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Bacterial Glycolipid Lipid Asand Their Potential asAdjuvants
Atsushi Shimoyama and Koichi Fukase

560-0043, Japan
4.1 Introduction
Bacterial components have long been known to regulate the immune system[1]. Tumor shrinkage due to bacterial infections has occasionally been reported for the past hundreds of years[2]. In 1893, Corey etal. first attempted to use immunother­apy for cancer with Streptococcus pyogenes and Serratia marcescens. The immu­nostimulatory effects of killed Salmonella typhimurium and Mycobacterium tuberculosis were confirmed in 1916 and 1924, respectively. These immunostimula­tory effects, now widely known as the innate immune system, are triggered by rec­ognizing molecular pattern characteristics of pathogens and microbes by various innate immune receptors in multicellular organisms. Because innate immune stim­ulants also activate acquired immune responses such as antigen–antibody interac­tions and cell-to-cell immunity, several studies have been conducted to develop innate immune stimulants as adjuvants[3], which are vaccine ingredients that enhance antibody production.
Lipopolysaccharide (LPS), a major glycoconjugate in the outer membrane of Gram-negative bacteria, is a well-known innate immune stimulator [4]. Lipid A, which is linked to the terminal of the polysaccharide part via the peculiar acidic sugar Kdo (2-keto-3-deoxy--mannooctanoic acid), is the active principal of LPS, and the chemical structure of an authorized Escherichia coli lipid A (1) is described in Figure4.1. The recognition of LPS/lipid A by Toll-like receptor (TLR) 4/myeloid dif­ferentiation protein (MD)2 receptor induces various immune responses, including cytokine production, nitric oxide production, reactive oxygen species production, leukocyte migration, and lymphocyte activation, which trigger the host defense sys­tem against bacteria. LPS and lipid A are also extremely strong inflammatory agents and are known as endotoxins, which are the major contributors to sepsis and trigger serious systemic diseases that cause multiple organ failure, hypotension, and septic shock [4a]. Canonical E. coli LPS is highly toxic; therefore, its application as an
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Carbohydrate-Based Therapeutics, First Edition. Edited by Roberto Adamo and Luigi Lay. © 2024 WILEY-VCH GmbH. Published 2024 by WILEY-VCH GmbH.
 
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Polysaccharide
Figure4.1 E. coli LPS and Kdo-lipid A.
adjuvant requires modification to attenuate any inflammatory effects and eliminate significant toxicity. Monophosphoryl lipid A (MPL) derivative, 3D-MPL (2) (Figure4.2), has already been developed by GlaxoSmithKline (GSK) and approved as an adjuvant component[5]. Here, we introduce the structure–activity relationship of lipid A and the strategy for regulating the immune functions of lipid A for the devel­opment of lipid A as an adjuvant.
Figure4.2 Chemical structure of 3D-MPL and lipid IVa.
4.2 Bacterial Glycolipid Lipid A: an Innate Immune Stimulant
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4.2 Bacterial Glycolipid Lipid A: an Innate Immune Stimulant
In 1892, Pfeiffer (a disciple of the bacteriologist Koch) revealed that Vibrio cholerae produces two different toxic components: one is a heat-labile exotoxin and the other is a heat-stable endotoxin [6]. In 1945, Westphal (later the first director of the Max Planck Institute of Immunobiology and Epigenetics) reported that the active ingredi­ent of endotoxin is LPS, the outer membrane component of Gram-negative bacte­ria [6]. In 1957, the LPS terminus-acylated disaccharide, glycolipid lipid A, was reported as the active core of LPS[6]. Shiba and Kusumoto began collaborating with a German research group and submitted the correct structure of E. coli lipid A (1) (Figure4.1), and in 1985, they succeeded in the first total synthesis of E. coli lipid A (1), confirming that lipid A is the active core of endotoxin[7]. Simultaneously, Qureshi and Takayama identified the lipid A structure [8]. Shiba and Kusumoto also achieved lipid IVa (3) synthesis (Figure4.2), a precursor of E. coli lipid A[1], and found that lipid IVa (3) has an immunostimulatory effect in mice but an antag­onistic effect in humans[9]. The presence of an antagonist suggested the presence of receptors, which led to LPS receptor exploratory studies. In 1996, a breakthrough was achieved by Hoffmann, who revealed that the Toll gene, which regulates dors­oventral axis formation in Drosophila, is essential to the defense mechanism against the fungus, leading to the discovery of various innate immune recep­tors[10]. In 1997, TLRs were found to be human homologs of the Drosophila Toll protein[11], and Beutler identified TLR4 as an LPS receptor in 1998[12]. To date, 10 types of TLRs (TLR1–10) in humans and 12 types (TLR1–9, TLR11–13) in mice have been identified.
TLRs are membrane glycoproteins containing a leucine-rich repeat motif in the ecto­domain and a cytoplasmic signaling domain homologous to the interleukin 1 receptor (IL-1R), called the Toll/IL-1R (TIR) domain. TLR4 signaling is mediated via various adaptor molecules (MyD88, TRIF, TIRAP, and TRAM), including the TIR domain (Figure4.3) [15]. MyD88-mediated signaling activates NF-κB, a transcription factor involved in inflammation, and induces the production of pro-inflammatory cytokines such as tumor necrosis factor (TNF)-α and IL-6. These inflammatory cytokines are pro­duced as a protective response against infection. However, TRIF-mediated signaling leads to the activation of interferon (IFN) regulator 3 (IRF3) and induces the produc­tion of the antiviral cytokine type I IFN. Canonical E. coli LPS strongly activates both signals simultaneously (Figure 4.3), resulting in a massive inflammatory response leading to lethal toxicity. Therefore, lipid A attenuation and TLR4-signaling pathway regulation are essential for the development of lipid A-based adjuvants.
To achieve lipid A attenuation and TLR4-signaling regulation, it is essential to elucidate the molecular basis of lipid A recognition by TLR4. Miyake found that MD2, an accessory protein to TLR4, is essential for TLR4 signaling[16]. We synthe­sized a radiolabeled E. coli lipid A analog 4 (Figure4.4), which Miyake used to elu­cidate the interaction between the TLR4/MD-2 complex and lipid A (Figure4.4)[17]. Miyake also clarified that the species specificity of TLR4/MD-2 is due to differences in lipid A recognition by MD-2 [18]. Furthermore, X-ray crystallography revealed
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 
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Lee and coworkers [14]
Satow and coworkers [13]
Figure4.3 Innate immune system activation via TLR4/MD2.
the binding modes of TLR4/MD-2 to agonists and antagonists. The crystal structure of the complex of human MD-2 with lipid IVa (3) was revealed by Ohto and Satow[13], and the crystal structure of mouse TLR4/MD-2 complex with Eritoran (5) (Figure 4.5), a TLR4 antagonist developed by Eisai, was demonstrated by Lee[14]. In 2009, X-ray crystallography of the human TLR4/MD-2 complex with E. coli LPS was performed by Lee[19]. The results indicate that five of the six acyl chains of E. coli lipid A (1) are housed within the hydrophobic pocket of MD-2, while the remaining acyl chain interacts with the hydrophobic surface of the adja­cent TLR4. These interactions trigger the dimerization of the TLR4/MD-2 complex to activate the immune response. For lipid IVa (3), an antagonist, the lipid A moiety binds to MD-2in the form in which lipid A is rotated by 180° compared to the ago­nistic E. coli lipid A (1), and all acyl chains are placed within the MD-2 pocket, thus not causing TLR4/MD-2 dimerization. Ohto revealed the crystal structure of mouse TLR4/MD-2with lipid IVa (3); incidentally, lipid IVa (3) acts as an antagonist in humans but as an agonist in mice[20]. In mice, three of the four acyl chains of lipid IVa (3) are housed within the MD-2 pocket, and the remaining one interacts with the hydrophobic surface of the adjacent TLR4, resulting in TLR4/MD-2 dimeriza­tion. These studies revealed that differences in the binding mode of lipid A to MD-2 significantly affect TLR4-mediated immune regulation.
Miyake and coworkers [17, 18]
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Lee and coworkers [14, 19]
Lien and coworkers [21]
Figure4.4 Molecular mechanism of TLR4/MD2 dimerization.
Ohto et al. [13]
Ohto et al. [20]
Fukase et al. [22]
 
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′ ′
Tanimura et al. [23b]
Fujimoto et al. [23c]
Figure4.5 Chemical structures of various lipid As and lipid A analogs.
Previous structure–activity relationship studies[4a, 24] have revealed that agonis­tic and antagonistic effects can be controlled by the number of acyl chains and phos­phate groups and the chain length (Figures4.4 and4.5). That is, hexa-acylated E. coli lipid A (1) is an agonist, whereas tetra-acylated lipid IVa (3) is an antagonist. MPL504 (6) (Figure4.5), which is E. coli lipid A (1) without 1-phosphate, shows weaker IL-6- inducing activity than E. coli lipid A (1)[23]. MPL504 (6) is less dependent on CD14, a glycosylphosphatidylinositol-anchored receptor known to serve as a co-receptor for TLR4. Additionally, TLR4/MD2 dimerization in response to MPL is much lower than the response to E. coli LPS. MPL504 (6) has shown CD14-independent but MyD88-dependent TNFα-producing ability and TRIF-dependent CD86 upregula­tion and IFNβ-inducing ability [23b]. Similar to MPL504 (6), MPL505 (7), which lacks a 4′-phosphate, also exhibits mild immunomodulatory effects. However, while the ability of MPL504 (6) to induce IL-18 production is lower than that of E. coli LPS, MPL505 (7) exhibits the same IL-18 induction level as E. coli LPS [23c]. Therefore, these MPLs are expected to be developed as future adjuvants with differ­ent adjuvant effects. As described below, such structural modifications help regulate the effects of lipid A as a potential adjuvant.
LPS consists of an O-antigen polysaccharide part that is characteristic of each bacterial species, a core oligosaccharide part that has a high degree of commonality
      
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in chemical structure across bacterial species, and a lipid A component (Figure4.1). We also investigated the structure–activity relationship of lipid A connected with the partial structure of the core oligosaccharide. There are R-mutant bacteria con­sisting of LPS lacking the O-antigen polysaccharide moiety, and the E. coli Re-mutant has a Re-LPS (8) consisting of lipid A linked to Kdo disaccharide. To elucidate the effect of Kdo on lipid A activity, we synthesized Re-LPS (8), Kdo-506 (9), and Kdo­MPL504 (10) (Figure 4.5), showing for the first time that Kdo enhances lipid A activity[25].
4.3 Vaccines Containing Natural LPS as Adjuvants
Vaccines are designed to attenuate or inactivate pathogens and their toxins. Most vaccines for bacteria contain natural bacterial components, and some of which would act as natural adjuvants. LPS is considered the main natural adjuvant in vac­cines derived from Gram-negative bacteria. Here are some examples of vaccines that contain LPS.
4.3.1 Cholera Vaccines
Live-attenuated and inactivated whole-cell vaccines have been developed for chol­era[26]. These vaccines include V. cholerae LPS and act as natural adjuvants.
An injectable whole-cell cholera vaccine was used in the 1960s, mainly in the USA and Japan, and was administered subcutaneously twice every five to seven days. The immune response rate was 50%, and protection continued for only six months. Side effects have been reported, and the World Health Organization recom­mended its discontinuation.
®
Dukoral nit, is an oral vaccine that was licensed in Sweden in 1991. This vaccine has an effi­cacy rate of 85–97% with few side effects. The duration of protection is approximately two to three years. It is licensed mainly in Europe, Canada, South Asia, and Latin America.
Live-attenuated oral cholera vaccines, Orochol using the V. cholerae Inaba strain, whose cholera toxin A subunit (toxic) was deleted. This vaccine is approved in the same country as Dukoral and has a similar effectivity rate and effectivity period. However, the production and sale of these vaccines have been discontinued.
, comprising killed whole bacteria and recombinant cholera toxin B subu-
®
and Mutacol®, were developed
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4.3.2 Salmonella enterica Serovar Typhi Vaccines
Live-attenuated, inactivated whole-cell, and subunit vaccines have been developed for Salmonella enterica serovar Typhi[27].
®
Vivotif Berna
, derived from the attenuated typhoid Ty21a strain, is an oral live­attenuated vaccine developed in Switzerland. This vaccine is effective for more than two years and has few side effects. However, the administration of this vaccine to
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children under five years of age is not recommended. It is licensed in Africa, Europe, Asia, the USA, and South America.
Inactivated whole-cell vaccines (heat–phenol-inactivated or acetone-inactivated) were first developed in 1896. However, these have reported side effects, and most countries have withdrawn the use of these vaccines.
®
Typhim Vi gen purified from Salmonella Typhi, are subunit vaccines. Because the Vi capsular polysaccharide antigen was checked by the endotoxin test, LPS was omitted. This vaccine is effective for several years with a single injection. Its side effects are similar to those of whole-cell-inactivated vaccines but are relatively mild. It is licensed in Europe, Africa, Asia, Australia, and the USA.
and Typherix®, using the virulence (Vi) capsular polysaccharide anti-
4.3.3 Other Vaccines
Bexsero®, a vaccine against meningococcal group B (MenB), was developed by Novartis. It contains a meningococcal outer membrane vesicle, and LPS derived from meningococcal outer membrane vesicles can function as adjuvants in these
®
vaccines[28]. In contrast, the MenB vaccine Trumenba protein containing the TLR2ligand bound to the protein antigen[29].
For Bordetella pertussis, subunit and inactivated vaccines have been developed and are used as diphtheria, tetanus, and pertussis combination vaccine or diphthe­ria, pertussis, tetanus, and inactivated poliovirus combination vaccine. In most combination vaccines, the safer acellular pertussis vaccine is commonly used. However, a more effective whole-cell vaccine is still being used.
Similarly, for other Gram-negative bacteria, such as Haemophilus influenzae type b and Neisseria meningitidis (serogroups A, B, C, Y, and W-135), vaccines have also been developed, but all of them are capsular polysaccharide based vaccines; hence LPS was not included.
Therefore, vaccines that might contain LPS are widely used, and, in some cases, LPS may act as an adjuvant. In addition, it has been reported that some LPS could retain their immunostimulatory effects even when administered orally[30], in which case side effects would decrease compared to injected whole-cell vaccines with LPS.
uses a recombinant lipo-
4.4 LPS and Lipid A in the Environment or Fermented Foods as Adjuvants
Immunomodulatory functions of LPS and lipid A in the environment or fermented foods have been reported; thus, LPS and lipid A are attracting attention as safe adju­vant candidates.
The Gram-negative bacterium Pantoea agglomerans, which is widely present in the soil and plants such as wheat, rice, sweet potato, apple, and pear, has been
            
Heine and coworkers [34]
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detected during the fermentation process of rye bread [31]. P. agglomerans LPS exhibits immunostimulatory effects via oral administration [30]. P. agglomerans lipid A is a mixture of E. coli lipid A (1) and Salmonella minnesota lipid A (11)[32] (Figure4.6), which are both agonists.
Kurozu (fermented black vinegar), an Asian fermented food, contains LPS derived from Acetobacter spp. This genus of Gram-negative bacteria is used in acetic acid fermentation. The chemical structure of Acetobacter pasteurianus LPS[35] and its lipid A 12[33] (Figure4.6) have been reported recently. Although A. pasteurianus
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Hashimoto et al. [33]
Figure4.6 Chemical structures of various lipid As.
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LPS had weaker immunostimulating effects than E. coli LPS, A. pasteurianus LPS and lipid A are still expected to be novel adjuvants because of their safety as food­derived compounds.
The hygiene hypothesis states that exposure to environmental microbes during early childhood reduces the risk of developing allergic diseases. In the search for bacteria with an allergy-suppressing ability, Acinetobacter lwoffii F78[34] was found in livestock feed. A. lwoffii LPS selectively induces T helper 1 (Th1) cell-derived cytokines, such as IL-12 and IFN-γ, which exhibit anti-allergic effects. A. lwoffii F78LPS and its lipid A 13 (Figure4.6) have potential as novel adjuvants.
4.5 Synthetic and Semisynthetic Lipid As as Adjuvants
3D-MPL (2)[5] (Figure4.2), which has a 4′-monophosphate structure similar to MPL504 (6), was developed by GSK. By optimizing the lipid A structure, especially the acyl and phosphate groups, 3D-MPL (2) has been successfully attenuated and is currently being derivatized and produced from S. minnesota R595LPS. 3D-MPL (2) selectively activates the TRIF-dependent pathway of the two signaling cascades downstream of TLR4/MD2 (Figure4.3).
GSK has developed the liposome adjuvant AS01, a mixture of 3D-MPL (2), choles­terol, and QS21 (a saponin derived from the South American native tree Quillaja saponaria). AS01was applied to the herpes zoster vaccine, composed of recombi­nant glycoprotein E of varicella-zoster virus and AS01.
Infectious sporozoites are injected into human blood via salivary glands during blood collection by Anopheles vector mosquitoes during infection with Plasmodium falciparum, the causative agent of malaria. Therefore, the development of vaccines targeting sporozoite surface proteins has been pursued. The recombinant protein RTS,S consists of a segment of a sporozoite protein and the hepatitis B virus (HBV) surface antigen, and the malaria vaccine candidate RTS,S/AS01has been developed by GSK and is currently in phase III clinical trials. Adjuvant AS02, which consists of 3D-MPL (2), oil emulsion, squalene, and QS21, has also been developed by GSK, and the malaria vaccine RTS,S/AS02 is currently in phase III clinical trials.
GSK has also developed the adjuvant AS04, a mixture of 3D-MPL (2) and alu­minum salts. Cell-mediated immune responses are induced by AS04, which exhibits antiviral effects. AS04 is practically used as an adjuvant for the human papillomavi-
®
rus (HPV) vaccine Cervarix
Furthermore, the MPL mimic RC-529 (14) (Figure4.7) was approved as an adju­vant for the HBV vaccine in Argentina in 2003.
Lipid A adjuvants such as MPL can induce anti-inflammatory cytokines, includ­ing IL-10, while modulating the induction of inflammatory cytokines such as IL-6 by their chemical structural modifications[36]; therefore, lipid A adjuvants have a low risk of developing adjuvant-induced autoimmune diseases.
and the HBV vaccine Fendrix®.