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K. Patel et al.
may have the added benet of increasing the circulating half-life of the vector or modulating apoptotic or proteasome pathways that increase transgene expression [42, 72]. A caveat of immunomodulation is the effect on Tregs and strategies to dampen host immunity should take into consideration the benecial effect of Treg cell activation and expansion [73].

7.4 Conclusion

The infusion of trillions of vector particles is expected to alert the immune system that can impact both the safety and efcacy of AAV gene therapy. Furthermore, targeting some diseased organs is likely to exacerbate the pathophysiology associ­ated with AAV gene transfer. Hence, strategies are warranted to reduce the provoca­tion of host immunity by creatively designing the vector. This starts with avoiding molecular signatures that have a propensity to agonize PRRs and alert the immune system. Next, increasing vector potency can lower the dose required to achieve therapeutic transgene expression levels and thereby reduce immune insult. These approaches may still need to be combined with immunosuppression strategies to further attenuate immune responses and achieve durable transgene expression. The problems of host immunity against AAV-transduced tissues are akin to those that once plagued the eld of solid organ transplantation. Nevertheless, immunosup­pression strategies developed and employed in recent years have reduced the risk of allograft rejection. The adoption of these and other newer approaches will likely bolster the chances of achieving the goal of treating all patients safely with AAV gene therapy.
Acknowledgments The authors thank Dr. Pan Clark and Dr. Seng H.Cheng for their comments on the chapter. Images were created with BioRender.com
Author Disclosure All authors were employees of Pzer, Inc. at the time of writing and have no conicts of interest to declare.

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Chapter 8
COVID-19 Vaccine Manufacturing Processes: Making theMolecules toSolve thePandemic
JenniferA.S.Romine, StephenA.Kolodziej, TarlVetter, andMichaelP.Dux
Abstract Since the rst report of the full genome sequence of the severe acute
respiratory syndrome coronavirus 2 (SARS-CoV-2), the causative agent of the coro­navirus disease 2019 (COVID-19) pandemic, many universities and pharmaceuti­cal/biotechnology companies have worked to identify potential vaccine candidates to end this pandemic. With respect to the identity of the actual drug substance (DS), approved COVID-19 vaccines fall into one of four general categories: mRNA-, viral vector-, whole inactivated virus-, and protein-based vaccines. The manufacturing processes to deliver these vaccines vary broadly, with production from Escherichia coli to Sf9 insect cells, Chinese hamster ovary (CHO) cells, or enzymatic reactions, while purication for these products can be as simple as buffer exchange or require extensive recovery and chromatographic efforts. Here, we explain which processes are used for each vaccine category, discuss their individual challenges, and look at how the portfolio of vaccine candidates can come together to help solve the pandemic.
Keywords Vaccine manufacture · mRNA vaccine · Viral vector · Whole inactivated virus · Protein · Upstream process · Downstream process · Adenovirus · Bioreactor · Cell culture · Chromatography · Viral inactivation · Virus-like particle
J. A. S. Romine (*) · S. A. Kolodziej Bioprocess Research and Development, Biotherapeutics Pharmaceutical Sciences, Pzer Inc., Chestereld, MO, USA e-mail: jennifer.romine@pzer.com; steve.a.kolodziej@pzer.com
T. Vetter Novartis Pharmaceuticals Corporation, Durham, NC, USA
BX-CGT Technical R&D, Novartis Pharmaceuticals Corporation, Durham, NC, USA M. P. Dux
Pzer Global Supply, Pzer Inc., Sanford, NC, USA
185© The Author(s), under exclusive license to Springer Nature Switzerland AG 2024 K. Gadamasetti, S. A. Kolodziej (eds.), Bioprocessing, Bioengineering and Process Chemistry in the Biopharmaceutical Industry,
https://doi.org/10.1007/978-3-031-62007-2_8
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J. A. S. Romine etal.

8.1 Introduction

The coronavirus disease 2019 (COVID-19) pandemic impacted all aspects of human health and society as it spread across the globe after its emergence in December 2019 with a global death toll of over 6.6 million as of November 11, 2022 [1, 2]. The causative agent of COVID-19 has been identied as the severe acute respiratory syndrome coronavirus-2 (SARS-CoV-2) [3], and its full genome was reported in January 2020 [4].
Coronaviruses (CoVs) are enveloped, positive-sense single-stranded RNA viruses that infect mammals and birds. Their virions contain numerous surface pro­trusions consisting of trimers of the viral spike (S) protein, and it is these protru­sions that give these viruses their characteristic crown-like appearance in electron micrographs [3, 5]. CoVs are subdivided into four different genera (α-CoV, β-CoV, γ-CoV, and δ-CoV) [6]. SARS-CoV-2 is a member of the β-CoV genus, which also includes other important human respiratory pathogens like human coronavirus­ OC43 (HCoV-OC43) and HCoV-HKU1 (causes of the common cold), as well as MERS-CoV (middle east respiratory syndrome coronavirus) and SARS-CoV (severe acute respiratory syndrome coronavirus) [7]. The S protein plays a critical role in viral entry and consists of two subunits: S1 (enables viral attachment to the host cell) and S2 (promotes membrane fusion) [8]. One key structural feature of the S1 subunit is a receptor binding domain (RBD) with high afnity for angiotensin­converting enzyme 2 (ACE2), the cellular receptor for SARS-CoV and SARS­CoV- 2 [5]. Neutralizing antibodies from convalescent SARS-CoV patients were shown to be directed largely against the S protein, and these antibodies also reduced SARS-CoV-2 viral entry, albeit with lower efciency [8]. Antibodies are produced against other structural proteins present in SARS-CoV-2 (the envelope, membrane, and nucleocapsid proteins), but the response to the S protein is far greater [9]. Thus, the S protein has become the most frequently targeted antigen for both protein and nucleic acid-based vaccine design [9].
Vaccine design and production have coevolved over the past two centuries due to leaps in understanding in the elds of vaccinology, cell biology, and biotechnology [1014]. Early vaccines were composed of whole pathogens, and commercial-scale manufacture required the use of large animal farms [15]. Advances in growing bac­teria and viruses in culture enabled robust and safe manufacture of whole pathogen and viral vector vaccines at commercial scales. The advent of component vaccines, whose design was based on surface proteins and capsular polysaccharides, as well as secreted protein toxins, resulted in vaccines based on a single biomolecule, though use of adjuvants was typically required. Manufacture of component vac­cines capitalized on advances in biotechnology for large-scale production of puri­ed proteins and advances in bioanalytical characterization techniques. Further, groundbreaking work in nucleic acid vaccines set the stage for this vaccine modality to demonstrate its potential enabling rapid construct design and production [16].
The race to develop a COVID-19 vaccine began with the identication of SARS­CoV- 2 as the causative agent [3] and the subsequent publication of the genome sequence of the virus. The urgency of the need prompted groups to take chances with
8 COVID-19 Vaccine Manufacturing Processes: Making the Molecules to Solve…
187
multiple different modalities, which would ultimately result in the development of highly effective vaccines that would have a major impact on human health [17]. This chapter highlights the public information currently available on the drug substance processes behind each of those modalities and sheds light on the challenges of deliv­ering these vaccines at the scales needed to put an end to the pandemic focusing on vaccines that have achieved full regulatory approval for human use (Table8.1).

8.2 mRNA Vaccines

8.2.1 Background
As the world rushed to nd a COVID-19 vaccine, candidates were developed using a diverse assortment of modalities. One of the most exciting new approaches was based on mRNA. In this approach, mRNA molecules are encased within lipid
Table 8.1 Vaccines against SARS-CoV-2 approved for human use
Country where
Vaccine type Company/Institution Candidate name mRNA BioNTech/Pzer Comirnaty,
BNT162b2
Moderna Spikevax,
mRNA-1273
Viral vector CanSino Biologics Convidecia,
Ad5-nCoV
Gamaleya Research Inst Sputnik V,
Gam-Covid-Vac
Univ. of Oxford/ AstraZeneca
Johnson and Johnson/ Beth Israel Deaconess Medical Center
Whole inactivated virus
Protein-based Novavax/Serum Institute
Sinovac CoronaVac,
Sinopharm/Beijing Institute of Biological Products
Bharat Biotech Covaxin, BBV152 India [3436] Sinopharm/Wuhan
Institute of Biological Products
of India Medicago Covifenz, CoVLP Canada [4244] Vector Institute, BEKTOP EpiVacCorona,
Vaxzevria, AZD1222
Ad26.COV2.S, JNJ-78436735
PiCoVacc BBIBP-CorV China, Bahrain [32, 33]
NA China [37, 38]
Covovax, NVX-CoV2373
Aurora-CoV
rst approved References US [18, 19]
US, Canada [20, 21]
China [22, 23]
Russia [24, 25]
Brazil, India [26, 27]
Canada [28, 29]
China [30, 31]
Canada, South Korea
Turkmenistan [45, 46]
[3941]
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J. A. S. Romine etal.
nanoparticles and delivered to a person’s cells. The cell then uses the mRNA to express the encoded protein to stimulate immune recognition. As shown in Table8.2, the rst two mRNA vaccines that were approved for FDA Emergency Use Authorization were from BioNTech/Pzer and Moderna, both of which targeted the viral S protein.
Regarding the type of mRNA used, these vaccines can be divided into three cat­egories: unmodied, modied, and self-amplifying. BioNTech/Pzer and another manufacturer, CureVac, both pursued an unmodied mRNA vaccine where all the nucleotide bases are the native structures [4749]. However, neither company has obtained approval for the unmodied mRNA vaccine: CureVac has begun on a second- generation unmodied mRNA [50], while BioNTech/Pzer chose to move forward to Phase 3 clinical trials with the modied mRNA instead. For the modi­ed mRNA, prior research has shown that using a modied uridine (N1-methylpseudouridine, Fig.8.1) provides better effectiveness with lower immu­nogenicity [5153]. This strategy was used by both BioNTech/Pzer and Moderna. The last category, self-amplifying RNA (saRNA) is an exciting strategy for the eld because it provides a polymerase in the mRNA coding sequence that allows for amplication of the transcript inside the cell [54]. Thus, lower doses can potentially be delivered. This strategy was employed by Arcturus Therapeutics (in combination with pseudouridine) [47, 55] and was an initial BioNTech/Pzer candidate [47].
Table 8.2 Details for approved mRNA vaccines against SARS-CoV-2
Vaccine name Developer mRNA category Reference Comirnaty, BNT162b2 BioNTech/Pzer Modied [18, 19] Spikevax, mRNA-1273 Moderna Modied [20, 21]
Fig. 8.1 N1-Methylpseudouridine structure
8 COVID-19 Vaccine Manufacturing Processes: Making the Molecules to Solve…
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8.2.2 Production Process
8.2.2.1 Overview ofSteps
The general process for production-scale mRNA synthesis is relatively similar to the small-scale invitro transcription (IVT) process performed in labs around the world—an enzymatic reaction where nucleotides are synthesized into mRNA from a DNA template, followed by enzymatic steps for capping and/or initial removal of the enzymes and DNA (Fig.8.2). The biggest difference is in the nal purication. While labs are able to perform this step with functionalized magnetic beads or pre­cipitation by lithium chloride, more scalable approaches based on chromatography columns and ultraltration/dialtration (UF/DF) are used for the large volumes pro­cessed in commercial scale. Overall, the synthesis step is completed on the order of hours and the purication steps can be completed in 1–2days, making this process remarkably fast compared to products produced using cell culture.
8.2.2.2 Production
The rst production steps where the drug substance (DS) is produced are often referred to as the upstream process (USP). While other processes described in this chapter require cell culture for their USP, the mRNA production process is exclu­sively driven by enzymatic reactions, often referred to as IVT.These reactions can be performed in a batch or fed batch mode. In the reaction, DNA is the template for the RNA sequence, most often in the form of plasmid or PCR template. The nucleo­side triphosphates (NTPs), adenosine, cytidine, guanosine, and uridine (modied or unmodied), and an RNA polymerase (usually T7, T3, or Sp6 RNA polymerase) [56] are added to a buffered reaction. In the fed batch mode, these NTPs can also be fed during the course of the reaction. Pyrophosphatase can also be added to increase yield in the reactions. It does this by cleaving pyrophosphate (a by-product of the addition of each nucleotide to the mRNA transcript) into phosphate [57]. The 5′-cap, described next, can also be added into this reaction for co-transcriptional capping or can be added after the IVT reaction, post-transcriptionally [56]. Once all of the initial raw materials are added to the reactor, the invitro transcription process
Fig. 8.2 Example process ow diagram for mRNA vaccine production—depending on the project specic contaminants, the included polyA afnity column may not be needed for all mRNA vaccines