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Wellford C.S., Pepper J.V. - Firearms and Violence[c] What Do We Know[q] (2005)(en)

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18

FIREARMS AND VIOLENCE

Using the conventional standards of science, we have reviewed the data and research on firearms and have suggested ways by which these data and studies can be improved. Our readers will judge how well we have done this. We hope they will bring to that assessment the same standards of evidence that we applied in our work.

GUIDE TO THE REPORT

The chapters that follow review and analyze what is known about firearms and violence. Chapter 2 describes the major data sources for research on firearms and violence. This summary assesses the strengths and weaknesses of each system and suggests improvements necessary to make significant advances in understanding the role of firearms in violence. Chapter 3 is a summary of the data describing the extent of firearm violence, firearm ownership, the perpetrators and victims of firearm violence, and the context in which firearm violence occurs. Descriptive in form, it also identifies gaps in understanding of some of the basic facts about the role firearms play in intentional violence. Chapter 4 addresses how criminals and those who use firearms to commit suicide gain access to them. It includes an assessment of various attempts to limit access by everyone and by selected subsets of the population. Chapter 5 assesses the research on the use of firearms to defend against crime, and Chapter 6 examines the impact of laws that facilitate the carrying of weapons.

The committee paid close attention to these issues because they have been central to the recent scholarship on firearms and because they demonstrate many of the difficulties of doing research on firearms and violence. Committee member Joel Horowitz further discusses these issues in Appendix D. Committee member James Q. Wilson has written a dissent that applies to Chapter 6 only (Appendix A), and the committee has written a response (Appendix B).

Chapter 7 considers the role of firearms in suicide. While some of the issues are similar to those encountered in the study of violence, the differences are such that separate attention is required, especially for issues of motivation, firearm acquisition, and lethality. In Chapter 8 we analyze the research on the prevention of firearm violence, reviewing research on the effectiveness of primary, secondary, and tertiary prevention programs. Special attention is given to efforts to prevent gun use by youth. Chapter 9 examines the role criminal justice interventions can play in reducing firearm violence. While many of these efforts are new and have not been adequately evaluated, they are frequently thought to hold promise for immediate impact.

2

Data for Measuring Firearms Violence and Ownership

Scientists in the social and behavioral sciences deal with many datarelated obstacles in conducting empirical research. These include lack of relevant data, data that are error-ridden, and data that are not based

on properly designed statistical samples (i.e., are unrepresentative) of the targeted population. These obstacles are particularly difficult in firearms research. In firearms and violence research, the outcomes of interest, although large in absolute numbers, are statistically rare events that are not observed with great frequency, if at all, in many ongoing national probability samples. Moreover, response problems are thought to be particularly severe in surveys of firearms ownership and violence. In the committee’s view, the major scientific obstacle for advancing the body of research and further developing credible empirical research to inform policy on firearms is the lack of reliable and valid data.

This chapter summarizes some of the key data collection systems used to assess firearms policies, describes some of the key properties of useful research data, and offers some suggestions for how to begin to develop data that can answer the basic policy questions. There are no easy solutions to resolving the existing data-related problems. Often, we find that the existing data are insufficient, but how and whether to develop alternative data sources remain open questions. For these reasons the committee urges a significant increase in methodological work on measurement in the area of firearms ownership and violence.

The committee does not wish to paint an overly pessimistic picture of this research area. The existing body of research, as described in the other chapters of the report, has shed light on some of the most fundamental

19

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FIREARMS AND VIOLENCE

questions related to firearms and violence. However, in key data areas—the availability of firearms, the use of firearms, and the role of firearms in injuries and death—critical information is absent.

A PATCHWORK OF DATA SETS

To study firearms and violence, researchers and policy makers rely on a patchwork of data sources collected for more general purposes of monitoring the nation’s health and crime problems. No authoritative source of information exists to provide representative, accurate, complete, timely, and detailed data on the incidence and characteristics of firearm-related violence in the United States. Rather, there are many different sources of data that researchers use to draw inferences about the empirical questions of interest. Some information on firearms and violence is found in probability samples of well-defined populations, such as the National Crime Victimization Survey (NCVS) and the General Social Survey (GSS). Other information comes from administrative data, such as the Uniform Crime Reports (UCR) and the trace data of the Bureau of Alcohol Tobacco and Firearms (BATF). Still other information comes from case studies, social experiments, and other one-time surveys conducted on special populations. Table 2-1 lists characteristics of some of the commonly used data sources.

Perhaps because these data sets serve many purposes, the strengths and limitations of each source have been generally well documented in the literature.1 This section provides a brief description of the some of the key data sources used in the research literature on firearms injury and violence and discussed in the report. This summary is not an exhaustive treatment of the data sources listed in Table 2-1, nor is it complete in its assessment of the specific data sources considered. Rather, it is intended to provide relevant background material on the key data.

Data on Violence and Crime

It is axiomatic that reliable and valid surveys on violence, offending, and victimization are critical to an understanding of violence and crime in the

1See, for example, Annest and Mercey (1998); Biderman and Lynch (1991); Maltz (1999); MacKenzie et al. (1990); Jarvis (1992); Wiersema et al. (2000); and Riedel (1999). The National Opinion Research Center (NORC) produces an ongoing series of methodological reports on the GSS, covering topics ranging from item order and wording, to nonresponse errors, and hundreds of other methodological topics. The reports are available directly from the NORC and are listed on http://www.icpsr.umich.edu:8080/GSS under “GSS Methodological Reports.”

MEASURING FIREARMS VIOLENCE AND OWNERSHIP

21

United States and for any assessment of the quality of activities and programs aimed at reducing violence (National Research Council, 2003). Detailed data on firearm-related death, injury, and risk behaviors are limited.

Most measurement of crime in this country emanates from two major data sources. The FBI’s Uniform Crime Reports has collected information on crimes known to the police and arrests from local and state jurisdictions throughout the country for almost seven decades. The National Crime Victimization Survey, a general population survey designed to discover the extent, nature, and consequences of criminal victimization, has existed since the early 1970s. Other national surveys that focus on specific problems, such as delinquency, violence against women, and child abuse, also provide important data on crime, victims, and offenders. A variety of data sources have been used to assemble information on suicide and accidents, and the National Violent Death Reporting System (NVDRS) has been funded via the Centers for Disease Control and Prevention (CDC) to collect information on all violent deaths.

In this section, we describe four datasets used to monitor and assess firearms-related violence: the National Crime Victimization Survey, the Uniform Crime Reports, and two emerging systems, the National IncidentBased Reporting System and the National Violent Death Reporting System. The latter two are thought to hold some promise for improving the research information on firearms and violence. Many of the other data collection sources (listed in Table 2-1) have very limited information on firearms and have been assessed elsewhere (see, for example, Annest and Mercy, 1998; Institute of Medicine, 1999).

National Crime Victimization Survey

The National Crime Victimization Survey, which relies on self-reports of victimization, is an ongoing annual survey conducted by the federal government (i.e., the Census Bureau on behalf of the Department of Justice) that collects information from a representative sample of nearly 100,000 noninstitutionalized adults (age 12 and over) from approximately 50,000 households. It is widely viewed as a “gold standard” for measuring crime victimization. The largest and oldest of the crime victimization studies, it uses a rotating panel design in which respondents are interviewed several times before they are “retired” from the sample. It uses a relatively short, six-month reporting period. Respondents are instructed to report only incidents that have occurred since the previous interview and are reminded of the incidents they reported then. The initial interview is done face-to-face to ensure maximum coverage of the population; if necessary, subsequent interviews are also conducted in person. The

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FIREARMS AND VIOLENCE

TABLE 2-1 Selected Sources of Firearm Data

 

 

 

 

Sponsoring

 

Title of Data Set

Agency

Information Available

 

 

Firearm-Related Injury/Death

 

 

 

 

National Vital

National Center

Includes total numbers of firearm related

Statistics

for Health

deaths; death rates from homicide,

System—Final

Statistics/

suicide, unintentional, and undetermined

Mortality Data

Centers for

shootings broken out by age, race, and

(NVSSF)

Disease Control

sex

 

and Prevention

 

National Vital

National Center

Provides data on selected major causes of

Statistics

for Health

death, as well as sex, race, age, date of

System—Current

Statistics/

death, state in which death occurred

Mortality Sample

Centers for

 

(NVSS)

Disease Control

 

 

and Prevention

 

National Violent

Centers for

Data on violent deaths linked from

Death Reporting

Disease Control

medical examiners and coroners, police

System (NVDRS)

and Prevention

departments, death certificates, and crime

 

 

labs; would include circumstances of

 

 

firearm-related incidents

National Census of

Bureau of Labor

Complete count of all work-related injury

Fatal Occupational

Statistics

fatalities; includes job-related homicides

Injuries (CFOI)

 

broken out by weapon

Survey of

Bureau of Labor

Includes information on circumstances

Occupational Injuries

Statistics

surrounding firearm-related injuries in

and Illnesses (SOH)

 

the workplace

National Traumatic

National

Includes narrative text on industry,

Occupational Fatality

Institute for

occupation, cause of death, and injury

Surveillance System

Occupational

data on age, race, and sex; includes

(NTOF)

Safety and

numbers and rates of firearm-related

 

Health

homicides, suicides, and other deaths

 

 

occurring at work

National Electronic

U.S. Consumer

Includes intentional and nonintentional

Injury Surveillance

Products Safety

nonfatal firearm-related injuries by

System All Injury

Commission

gender, age, type of injury, type of gun,

Program (NEISS-

 

and nature of incident

AIP)

 

 

National Hospital

National Center

Injury visits to hospital emergency

Ambulatory Medical

for Health

departments, including those caused by

Care Survey

Statistics

firearms

(NHAMCS)

 

 

MEASURING FIREARMS VIOLENCE AND OWNERSHIP

23

 

 

 

 

Geographic

Frequency/

Population

Areas

Year Started

 

 

 

 

 

 

Deceased individuals

National

Annual/death

(data from death

 

registration for

certificates)

 

all states started

 

 

1933, detailed

 

 

demographic

 

 

data ftom 1989

Deceased individuals

National

Annual death

(data from death

 

registration for

certificates)

 

all states started

 

 

1933

Homicide, suicide, and

National

Under

unintentional firearm-

 

development

related deaths, and

 

 

deaths of undetermined

 

 

causes

 

 

Employed civilians 16

National

Annual/

years of age and older,

 

started 1992

plus resident armed

 

 

forces

 

 

Injuries reported by

National

Annual/

employers in private

 

started 1992

industry

 

 

Workers age 16 and

National

Data available

older certified on death

 

from 1980

certificate as injured at

 

 

work

 

 

Admissions to hospital

National

Updated daily/

emergency departments

 

redesigned

 

 

1978; all

 

 

injuries

 

 

included

 

 

starting in 2000

Admissions to hospitals

National

Annual/

with emergency

 

started 1992

departments

 

 

continued

24

TABLE 2-1 Continued

FIREARMS AND VIOLENCE

 

Sponsoring

 

Title of Data Set

Agency

Information Available

 

 

 

National Ambulatory

National Center

Includes age, sex, race, ethnicity, source

Medical Care Survey

for Health

of payment, and circumstances of injury-

(NAMCS)

Statistics

related visits, including firearm

 

 

involvement

National Health

National Center

Demographic information, physician and

Interview Survey

for Health

hospital visits, and other health-related

(NHIS)

Statistics

information; includes gunshot wounds

 

 

and type of gun; 1994 supplement on

 

 

firearm storage and safety

National Mortality

National Center

1993 survey included information on

Followback Survey

for Health

firearm access, and circumstances of

(NMFS)

Statistics

homicide, suicide, and unintentional

 

 

injury deaths

Data Elements for

National Center

Standardized data definitions, coding,

Emergency

for Injury

and other specifications

Department Systems

Prevention and

 

(DEEDS)

Control (CDC)

 

International

World Health

External causes of injury in mortality and

Classification of

Organization

morbidity systems, including mechanism

External Causes of

 

of injury

Injury (CECI)

 

 

 

 

Firearms Industry and Retail

 

 

 

 

Annual Firearms

Bureau of

Number of firearms produced, by type

Manufacturing and

Alcohol,

 

Exportation Report

Tobacco, and

 

(AFMER)

Firearms

 

Census of

Bureau of the

Number of manufacturers, shipments,

Manufacturers

Census

value, employment, payroll, and

 

 

shipments by type of product for small

 

 

arms manufacturing and small arms

 

 

ammunition industries

Producer Price Index

Bureau of Labor

Prices and price change at wholesale

(PPI)

Statistics

level for various categories of firearms,

 

 

including “small arms” in general,

“pistols and revolvers,” “shotguns,” and “rifles, centerfire”

MEASURING FIREARMS VIOLENCE AND OWNERSHIP

25

 

 

 

 

Geographic

Frequency/

Population

Areas

Year Started

 

 

 

Patient visits to office-

National

Annual/

based, nonfederally

 

1995—detailed

employed physicians

 

injury

 

 

questions

 

 

added,1997-

 

 

intent of injury

 

 

added

Civilian,

National

Annual/

noninstitutionalized U.S.

 

1996—detailed

households

 

injury section

 

 

added

Persons age 15 and older

National

Irregular

who died in the year of

 

frequency/

the survey

 

started in 1960s

24-hour, hospital-based

National

Under

emergency departments

 

development

Hospital emergency

International

Under

department records

 

development

 

 

 

 

 

 

Firearms manufacturers

National

Annual

Manufacturers

National

 

Producers in the mining

National

Monthly/

and manufacturing

 

started 1902

industries

 

 

continued

26

TABLE 2-1 Continued

FIREARMS AND VIOLENCE

 

Sponsoring

 

Title of Data Set

Agency

Information Available

 

 

 

Federal Firearms

Bureau of

Licensee name, trade name, address,

Licensee (FFL) List

Alcohol,

phone, and license number

 

Tobacco, and

 

 

Firearms

 

 

 

Criminal Use of Firearms

 

 

 

 

National Crime

Bureau of

Victimizations, involving a firearm, by

Victimization Survey

Justice Statistics

type of crime

(NCVS)

 

 

Uniform Crime

Federal Bureau

Total numbers of specific violent and

Reporting Program

of Investigation

property crimes, includes counts of

(UCR): Monthly

 

weapon type used for robberies and

Return of Offenses

 

aggravated assaults

Known to Police

 

 

Uniform Crime

Federal Bureau

Incident, victim, property, offender, and

Reporting Program:

of Investigation

arrestee data on each incident and arrest

National Incident-

 

in 22 crime categories

Based Reporting

 

 

System (NIBRS)

 

 

Uniform Crime

Federal Bureau

Detailed descriptions of homicides,

Reporting Program:

of Investigation

including weapon used

Supplemental

 

 

Homicide Reports

 

 

(SHR)

 

 

Youth Crime Gun

Bureau of

Proportion of crime guns that are

Interdiction Initiative

Alcohol,

recovered from juveniles, youth, and

(YCGII)

Tobacco, and

adults; top source states; type of gun

 

Firearms

used; “time to crime”

BATF Firearms

Bureau of

Firearms transaction records kept by

Trace Data

Alcohol,

federal firearms licensees, including date

 

Tobacco, and

of sale and name of purchaser

 

Firearms

 

Law Enforcement

Federal Bureau

Duty-related deaths and assaults of law

Officers Killed and

of Investigation

enforcement officers, by weapon used in

Assaulted (LEOKA)

 

incident

Federal Justice

Bureau of

Data on federal criminal case processing

Statistics Program

Justice Statistics

from the receipt of a criminal matter or

(FJSP)

 

arrest of suspect to release from prison

 

 

into supervision

MEASURING FIREARMS VIOLENCE AND OWNERSHIP

27

 

 

 

 

 

Geographic

Frequency/

Population

Areas

Year Started

 

 

 

 

Federal firearms

National

 

 

licensees, except

 

 

 

collectors of curios and

 

 

 

relics

 

 

 

 

 

 

 

 

 

 

 

Persons 12 years of age

National

Annual/

and older

 

started 1973

Crimes reported by city,

National

Monthly/

county, and state law

 

started 1930

enforcement agencies

 

 

 

Criminal incidents

National

Started 1989,

reported by local, state,

 

under

and federal law

 

development

enforcement agencies

 

 

 

Criminal incidents

National

Started 1976

reported by police

 

 

 

departments

 

 

 

Guns recovered from

55 cities in

Annual/

juveniles and adult

2001

started 1997

criminals

 

 

 

Firearms submitted by

National

Record-keeping

law enforcement for

 

started 1968

tracing

 

 

 

Local, state, and federal

National

Annual

law enforcement officers

 

 

 

Defendants in criminal

National

Annual

cases, suspects in

 

 

 

investigative matters, and

 

 

 

offenders under supervision

continued