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Anesthetic Concentration 73
https://t.me/med1917
Concentration andSafety
In the early twentieth century the systemic toxicity of anes­thetics was believed to rise exponentially with linear increases in their concentration, so that 1 caine was deemed to be four times more toxic than 1
ml of 2% pro-
ml of a 1% solution (Waters1933). That notion was accepted by the Council on Dental Therapeutics, which prohibited the use of 4% procaine (Council on Dental Therapeutics1944).
Everett was the first to prove that in laboratory animals
the median lethal dose, LD
, barely varied with concentra-
50
tion, but depended critically on the total dose administered (Everett1949) (Table5.7). Those findings were confirmed by clinical studies: the blood levels of local anesthetics are directly related to the amount administered and not to the concentration at which they are administered (Campbell and Adriani1958; Braid and Scott1965; Jebson1971; Rood and Cannell1978).
Concentration andAnesthetic Potency
Anesthetic potency has long been known to rise with con­centration in animals (Gasser and Erlanger1929; Campbell and Adriani1958). In clinical dental studies 5% lidocaine was observed to yield better results than the 2% solution (Eldridge and Rood 1977; Rood and Sowray 1980; Lambrianidis et al. 1980). Clinical trials using the Björn EPT also proved that more highly concentrated solutions anesthetized dental pulp more effectively (Table5.8).
The reason is that a more highly concentrated local anesthetic tends to maintain a higher concentration is some of the injected local anesthetic may diffuse away from the initial injection site. Starting off with a more con­centrated local anesthetic will result in more of the local anesthetic reaching the nerve fibers, thus translating into greater efficacy (Tainter etal.1953; Schilli1977).
Concentration andTissue Irritation
At higher concentrations of local anesthetics, the post­injection damage to subcutaneous tissue is more likely to rise. For reasons of tissue toxicity, bupivacaine cannot be adminis­tered at concentrations of over 1%, for instance, and is conse­quently used at 0.25–0.75% (Ekblom and Widman1966; Henn and Brattsand1966). Similarly, an increase in concentration can be correlated with an increased risk of tissue irritation for other local ansesthetics (Bennett etal.1971).
Animal experiments have shown that the neurotoxicity of anesthetic solutions rises with concentration (Lundy etal.1933; Tui etal.1944; Skou1954; Fink and Kish1976; Kalichman etal.1993).
These results are also confirmed in clinical studies. In medical practice, spinal anesthesia with 5% lidocaine or 1% tetracaine solutions (high concentrations) increases the risk of producing cauda equina syndrome because of its neurotoxic effect (Ringler etal.1991).
Long-
term paresthesia after mandibular block with high
concentrations of local anesthesia is a risk in dentistry.
Table5.7 Lethal dose (LD50, mg/kg) of local anesthetics in animals.
Anesthetic Ad. Animal Concentration (%) LD50 (mg/kg) Reference
Procaine SC Mouse 2 900 Everett (1949)
4 ±890
IV Rabbit 2 50
4 ±49
Mepivacaine IV Mouse 2 31 Luduena etal. (1960)
3 32
IV Rabbit 2 21
3 22
IV Guinea pig 2 24.5
3 20.0
SC Guinea pig 2 93
3 94
Articaine IV Rabbit 3 20.6 Baeder etal. (1974)
4 19.6
Ad, administered; SC, subcutaneous; IV intravenous.
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Table5.8 Percentage ofpulpal anesthesia andduration inminutes after buccal infiltration of1 ml ofanesthetic (without
vasoconstrictor) inmaxillary lateral incisor.
Duration pulpal
Anesthetic Concentration (%) Pulpal anesthesia (%)
Lidocaine 1 60 <1 Feldman and Nordenram (1959)
3 95 3 Feldman and Nordenram (1959)
Mepivacaine 1 85 2 Feldman and Nordenram (1959)
3 91 15 Annex 21
Articaine 2 63 7 Winther and Nathalang (1972)
4 76 11 Winther and Nathalang (1972)
Prilocaine 2 74 9 Berling and Björn (1960)
4 87 12 Annex 21
anesthesia (min) Reference
With 4% articaine and 4% prilocaine (Haas and Lennon1995; Pogrel and Thambys2000) the risk is 22–35 times greater than with standard 2% lidocaine (Table22.8, Chapter22). Fortunately, however, such complications are very rare (see Chapter22).
One may conclude that a more highly concentrated local anesthetic will deliver better clinical results for the comfort of the dental patient. An important caveat is that smaller volumes of solution must be administered to avoid exceed­ing the maximum recommended dose, and preventing sys­temic toxicity or local neurotoxicity. In short, a balance must be consistently pursued between maximum efficacy and minimum risk.
Maximum Doses
A standard maximum dose cannot be determined because conditions vary widely between individuals and even in one and the same person under different circumstances. Nonetheless, maximum doses based on animal experi­ments and clinical experience afford very useful guidelines for preventing toxicity in dental procedures (Campbell and Adriani1958; Adriani and Zepernick1966).
The absolute maximum doses for adults weighing 70 kg or over differ in dental and medical practice. In the early 1980s, the American Dental Association’s Council on Dental Therapeutics recommended lower maximum doses for dental applications of lidocaine, mepivacaine, and pri­locaine than established by the United States Food and Drug Administration (US FDA) and the pharmaceutical industry for applications in other types of medical practice (Table5.9) (American Dental Association1984). At around the same time, the FDA authorized 1.8- ml cartridges of bupivacaine for dental use, likewise a lower maximum
dose than used in medicine (Dean1983; ADA Guide2003). This criterion was justified by the greater frequency of local anesthetic administration in dentistry, most of which are performed in the office setting, making the recognition and management of adverse reactions less predictable (Moore1984). This lower dose criterion has always been regarded as one of the factors contributing to the extreme safety of dental anesthesia (Seldin1958). Such prudence in using lower maximum doses than established for medical practice is recommended here as well as by other authors (Jeske and Blanton2002).
Articaine, a local anesthetic, was approved by the FDA in 2000 for dental use at a concentration of 4%, double the concentration approved for 2% lidocaine (Weaber 1999; Malamed etal.2001). Articaine and lidocaine have similar characteristics. In vitro studies have shown articaine to be slightly more effective (Den Hertog 1974; Borchard and Drouin1980; Potocnik etal.2006) and in clinical trials to yield similar or slightly better results with or without epinephrine at a given concentration (Winther and Nathalang 1972; Winther and Patirupanusara 1974). Performance was also better in animal experiments stud­ying acute toxicity (Annex 8).
Further to the Council on Dental Therapeutics’ prudent criterion, the absolute maximum dose of articaine in den­tistry would be 300 mg (4.3 mg/kg) (Table5.9). However, the pharmacokinetic properties of articaine differ from those of lidocaine and mepivacaine. At 4.17 l/min, its clear­ance level is much higher than the 0.83 l/min for lidocaine and 0.74 l/ml mepivacaine. Articaine’s half- life is much shorter: 25 minutes compared to 110 minutes for lidocaine and 120 minutes for mepivacaine (Annex 11). The reason for the above behavior is that 85–95% of the ester side chain on the thiophene ring in articaine is rapidly hydrolyzed by plasma cholinesterases (Figure5.4). The result is the rapid
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   75
CH
7
7
Hydrolysis
Articainic acid
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Table5.9 Absolute maximum doses inmilligrams (mg/kg inparentheses) recommended by different sources formedical
anddental practice foradults weighing 70
Without
Anesthetic
vasoconstrictor
Lidocaine 300 (4.3) 500 (7.1) Articaine 300 (4.3)
Mepivacaine 400 (5.7)
300 (4.3)
Prilocaine 600 (8.5)
400 (5.7)
Bupivacaine 175 (2.5)
— 150 (2.1)
a
AMA Drug Evaluation (1983).
b
Die Arzneimittelkommission (1985).
c
ADA Guide (2003).
d
American Dental Association (1984).
e
AAPD (2020).
f
Council on Clinical Affairs (2015).
kg or over.
Medical practice Dental practice
With
vasoconstrictor Reference
a,b,c
500 (7.1) 500 (7.1)
400 (5.7) 500 (7.1)
600 (8.5) 600 (8.5)
225 (3.2) 225 (3.2) 150 (2.1)
b
c
a,c
b
a,c
b
a,d
c
b
With and without vasoconstrictor Reference
300 (4.3) 500 (7)
300 (4.3)
400 (5.7)
90 (1.3)
d
c,e,f
d
d
c,e
S
S
3
NH–CO–CH
COO–CH
CH
3
NH–CO–CHN
COOH
3
Articaine
CH
CH
3
H
N
C3H
3
H
C3H
Figure5.4 Hydrolysis of the ester side chain on the thiophene
ring in articaine and its conversion to articainic acid.
inactivation of articaine and conversion to articainic acid, which lacks anesthetic or CNS effects. Moreover, as in lido­caine, only 5–15% of the drug is broken down in the liver (Isen2000; Rahn and Ball2001). Consequently, clinical tri­als have shown articaine doses of 7 mg/kg to be well toler­ated in both adults (Hersh et al. 2006) and children (Dudkiewiez etal.1987; Malamed etal.2000).
In spite of articaine’s rapid metabolic inactivation and safety profile, the provider must be cognizant of the poten­tial for this metabolism to be affected in individuals with a hereditary defect in plasma cholinesterase, either quantita­tively or qualitatively. One in every 3000 individuals is known to have a hereditary deficit of or alteration in plasma cholinesterase (Kalow and Gunn1959). In those cases, like lidocaine, the metabolism of articaine would rely on the liver. The maximum dose of articaine in den­tistry is deemed here to be higher than 300 mg (4.3 mg/kg), and as signs of toxicity may appear at 500–800
mg (Rahn
and Ball 2001), the absolute maximum dose proposed is
500
mg (7 mg/kg), which at 4% is equivalent to seven 1.8- ml
or seven and a half 1.7- ml cartridges (Council on Clinical
Affairs2015; AAPD2020) (Table5.9).
Maximum Doses forChildren
The maximum doses for adults must be corrected for children for several reasons:
1) Children have less body mass and hence a lower capac-
ity to metabolize drugs.
2) Children’s organ systems are immature and in children
under 3 years enzymatic capacity is relatively lower.
3) The distribution of total body water differs between
children and adults. Children around 7 years old have
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76
(proportionately) 5% more body water than adults and medication is distributed primary in the extracellu­lar space.
4) Many drugs tend to be stored in adipose tissue, of which
children have approximately 10% less than adults.
Ritschel (1992) reviewed 24 methods for calculating pediatric doses, examining a total of 52equations as well as adjustment tables on body surface area, age, and weight in an attempt to draw some relationship between body mass and maturity. The three methods used in dentistry are:
1) Body surface area, such as the Butler–Ritchie (Butler
and Ritchie1960) method, which specifies the high­est dose for each pediatric age group (Calatayud etal.1996).
2) Age, such as the Bastedo (1918) or Young (Ritschel1992)
methods, which specify the lowest doses for each pedi­atric age group (Calatayud etal.1996). That approach is in line with growth trends over the last 100 according to which children are now taller and heavier (Tanner1966) due to improved nutrition, medical pro­gress (fewer infections thanks interventions such as to antibiotics and vaccinations), and higher standards of living (housing, clothing, etc.). Many authors conse­quently prefer weight- based over age- based methods (Goodson and Moore1983).
3) Weight, such as the Clark weight method (American
Dental Association 1984; Ritschel 1992; Anderson et al. 1994). This method, the one most commonly applied, consists of dividing the absolute maximum dose by 70 (weight in kilograms of a standard adult) and multiplying the quotient by the child’s weight in kilograms. The resulting dose is an intermediate value for each pediatric age group specified in the two pre­ceding methods. Weight, moreover, has proven to be the factor with the greatest effect on oxygen consump­tion, biochemical activity, physiological activity, and the size and activity of the body’s organs and viscera (Adolph1949).
Annex 10 is based on weight (Council on Clinical Affairs2015; AAPD2020), although adapted to the number of cartridges. It includes a very useful table for determining the number of (1.8- ml) cartridges of a given local anes­thetic solution that can be administered to a child or small adult depending on their weight.
years,
Pregnancy andLactation
Pregnant and breastfeeding women require special consid­eration because some drugs may have an adverse effect on the fetus or breastfed infant.
Pregnancy
Most drugs cross the placental barrier during pregnancy and can consequently affect the fetus. The first quarter (15th–90th day of gestation), characterized by organogen­esis, is regarded as the period when the fetus is most vul­nerable to possible drug- induced congenital alterations (Ouanounou and Haas2016).
In 2014 the FDA published its new “pregnancy and lacta­tion labeling rule” (PLLR) (also know as the “final rule”), which entered into force on June 30, 2015. The timelines for implementing the final rule are variable. Prescription drugs submitted for FDA approval after June 30, 2015will use the new format, while drugs approved prior to June 30, 2001 will be phased in gradually (Department of Health and Human Services, Food and Drug Administration2014). Local dental anesthetics and vasoconstrictors are conse­quently still subject to the 1979 FDA “pregnancy risk classification” rule with five categories: A, B, C, D, and X (Department of Health, Education, and Welfare, Food and Drug Administration 1979; FDA 1979; Millstein 1980) (Table5.10). The 0.7% of medications are classified in cat­egory A and the 19% in B are deemed safe (Haas etal.2000). Two-
thirds (66%, Haas etal.2000) are classified in category C, further divided into two subcategories: (i) those that have proven to induce fetal alternations in animals and (ii) those for which no data is in place for animals or humans, a finding difficult to interpret. Moreover, the alterations in animals vary widely, from clearly teratogenic (birth defects) to merely toxic (Hubbard1997). Even when listed under category C, however, the local anesthetics and vasocon­strictors used in dentistry can be regarded as safe (Haas etal. 2000; Donaldson and Goodchild2012; Ouanounou and Haas2016) (Table5.11). A trial study with 351women at 13–21 weeks´ gestation (Michalowicz etal.2008), and a cohort study with over 1000 pregnant women (Hagai etal.2015) showed that neither dental local anesthesia nor
dental treatment during pregnancy raise the newborn mal­formation rate (teratogenic risk) or serious adverse events
(spontaneous abortions).
Epinephrine can alter the blood flow to the uterus, although at the doses used in dentistry the effect is negli­gible (Stepke et al.1994; Haas et al.2000). Felypressin however, as a derivative of vasopressin and oxytocin, not only reduces the blood flow to the uterus as a result of vasoconstriction, but also increases contraction in the organ, which may raise the risk of premature delivery or miscarriage (Oliver1974; Stepke etal.1994). It is conse­quently contraindicated during pregnancy, as is norepi­nephrine, which has effects on the uterus not generated by epinephrine (Stepke etal.1994).
Lastly, a reminder: the fetal–maternal equilibrium is only affected by the free form of drugs circulating in the
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Table5.10 US FDA pregnancy risk classification.
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Mixing Local Anesthetics 77
Risk category Definition
A The results of controlled studies in women fail to demonstrate a risk to the fetus in the first trimester
(and there is no evidence of risk in later trimesters), and the possibility of fetal harm appears remote
B Either the results of animal reproduction studies have not demonstrated a fetal risk but there are no
controlled studies in pregnant women Or
The results of animal reproduction studies have shown an adverse effect (other than a decrease in fertility) that was not confirmed in controlled studies in women in the first trimester and there is no evidence of risk in later trimesters
C Either the results of studies in animal have reveled adverse effects (teratogenic, embryocidal, or
other) on the fetus and there are no controlled studies in women Or
Results of studies in women and animals are not available; drug should be given only if the potential benefit justifies the potential risk to the fetus
D There is positive evidence of human fetal risk, but the benefits of use in pregnant women may be
acceptable despite the risk (e.g., if the drug is needed in a life- threatening situation or for a serious disease for which safer drugs cannot be used or are ineffective)
X Results of studies in animals or humans have demonstrated fetal abnormalities or evidence of fetal risk based
on human experience, or both, and the risk of the use of the drug in pregnancy women clearly outweighs any possible benefit; use of the drug is contraindicated in women who are or may become pregnant
Source: Department of Health, Education, and Welfare, Food and Drug Administration (1979), FDA (1979), Millstein (1980), Donaldson and Goodchild (2012), Ouanounou and Haas (2016).
Clinical guidelines, dentistry
Very safe
Safe
Uncertain
Contraindicated
Contraindicated
bloodstream unbound to plasma proteins and therefore able to cross the placenta (Poppers1975).
Lactation
For most drugs, the infant is exposed to a much higher con­centration during pregnancy than during lactation. Therefore, if a drug is considered acceptable for use during pregnancy, it usually is reasonable to continue its use during breast- feeding (Donaldson and Goodchild 2012). As a gen­eral rule, the infant ingests approximately 1% of the mater­nal dose, although that percentage may vary depending on blood flow in the mammary gland, blood, or milk pH, drug molecular weight, lipid solubility, etc. (Haas etal.2000).
Clinical studies (Lebedevs etal.1993; Ortega etal.1999; Giuliani etal.2001) have shown that local anesthetics can be administered to nursing mothers because at the doses normally applied in dentistry they are safe for the baby (Haas et al. 2000; Donaldson and Goodchild 2012) (Table5.11).
Mixing Local Anesthetics
Local anesthetics may be mixed to combine a long dura­tion, late onset solution (tetracaine, bupivacaine) with an anesthetic with a medium or short duration and rapid
onset time (procaine, lidocaine, mepivacaine, prilocaine). Theoretically, the result is a quick- acting, long- lasting anesthetic solution, usable subject only to possible rises in toxicity.
Clinical studies have delivered uneven findings. Some authors have observed advantages (Moore et al. 1972; Cunningham and Kaplan1974) while others the contrary: Oka etal. (1997) found a bupivacaine- lidocaine mix to be long-
lasting but with a delayed onset. Animal experi­ments involving a mix of bupivacaine and chloroprocaine showed early onset but a short duration (Galindo and Witcher1979). In such cases mixes afford no advantage: the effects would appear to depend on only one of the anesthetics. The explanation suggested is that the use of two local anesthetics at the same site might induce com­petition for the transmembrane receptor, with one of the two effects prevailing to the detriment of the other (Grima etal.1985; Oka etal.1997).
Toxicity experiments in animals also yield contradictory results. According to some studies toxicity is merely the sum of the effects of the solutions involved (Munson et al. 1977), whereas others report a higher value (Daos etal.1962; Akamatsu and Siebold1967).
In light of that data and in the absence of further infor­mation, mixing local anesthetics at the same injection site is not recommended here. The following alternatives are suggested.
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Table5.11 FDA pregnancy risk category andpossible use ofdentistry anesthetics andvasoconstrictors during pregnancy
andlactation.
Drug FDA category Can be used in pregnancy Can be used in lactation
Injectable local anesthetic
Lidocaine B
a–f
Articaine C
Mepivacaine Ca–
Prilocaine B
a–f
Bupivacaine C
b,d–f
f
a–f
a,c–f
Yes
f
Yes With caution
a,f
Yes With caution
a,c–f
Yes
a,f
Yes With caution
a,c–e,g
Yes
a
d,e
c–e
c–e
Yes With caution
a,c–e
Yes
a,c–e
Yes
a,c–e
Yes
Vasoconstrictor
Epinephrine 1:100 1:200
000
000
a,e
C
Levonordefrin 1:20 000 Unclassified Yes Felypressin 0.03 UI/ml Unclassified No Norepinephrine 1:30
1:50
000
000
Unclassified No
a
Yes With caution
a
h,i
i
a,e
e
Yes
Yes
a
? ?
Topical local anesthetic
Benzocaine C
Lidocaine B Tetracaine C
Cocaine C
a
Haas etal. (2000).
b
ADA Guide (2003).
c
Suresh and Radfar (2004).
d
Fayans etal. (2010).
e
Donaldson and Goodchild (2012).
f
Ouanounou and Haas (2016).
g
American Academy of Pediatrics (2001).
h
Oliver (1974).
i
Stepke etal. (1994).
a,b,f
a,b,e,f
a,b,e,f
b
a
Yes With caution
a,e,f
Yes
a
Yes With caution
e,f
e,f
? ?
a
Yes With caution
a,e
Yes
a
Yes With caution
d,e
e
e
1) If periapical infiltration with 2% lidocaine and 1:100 000
epinephrine (10 μg/ml) fails in a maxillary tooth, it can be reinforced with a second injection of 2% lidocaine and 1:50 000 epinephrine (20 μg/ml). Note that the rein- forcement consists of injecting a larger volume of the same local anesthetic while enhancing its potency by administering a higher concentration of the vasocon­strictor (epinephrine).
2) Mandibular block with 2% lidocaine and 1:100 000 epi-
nephrine can be used to anesthetize mandibular molars, reinforced with periapical infiltration on the buccal side of these teeth with 4% articaine and 1:100 000 epineph­rine. Note that although different anesthetics are used, they are not mixed, but administered at different sites.
By way of summary, as the data available are inconclu­sive, until further research findings are forthcoming, mix- ing local anesthetics at the same site is not recommended here.
Isomers
The chemical structure of most local anesthetics is charac­terized by isomers or enantiomers, i.e. compounds with the same chemical structure but a different configuration, in which atoms or groups of atoms occupy different spatial positions. Because such substances rotate polarized light in opposite directions, they are also called optical isomers (Calvey1995).
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References 79
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Table5.12 Local anesthetics andoptical isomers.
Achirala (non- isomers) Racemica (isomers) Levoisomers
Lidocaine Tetracaine Articaína
a
Calvey (1995).
b
Tucker (1986).
c
Van Oss etal. (1989).
d
Vree etal. (1988).
e
Mather and Chang (2001).
f
de Jong (1977).
a,b
Procaine Levobupivacaine
c,d
Mepivacaine Prilocaine Bupivacaine Etidocaine
e,f
Cocaine
Ropivacaine
a
There are two optical isomers (Cahn et al. 1956; Calvey1995). Dextro (d) or (+) or R, from the Latin rectus, isomers rotate plane- polarized light clockwise or to the right, while the levo (l) or (−) or S, from the Latin sinister, counterparts rotate it to the left or counter- clockwise. Most local anesthetics adopt a racemic form, which means that 50% of their molecules are dextro and the other 50% levo. However, a few are achiral or not optically active because their chemical structure can only exist in one configura­tion, with no isomers (Table5.12). Both lidocaine and tet­racaine are achiral.
In some cases, one isomeric form may behave like an independent chemical structure, featuring higher activity or lower toxicity than the other isomer or the racemic mix. In such cases the more active isomer is dubbed the “eutomer” and the less active the “distomer” (Calvey1995). Some long-
lasting local anesthetics have been developed with the levo isomer only because it is more active, less toxic (Luduena 1969; Luduena et al. 1972; Aberg 1972; Foster and Markham2000), or (especially) less cardiotoxic (Mather and Chang2001). These include:
1) Levobupivacaine or S- bupivacaine is the pure levo iso-
mer of bupivacaine. Its clinical use was introduced in 1999 and while its efficacy is similar to that of bupiv­acaine, it appears to be less cardiotoxic (Bardsley etal.1998; Branco etal.2006).
2) Ropivacaine is the pure levoisomer of propivacaine, a
long-
lasting local anesthetic very similar to bupivacaine.
It differs in that instead of a four-
carbon atom terminus (butyl, hence bupivacaine) in the piperdine ring, it has a three- C terminus (propyl, hence propivacaine). This shorter chain lowers its potency (Aberg etal.1977) but also its toxicity for the nervous system and the heart (Akerman et al. 1988; Scott et al. 1989; Knudsen et al. 1997; Simpson etal. 2005). This anesthetic was first used in clinical practice in 1997 (Malamed2004).
Although neither of these medications is presently mar­keted in cartridge form for use in dentistry, they may be a substitute for bupivacaine in the future.
References
AAPD (American Academy of Pediatric Dentistry) (2020).
Use of Local Anesthesia for Pediatric Dental Patients. The Reference Manual of Pediatric Dentistry. Chicago IL:
American Academy of Pediatric Dentistry. 318–323.
Aberg, G. (1972). Toxicological and local anaesthetic effects
of optically active isomers of two local anesthetic compounds. Acta Pharmacol. Toxicol. 31 (4): 273–286.
Aberg, G., Dhuner, K.- G., and Sydnes, G. (1977). Studies on
the duration of local anesthesia: structure/activity relationships in a series of homologous local anesthetics. Acta Pharmacol. Toxicol. 41 (5): 432–443.
ADA Guide (2003). ADA Guide to Dental Therapeutics, 3e.
Chicago: American Dental Association. 1–16 and 611.
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