
- •Plates
- •Maps
- •Notes on contributors
- •Acknowledgements
- •Note on the text
- •Abbreviations in notes and bibliography
- •archive collections and volumes of laws
- •journals
- •other abbreviations
- •Chronology
- •Introduction
- •1 Russia as empire and periphery
- •2 Managing empire: tsarist nationalities policy
- •Nationalities before Peter
- •Ukraine under Catherine
- •Partitions of Poland
- •Jewish question
- •Nicholas I
- •Expansion in the Caucasus and Central Asia
- •Baltic Provinces and Finland
- •Central Asia and Muslims
- •The Caucasus
- •The 1905 Revolution and after
- •First World War
- •3 Geographies of imperial identity
- •Introduction
- •Russia as a European empire
- •Russia as an anti-European empire
- •Russia as a national empire
- •4 Russian culture in the eighteenth century
- •Russia and the West: ‘catching up’
- •The reign of Peter I (1682–1725)
- •From Catherine I to Peter III: 1725–1762
- •Catherine the Great: 1762–1796
- •Conclusion
- •5 Russian culture: 1801–1917
- •Russian culture comes of age
- •Russian culture under Alexander II (1855–1881)
- •Russian culture under Alexander III (1881–1894)
- •Russian Culture Under Nicholas II (1894–1917)
- •6 Russian political thought, 1700–1917
- •From Muscovy to the Early Enlightenment: the problem of resistance to ungodly rulers
- •Enlightenment and Counter-Enlightenment: civic virtue, absolutism and liberty
- •In the French Revolution’s shadow: conservatism, constitutionalism and republicanism
- •National identity, representative government and the market
- •7 Russia and the legacy of 1812
- •Russian culture and society before 1812
- •The 1812 war and Russian nationalism
- •The war and Russian political culture
- •1812 and the problem of social stability
- •The legacy of the war
- •8 Ukrainians and Poles
- •9 The Jews
- •The pre-partition period
- •Early encounters
- •Into the whirlwind
- •10 Islam in the Russian Empire
- •11 The elites
- •12 The groups between: raznochintsy, intelligentsia, professionals
- •13 Nizhnii Novgorod in the nineteenth century: portrait of a city
- •Topography
- •Rhythms
- •People
- •Administration and institutions
- •Civic and cultural life
- •14 Russian Orthodoxy: Church, people and politics in Imperial Russia
- •Institutionalising Orthodoxy
- •The clergy
- •Episcopate
- •Monastic (‘black’) clergy
- •Secular (‘white’) clergy
- •Believers
- •Worldly teachings: from ‘reciprocity’ to social Orthodoxy
- •Orthodoxy in the Russian prerevolution
- •15 Women, the family and public life
- •The Petrine revolution and its consequences
- •Outside the circle of privilege
- •The reform era
- •1905 and after
- •16 Gender and the legal order in Imperial Russia
- •Noblewomen, inheritance, and the control of property
- •Gender conventions and the law of property in the eighteenth century
- •Transactions between husband and wife
- •Unlimited obedience: women and family law
- •Gender in criminal law
- •Conclusion
- •17 Law, the judicial system and the legal profession
- •Reform
- •The reformed judicial system and the peasants
- •Justice and empire
- •The reform of the reform
- •The justice system as a substitute constitution
- •18 Peasants and agriculture
- •19 The Russian economy and banking system
- •Introduction
- •The Catherine system
- •The era of Great Reforms
- •The policy of forced industrial development
- •Financial and commercial policy at the beginning of the twentieth century
- •Conclusion
- •20 Central government
- •Introduction
- •Subordinate organs (podchinennye organy)
- •Ministerial government
- •Supreme organs (Verkhovnye organy)
- •Autocrat and autocracy
- •Post 1905
- •Modernisation from above
- •21 Provincial and local government
- •Introduction
- •The Centre and the provinces
- •The operation of local administration
- •Corporate institutions
- •‘All-estate’ institutions
- •A local bureaucracy?
- •Epilogue
- •23 Peter the Great and the Northern War
- •24 Russian foreign policy, 1725–1815
- •Era of palace revolutions
- •Catherine II
- •The metamorphosis of the 1790s
- •Alexander I
- •Conclusion
- •25 The imperial army
- •Understanding Russian military success, 1700–1825
- •Accounting for Russian military failure, 1854–1917
- •Conclusion: the World War
- •26 Russian foreign policy: 1815–1917
- •From Holy Alliance to Crimean isolation
- •Recueillement
- •Decline and fall
- •The character of tsarist diplomacy
- •27 The navy in 1900: imperialism, technology and class war
- •28 The reign of Alexander II: a watershed?
- •The reasons and preconditions for the abolition of serfdom
- •The programme and conception of the reformers, the legislation of 19 February 1861 and the other Great Reforms
- •Legislation and life: the fate of the Great Reforms and the fate of the reformers
- •29 Russian workers and revolution
- •30 Police and revolutionaries
- •31 War and revolution, 1914–1917
- •The proximate causes of February 1917
- •Relative economic backwardness as a cause?
- •The Petrograd garrison and its mutiny
- •The army command and the February Revolution
- •The formation of the Progressive Bloc and the Provisional Government
- •Bibliography
Russian foreign policy, 1815–1917
Recueillement
Defeat in the Crimea broke both Nicholas’s order and its creator. Profoundly depressed by the humiliations inflicted on his beloved military, the emperor easily succumbed to a cold in February 1855 and was succeeded by his son, Alexander II. The new tsar clearly understood the link between backwardness at home and weakness abroad, and largely withdrew from European affairs to concentrate on reforming his empire. As his foreign minister, Prince Aleksandr Gorchakov, famously put it, ‘La Russie ne boude pas, elle se recueille’ (Russia is not sulking, it is recovering its strength).6 Rather than battling the chimera of revolution, Alexander II’s diplomacy endeavoured to repair the damage done by the recent war. In Europe, this amounted to ending St Petersburg’s isolation and abrogating the distasteful Black Sea clauses.
Recueillement, or the avoidance of foreign complications to focus on domestic renewal, did not apply to all of the empire’s frontiers. To the east Alexander II oversaw dramatic advances on the Pacific and in Central Asia. Already in the waning years of Nicholas I’s reign, the ambitious governor-general of Eastern Siberia, Count Nikolai Murav’ev, had begun to take advantage of the Qing dynasty’s growing infirmity to penetrate its northern Manchurian marches. As would often prove the case in Central Asia during the coming decades, the count was acting on his own, but his master turned a blind eye to his colonial ambitions.
When in 1858 Peking suffered defeat during the Second Opium War with Britain and France, Count Nikolai Ignat’ev, a skilled diplomat who fully shared Murav’ev’s enthusiastic imperialism, benefited from the Middle Kingdom’s malaise to negotiate vast annexations of the latter’s territory. The Treaties of Aigun and Peking, signed on 28 May (9 June) 1858 and 2 (14) November 1860, respectively, ceded the right bank of the Amur River and the area east of the Ussuri River, thereby expanding Russian rule southwards to the north-eastern tip of Korea. Count Murav’ev modestly named a port he founded in his new acquisition Vladivostok (ruler of the East).
Russian gains in Central Asia were no less spectacular. In the early nineteenth century, a string of fortifications, stretching from the northern tip of the Caspian Sea to the fortress of Semipalatinsk on the border with the northwestern Chinese territories of Xinjiang, marked the southward extent of Russia’s march into Central Asia. The arid plains beyond were ruled by the archaic khanates of Kokand, Khiva and Bokhara. Collectively known to Russians as
6 Constantin de Grunwald, Trois siecles` de diplomatie russe (Paris: Callman-Levi,´ 1945), p. 198.
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Turkestan7 together with the Kazakh Steppe, this troika of Islamic fiefdoms had prospered as transit points for caravans traversing the Great Silk Road in an earlier age. However, they had long since degenerated into internecine strife, and now seemed to derive the bulk of their wealth from raiding overland commerce and taking Russian subjects as slaves.
The final defeat of Shamil in 1859 and the ‘pacification’ of the Caucasus had freed a large army for action elsewhere. At the same time, martial glory in Central Asia promised to restore some lustre to Russia’s badly tarnished military prestige. In 1860 tsarist troops began to engage the Khanate of Kokand. The first major city to fall was Tashkent, which a force led by General Mikhail Cherniaev took in 1865. Three years later General Konstantin von Kaufmann marched through the gates of Tamerlane’s fabled capital of Samarkand and within short order Kokand and Bokhara submitted to Russian protection. Finally, in 1873 Kaufmann also subdued the remaining Khanate of Khiva. Rather than being annexed outright, Khiva and Bokhara were made protectorates and retained internal autonomy under their traditional rulers.
During the Central Asian campaigns, Prince Gorchakov sought to reassure the other European powers that his sovereign’s Asian policy was largely defensive and aimed primarily to establish a border secure against the restive tribes beyond. In an oft-quoted circular of 1864, Prince Gorchakov stated:
The position of Russia in Central Asia is that of all civilised states which find themselves in contact with half-savage, nomadic populations . . . In such cases, it always happens that interests of security of borders and of commercial relations demand of the more civilised state that it asserts a certain dominion over others, who with their nomadic and turbulent customs are most uncomfortable neighbours.
He went on to promise that Russia’s frontier would be fixed in order to avoid ‘the danger of being carried away, as is almost inevitable, by a series of repressive measures and reprisals, into an unlimited extension of territory’.8
London remained unconvinced by Gorchakov’s logic. Many of its strategists feared that the Russian advance into Central Asia threatened India, and until the early twentieth century, halting what appeared to be Russia’s inexorable advance on ‘the most splendid appanage of the British Crown’9 was
7Not to be confused with Eastern Turkestan, as the Islamic western Chinese region of Xinjiang was then known.
8A. M. Gorchakov, memorandum, 21 November 1864, in D. C. B. Lieven (ed.), British Documents on Foreign Affairs: Reports and Papers from the Foreign Office Confidential Print
(University Press of America, 1983–9), part I, series A, 1, p. 287.
9G. N. Curzon, Russia in Central Asia in 1 889 and the Anglo-Russian Question (London: Longmans, Green and Co., 1889), p. 14.
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a prime directive of Whitehall’s foreign policy. To the British, this conflict came to be known as the Great Game, whose stakes, in the words of Queen Victoria, were nothing less than ‘a question of Russian or British supremacy in the world’.10 Like the Cold War waged in the latter half of the twentieth century between the United States and the Soviet Union, the Great Game involved very little direct combat between the adversaries. Instead, the conflict was largely waged through proxies and involved considerable intrigue and espionage. Count Nesselrode aptly described the rivalry as a ‘tournament of shadows’.11
The Pamir Mountains, at the intersection of Turkestan, Afghanistan, British India and Xinjiang, marked Imperial Russia’s furthest advance into Central Asia. As long as tsarist territory abutted onto small, independent fiefdoms such as the khanates, Russian armies pressed forward. By the 1890s, its borders had reached those of the more established states of Afghanistan and China. In the case of the former, England’s interest in maintaining buffers between Russia and India effectively precluded further advances, and the borders remained fixed.
Alexander II’s dramatic conquests in Asia marked the culmination of a process that had begun over three centuries earlier with Ivan IV’s storm of the Khanate of Kazan. Because these lands were contiguous to Russia’s own territory, because the advance seemed so inexorable and because it was carried out by a somewhat exotic autocracy, Western contemporaries often imputed sinister motives to tsarist expansion. Yet Russian imperialism in Asia was nothing more than a manifestation of the global European drive to impose colonial hegemony over nations with less effective armed forces, a process that had begun in the era of Christopher Columbus.
As with the broader phenomenon of modern imperialism, there have been many explanations for Alexander II’s small wars. These include an apocryphal testament by Peter the Great, orthodox Marxist logic involving Central Asian cotton fields, and the German historian Dietrich Geyer’s hypothesis about a ‘compensatory psychological need’ as balm for the wounds inflicted on national pride by the Crimean debacle.12 Perhaps the most creative conjecture was offered by Interior Minister Petr Valuev in 1865, ‘General Cherniaev took Tashkent. No one knows why or to what end . . . There is something erotic
10D. Fromkin, ‘The Great Game in Asia’, Foreign Affairs (Spring 1980): 951.
11M. Edwardes, Playing the Great Game: A Victorian Cold War (London: Hamish Hamilton,
1975), p. viii.
12 Dietrich Geyer, Russian Imperialism: The Interaction of Domestic and Foreign Policy, 1 860– 1 91 4 (New Haven: Yale University Press, 1987), p. 205.
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about our goings on at the distant periphery of the empire. On the Amur, the Ussuri, and now Tashkent.’13
Whatever its parentage, it is clear that the push into Asia under Alexander II did not follow some nefarious master plan. Much of it was carried out by ambitious officers eager to advance their careers, even to the point of insubordination. When successful, Oriental conquest often brought glory and imperial favour. At the same time, tsarist diplomats remained attentive to the wider international implications of Russia’s actions on the frontier. Thus, after a ten-year occupation of the Ili River valley in Xinjiang, ostensibly to help suppress a Muslim rising against Qing rule, Russia returned part of the territory to China according to the Treaty of St Petersburg on 12 (24) February 1881. Meanwhile, the prospect of British aggression, not to mention its increasing economic burden, had already led the emperor to sell his North American colony of Alaska to the United States in 1867.
In Europe, the first priority of Alexander II’s diplomacy was to extricate his empire from its Crimean isolation. Even as the Peace of Paris was being negotiated, there were overtures from the French Emperor Napoleon III for a rapprochement with his former combatant. In September 1857 the two sovereigns met in Stuttgart and informally agreed to co-operate on various European questions. The Franco-Russian entente was motivated by mutual antipathy to Austria. Alexander II felt deeply betrayed by Vienna’s decision to back his enemies during the Crimean War, while Napoleon III hoped to diminish Habsburg influence in Italy, where that dynasty’s possessions were becoming increasingly tenuous. The dalliance came to an abrupt end, however, when the Catholic Second Empire emotionally supported a second Polish revolt against tsarist rule in 1863.
Prussia’s Protestant King Wilhelm I, whose subjects also included Poles, harboured no such sympathies for the Catholic insurgents. As the rising gained momentum, he sent a trusted general, Count Albert von AlvenslebenErxleben, to St Petersburg to offer his kingdom’s military co-operation. The resultant Alvensleben Convention of 27 January (8 February) 1863 was not a major factor in restoring order. Yet it provided an important boost to Russian prestige and helped Gorchakov head off efforts by Paris, London and Vienna to intervene in the crisis. Over the coming years, Berlin also proved to be the most stalwart supporter of the foreign minister’s efforts to repeal the Black Sea clauses. Prince Gorchakov finally succeeded in this ambition in 1870, during the confusion of the Franco-Prussian War. In return, Russia maintained a
13Petr Aleksandrovich Valuev, Dnevnik, ed. P. A. Zaionchkovskii, 2 vols. (Moscow: Izd. AN SSSR, 1961), vol. II, pp. 60–1.
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benevolent neutrality during Prussia’s campaigns against Austria of 1866 and France four years later. Tsarist diplomacy thereby helped Wilhelm I realise his dream of uniting Germany into an empire in 1871, a development whose strategic implications soon became apparent to the Russian General Staff.
The two autocracies were bound by more than pure self-interest. Ideology and dynastic ties (Wilhelm I was Alexander II’s uncle) also helped foster cordiality between the Romanovs and the Hohenzollerns. As a couple the union was relatively harmonious. The efforts of the new German Empire’s Chancellor Otto von Bismarck to establish a menage´ a` trois with the Habsburgs proved less successful. Endeavouring to secure Germany’s eastern flank, Bismarck negotiated a Dreikaiserbund (three emperors’ league) in 1873. Neither an alliance nor a formal treaty, the coalition was nothing more than a vague statement of intent to co-operate along the lines of the old Holy Alliance. Too much had changed in the intervening decades for a full restoration of pre-Crimean solidarity between the three empires. Whereas in the first half of the nineteenth century Russia had been the continent’s dominant power, after 1871 Germany had a more valid claim to that distinction. More important, the two junior partners had very divergent aims in the Balkans. When forced to choose, Berlin invariably favoured Teutonic Vienna over Slavic St Petersburg.
Alexander II’s reign ended, as it had begun, with a major setback in the Near East. Russia’s fourth war with Turkey in the nineteenth century erupted over another anti-Turkish rising among its restive Slavic subjects in 1875. Harsh repression in Bosnia-Herzegovina and Bulgaria horrified the Christian powers, but there was considerable reluctance to become involved once again in a Balkan conflict. For the first time, public opinion in Russia was also making an impact on tsarist policy, as Pan-Slavs noisily agitated in the press for military support to emancipate the sultan’s Orthodox subjects. Gorchakov, now close to his eightieth birthday and in failing health, tried to head off a confrontation through the Dreikaiserbund, but more bellicose passions among his compatriots and the Porte’s refusal to compromise forced Alexander’s hand. Despite some misgivings, the tsar declared war on Turkey on 12 (24) April 1877. After an unexpectedly arduous march through the Bulgarian highlands, in February 1878 Russian troops reached San Stefano, virtually at the gates of Constantinople.
As in 1829, the Ottoman capital was for the taking. However, on this occasion it was the threat of British intervention, underscored by the presence of the Royal Navy’s Mediterranean Squadron at anchor in nearby Turkish waters, that discouraged Russian troops from completing their advance. Count Ignat’ev, now ambassador to the Porte, therefore negotiated an end to the
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conflict with the Treaty of San Stefano on 19 February (3 March) 1878. Although it halted the fighting, the agreement failed to placate London or Vienna. Most alarming to them was the provision of a large Bulgarian state, presumably a Russian satellite, which would dominate the Balkans. Within a few months the European powers met in neutral Germany to negotiate a more acceptable settlement.
The Treaty of Berlin, concluded on 1 (13) July 1878, satisfied none of the signatories, least of all Prince Gorchakov. While the new pact yielded some territorial gains in the Caucasus and in Bessarabia, Russians regarded it as a humiliating setback. Gorchakov declared that Berlin was ‘the darkest page of [his] life’.14 Much like the Congress of Paris twenty-four years earlier, St Petersburg once again found itself diplomatically isolated. But this time there was a different scapegoat. Bismarck, who had hosted the powers as ‘honest broker’, bore the brunt of Russian resentment because of his failure to support his partner. In the coming years Alexander II would nevertheless instinctively look back to Germany for a new combination, culminating in a secret Three Emperor’s Alliance in 1881. But over the longer term the damage to Russo-German relations proved to be irreparable.
Alexander III, who became emperor upon his father’s assassination in March 1881, clearly understood the need to keep his realm at peace. A senior diplomat described the priority of the new tsar’s foreign policy as ‘establishing Russia in an international position that will permit it to restore order at home, to recover from its dreadful injury and then channel all of its strength towards a national restoration’.15 Under his foreign minister, Nikolai Giers, Alexander III’s diplomacy even more steadfastly pursued a course of recueillement. Tsarist caution even extended into Central Asia, where the threat of a confrontation in 1885 with Britain at Panjdeh on the Afghan border was quickly defused. Although his contemporaries regarded him as reactionary and unimaginative, Alexander III achieved his goal, and during his thirteen-year reign Russian guns remained at rest.
The most dramatic development of Alexander’s comparatively brief rule was a definitive break with Germany in favour of a military alliance with France, which he ratified on 15 (27) December 1893. Despite the tsar’s ideological distaste for French republicanism, there were many sound reasons for the new alignment. Relations with the Hohenzollerns had already taken a
14In David MacKenzie, The Serbs and Russian Panslavism, 1 87 5 –1 87 8 (Ithaca: Cornell University Press, 1967), p. 327.
15V. N. Lamsdorff, ‘Obzor vneshnei politiki Rossii za vremia tsarstvovaniia Aleksandra III’, GARF, Fond 568, op. 1, d. 53, l. 1.
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