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Fig. 15.8 Clinical tolerance of CCI on patients with severe intraocular inflammation. (a) Picture
of the eye of a patient, before CCI, during CCI and immediately after CCI. (b) Subjective tolerance
of CCI on 93 patients receiving 263 treatments
with the tissue resistance varying during the procedure, the delivered current must
be adapted to these tissue changes.
In 2004, we published a portion of our results of a large clinical study evaluating
the tolerance and efficacy of iontophoresis of methylprednisolone sodium succinate
(Solumedrol) on patients with severe intraocular inflammation. Between April 1999
and October 2001, 93 patients were included in a study designed to evaluate the
tolerance of transscleral iontophoresis. Patients with severe intraocular inflammation requiring systemic corticosteroids were included in the study and received
instead of the systemic therapy, transscleral iontophoresis of sodium succinate
methylprednisolone 62.5
3 min and the patients received 1–5 treatments, mean 2.7 ± 0.9.
As shown in Fig. 15.8, the treatment was well tolerated with 86% of the patients
experiencing none to slight pain during the procedure. Seventeen patients were
treated for acute graft rejection with iontophoresis of methylprednisolone in place
of systemic pulsetherapy. As published in 2004, we showed that this local treatment
allowed to reverse the rejection with an efficacy comparable to the known effects of
pulse therapy in this indication (Halhal et al. 2004) (Fig. 15.9). Already at day 10,
and after three iontophoresis, 88% demonstrated a complete reversal of the rejection
processes. In two eyes, only a partial and temporary improvement was observed.
mg/mL. Intensity of the current was 1.7 ± 0.18 mA for

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Fig. 15.9 CCI of MPSS on 17 patients with acute graft rejection. (a) Example of a patient with
acute graft rejection before treatment and at day 10 after three CCI of MPSS. (b) Visual acuity of
17 patients with acute graft rejection before treatment
The mean best corrected visual acuity of all 17 patients during the last follow-up
visit was 0.37 ± 0.2 compared to 0.06 ± 0.05 before initiation of the iontophoresis
treatment. The mean follow-up time was 13.7 months with a range of 5–29 months
for the 17 patients. No significant side effects associated with the iontophoresis
treatment were observed.
In 2005, Horwath-Winter et al. treated 16 patients with iodide iontophoresis for
the treatment of dry eye. The patients were treated for 10 days and compared with
the patients receiving iodide application without current. Significant and increased
duration of symptom improvement and conditions were observed in the group of
patients treated with iontophoresis (Horwath-Winter et al. 2005).
Since then, several studies have been undertaken with the Eyegate transscleral
iontophoresis system. Results should be published soon and possibly lead to
FDA approval.
15.5 Applications of Iontophoresis to Ocular Gene Therapy
Iontophoresis has been mostly used to promote the ocular delivery and intracellular
entry single strand oligonucleotides. Asahara et al. reported on the use of iontophoresis for promoting intraocular penetration of topically applied nucleic acid. After
transcorneal iontophoresis, a topically applied 6-FAM labeled 23 base antisense
ODN of human aldose reductase was detected in the aqueous humor, the vitreous

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and retina after 5, 10 and 20 min, respectively. Optimal parameters in this study
were 1.5 mA (gradually reached in 2 min) and 100 V of alternating current, applied
for 5 min. No sign of ocular toxicity was reported. In this single report, transcorneal
iontophoresis after delivery of a plasmid encoding GFP yielded green fluorescence
in the rabbit cornea, anterior chamber angle and the ciliary subepithelial tissues
(Asahara et al. 2001). In our hands, direct transcorneal and transscleral iontophoresis
in rabbit and rat eyes did not enhance the transfection of reporter gene plasmids to
corneal or intraocular tissues (unpublished data). However, iontophoresis of ODNs
applied at a current of 500
Significant intraocular concentration of ODNs within the iris/ciliary body complex
was initially observed at 1 h, and a significant accumulation within the retina/choroid
complex was observed at 6 h (Berdugo et al. 2003). In this study, we used a custom-
made polyethylene-coated transcorneoscleral eye probe with annular surface of
0.5 cm2 covering the cornea, the limbus and the scleral area adjacent to the limbus.
A 27-gauge needle placed in the rat leg served as the anodal return electrode.
Furthermore, using antisense-NOSII ODN we successfully achieved significant
down-regulation of NOSII expression in the iris/ciliary body tissues of rat eyes with
endotoxin-induced uveitis (Voigt et al. 2002a–c).
After transcorneoscleral iontophoresis (1.5 mA/cm2 for 5 min) of fluorescent
phosphorothioate anti-VEGF-R-2 ODN in rat eyes, we observed ODN in all corneal
layers (with higher concentrations within Descemet membrane) and in the iris.
When corneal neovessels were present, ODN was detected in vascular endothelial
cells and in infiltrating leucocytes. ODN extracted from the tissues 90 min after
iontophoresis were found intact.
Using a specifically designed transpalpebral iontophoresis device, we studied the
internalization of ODN in the retinal layers of new born rd1/rd1 mice. In this mouse
model, rapid retinal degeneration occurs as a result (in part) of a point mutation in
the gene encoding the b-subunit of rod photoreceptor cGMP-phosphodiesterase (bPDE). Transpalpebral cathodal saline iontophoresis was more efficient than anodal
iontophoresis in enhancing the penetration of intravitreally injected ODN (encoding
for the sense wild type b-PDE) in the nuclei of all retinal layers. Moreover, photoreceptor delivery of ODN was significantly higher when cathodal saline transpalpebral iontophoresis was applied prior to the ODN injection. This study thus illustrates
that a tissue postiontophoretic penetration enhancement takes place (Andrieu-Soler
et
al. 2006, 2007).
mA (1 mA/cm2) enhanced their intraocular penetration.
15.6 Future Developments
Given the possibility of deliberate manipulation of the properties of the skin charge
distribution by altering the formulation of the physicochemical properties of the
permeant, or the formulation vehicle in which a permeant molecule is applied, clinical
consideration must be given to how a drug and an iontophoretic controller device
are coupled to the target tissue. For ophthalmic applications, the current drug solutions

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prepared for iontophoretic treatment often employ formulations developed for other
drug delivery modalities (e.g., drops). These solutions are not ideal as they have not
been adapted to target ocular surfaces using an electrical field. For iontophoretic
applications to the skin, more advanced semi-solid and gel formulations, often modified after those developed for passive transdermal drug delivery, are readily compatible with the skin surface. These formulation vehicles allow for manipulation of
electrical conductivity, bioadhesion and viscoelastic properties to assure compatibility and stability over the desired application time. Moreover, deliberate formulations for ophthalmic drug interest are envisioned as a needed aspect of the
development of ocular iontophoresis.
In the future, reverse iontophoresis may be used to dose intraocular biomarkers
allowing for instant diagnostic. Delivery of the therapeutic compounds could then
be modulated in response to this specific biodiagnostic.
The first step towards this future is to allow iontophoresis to enter clinical practice.
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Chapter 16
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Drug and Gene Therapy Mediated by Physical
Methods
John M. Nickerson and Jeffrey H. Boatright
Abstract A strategy to deliver drugs to the posterior segment of the eye is via a
combination of physical methods to place the drug adjacent to the target cell and to
open the cell membrane so that the drug can pass into the cell. Electric fields can be
used to transport small and large charged molecules and to open pores in the plasma
membrane. Here we review these physical methods and the progress to exploit electric fields in drug delivery.
16.1 Introduction
Effective drug treatment in the posterior segment remains a challenge for ophthalmologists and pharmaceutical scientists. Several physical approaches offer the
opportunity to deliver drugs or other agents to the posterior segment and into the
interior of a target cell. Some of these processes overcome drug delivery impediments by use of electromagnetic fields to transiently break or disrupt barriers to cell
entry, and the techniques include most frequently: iontophoresis, electroporation,
electrophoresis, or photo-acoustic energies to accomplish delivery. While none of
these technologies is new, improvements to these approaches now offer realistic
drug delivery via these physical methods. These physical methods often may be
used in conjunction with other approaches such as formulation of drugs in nano- or
microparticles for sustained long-term drug release and local delivery via injection
at the target site to enhance efficacy.
J.M. Nickerson (*)
Department of Ophthalmology, Emory University,
1365B Clifton Road, Atlanta, GA 30322, USA
e-mail: litjn@emory.edu
U.B. Kompella and H.F. Edelhauser (eds.), Drug Product Development for the Back of the Eye,
AAPS Advances in the Pharmaceutical Sciences Series 2, DOI 10.1007/978-1-4419-9920-7_16,
© American Association of Pharmaceutical Scientists, 2011
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16.2 Background
Some chapters in this book consider ways to improve drugs and to identify
better candidate targets for different and more efficacious drugs in treating
diseases of the posterior segment. Other chapters consider the current state of
the art, current standard of care, and the problems associated with current best
practices for the treatment of eye diseases in the posterior segment of the eye.
Key elements in the success of a new drug include its formulation, the route of
delivery, and its targeting to appropriate cells. The latter two points are the focus
of this chapter.
16.2.1 Intravitreal Injections
The greatest success in treating diseases of the posterior segment have been
through intravitreal injection or intravitreal implantation of slowly eroding materials to release a drug. Most other methods (topical eye drops, systemic oral,
subconjunctival, and parenteral) have not been as effective in drug delivery due
primarily to dilution. Because of the rapid rate of increase and the already large
number of intravitreal injections for treating wet AMD, there are concerns on
several fronts that this approach might warrant improvement or change to reduce
risks of complications, changes in protocol to reduce health care cost, and modification to reduce burdens on patients and their caregivers. Drugs such as
Ranibizumab (Lucentis) and Bevacizumab (Avastin) are remarkable in that they
halt neovascularization and improve visual acuity in wet AMD. These two drugs
appear to improve the quality of life for the patient, though these drugs handcuff
the patient to the doctor and present logistical nightmares for relatives and caregivers because of the high frequency of treatment and continued need for repeat
treatments. Ranibizumab is expensive. Treatment with either drug raises costs
including physicians’ services and imaging services (cf., OCTs to judge the effectiveness of these treatments). Clearly, these drugs have become the standard of
care despite these limitations, because of their apparent superiority over previous
treatments such as macugen, PDT, laser photocoagulation, or forms of combination therapy.
Alternatives are needed for the treatment of AMD, especially for the dry form.
Similar issues are becoming more obvious with other related retinal diseases that all
culminate in Macular Edema.
A major part of the success of Bevacizumab and Ranibizumab is the route of
drug delivery, intravitreal injection across the pars plana. Highlighted in other chapters in this book were the initial reticence to undertake intravitreal injections of any
agent until the success of clinical trials to treat endophthalmitis and uveitis, and successful implantation of slow release formulations of ganciclovir for CMV retinitis
in AIDS patients.
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