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Surface design of biodegradable magnesium alloys for biomedical applications 95
the sputtering rates of common metals vary within an order of magnitude, and thus another point distinguishing sputter deposition from evaporation or CVD is that sputtering preserves the stoichiomet ry of the target source because the physical bombardment mechanism of particle ejection results in a consistent stoichiometry on the sample surface (Mattox, 2010b; Wasa et al., 2012).
3.2.3.3 Ion plating
Ion plating is an atomistic vacuum coating process in which the deposited lm is continuously or periodically bombarded by energetic atomic inert or reactive particles that can affect the growth and properties of the lm. The depositing atoms can come from vacuum evaporation, sputtering, or arc vaporization. Bombardment prior to deposition is used to sputter clean the substrate surface, while bombardment during deposition is used to modify and control the properties of the lm. It is crucial that bombardment is continuous between cleaning and deposition in the process to main­tain an atomically clean interface. The bombarding species are generally ions acceler­ated from a plasma in the deposition chamber (ions for bombardment are extracted from the plasma and so termed plasma-based ion plating) or ions from an ion source (ion plating is performed in a vacuum environment and so termed vacuum-based ion plating). Figure 3.5 shows the two variations. The individual processes in ion plating can be separated into surface preparation, nucleation and interface formation, and lm growth. Ion plating can also be considered a special process that varies from common
Variable leak
Insulator
Ground shield
Substrate
Cathodic arc vapor source
Chamber
High current feedthroughs
Gas
Plasma
Gas / Metal
+
e
Vacuum
Ions
Substrate
Shutter
High voltage
supply
e
Current monitor
Pump
Ion
beam
+
I
holder
Evaporant
Plasma-based ion plating
Ion
Gas inlet
gun
E-beam
Vacuum-based ion plating
Figure 3.5 Plasma-based ion plating system equipped with a cathodic arc vaporization source using bombardment from the plasma and a vacuum-based ion plating system using thermal evaporation and an ion gun for bombardment.
Source: Mattox (2000) with permission from Elsevier.
A
96 Surface Modication of Magnesium and its Alloys for Biomedical Applications
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deposition processes such as thermal evaporation, sputter deposition, and arc vapor deposition because the process name comes from the source of materials being depos­ited. Therefore, the ion plating process is also known by a number of other names, for example, ion vapor deposition (IVD), ion assisted deposition (IAD), bias sputtering, sputter ion plating (SIP), energy-assisted deposition, and ion beam assisted deposition (IBAD) (Mattox, 2000).
3.2.4 Ion implantation
Ion implantation is a process in which ions of a material are accelerated by an electrical eld to impact a solid. If the ions differ in composition from the target, namely, the
Grid I
Grid II
rc power unit
Trigger power unit
Cathode
Trigger
R1
Accel. power unit
Decel. power unit
Oscilloscope
Substrate
R2
Figure 3.6 Picture and schematic diagram of HEMII-80 high energy metal ion implanter.
Source: Feng et al. (2012) with permission from Elsevier.
Surface design of biodegradable magnesium alloys for biomedical applications 97
specimen to be implanted, they will alter the elemental composition of the target and possibly change the physical, chemical, and/or electrical properties of the specimen. In particular, the use of energetic ions affords the possibility of introducing a wide range of atomic species independent of thermodynamic factors, thus making it possible to obtain impurity concentrations and distributions of particular interest. Ion implantation equipment consists of an ion source to produce ions of the desired element, an accel­erator to accelerate the ions to a high energy, and a target chamber. Conventional beam-line ion implantation is a line-of-sight process in which ions are extracted from an ion source, accelerated to high energy, and then bombard the workpiece.
Figure 3.6 shows the picture of a conventional HEMII-80 high-energy metal ion
implantation machine in City University of Hong Kong and the simplied schematic diagram. The ion beam is usually quite small, and thus either the ion beam or sample is raster scanned to achieve uniform implantation over a large area. For samples with a very complicated geometry, it may be difcult to obtain conformal ion implantation by this method ( Chu, Qin, Chan, Cheung, & Larson, 1996; Liu et al., 2004).
In comparison to conventional ion implantation, plasma immersion ion implanta­tion (PIII) is an advanced technique that can more conveniently process samples with a complex shape. In PIII, the specimens are surrounded by a plasma and pulse­biased to a high negative potential relative to the chamber wall. Ions in the overlying plasma are accelerated across the plasma sheat h generated around the specimens and implanted into the surface conformally. Figure 3.7 displays the schematic illustration of PIII. The plasma is produced in the vacuum chamber by various plasma sources such as electron cyclotron resonance (ECR) or radio frequency (RF). If metal plasmas are involved, plasma immersion ion implantation and deposition (PIII&D), which is a hybrid process that involves ion implantation and deposition, can be conducted to form an atomically intermixed layer between the substrate and coating in addition to ion implantation and coating. It is an ion plating technique in the broad sense (Anders,
1997; Chu, Chen, Wang, & Huang, 2002; Liu, Chu, & Ding, 2010).
Chamber
Vacuumizing
t
Sample
T
Energetic
ions
High-voltage pulser
+
Figure 3.7 Schematic diagram of plasma immersion ion implantation (PIII).
98 Surface Modication of Magnesium and its Alloys for Biomedical Applications
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3.3 Surface design principles for biodegradable magnesium alloys
3.3.1 Role of surface modication in traditional biometals
Metals play an essential role in biomedica l devices because they are suitable for load­bearing applications. Different metals, such as titanium alloys and stainless steels, have been adopted in articial hip joints, knee replacements, and fracture xation devices because they possess excellent bulk properties, such as high mechanical strength, corrosion resistance, and superior fatigue properties (Cao, Liu, Meng, & Chu, 2011;
Wu, Liu, et al., 2008). The biocompatibility of materials is generally related to the
behavior of cells in contact, particularly cell adhesion onto the surface. Unfortunately, most articial materials integrate poorly with host tissues, resulting in postoperation infection and other negative body responses. In this respect, surface modication plays an important role in changing the response of the biological environment on the arti­cial medical devices. The proper techniques not only preserve the excellent bulk attributes of the biometals, but also endow the metals with specic surface properties required by different clinical applications (Liu et al., 2004). Therefore, surface design and associated treatments are critical to biometal engineering.
3.3.2 Key issues in developing biodegradable magnesium alloys
Since biodegradable Mg-based implants dissolve as new tissues are formed, Mg alloys form a dynamic interface in the physiological environment, and it is different from those on traditional biomedical metals such as Ti alloys and stainless steels that do not degrade and thus have a static surface, as illustrated in Figure 3.8 (Wu, Jamesh,
MgMg
H2
Magnesium-based material Hydrogen bubble
Physiological environment Surface film
Cell
Figure 3.8 Dynamic interface between the Mg-based materials and bioenvironment during surface degradation.
Source: Wu, Jamesh, et al. (2013) with permission from Elsevier.
Surface design of biodegradable magnesium alloys for biomedical applications 99
Mechanical
performance
Mg
Corrosion
behavior
Figure 3.9 Critical factors in the design of Mg-based biomaterials.
Biological
behavior
et al., 2013). Mg corrodes in aqueous media via the following chemical reaction:
Mg þ 2H
O / Mg2þþ 2OHþ H2[ (Song, 2007; Zberg et al., 2009). Conse-
2
quently, hydrogen evolution, localized basication, and degradation occur on the active interface to complicate the cells/biomaterials interactions. Biodegradable Mg-based devices, which have the advantage of avoiding a second surgical operation to remove the components thus minimizing patient trauma, are not only considered a revolutionary concept in bioengineering but also of scientic interest. Unfortunately, rapid degradation in the physiological environment has impeded thei r use as metallic implants. On the one hand, improper degradation compromises the mechanical prop­erties before the tissues have a chance to recover or heal completely. On the other hand, the rapid degradation may lead to adverse biological response if Mg and other elements are released into the surroundings too rapidly. Gas bubbles and subcutaneous inammation are possible causes of excessive Mg
2þ
or H2release in vivo, further harming tissue growth on the surface and loosening the bonding between the tissues and Mg-based implants (Kirkland, 2012). Owing to the dynamic interface, it is more difcult to develop new-generation biodegradable Mg alloys compared to old metallic biomaterials such as Ti alloys. In particular, the corrosion as well as biological behavior and mechanical performance are critical concerns of Mg-based biomaterials in the physi ological environment (Figure 3.9).
3.3.3 Aims of surface design for biodegradable magnesium
alloys
Biodegradation of Mg alloys is a dynamic process and often concomitant with contin­uously changing surface properties and loss of mechanical strength. In addition, the human body is a very complex environment for biodegradation, thus making degrada­tion unpredictable in the healing stage. The aim is thus to ensure safety when using Mg-based implants in vivo. A proposed degradation mode is shown in Figure 3.10. It is obviously easier if the Mg-based implants have an approximately intact initial con­tour in the serving period to retain the designed load-bearing capacity. With enough
100 Surface Modication of Magnesium and its Alloys for Biomedical Applications
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Mechanical strength
Healing stage
Biodegradation
Time
Figure 3.10 Schematic of desirable biodegradation and mechanical strength as a function of time.
corrosion resistance, slow degradation can ensure the designed mechanical strength and structure integrity in the healing stage. The dynamic surface becomes relatively stable to foster cell/tissue growth without producing unacceptable hydrogen evolution and other side effects. After the healing stage, faster degradation is allowable, and the mechanical strength of the implant is permitted to decrease gradually because the sur­rounding tissues can bear the load gradually. Adverse effects on human physiology are usually not expected, and thus it is still important to be concerned with degradation from the perspective of the actual clinical requirements. This aspect mainly depends on the alloy design and selection.
To achieve this designed degradation process, the surface design must aim to construct a temporary surface on Mg alloys to render the proper mecha nical properties, corrosion behavior, and biocompatibility. This temporary surface should effectively impede corrosion in the healing stage, but gradually change its role as a corrosion bar­rier during healing. This temporary surface must satisfy some special requirements. First, compared to bulk properties, the surface needs better resistance against corrosion during the initial period after implantation and must be biocompatible. Second, the sur­face is biodegradable and expected to disappear eventually via biological or chemical reactions. Third, the designed surface is further required to allow controlled corrosion after the healing stage and must fully degrade afterward without introducing or leaving harmful materials.
3.3.4 Strategies in surface design
In the surface design of biodegradable Mg alloys, it is important to realize that their primary applications are in bone xation devices and cardiovascular stents. It is also essential to fathom the bulk properties of Mg alloys, including mechanical strength and degradation behavior, before taking the next step to select the proper materials
Surface design of biodegradable magnesium alloys for biomedical applications 101
for the temporary surface as mentioned above. In this process, it is necessary to estab­lish the surface composition, microstructure, and associated preparation methods to achieve the desirable corrosion resistance, surface mechanical performance, and biocompatibility according to clinical requirements.
Biocompatibility, which usually encompasses tissue biocompatibility and hemolyt­ic biocompatibility, is the primary factor in designing new biomaterials, and different applications require different properties. Tissue biocompatibility refers to cytotoxicity, inammatory reactions, and mutagenic or carcinogenic reactions, whereas hemolytic biocompatibility is associated with hemolytic response and blood coagulation. Gener­ally speaking, materials with good biocompatibility induce a minimal level of cytotox­icity, hemolysis, blood coagulation, and inammatory reaction while imposing no risk of inducing mutagenic or carci nogenic reactions (Wang, Cao, Qiu, & Bi, 2011). Conventional corrosion-resistant biometals can be more easily rendered biocompatible to meet clinical needs, but the issue is more complicated for biodegradable Mg alloys. Some alloying elem ents such as zinc (Zn), calcium (Ca), and manganese can cause deleterious effects if the release rate is too high (Kirkland, 2012). Therefore, a tempo­rary surface is required to produce good biocompatibility in the initial stage and control the degradation process to ensure acceptable release from the bulk materials. Calcium­Phosphorus (Ca-P) coatings such as hydroxyapatite (HA) are good candidates to obtain excellent biocompatibility in osteosynthesis.
In surface design, emphasizing only the properties of the surface is often not enough, and the substrate must also be considered with the surface as one entity. This concept is not only conned to biocompatibility and can be generalized to corro­sion and wear resistance. Using anticorrosion coatings as an example, pinholes, pores, and cracks are inevi tably present in the coatings and the surrounding electrolyte in the bioenvironment can penetrate the coating via these cracks and pores. Since Mg is chemically active and has a smaller standard potential than many permanent metals such as Ti alloys, Al alloys, and stainless steels (Song & Atrens, 1999), the galvanic effect must be considered in materials selection. Figure 3.11 depicts the schematic diagram of the corros ion failure mechanism of the coated Mg-based materials. If the coating is conductive, a galvanic cell is formed between the coating and substrate
Crack
Physiological environment
Galvanic cell
R
p(C)
R
Mg-C
Mg-based material
R
R
s
p(Mg)
Figure 3.11 Schematic diagram illustrating the corrosion failure mechanism on coated Mg-based materials.
Source: Wu, Jamesh, et al. (2013) with
permission from Elsevier.
Coating
Pore
102 Surface Modication of Magnesium and its Alloys for Biomedical Applications
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and the galvanic current is given by the following formula (Song, Johannesson,
Hapugoda, & StJohn, 2004; Wu, Jamesh, et al. (2013)):
EC E
I ¼
R
pðMgÞ
þ R
pðCÞ
Mg
þ RR
MgC
(3.1)
where E
R
p(Mg)
of the cathode; R
and EMgare the corrosion potentials of the cathode and anode, respectively;
C
is the polarization resistance of the anode; R
is the electrical resistance of the electrolyte; and R
s
is the polarization resistance
p(C)
MgC
is the electrical resistance between the anode and cathode. When a Mg-based implant is in a xed bioenvironment, R anode and cathode depends on E galvanic current is generated by decreasing E
and Rsdo not change easily, and the current between the
p(Mg)
EMg, R
C
, and R
p(C)
EMgand increasing R
C
. Obviously, a small
MgC
MgC
and R
p(C)
and it is better to use insulating and chemically inert coatings such as microarc oxidation (MAO) coatings.
For Mg alloys used in articial joints, friction and wear raise some unwanted issues such as possible inammation caused by the debris. To improve the wear resistance, a surface with a small friction coefcient and high hardness is called for. Although harder coatings can improve the surface mechanical properties, the hardest materials may not always be the best because Mg alloys are relatively soft. Only when sufcient adhesion is ensured can hard coatings deliver the desirable performance. For example, diamond-like carbon (DLC) with high hardness does not adhere to Mg well unless an interlayer such as chromium is inserted ( Wu, Sun, Dai, Song, & Wang, 2010). It should also be mentioned that the conductive interlayer may be dangerous when the coating system is damaged if its electrode potential is higher than that of the Mg alloy. It is necessary to select other appropriate interlayers or alternative methods. Ion im­plantation or laser treatment is a moderate way to modify the surface hardness. Although its improvement is nite compared to that rendered by hard coatings, it has other advantages. For example, the interfacial bonding strength is not an issue because of the metallurgical bond.
There are many surface modication techniques that can be used when designing Mg biomaterials, for example, microarc oxidation, physical vapor deposition, electro­deposition, ion implantation, etc. By using these techniques, it is possible to construct an appropriate temporary surface on Mg-based biomaterials, and in the following sections, some recent research examples pertaining to surface modication of biomed­ical Mg alloys will be discussed.
,
3.4 Research examples
3.4.1 Microarc oxidation coatings
MAO is a simple way to fabricate thick, porous, and hard ceramic coatings on metals. The properties of MAO coatings mainly depend on the processing parameters, substrate, and chemi cal composition of the electrolyte. In the case of Mg, these
Surface design of biodegradable magnesium alloys for biomedical applications 103
properties should be further ne-tuned to adapt to different clinical applications, and some recent studies are presented here.
Gu et al. (2011) used MAO to prepare a coating on the Mg-Ca (1 wt%) alloy. The
microarc oxidation process was conducted in a 10 kW microarc oxidation setup comprising a high-power plasma source with a frequency of 700 Hz and a duty cycle of 30% as well as a stirring and cooling system. The aqueous electrolytes were prepared from solutions of 10 g/L sodium silicate with 3.5 g/L sodium hydroxide. MAO was conducted for 10 min at a xed applied voltage in the range of 300e400 V and the effects of the applied voltages on the surface morphology, phase constituents, hydrogen evolution, pH variation in the solution, and in vitro biocompat­ibility were studied. The thickness and pore size of the MAO coating increased with increasing applied voltages as shown in Figure 3.12. Immersion in Hanks solution for 50 days revealed that the MAO coating produced at 360 V had the best
Figure 3.12 Surface and cross-sectional morphologies of MAO-treated Mg-Ca alloys at different voltages: (a) 300 V, (b) 360 V, and (c) 400 V.
Source: Gu et al. (2011) with permission from Elsevier.
104 Surface Modication of Magnesium and its Alloys for Biomedical Applications
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long-term corrosion resistance. Adhesion, proliferation, and differentiation of MG63 cells were promoted on the MAO coatings because of reduced Mg ion release and pH value variation. Besides the voltage, the pulsing frequency was crucial to the performance of the MAO coatings. Gu et al. (2012) deposited MAO coatings on AZ31 Mg alloys using 30 g/L Na
aqueous solution and a constant DC voltage of 325 V
3PO4
was applied for 5 min in the coating preparation. Four different pulse frequencies at a constant pulse ratio of 0.3 (300 Hz, 500 Hz, 1000 Hz and 3000 Hz) were investigated, and it was found that the MAO coating produced using 3000 Hz exhibited the best corrosion resistance.
Fischerauer et al. (2013) studied the in vivo degradation behavior of MAO-modied
ZX50 Mg alloy. They implanted the samples into the femoral legs of 20 male Spra­gueeDawley rats and monitored them using microcomputed tomography over an observation period of 24 weeks. The MAO-modied samples showed almost no corro­sion in the rst week, but after 3 weeks the degradation rate increased and it was even higher than that of the untreated sample. Based on the fact that MAO implant s degraded inhomogeneously via localized corrosion attacks, it was considered that this increase was due to an increase in the surface-area-to-volume ratio of the MAO implants. Histological analysis performed after 4, 12, and 24 weeks showed that the initially improved corrosion resistance observed from the MAO implants had a posi­tive effect on bone and tissue response. The reduced hydrogen evolution increased osteoblast apposition from the very beginning, thus generating a stable boneeimplant interface. Since MAO can delay initial degradation after implantation, it improves the fracture stabilization, minimizes the burden on the postoperatively irri­tated surrounding tissues, and generates good boneeimplant bonding. Actually, if a good boneeimplant interface is formed in the initial stage of bone healing, accelerated degradation in the later stage will be of interest to osteosynthetic applications.
Wang et al. (2011) used MAO coatings to tailor the blood compatibility on Mg
alloys. They found that the MAO Mg-1.0 wt% Zn-1.0 wt% Ca alloy exhibited favor­able blood compatibility. In their experiments, the MAO Mg alloy showed a decreased hemolytic ratio (2.25%) compared to the untreated one (24.58%). The MAO Mg alloy also showed signicantly shorter prothrombin and thrombin time and signicantly longer activated partial thromboplastin time than the untreated Mg alloy. Arachidonic acid- and adenosine diphosphate-induced platelet aggregation was signicantly reduced by the untreated Mg alloy extract, but it was less affected by the extract of the MAO-treated Mg alloy.
Good antimicrobial properties are also very important to surgical operation due to the risk of bacterial infection (Wu, Liu, et al., 2011), and an antibacterial surface to inhibit bacterial colonization is of practical interest. Silver and silver-bearing com­pounds are well known to exhibit antimicrobial activity and have been incorporated into the surfaces of a variety of medical devices. Ryu and Hong (2010) developed an approach to fabricate MAO coatings on the AZ31 magnesium alloy using AgNO
-containing electrolytes. The Ag-containing MAO coatings exhibited higher
3
corrosion resistance than the Ag-free MAO coatings and also excellent antibacterial activity of over 99.9% against two strains of bacteria, Staphylococcus aureus and Escherichia coli.