Wellford C.S., Pepper J.V. - Firearms and Violence[c] What Do We Know[q] (2005)(en)
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FIREARMS AND VIOLENCE |
Using the conventional standards of science, we have reviewed the data and research on firearms and have suggested ways by which these data and studies can be improved. Our readers will judge how well we have done this. We hope they will bring to that assessment the same standards of evidence that we applied in our work.
GUIDE TO THE REPORT
The chapters that follow review and analyze what is known about firearms and violence. Chapter 2 describes the major data sources for research on firearms and violence. This summary assesses the strengths and weaknesses of each system and suggests improvements necessary to make significant advances in understanding the role of firearms in violence. Chapter 3 is a summary of the data describing the extent of firearm violence, firearm ownership, the perpetrators and victims of firearm violence, and the context in which firearm violence occurs. Descriptive in form, it also identifies gaps in understanding of some of the basic facts about the role firearms play in intentional violence. Chapter 4 addresses how criminals and those who use firearms to commit suicide gain access to them. It includes an assessment of various attempts to limit access by everyone and by selected subsets of the population. Chapter 5 assesses the research on the use of firearms to defend against crime, and Chapter 6 examines the impact of laws that facilitate the carrying of weapons.
The committee paid close attention to these issues because they have been central to the recent scholarship on firearms and because they demonstrate many of the difficulties of doing research on firearms and violence. Committee member Joel Horowitz further discusses these issues in Appendix D. Committee member James Q. Wilson has written a dissent that applies to Chapter 6 only (Appendix A), and the committee has written a response (Appendix B).
Chapter 7 considers the role of firearms in suicide. While some of the issues are similar to those encountered in the study of violence, the differences are such that separate attention is required, especially for issues of motivation, firearm acquisition, and lethality. In Chapter 8 we analyze the research on the prevention of firearm violence, reviewing research on the effectiveness of primary, secondary, and tertiary prevention programs. Special attention is given to efforts to prevent gun use by youth. Chapter 9 examines the role criminal justice interventions can play in reducing firearm violence. While many of these efforts are new and have not been adequately evaluated, they are frequently thought to hold promise for immediate impact.
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Data for Measuring Firearms Violence and Ownership
Scientists in the social and behavioral sciences deal with many datarelated obstacles in conducting empirical research. These include lack of relevant data, data that are error-ridden, and data that are not based
on properly designed statistical samples (i.e., are unrepresentative) of the targeted population. These obstacles are particularly difficult in firearms research. In firearms and violence research, the outcomes of interest, although large in absolute numbers, are statistically rare events that are not observed with great frequency, if at all, in many ongoing national probability samples. Moreover, response problems are thought to be particularly severe in surveys of firearms ownership and violence. In the committee’s view, the major scientific obstacle for advancing the body of research and further developing credible empirical research to inform policy on firearms is the lack of reliable and valid data.
This chapter summarizes some of the key data collection systems used to assess firearms policies, describes some of the key properties of useful research data, and offers some suggestions for how to begin to develop data that can answer the basic policy questions. There are no easy solutions to resolving the existing data-related problems. Often, we find that the existing data are insufficient, but how and whether to develop alternative data sources remain open questions. For these reasons the committee urges a significant increase in methodological work on measurement in the area of firearms ownership and violence.
The committee does not wish to paint an overly pessimistic picture of this research area. The existing body of research, as described in the other chapters of the report, has shed light on some of the most fundamental
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questions related to firearms and violence. However, in key data areas—the availability of firearms, the use of firearms, and the role of firearms in injuries and death—critical information is absent.
A PATCHWORK OF DATA SETS
To study firearms and violence, researchers and policy makers rely on a patchwork of data sources collected for more general purposes of monitoring the nation’s health and crime problems. No authoritative source of information exists to provide representative, accurate, complete, timely, and detailed data on the incidence and characteristics of firearm-related violence in the United States. Rather, there are many different sources of data that researchers use to draw inferences about the empirical questions of interest. Some information on firearms and violence is found in probability samples of well-defined populations, such as the National Crime Victimization Survey (NCVS) and the General Social Survey (GSS). Other information comes from administrative data, such as the Uniform Crime Reports (UCR) and the trace data of the Bureau of Alcohol Tobacco and Firearms (BATF). Still other information comes from case studies, social experiments, and other one-time surveys conducted on special populations. Table 2-1 lists characteristics of some of the commonly used data sources.
Perhaps because these data sets serve many purposes, the strengths and limitations of each source have been generally well documented in the literature.1 This section provides a brief description of the some of the key data sources used in the research literature on firearms injury and violence and discussed in the report. This summary is not an exhaustive treatment of the data sources listed in Table 2-1, nor is it complete in its assessment of the specific data sources considered. Rather, it is intended to provide relevant background material on the key data.
Data on Violence and Crime
It is axiomatic that reliable and valid surveys on violence, offending, and victimization are critical to an understanding of violence and crime in the
1See, for example, Annest and Mercey (1998); Biderman and Lynch (1991); Maltz (1999); MacKenzie et al. (1990); Jarvis (1992); Wiersema et al. (2000); and Riedel (1999). The National Opinion Research Center (NORC) produces an ongoing series of methodological reports on the GSS, covering topics ranging from item order and wording, to nonresponse errors, and hundreds of other methodological topics. The reports are available directly from the NORC and are listed on http://www.icpsr.umich.edu:8080/GSS under “GSS Methodological Reports.”
MEASURING FIREARMS VIOLENCE AND OWNERSHIP |
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United States and for any assessment of the quality of activities and programs aimed at reducing violence (National Research Council, 2003). Detailed data on firearm-related death, injury, and risk behaviors are limited.
Most measurement of crime in this country emanates from two major data sources. The FBI’s Uniform Crime Reports has collected information on crimes known to the police and arrests from local and state jurisdictions throughout the country for almost seven decades. The National Crime Victimization Survey, a general population survey designed to discover the extent, nature, and consequences of criminal victimization, has existed since the early 1970s. Other national surveys that focus on specific problems, such as delinquency, violence against women, and child abuse, also provide important data on crime, victims, and offenders. A variety of data sources have been used to assemble information on suicide and accidents, and the National Violent Death Reporting System (NVDRS) has been funded via the Centers for Disease Control and Prevention (CDC) to collect information on all violent deaths.
In this section, we describe four datasets used to monitor and assess firearms-related violence: the National Crime Victimization Survey, the Uniform Crime Reports, and two emerging systems, the National IncidentBased Reporting System and the National Violent Death Reporting System. The latter two are thought to hold some promise for improving the research information on firearms and violence. Many of the other data collection sources (listed in Table 2-1) have very limited information on firearms and have been assessed elsewhere (see, for example, Annest and Mercy, 1998; Institute of Medicine, 1999).
National Crime Victimization Survey
The National Crime Victimization Survey, which relies on self-reports of victimization, is an ongoing annual survey conducted by the federal government (i.e., the Census Bureau on behalf of the Department of Justice) that collects information from a representative sample of nearly 100,000 noninstitutionalized adults (age 12 and over) from approximately 50,000 households. It is widely viewed as a “gold standard” for measuring crime victimization. The largest and oldest of the crime victimization studies, it uses a rotating panel design in which respondents are interviewed several times before they are “retired” from the sample. It uses a relatively short, six-month reporting period. Respondents are instructed to report only incidents that have occurred since the previous interview and are reminded of the incidents they reported then. The initial interview is done face-to-face to ensure maximum coverage of the population; if necessary, subsequent interviews are also conducted in person. The
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TABLE 2-1 Selected Sources of Firearm Data |
||
|
|
|
|
Sponsoring |
|
Title of Data Set |
Agency |
Information Available |
|
|
|
Firearm-Related Injury/Death |
|
|
|
|
|
National Vital |
National Center |
Includes total numbers of firearm related |
Statistics |
for Health |
deaths; death rates from homicide, |
System—Final |
Statistics/ |
suicide, unintentional, and undetermined |
Mortality Data |
Centers for |
shootings broken out by age, race, and |
(NVSSF) |
Disease Control |
sex |
|
and Prevention |
|
National Vital |
National Center |
Provides data on selected major causes of |
Statistics |
for Health |
death, as well as sex, race, age, date of |
System—Current |
Statistics/ |
death, state in which death occurred |
Mortality Sample |
Centers for |
|
(NVSS) |
Disease Control |
|
|
and Prevention |
|
National Violent |
Centers for |
Data on violent deaths linked from |
Death Reporting |
Disease Control |
medical examiners and coroners, police |
System (NVDRS) |
and Prevention |
departments, death certificates, and crime |
|
|
labs; would include circumstances of |
|
|
firearm-related incidents |
National Census of |
Bureau of Labor |
Complete count of all work-related injury |
Fatal Occupational |
Statistics |
fatalities; includes job-related homicides |
Injuries (CFOI) |
|
broken out by weapon |
Survey of |
Bureau of Labor |
Includes information on circumstances |
Occupational Injuries |
Statistics |
surrounding firearm-related injuries in |
and Illnesses (SOH) |
|
the workplace |
National Traumatic |
National |
Includes narrative text on industry, |
Occupational Fatality |
Institute for |
occupation, cause of death, and injury |
Surveillance System |
Occupational |
data on age, race, and sex; includes |
(NTOF) |
Safety and |
numbers and rates of firearm-related |
|
Health |
homicides, suicides, and other deaths |
|
|
occurring at work |
National Electronic |
U.S. Consumer |
Includes intentional and nonintentional |
Injury Surveillance |
Products Safety |
nonfatal firearm-related injuries by |
System All Injury |
Commission |
gender, age, type of injury, type of gun, |
Program (NEISS- |
|
and nature of incident |
AIP) |
|
|
National Hospital |
National Center |
Injury visits to hospital emergency |
Ambulatory Medical |
for Health |
departments, including those caused by |
Care Survey |
Statistics |
firearms |
(NHAMCS) |
|
|
MEASURING FIREARMS VIOLENCE AND OWNERSHIP |
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|
|
|
|
|
Geographic |
Frequency/ |
Population |
Areas |
Year Started |
|
|
|
|
|
|
Deceased individuals |
National |
Annual/death |
(data from death |
|
registration for |
certificates) |
|
all states started |
|
|
1933, detailed |
|
|
demographic |
|
|
data ftom 1989 |
Deceased individuals |
National |
Annual death |
(data from death |
|
registration for |
certificates) |
|
all states started |
|
|
1933 |
Homicide, suicide, and |
National |
Under |
unintentional firearm- |
|
development |
related deaths, and |
|
|
deaths of undetermined |
|
|
causes |
|
|
Employed civilians 16 |
National |
Annual/ |
years of age and older, |
|
started 1992 |
plus resident armed |
|
|
forces |
|
|
Injuries reported by |
National |
Annual/ |
employers in private |
|
started 1992 |
industry |
|
|
Workers age 16 and |
National |
Data available |
older certified on death |
|
from 1980 |
certificate as injured at |
|
|
work |
|
|
Admissions to hospital |
National |
Updated daily/ |
emergency departments |
|
redesigned |
|
|
1978; all |
|
|
injuries |
|
|
included |
|
|
starting in 2000 |
Admissions to hospitals |
National |
Annual/ |
with emergency |
|
started 1992 |
departments |
|
|
continued
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TABLE 2-1 Continued
FIREARMS AND VIOLENCE
|
Sponsoring |
|
Title of Data Set |
Agency |
Information Available |
|
|
|
National Ambulatory |
National Center |
Includes age, sex, race, ethnicity, source |
Medical Care Survey |
for Health |
of payment, and circumstances of injury- |
(NAMCS) |
Statistics |
related visits, including firearm |
|
|
involvement |
National Health |
National Center |
Demographic information, physician and |
Interview Survey |
for Health |
hospital visits, and other health-related |
(NHIS) |
Statistics |
information; includes gunshot wounds |
|
|
and type of gun; 1994 supplement on |
|
|
firearm storage and safety |
National Mortality |
National Center |
1993 survey included information on |
Followback Survey |
for Health |
firearm access, and circumstances of |
(NMFS) |
Statistics |
homicide, suicide, and unintentional |
|
|
injury deaths |
Data Elements for |
National Center |
Standardized data definitions, coding, |
Emergency |
for Injury |
and other specifications |
Department Systems |
Prevention and |
|
(DEEDS) |
Control (CDC) |
|
International |
World Health |
External causes of injury in mortality and |
Classification of |
Organization |
morbidity systems, including mechanism |
External Causes of |
|
of injury |
Injury (CECI) |
|
|
|
|
|
Firearms Industry and Retail |
|
|
|
|
|
Annual Firearms |
Bureau of |
Number of firearms produced, by type |
Manufacturing and |
Alcohol, |
|
Exportation Report |
Tobacco, and |
|
(AFMER) |
Firearms |
|
Census of |
Bureau of the |
Number of manufacturers, shipments, |
Manufacturers |
Census |
value, employment, payroll, and |
|
|
shipments by type of product for small |
|
|
arms manufacturing and small arms |
|
|
ammunition industries |
Producer Price Index |
Bureau of Labor |
Prices and price change at wholesale |
(PPI) |
Statistics |
level for various categories of firearms, |
|
|
including “small arms” in general, |
“pistols and revolvers,” “shotguns,” and “rifles, centerfire”
MEASURING FIREARMS VIOLENCE AND OWNERSHIP |
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|
|
|
|
|
Geographic |
Frequency/ |
Population |
Areas |
Year Started |
|
|
|
Patient visits to office- |
National |
Annual/ |
based, nonfederally |
|
1995—detailed |
employed physicians |
|
injury |
|
|
questions |
|
|
added,1997- |
|
|
intent of injury |
|
|
added |
Civilian, |
National |
Annual/ |
noninstitutionalized U.S. |
|
1996—detailed |
households |
|
injury section |
|
|
added |
Persons age 15 and older |
National |
Irregular |
who died in the year of |
|
frequency/ |
the survey |
|
started in 1960s |
24-hour, hospital-based |
National |
Under |
emergency departments |
|
development |
Hospital emergency |
International |
Under |
department records |
|
development |
|
|
|
|
|
|
Firearms manufacturers |
National |
Annual |
Manufacturers |
National |
|
Producers in the mining |
National |
Monthly/ |
and manufacturing |
|
started 1902 |
industries |
|
|
continued
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TABLE 2-1 Continued
FIREARMS AND VIOLENCE
|
Sponsoring |
|
Title of Data Set |
Agency |
Information Available |
|
|
|
Federal Firearms |
Bureau of |
Licensee name, trade name, address, |
Licensee (FFL) List |
Alcohol, |
phone, and license number |
|
Tobacco, and |
|
|
Firearms |
|
|
|
|
Criminal Use of Firearms |
|
|
|
|
|
National Crime |
Bureau of |
Victimizations, involving a firearm, by |
Victimization Survey |
Justice Statistics |
type of crime |
(NCVS) |
|
|
Uniform Crime |
Federal Bureau |
Total numbers of specific violent and |
Reporting Program |
of Investigation |
property crimes, includes counts of |
(UCR): Monthly |
|
weapon type used for robberies and |
Return of Offenses |
|
aggravated assaults |
Known to Police |
|
|
Uniform Crime |
Federal Bureau |
Incident, victim, property, offender, and |
Reporting Program: |
of Investigation |
arrestee data on each incident and arrest |
National Incident- |
|
in 22 crime categories |
Based Reporting |
|
|
System (NIBRS) |
|
|
Uniform Crime |
Federal Bureau |
Detailed descriptions of homicides, |
Reporting Program: |
of Investigation |
including weapon used |
Supplemental |
|
|
Homicide Reports |
|
|
(SHR) |
|
|
Youth Crime Gun |
Bureau of |
Proportion of crime guns that are |
Interdiction Initiative |
Alcohol, |
recovered from juveniles, youth, and |
(YCGII) |
Tobacco, and |
adults; top source states; type of gun |
|
Firearms |
used; “time to crime” |
BATF Firearms |
Bureau of |
Firearms transaction records kept by |
Trace Data |
Alcohol, |
federal firearms licensees, including date |
|
Tobacco, and |
of sale and name of purchaser |
|
Firearms |
|
Law Enforcement |
Federal Bureau |
Duty-related deaths and assaults of law |
Officers Killed and |
of Investigation |
enforcement officers, by weapon used in |
Assaulted (LEOKA) |
|
incident |
Federal Justice |
Bureau of |
Data on federal criminal case processing |
Statistics Program |
Justice Statistics |
from the receipt of a criminal matter or |
(FJSP) |
|
arrest of suspect to release from prison |
|
|
into supervision |
MEASURING FIREARMS VIOLENCE AND OWNERSHIP |
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||
|
|
|
|
|
Geographic |
Frequency/ |
|
Population |
Areas |
Year Started |
|
|
|
|
|
Federal firearms |
National |
|
|
licensees, except |
|
|
|
collectors of curios and |
|
|
|
relics |
|
|
|
|
|
|
|
|
|
|
|
Persons 12 years of age |
National |
Annual/ |
|
and older |
|
started 1973 |
|
Crimes reported by city, |
National |
Monthly/ |
|
county, and state law |
|
started 1930 |
|
enforcement agencies |
|
|
|
Criminal incidents |
National |
Started 1989, |
|
reported by local, state, |
|
under |
|
and federal law |
|
development |
|
enforcement agencies |
|
|
|
Criminal incidents |
National |
Started 1976 |
|
reported by police |
|
|
|
departments |
|
|
|
Guns recovered from |
55 cities in |
Annual/ |
|
juveniles and adult |
2001 |
started 1997 |
|
criminals |
|
|
|
Firearms submitted by |
National |
Record-keeping |
|
law enforcement for |
|
started 1968 |
|
tracing |
|
|
|
Local, state, and federal |
National |
Annual |
|
law enforcement officers |
|
|
|
Defendants in criminal |
National |
Annual |
|
cases, suspects in |
|
|
|
investigative matters, and |
|
|
|
offenders under supervision
continued