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Fig. 44.5 Three options
ac
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of surgical approach: ①
posterolateral, ② lateral,
and ③ anterior approaches
(Case 3, 60-year-old male
with T11–12 TDH)
Y. K awagu chi
3
2
1
b
Fig. 44.6 Posterolateral approach with posterior fusion. This patient had T8–L1 posterior fusion
with transpedicular screws because the patient had diffuse idiopathic skeletal hyperostosis (Case
1; Chap. 54)
condition is acceptable. With this approach, however, fusion carries a risk of injury
to the major vessels, lungs, and diaphragm. Fusion surgery is usually performed in
most of patients with TDH, but fusion is not required in cases where a single-level

44 Thoracic Disk Herniation
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265
thoracic discectomy is treated with MIS.Neuromonitoring is performed by motorevoked potentials and/or somatosensory-evoked potentials. There is no consensus
about whether intraoperative neuromonitoring is useful for preventing spinal cord
damage because neuromonitoring does not always prevent spinal cord dysfunction
after surgery.
44.7 Expected Outcomes
The surgical outcome is considered satisfactory when the TDH is removed and adequate decompression of the spinal cord is achieved at an early stage. Factors such as
age and preoperative severity of the spinal cord dysfunction affect the surgical outcome. There can be postoperative neurological deterioration after surgery. The
pathogenesis of this deterioration is unknown, but spinal shock, medullary contusion, and vascular impairment might be considered as causes.
44.8 Potential Complications
Neurological deterioration can be a major complication. Dural tears are encountered during surgery in about 40% of patients who had a massive calcied TDH and
a thoracoscopic resection. Lung-related complications can occur in both anterior
and posterior approaches. In addition, injury to the intercostal nerve might cause
postoperative pain syndrome and neuralgia.
44.9 What Should Patient andFamily Know?
The incidence of TDH is rare, compared to herniation in the cervical and lumbar
disks. TDH has the potential to cause the severe neurological decits, including
paraplegia. The prognosis after any of the treatments for TDH can be favorable, but
the surgical procedures have a risk of complications, including neurological
deterioration.
Further Readings
Bouthors C, et al. Surgical treatment of thoracic disc herniation: an overview. Int Orthop.
2019;43:807–16.
Robinson WA, etal. Thoracic disc herniation, avoidance, and management of the surgical compli-
cations. Int Orthop. 2019;43:817–23.
Sharma SB, etal. A review of minimally invasive surgical techniques for the management of tho-
racic disc herniation. Neurospine. 2019;16:24–33.

Lumbar Degenerative Disc Disease
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andLumbar Disc Herniation
JamesE.Dowdell III andToddJ.Albert
45.1 Definition
Low back pain (LBP; Chap. 41) can have a variety of generators including degenerative disc disease (DDD) and lumbar disc herniation (LDH; Chap. 46). DDD can
be dened as an age accelerated structural failure of the intervertebral disc (IVD),
and thus disc degeneration does not necessarily equal DDD.To make a diagnosis of
DDD, the clinical picture must be evaluated in addition to the radiographic presence
of disc degeneration. LDH can occur in both degenerated and non-degenerated disc
segments. LDH occurs when the nucleus pulposus is able to herniate through the
annulus brosis. LDH can cause back pain, radicular pain, and sensory/motor
disturbances.
45
45.2 Natural History
LBP is the most common cause of disability in young adults with an indirect loss of
>100 billion dollars per year in decreased productivity. Over 80% of young adults
will experience an episode of back pain in their lifetime, and an additional 2% to 3%
of these patients will get radiculopathy as well. Typically, patients with DDD will
Supplementary Information The online version contains supplementary material available at
[https://doi.org/10.1007/978- 3- 030- 80356- 8_45].
J. E. Dowdell III (*) · T. J. Albert
Hospital for Special Surgery, Department of Orthopaedic Surgery, Weill Cornell Medical
College, New York, NY, USA
e-mail: dowdellj@HSS.EDU
© The Author(s), under exclusive license to Springer Nature
Switzerland AG 2022
A. Şenköylü, F. Canavese (eds.), Essentials of Spine Surgery,
https://doi.org/10.1007/978-3-030-80356-8_45
267

268
Inner Annulus
Outer Annulus
Cartilaginous
endplate
Bony
Endplate
Cancellous
bone
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J. E. Dowdell III and T. J. Albert
Pain recepotors
Disc
Fig. 45.1 Nutrition of the IVD
Nucleus
Vascular loops
and channels in
bony endplate
Fluid
0
2
Artery
have a self-limited course of back pain, with 95% experiencing a recovery in 3
months with appropriate nonoperative treatment modalities. However, chronic back
pain is a possibility for these patients. The pathway that leads to DDD is a complex
interplay between nutritional, environmental, and genetic factors. Decreased nutritional supply limits the IVD from responding to load (Fig. 45.1), while genetic
polymorphisms can affect genes that contribute to IVD structure and upregulate
pro- inammatory pathways (Fig. 45.2). Environmental factors that contribute to
DDD include obesity and cigarette smoking. Understanding the degenerative cascade is important for the development of future treatment modalities. For LDH, the
vast majority of patients (~75%) will experience relief at 1 year. However, in patients
who remain symptomatic beyond 6 weeks, there is a small but statistically signicant benet to undergoing a direct decompression of the affected nerve root.
45.3 Physical Examination
Observation of behavior, gait, and muscle atrophy is important when evaluating
patients with DDD and LDH.Observation of Waddell’s signs is important for this
patient population as well. Patients with a large LDH may be very uncomfortable and

45 Lumbar Degenerative Disc Disease andLumbar Disc Herniation
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Fig. 45.2 Inammatory
pathways in DDD
Collagen
Degradation
269
Loss of
structural
integrity
Degradation
IL1, IL6
Increased
Inflammation
Proteoglycan
PAIN
Loss of
hydrostatic
pressure
MMP’s
be unable to sit down. Patients with DDD will present most commonly with back
pain. Midline spinous process tenderness is very common. The range of motion will
be limited secondary to pain (Appendix N). Pain that worsens with extension is likely
facet- oriented, while worsening of pain with lumbar exion suggests a discogenic
mediator of pain. Radicular pain is very common with disc herniation. There are commonly motor, sensory, and reex decits along the affected nerve root as well (Video
45.4). The straight leg raise test can reproduce radicular limb pain. A positive contralateral leg raise test usually indicates a massive or extruded disc fragment.
45.4 Imaging
Radiographs of the lumbar spine should include anteroposterior (AP) and lateral
radiographs of the affected area (Fig.45.3). The AP view may show arthritic changes
in the facets or osseous bridging between the disc spaces. The lateral view can show
a variety of pathology including loss of disc height, spondylolisthesis, and vacuum
disc (Fig. 45.4). Computed tomography (CT) scan will clearly show arthritic
changes throughout the spine including in the facet joints, end plate sclerosis, and
calcied disc herniation. However, a CT scan is not always required for these
patients unless it is to address a specic question or if the patient is unable to obtain
magnetic resonance imaging (MRI).
MRI is indicated for patients who fail to recover after 6–12 weeks of proper
nonoperative management and for those with any neurological decit (sensory/

270
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J. E. Dowdell III and T. J. Albert
Fig. 45.3 Normal lumbar radiographs (normal disc height, no vacuum phenomenon in the disc,
no arthritic changes)
motor) in a radicular pattern. Patients with DDD will typically have a loss of signal
within the nucleus pulposus and disc space collapse on MRI (Fig.45.5). Annular
tears can be appreciated as high-intensity zones in the posterior annulus on
T2-weighted imaging. Some MRI classications include the Modic system and the
Prrmann classication (Fig. 45.6; Tables 45.1 and 45.2). The clinical utility of
these classication systems is uncertain, but there is evidence to suggest a higher
failure of nonoperative treatment in those with Modic changes on MRI.
45.5 Differential Diagnosis
There is a broad differential diagnosis for DDD and LDH (Tab le 45.3). Potential
pain sources could be viscerogenic (renal/abdominal causes), neoplastic (primary or
metastatic bone tumors; Chap. 63), neurogenic (spinal cord tumors/cysts), inammatory disease (ankylosing spondylitis; Chap. 54), infectious (discitis, osteomyelitis; Chap. 65), psychogenic, and spondylogenic (muscle strains, spinal stenosis, disc
disease, facet arthropathy; Chap. 41; Chap. 46). Radiculopathy is most commonly

45 Lumbar Degenerative Disc Disease andLumbar Disc Herniation
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Fig. 45.4 Lumbar lateral
radiograph showing
vacuum disc phenomenon
with accumulation of air in
the disc space (black
arrows)
271
caused by a disc herniation but may be mimicked from peripheral nerve compression (e.g., piriformis syndrome) or intraneural pathology (e.g., peripheral nerve
sheath tumor).
45.6 Treatment Options
The vast majority of patients undergo nonoperative care for DDD.Physical therapy
is a mainstay of treatment, along with lifestyle modication (smoking cessations/
weight loss/core strengthening/back education). Anti-inammatory medications are
very effective for treating pain related to DDD and LDH. Steroid medications are
useful for radiculopathy. Cognitive behavioral therapy is effective at treating back
pain in patients with chronic pain. Alternative therapies are frequently attempted as
well, including yoga, CBT, chiropractor, CBD oil, and oral CBD with varying success. In patients with radiculopathy, transforaminal epidural injections can be effective in reducing the chemical/inammatory component of the radiculopathy but do
not change the natural history of the disc herniation.

272
Modic 1
T1
T2
Modic 2 Modic 3
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Fig. 45.5 T2 lumbar MRI
showing degenerative disc
at L4-5, L5-S1 (loss of
hydration, disc collapse),
no Modic changes
J. E. Dowdell III and T. J. Albert
Fig. 45.6 Modic changes (Reproduced from Jones etal.)

45 Lumbar Degenerative Disc Disease andLumbar Disc Herniation
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Tab le 45.1 Modic changes as illustrated
273
Type
I Hypointense Hyperintense
II Hyperintense Iso or hyperintense
III Hypointense Hypointense
Reproduced
Tab le 45.2 Prrmann grades as illustrated
Structure
Grade
I White, homogenous Clear Isointense to
II Inhomogeneous,
with banding
III Gray,
inhomogeneous
IV Gray to black
inhomogenous
V Black inhomogenous No distinction Hypointense Collapsed
Reproduced
Tab le 45.3 Differential diagnosis of low back pain
Type Differential
Viscerogenic Abdominal and renal
Neoplastic Primary and metastatic bone tumors
Neurogenic Spinal cord tumors or cysts
Inammatory
diseases
Infectious Diskitis, osteomyelitis, psoas abscess
Spondylogenic Myofascial syndromes
Ankylosing spondylitis, Reiter’s syndrome, inammatory bowel diseases,
and psoriatic arthritis (sacroiliitis)
Iliolumbar syndrome, piriformis syndrome, quadratus
Lumborum syndrome, and brositis (trigger point syndrome)
Motion segment disorders
Disk disease, facet syndrome, spinal stenosis
Bony problems
Fractures, including osteoporotic compression fractures
Spondylolisthesis
Sacral lesions, coccyx pain
Psychogenic
T1 MRI signal intensity
Distinction
(nucleus and
annuals) T2 MRI signal intensity
cerebrospinal uid
(hyperintense)
Clear Isointense to
cerebrospinal uid
(hyperintense)
Unclear Intermediate Normal to
No distinction Intermediate to
hypointense
T2 MRI signal intensity
Disc space
height
Normal
Normal
decreased
Normal to
decreased

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J. E. Dowdell III and T. J. Albert
For LDH, in patients who fail conservative treatment for at least 6 weeks, surgical intervention can lead to improved outcomes. For any patient with a progressive
neurological decit or neurological ndings (radicular pain/straight leg raise positive), operative management is appropriate (Video 45.4). Any method of lumbar
decompression and stabilization is appropriate (open or minimally invasive) for
these patients if a direct nerve decompression can be achieved (Video 45.3).
45.7 Expected Outcomes
The majority of patients recover very well from disc herniation. Patients with DDD
can have a more variable clinical course due to the complexity of treating
LBP.Nonoperative modalities of treatment can provide signicant relief for these
patients, but for those with chronic unrelenting pain, surgical treatment without any
accompanying neurological symptom is very controversial with no guarantee it will
relieve pain.
45.8 Potential Complications
The major complication risk prole for lumbar decompression surgery is continued
symptoms, nerve root injury, dural tear, re-herniation, and infection. However, the
complication of nonoperative care for an LDH in a patient with neurological compromise is chronic pain and permanent loss of muscle function.
45.9 What Should Patient andFamily Know?
DDD is a lifelong condition that will require signicant efforts in lifestyle modications and physical therapy for the best chance of a good outcome. Patients with
LDH with symptoms lasting longer than 6 weeks or with neurological compromise
have better outcomes with surgery. These patients have a great chance for a full
functional recovery.
Further Readings
Buller M.MRI degenerative disease of the lumbar spine: a review. J Am Osteopath Coll Radiol.
2018;7(4):11–9.
Jensen RK, Leboeuf-Yde C, Wedderkopp N, Sorensen JS, Manniche C. Rest versus exercise as
treatment for patients with low back pain and Modic changes. A randomized controlled clinical
trial. BMC Med. 2012;10:22.
Lurie JD, Tosteson TD, Tosteson ANA, Zhao W, Morgan TS, Abdu WA, Herkowitz H, Weinstein
JN.Surgical versus nonoperative treatment for lumbar disc herniation: eight-year results for the
spine patient outcomes research trial. Spine. 2014;39(1):3–16.
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