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LECTURES ON REPRESENTATIONS OF p-ADIC GROUPS

GORDAN SAVIN

1. Introduction

This text contains an elementary introduction, with exercises, to representations of p-adic reductive groups. The text is intended to be more accessible then the standard references, such as the paper of Bernstein and Zelevinsky [1], and (unpublished) notes of Casselman. The material presented here has been known for the past quarter century, and has undergone many modifications in that period. Thus, it would be hard (if not impossible) to acknowledge properly contributions of many people who have worked on the subject. However, it is safe to say that Bernstein, Casselman, Harish-Chandra, Howe and Jacquet (in alphabetical order) are some of the most prominent contributors to the subject.

The text is organized as follows. Sections 2-4 contain definitions and preliminary results on p-adic fields, structure of GLn(F ) over a p-adic field F , and smooth representations. Then, in order to keep the exposition as simple as possible, we restrict ourselves to GL2(F ). However, the topics and their proofs are chosen so that they easily generalize to GLn(F ) and other reductive groups.

In Section 5 and 6 we introduce induced and cuspidal representations, and prove that irreducible smooth representations are admissible. Sections 7 and 8 are devoted to describing the composition factors of induced representations. In section 9 we discuss unitarizable representations, and construct the complementary series for GL2(F ). Sections 10 and 11 are devoted to two examples. In section 10 we show that the Steinberg representation is square integrable, and in section 11 we construct one cuspidal representation.

Finally, in Sections 12 and 13, we go back to GLn(F ) and describe the composition factors of (regular) induced representations. This result, due to Rodier [4], is based on the combinatorics of the root system, and the reduction to the special case of GL2(F ) (obtained in Section 7). As such, it gives a good introduction to further, more advanced topics.

Acknowledgments: This material was presented during a week long tutorial in the Institute for Mathematical Sciences at the National University of Singapore. The author would like to thank the people associated with the institute, especially Eng Chye Tan and Cheng Bo Zhu, for their hospitality and support. Thanks are also due to Jian Shu Li, Allen Moy, and Marko Tadi´c for useful comments and suggestions at various stages.

2. The field Qp

This is a crash course on the field of p-adic numbers. Let Z denote, as usual, the ring of integers. Define the p-adic absolute value on Z as follows. Let x 6= 0 be an integer. Write

1

2

GORDAN SAVIN

x = pam where m is relatively prime to p. Then

1 jxjp = pa .

We also put j0jp = 0. This absolute value satisfies the usual properties: the multiplicativity, jxjp ¢ jyjp = jxyjp, and the triangle inequality. In fact we have an even stronger property:

jx + yjp · maxfjxjp, jyjpg.

It follows that d(x, y) = jx ¡ yjp defines a metric on Z. The ring of p-adic integers Zp is the completion of Z with respect to this metric.

To understand this ring we can proceed as follows. Let B(x, r) be the (closed) ball of radius r ¸ 0, centered at x. Note that Z can be writen as a union of p disjoint balls of radius 1/p, centered at 0, 1, . . . , p ¡ 1:

Z = B(0, p1) [ B(1, 1p) [ . . . [ B(p ¡ 1, 1p).

Note that B(i, 1p) is simply i+pZ, a coset of the maximal ideal (p). Similarly, Z can be written as a union of pn disjoint balls of radius 1/pn, centered at all reminders modulo pn. There are two consequences of this: First, Z is totally bounded, so its completion Zp is compact. Second, the completion of Z is the union of completion of individual balls of radius 1/pn, which implies that

Z/pnZ = Zp/pnZp.

Exercise. Let x be an integer relatively prime to p. Show that the multiplicative inverse of x exists in Zp. Hint: for every n, there exist integers yn and zn such that xyn + pnzn = 1.

The ring Zp has (p) as unique maximal ideal. The field of fractions Qp is obtained by adjoining 1/p. It follows that

Qp = [−∞<i<∞piZp.

Next, we shall describe smooth additive characters of Qp. A character ψ is smooth if it is trivial on piZp for some some i. The minimal such i is called the conductor of ψ. We shall now construct a canonical character of conductor 0. Note that Qp/Zp is naturally isomorphic to the p-torsion part of Q/Z. The group Q/Z has a natural additive character given by

ψ(x) = e2πix.

The restriction of ψ to Qp/Zp is the additive character of conductor 0. Any other character is of the form ψa(x) = ψ(ax) for an element a in Qp.

We shall now say a couple of words about characters of Qp×. Note that Qp× = hpi £ Zp×,

h i »

Z

is the free group generated by p. The group

Zp

where p =

 

× has a filtration by subgroups

1 + piZp with i ¸ 1. A character of Q×p is smooth if it is trivial on some 1 + piZp. Moreover, it is called unramified, if it is trivial on Z×p . Every unramified character χ is completely

determined by its value χ(p). In particular, the group of unramified characters is isomorphic to C×.

Any other p-adic field F is simply a finite extension of Qp (see [3]). The integral closure of Zp will be denoted by O. It has a unique maximal ideal ($), which is the radical of the ideal

LECTURES ON REPRESENTATIONS OF p-ADIC GROUPS

3

(p). Let q be the order of the residue field O/$O. We shall normalize the absolute value on

F so that

j$j = 1q .

3. Structure of GLn(F )

Let F be a p-adic field, and G = GLn(F ). Let K = GLn(O). Then K is a (maximal) open, compact subgroup of G. It has a filtration by the principal congruence subgroups Ki

of G is defined by

Ki = fg 2 G j g ´ 1 mod $ig.

These groups are normal in K, and provide a fundamental system of neighborhoods of 1 in G, defining a topology of G. We have the following important decompositions in G:

3.1.

 

» Z

n be the group of diagonal matrices

Cartan decomposition. Let Λ =

 

 

$m1 ...

$mn

 

 

 

 

 

 

 

 

 

 

 

 

where m1 . . . mn are integers. Let Λ+ be the subset of Λ consisting of diagonal matrices such that m1 ¸ . . . ¸ mn. Then

G= KΛ+K.

3.2.Bruhat-Tits decomposition. Let B denote the group of upper triangular matrices in G, and N the subgroup of B consisting of matrices with 1 on the diagonal. Let W be the group of permutation matrices, which is isomorphic to the permutation group Sn. The group W is called the Weyl group of G. Then

G = NW B.

3.3. Iwasawa decomposition.

G = BK.

Each of the three decompositions given here can be proved by a variant of row-column reduction. This is deceptively simple and somewhat misleading. An entirely di erent approach is needed for general reductive groups. Thus, we give only a hint here, in form of an exercise.

Exercise. Prove the Cartan decomposition. Hint: Let g be in GLm(F ). Let gij be the entry of g with the largest absolute value. Multiplying g by elementary matrices with coe cients in O (so they are in K) turn all entries in the i-th row and j-th column (except gij) into 0. Proceed by induction on n.

A critical di erence between real and p-adic groups is that N is a union of open compact

subgroups. For example, if G = GL2(F ), then N is a union of

µ ¶

Ni = f

1

x

j where x 2

$iOg.

0

1

As we shall see later, one consequence of this fact is that SLn(F ) does not have non-trivial finite dimensional representations.

4

GORDAN SAVIN

3.4. Haar Measure. Recall that the congruence subgroups Ki give a system of open neighborhoods of 1 which defines the topology of G. Let C0(G) be the set of locally constant, compactly supported functions on G. In particular, for every function f there exist a su -

ciently small congruence subgroup Ki, such that f can be written as a linear combination

X

f = cj ¢ Char(gjKi)

j

where Char(gjKi) is the characteristic function of the right coset gjKi. Now put

µ(f) = ZG f(g) dg =

1

X

cj.

 

 

 

[K : Ki] j

This defines a (unique) left G-invariant measure on G such that vol(K) = 1.

Exercise. Show that the measure is right G-invariant. Hint: Let g be in G, and define a left G-invariant measure µg by

µg(f) = µ(Rg(f))

where Rg(f) is the right translate of f by g. By uniqueness of the left G-invariant measure, µg = c(g)µ for some positive constant c(g). Show that c(g) is a character, and then use that [G, G] ¢ Z (Z is the center of G) is of finite index in G.

4. Smooth representations

Let V be a vector space over a complex (or real field). A smooth representation of G on V is a homomorphism

π : G ! GL(V )

such that every vector v in V is fixed by a (su ciently small) congruence subgroup. We shall refer to V as a (smooth) G-module. For every congruence subgroup Ki, let V Ki be the subspace of all vectors fixed by Ki. A representation is admissible if V Ki is finite dimensional for every i. It turns out that any irreducible smooth module is in fact admissible. We shall give a proof of this fact for GL2(F ).

Proposition 4.1. (Schur’s Lemma.) Let V be an irreducible smooth representation of G, and A : V ! V be a non-trivial homomorphism. Then A = µ ¢ I for some µ in mathbbC. (Here I is the identity operator on V ).

Proof. First of all note that V has countable dimension. Indeed, V is spanned by π(G)v for any non-zero vector v in V . Since v is fixed by some Ki, the statement follows, as G/Ki is countable (from the following exercise, for example).

Exercise. Show that for every λ in Λ+, the index of Kλ = λKλ−1 \ K in K is sandwiched by

δ(λ)−1 · [K : Kλ] · [K : K1] ¢ δ(λ)−1

Q

where δ(λ) = i<j qmi−mj .

Assume that A 6= µ ¢ I for every bijective. In particular, Rµ = 1/(A following:

µ in C. Then irreducibility of V implies that A ¡ µ ¢ I is ¡ µ ¢ I) is well defined for every µ in C. We now need the

LECTURES ON REPRESENTATIONS OF p-ADIC GROUPS

5

Exercise. Let v be a non-zero vector in V . Assuming that A ¡ µ ¢ I are bijective, show that Rµv are linearly independent vectors in V.

But we know that V has countable dimension. This is a contradiction, and the proposition is proved. ¤

Proposition 4.2. Let V be an smooth representation. Then:

²If the representation V is finitely generated, then there exists an irreducible quotient.

²Otherwise, there exits two submodules V 00 ½ V 0 such that V 0/V 00 is irreducible.

Proof. The second statement clearly follows from the first. To prove the first statement, let E be a finite dimensional subspace generating V . If U is a proper submodule, then E \ U is a proper subspace of E. Since E is finite dimensional, there exists a maximal subspace Emax of E which is an intersection with a proper invariant subspace. Let U be the family of all invariant subspaces U such that E \ U = Emax. By the Zorn’s lemma, the family U has a maximal element Umax. Clearly, V/Umax is irreducible. The proposition is proved. ¤

Proposition 4.3. Let V be a finitely generated smooth G-module. Then V is also finitely generated over B.

Proof. Fix a finite set of generators. Since V is smooth, there exists a congruence subgroup Ki fixing all generators. Since Ki is of finite index in K, the proposition easily follows from the Iwasawa decomposition. ¤

An interesting feature of smooth representations it that the trivial representation is the unique finite-dimensional representations of SLn(F ).

Proposition 4.4. Let (π, V ) be a finite dimensional irreducible smooth representation of

n

» C

, and π(g) = χ(det) for some character χ of F ×.

GL

(F ). Then V =

Proof. Since V is smooth and finite dimensional, there exists a su ciently small open compact subgroup Nc ½ N acting trivially on V .

Exercise. Let n be any element in N. Then there exits an element t in T such that tnt−1 = nc is in Nc.

Since π(n)v = π(t−1)π(nc)π(t)v = v, it follows that N acts trivially on V . The same

¯

argument shows that N acts trivially on on V , and the proposition follows from the following exercise.

¯

¤

Exercise. SLn(F ) is generated by N and N.Hint: Use row-column reduction.

For any smooth G representation of V , let V be the space of all linear functionals on V . Let hv, v i be the usual pairing between V and V . Then G acts on V by

hv, π (g)v i = hπ(g−1)v, v i.

˜ ˜

Let V be the set of smooth vectors in V , and let π˜ denote the restriction of π to V . The

˜ ˜

representation V is called the contragredient dual of V . A priori, it may not be clear that V is non-trivial. However, we have the following simple proposition:

6 GORDAN SAVIN

 

 

 

˜ Ki

is isomorphic to the

Proposition 4.5. Let V be a smooth representation of G. Then V

set of linear functionals on V

Ki

.

˜

 

 

In particular, V is admissible, if and only if V is so.

Proof. Let v be any vector in V . Then v is fixed by Kj for some su ciently small j which we can assume to be less then i. Define

P (v) =

1

π(k)v.

 

[Ki : Kj]

 

 

K /K

 

 

k Xi j

Clearly, P (v) does not depend on the choice of j, and P is a Ki-invariant projection from

V onto V

Ki

.

Now any functional on V

Ki

˜ Ki

.

 

 

composed with P defines an element in V

 

 

 

˜ Ki

clearly factors through P . The proposition is proved. ¤

Conversely, any functional in V

5. Induced representations, case of GL2(F )

Let χ1 and χ2 be two characters of the multiplicative group F ×. Let χ be the character of T, the group of diagonal matrices in G, defined by

µ

χ

a1 0

= χ1(a12(a2).

0 a2

We shall now describe the so-called parabolic induction, which produces a smooth representation of G from a character of T. Since B/N = T , the character χ can be pulled back to B, and we can consider the smooth induced representation

IndGB(χ) = ff : G ! C j f(ntg) = ja1/a2j1/2χ(t)f(g)g,

where here, of course, we have considered only the smooth functions on G. The meaning (and necessity) of the term δ1/2 = ja1/a2j1/2 will become more clear as we develop more theory. Basically, this factor compensates for the choice of the Borel subgroup B containing T , as we

¯

could have defined the induction using B, the group of lower triangular matrices.

The induced representations are admissible. Indeed, the Iwasawa decomposition implies that

dim IndGB(χ)Ki · [K : Ki].

Our goal is to understand the composition factors of the induced representations. To do so, we need to introduce an important functor which is dual, in a certain sense, to the parabolic induction.

5.1. Jacquet Functor. We first define a functor form the category of smooth N-modules to the category of vector spaces. Let V be a smooth N-module, and put

VN = V/V (N)

where V (N) is the linear span of π(n)v ¡ v for all n 2 N and v 2 V . The functor V Ã VN is exact, which will be of fundamental importance:

Theorem 5.1. Let 0 ! V 0 ! V ! V 00 ! 0 be an exact sequence of N-modules. Then

0 ! VN0 ! VN ! VN00 ! 0

is exact.

LECTURES ON REPRESENTATIONS OF p-ADIC GROUPS

7

Proof. The right exactness is clear. We only need to check that VN0

! VN is injective.

This is equivalent to V 0 \ V (N) = V 0(N), which will follow from the following important characterization of V (N). ¤

Lemma 5.2. Let V be a smooth N-module. A vector v is in V (N) if and only if

Z

π(n)v dn = 0

Nj

for a su ciently large open compact subgroup Nj. In particular, V (N) = [j ZV (Nj), where V (Nj) is the subspace of all v in V such that the above integral vanishes.

Proof. If v is in V (N), then v is a finite linear combination of terms π(n)u ¡ u. Let Nj be su ciently large so that it contains all n appearing in that linear combination. Then the integral over Nj will be 0. ¤

Exercise. Prove the other direction of the Lemma. Hint: the vector v is invariant under some

Ni.

Now assume that V is a smooth G-module. Then VN is naturally a smooth T -module, and V Ã VN is called the Jacquet functor. The Jacquet functor and the parabolic induction are related by the Frobenius reciprocity:

HomG(V, IndGB(χ)) = HomT (VN , δ1/2χ)

Exercise. The Frobenius reciprocity is a tautology. Prove it!

Proposition 5.3. Let V be an irreducible smooth G-module such that VN 6= 0. Then V is a submodule of Ind(χ) for some character χ of T .

Proof. By Proposition 4.3 we know that V is finitely generated over B. Thus VN is also finitely generated over B, and it has an irreducible quotient by Proposition 4.2. The proposition follows from the Frobenius reciprocity. ¤

6. Cuspidal representations, case of GL2(F )

We have just seen that a smooth irreducible representation V such that VN 6= 0, embedds into a principal series representation. Our concern in this section will be the representations such that VN = 0; so called cuspidal representations. Since the center Z of G is not compact, so it will be more convenient to work with a smaller group

G= fg 2 GL2(F ) j det(g) 2 O×g.

Note that ZGis of index 2 in G, so representations of Gcan be easily related to those of

G.

Exercise. Let (π, V ) be an irreducible smooth G-module. Then the restriction of V to Gis either irreducible, or a direct sum of two non-isomorphic G-modules. Moreover, the

restriction reduces if and only if π » π − γ where γ is the unique non-trivial character of G

=

trivial on ZG.

Definition 6.1. A smooth representation (π, V ) of Gis called cuspidal if VN = 0.

8

GORDAN SAVIN

We shall now show that the matrix coe cients of cuspidal representations are compactly supported. A matrix coe cient of V is a (smooth) function

ϕv,v˜(g) = hπ(g)v, v˜i

˜

where v is in V , and v˜ in V , the contragredient of V .

Proposition 6.2. Let (π, V ) be a cuspidal (not necessarily irreducible) representation of G. Then the matrix coe cients of π are compactly supported.

˜

Proof. Let U and U be the linear span of π(K)v and π˜(K)˜v, respectively. Both spaces are finite dimensional, since the representations are smooth and K is compact. Since U is

cuspidal, by Lemma 5.2, we can find a su ciently large i such that such that

Z

π(n)u dn = 0

 

N−i

 

 

 

˜

˜ Ki

. Let

 

 

 

for all u 2 U, and U is contained in V

 

 

 

 

 

$a

0

 

 

 

λ = µ 0

$−a .

 

 

 

˜

 

 

 

 

Then, for any u in U, and any u˜ in U,

 

 

 

 

 

ZNi hπ(λ)u, π˜(n)˜ui dn = ZNk hπ(λ)π(n)u, u˜i dn,

 

 

 

 

 

˜ Ki

, the left

where k = i ¡ 2a. Thus, if a ¸ i then the right hand side is 0. Since u˜ is in V

 

hand side is equal to hπ(λ)u, u˜i, up to a non-zero factor (the measure of Ni).

Therefore,

ϕv,v˜(kλk0) = 0 for any two elements k and k0 in K. The proposition follows form the Cartan decomposition. ¤

Proposition 6.3. Let V be an irreducible cuspidal representation of G, and P : U ! V a non-trivial homomorphism of smooth Gmodules. Then the above sequence splits, that is there exists a homomorphism s : V ! U such that P ± s(v) = v for all v in V .

˜

Proof. Let V be the contragredient dual of V . Pick v any vector in V . We first define a

˜ ! skew-linear (with respect to the complex conjugation) map i : V V by

Z

i(˜v) = ϕv,v˜(g)π(g)v dg.

G

−1 ˜

Since ϕv,π˜(h)˜v = ϕv,v˜(h g), the map i is a skew-linear homomorphism. Since V is irreducible,

i must be onto. Finally, since

Z

hi(˜v), v˜i = jϕv,v˜(g)j2 dg > 0,

G

we see that i is injective, as well. Now pick any u in U such that P (u) = v. Define, analogously

˜

to i, a skew-linear map from V to U by

Z

j(˜v) = ϕv,v˜(g)π(g)u dg.

G

LECTURES ON REPRESENTATIONS OF p-ADIC GROUPS

9

(Here π denotes the action of G on U). Now put s = j ± i−1. Clearly, s is a linear homomorphism from V to U, and by Schur’s Lemma P ± s has to be a multiple of the identity operator. Since P (s(v)) = v, for our fixed vector v, the proposition follows. ¤

Exercise. The proof of the above proposition shows that smooth irreducible cuspidal represen-

 

 

 

˜

tations are admissible. Hint: the map i defines a skew-linear isomorphism of V and V . Now

˜ Ki

is equal to the linear dual of V

Ki

(Proposition 4.5).

use the fact that V

 

Corollary 6.4. Every irreducible smooth representation V of GL2(F ) is admissible.

Proof. We have just seen that cuspidal representations are admissible. Otherwise, the representation is a submodule of a principal series representation by Proposition 5.3, so it is again admissible. ¤

7. Decomposing principal series

In this section we shall describe the composition series of IndG(χ). Some critical calcula-

B

 

tions will be performed in Section 8.

 

Proposition 7.1. Let V be an irreducible subquotient of IndBG(χ). Then VN 6= 0.

Proof. If VN = 0, then V is cuspidal, so it has to be a submodule as well.

But then by

Frobenius reciprocity VN 6= 0. Contradiction.

¤

Since VN 6= 0 for any subquotient, the following proposition shows that the length of a composition series of IndGB(χ) is at most two. The proof is based on the Bruhat-Tits decomposition B [ BwN of G, where

µ

w =

0

1

.

1

0

 

 

Proposition 7.2. Let χ be a character of T , and χw be the character obtained by conjugating χ by w, which simply means permuting χ1 and χ2. Then

0 ! δ1/2χw ! IndGB(χ)N ! δ1/2χ ! 0.

Proof. Let IndGB(χ)w be the B-submodule of functions in IndGB(χ) supported on the big cell BwN. We shall use the filtration

IndGB(χ)w µ IndGB(χ) and the exactnes of V Ã VN to calculate IndGB(χ).

Define a functional α on IndGB(χ) by

α(f) = f(1).

Since

α(π(nt)f) = δ1/2χ(t) ¢ α(f)

we have shown that δ1/2χ is a quotient of IndGB(χ)N . Clearly, IndGB(χ)w is the kernel of α. Define a functional αw on IndGB(χ)w by Z

αw(f) = f(wn) dn.

N

10

GORDAN SAVIN

Exercise. Show that the kernel of αw is precisely IndGB(χ)w(N). Hint: note that IndGB(χ)w is isomorphic to C0(N), as an N-module, and apply Lemma 5.2.

An easy calculation shows that

 

αw(π(nt)f) = δ1/2χw(t) ¢ αw(f).

The proposition is proved.

¤

We now note a very important consequence of the above result. If χ 6= χw (such χ is called regular) then the above exact sequence splits. This implies that αw extends to IndGB(χ), and thus by the Frobenius reciprocity defines a non-zero intertwining operator

Aw(χ) : IndGB(χ) ! IndGBw)

Proposition 7.3. The following gives a complete answer to decomposing principal series representations of GL2(F ).

² The induced representation IndGB(χ) is irreducible if χ12 6= j ¢ j±1.

²Otherwise, the composition series is of length two, with one of the subfactors a onedimensional representation.

Proof. The singular case χ = χw will be dealt with later. Assume that χ 6= χw. Then the Frobenius reciprocity implies that

Hom(IndGB(χ), IndGB(χ))

is one-dimensional, so every intertwining operator is a multiple of the identity I. In particular, it follows that

Aww) ± Aw(χ) = c(χ) ¢ I

for some scalar c(χ), (called c-function).

Lemma 7.4. If χ 6= χw, then IndGB(χ) reduces if and only if c(χ) = 0.

To verify this lemma, recall that IndGB(χ) can have at most two subquotients. Let V be a submodule. Then, V is a proper submodule if and only if VN = δ1/2χ. In that case IndGB(χ) has a proper quotient U and UN = δ1/2χw. The Frobenius reciprocity implies that Aw(χ) annihilates V . Likewise, Aww) annihilates U, which is a submodule of IndGBw). It follows that Aww) ± Aw(χ) = 0. The lemma is proved.

The first part of the proposition follows as soon as we calculate c(χ). This will be done in the next section. Thus, assume that χ12 = j ¢ j±1. In fact, since subquotients of IndGB(χ) are the same as subquotients of IndGBw), it su ces to consider χ12 = j ¢ j−1. In this case γ(det) appears as a submodule, where

γ = χ1j ¢ j1/2 = χ2j ¢ j−1/2.

If γ is trivial, then the other (infinite-dimensional) subquotient is called the Steinberg representation. Obviously, for other γ, the infinite dimensional subquotient is is just the twist of the Steinberg representation by γ(det). ¤

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