm ‘ring’), ghbi=gnsdfnm ‘whisper while engaged in another activity’ (itgnƒnm ‘whisper’).
6.4.5 Aspect pairs
In the Russian aspect tradition, much emphasis has been placed on whether verbs are paired for aspect -- whether for a given verb, there is one and only one corresponding verb of the opposite aspect that has the same meaning except for the difference in aspect.
An imperfective verb counts as the partner of a perfective if it is used to replace a perfective verb in contexts in which the event is iterated ([116] to [117]) or to transpose past narrative into the historical present ([118] to [119]):23
[116]Jy djitk<pf pst> d ljv, gjlyzkcz<pf pst> gj ktcnybwt, jnrhsk<pf pst> ldthm, gjcnfdbk<pf pst> xtvjlfy, pf;tu<pf pst> cdtn, ctk<pf pst> d rhtckj b pfrehbk<pf pst> cbufhe.
He went in the house, climbed the stairs, opened the door, put down the suitcase, turned on the light, sat down in the chair, and lit a cigar.
[117]Jy d[jlbk<if pst> d ljv, gjlybvfkcz<if pst> gj ktcnybwt, jnrhsdfk<if pst> ldthm, cnfdbk<if pst> xtvjlfy, pf;bufk<if pst> cdtn, cflbkcz<if pst> d rhtckj b pfrehbdfk<if pst> cbufhe.
23 Zalizniak and Shmelev 2000:47--52 ([116], [118]).
410 A Reference Grammar of Russian
He would come into the house, climb the stairs, open the door, put down the suitcase, turn on the light, sit down in the chair, and light a cigar.
[118]Jy dsitk<pf pst> dj ldjh, gjqvfk<pf pst> ,f,jxre b ghbytc<pf pst> tt ljvjq. He went out to the yard, caught a butterfly and brought it home.
[119]Jy ds[jlbn<if prs> dj ldjh, kjdbn<if prs> ,f,jxre b ghbyjcbn<if prs> tt ljvjq. He goes out to the yard, catches a butterfly and brings it home.
A perfective verb counts as the partner of an imperfective if it is used to convert a description of overlapping scenes into narrative sequence ([120] to [121]):
[120]Gj;bkjq rbnftw jukzlsdfk<if pst> gecnsyysq ujhbpjyn, vjkxfk<if pst> b levfk<if pst> j xtv-nj cdjtv.
The old Chinese man surveyed the empty horizon, kept silent and was engrossed in his own thoughts.
[121]Gj;bkjq rbnftw jukzltk<pf pst> gecnsyysq ujhbpjyn, gjvjkxfk<pf pst> b yfrjytw ghbyzk<pf pst> htitybt.
The old Chinese man surveyed the empty horizon, was silent for a while and eventually made a decision.
Prefixed perfectives and their secondary imperfectives, such as ljgbcƒnm/ljg∫csdfnm ‘finish writing’, jukzl†nm/jukz´lsdfnmcz ‘look around’, jnrhßnmcz/jnrhsdƒnmcz ‘open’, yfrfpƒnm/yfrƒpsdfnm ‘punish’, satisfy these criteria for pairedness. In this way, many verbs of Russian can be viewed as members of aspectual pairs.
Simplex verbs, which by nature are quite broad in their meaning, participate in aspectual relations that are somewhat different. As noted, simplex verbs are typically imperfective, and they can be associated with more than one prefixed perfective derivative. In many instances, there is one prefixed perfective derivative that can be used as the closest thing to a perfective partner that simplex verbs have. In some instances, the prefix seems to have lost its meaning (gbcƒnm
‘write’, yf-gbcƒnm; nƒznm ‘melt’, hfc-nƒznm; ndjh∫nm ‘make, create’, cj-ndjh∫nm) but more commonly the prefixed derivative still has a trace of its own meaning. Thus prefixed derivatives in pf- maintain the sense of inception (ndthl†nm ‘gradually become hard’, pf-ndthl†nm ‘harden’); derivatives in gj- maintain the sense of small or unexpected change (gj-qn∫ ‘set off in new direction’; gj-,jz´nmcz ‘experience a reaction of fear’; gj-cjk∫nm ‘add some salt’). The prefix gj- is quite productive, and it is moving in the direction of becoming an all-purpose perfectivizing prefix. It sometimes happens that more than one prefixed form can be used, especially in borrowings; for example, Ozhegov lists as perfectives of htuek∫hjdfnm derivatives in e-, jn-, pf-. Perhaps more to the point is that simplex imperfectives have wide ranges of senses and uses, wider than the prefixed derivations that might be considered to be their partners, whereas with prefixed perfectives and their