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T. Mey er
neuropsychological development usually displayed fewer psychosocial conditions. Although
the quality of life in adult patients with craniosynostosis is usually regarded to be lower than
that of non-affected subjects, Lloyd et al.
reported that adult syndromic patients with similar cognitive capacity perceive their self-rated
quality of life as being even better than that
experienced in a normative control population
with no facial difference [70]. Fischer et al.
showed that adult patients with Crouzon syndrome were less often married or had a partner
when compared to a matched control group [71].
In their cohort of 31 patients and 285 controls,
the authors reported that patients with Crouzon
syndrome had fewer children of their own or
experience of a sexual relationship while, in
addition, they had a lower level of education.
Stavropoulos and co-workers, who classied
coping strategies in subjects with Crouzon syndrome, named this adaptation “lowering the
expectations of nding a love partner” [72].
Although syndromic facial deformity is often
associated with neurodevelopmental delay,
patients affected with some syndromes showed
normal development and intelligence. Cognition
and intelligence are usually unaffected in subjects with Treacher Collins syndrome, a rare
autosomal dominant disorder of the craniofacial
development resulting in dysostosis mandibulofacialis and frequently also conductive hearing
loss. Subjects with Treacher Collins syndrome
showed no intellectual disability [73]. In a sample of six adolescents with Treacher Collins syndrome, ranging in age from 12 to 18 years,
Beaune et al. found good psychosocial adjustment indicative of resilient adaptive strategies to
balance the challenge of facial difference and
social stigma [74]. A longitudinal study of parenting stress revealed that mothers of infants with
a single- suture craniosynostosis reported stable
and higher stress levels than fathers [75]. A
Swedish group from the University of Göteborg
reported data from a small cohort of 66 patients
aged 3years, who were operated on for nonsyndromal single-suture craniosynostosis. These
patients did not differ from 180 randomly selected
controls of the same age with respect to parental
estimation of psychological development [76]. In
a sample of 179 school-aged children with singlesuture craniosynostosis from the United States,
modest differences in language and memory
were observed when compared to 183 controls
[77]. From these and other studies, neurodevelopmental screening in infants with single-suture
craniosynostosis may be justied [78, 79].
15.10 Summary andOutlook
Congenital craniofacial deformities may be associated with the risk of psychological problems,
including social inhibition, low self-concept,
externalizing problems, anxiety, and depression.
However, having a facial difference can also foster greater resilience and shape more effective
and mature coping styles. To enhance the aesthetic results, speech, self-image, and social competence in subjects with congenital craniofacial
malformation, it is essential to identify the important determinants which modulate, both negatively and positively, their health-related quality
of life. Given the complexity of measuring psychological adjustments and quality of life in paediatric and adult populations, currently available
psychometric measures should be tested longitudinally and compared with each other. A particular focus should be given to long-term effects of
surgical interventions on psychological parameters, which requires further research efforts. In
addition, the development of comprehensive,
valid, and reliable psychological instruments
would be a valuable addition to both patient care
and clinical research studying the impact of surgical and non-surgical treatments for patients
with congenital craniofacial malformations.
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Cognitive State, Behaviour
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andSelf-Assessment ofPatients
withSyndromic Craniosynostosis
LennartPaulSarbock andUlrichMeyer
16
16.1 Introduction
Craniosynostoses are congenital disorders characterized by the early fusion of the skull’s sutures.
In rare cases these early fusions affect more than
one area. Patients sometimes show body involvement. The condition can be simple, nonsyndromic, complex or syndromic [1]. The most
severely diseased patients are syndromic, of
which Apert, Crouzon, Muenke and Saethre–
Chotzen are the most common. Additionally,
there is a wide range of possible outcomes even
within a specic disease [1]. The kind and extent
of the disease, as well as therapeutic outcomes,
have a major inuence on their life. Environment
factors such as socio-economic status, schools
and patient’s and parental view play also a crucial
role (Table16.1, full details of patient-related factors). Patients with syndromic and complex craniosynostosis are known to have a lower
health-related quality of life (HRQoL) [2], while
patients with isolated craniosynostosis score
within the normal range for quality of life and
behavioural problems [3]. Reasons for the lower
L. P. Sarbock (*)
Geseke, Germany
U. Meyer
Craniofacial Center, Kieferklinik Münster,
Münster, Germany
University of Düsseldorf, Westdeutsche Kieferklinik,
Moorenstrasse, Düsseldorf, Germany
e-mail: info@kieferklinik-muenster.de
© Springer Nature Switzerland AG 2021
U. Meyer (ed.), Fundamentals of Craniofacial Malformations,
https://doi.org/10.1007/978-3-030-46024-2_16
Table 16.1 Inuential factors of cognitive state, behav-
iour and self-assessment
Patient-related factors
Disease
Syndromic
Non-syndromic
Organ involvement
Viscerocranium
Neurocranium
Limbs
Body functioning
Phonetics, speech
Obstructive sleep apnoea
Motoric skills
Hearing
Vision
Smell
Cognitive functionality
Mastication
Surgery
Time of surgery
Kind of surgery
Number of operations
Post-traumatic stress disorder
Functional success of operation
Aesthetic result
Environmental-related factor behaviour
Self-assessment
Psychosocial aspects
Quality of life (QoL)
IQ
School performance
Formal education
Socio-economic environment
Physician–parental–patient interaction
249

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L. P. Sarbock and U. Meyer
HRQoL are problems concerning physical functioning, bodily pain and mental health [4].
Commonly reported health-related problems in
syndromic craniosynostosis are hearing and
visual disorders, masticatory impairments, sleep
apnoea and hand and foot anomalies [5]. The
prevalence and severity of these problems vary
per syndrome. It is unknown to what extent they
inuence the HRQoL and parents’ perceived
quality of life. The impairments imply the need
for multidisciplinary care, with a varied staff of
specialists, including craniomaxillofacial surgeons; plastic surgeons; neurosurgeons; geneticists; dentists; neurologists; speech and language
pathologists; ear, nose and throat doctors; orthopaedists; social workers; and others [6]. The aim
of this chapter is to outline which areas are most
crucial when treating patients with syndromic
craniosynostosis, based on adjusting their surroundings to their functional decits to allow
them to fully develop the maximum amount of
cognitive skills within their limitations. The
understanding of language and learning disorders
observed in patients with syndromic craniosynostosis, relating to the several factors investigated,
allows a better therapeutic approach and contributes to the understanding of neuropsycholinguistic disorders, addressing the parallelism between
biological aspects (neuronal connectivity and
brain circuits as a whole) and environmental
aspects (adequate stimulation by healthy affective
and challenging cognitive interactions) [7].
16.2 Genetics andClassication
ofPatients
withCraniosynostosis
16.2.1 Classication ofSyndromic
Patients
Mutations of FGFR2 are most common with
93%, FGFR3 mutations occur in about 5%, and
FGFR3 mutations occur in 2% of cases reported
by the American Journal of Medical Genetics in
1998 [
9]. Most cases are sporadic but there are
reports in which affected females have given
birth to affected children [8]. The gender of syndromic patients is evenly distributed [8] and their
parents tend to be older than 35years [10].
General classication of patients with syndromic craniosynostosis. Groups a–c show an
increased risk of intellectual disability. For group
d only a tendency towards intellectual disability
has been shown so far [
(a) Apert syndrome.
(b) Crouzon or Pfeiffer syndrome.
(c) Muenke syndrome.
(d) Saethre–Chotzen syndrome.
(e) Complex craniosynostosis.
(f) Syndromic trigonocephaly.
(g) Frontal plagiocephaly.
1]:
16.2.2 Classication ofNon-
syndromic Patients
There is a large amount of research on the cognitive functions and behaviour of children with nonsyndromic craniosynostosis [1]. Children with
non-syndromic craniosynostosis are of normal
intelligence during their school-age years [11,
12]. Some show a tendency to isolate themselves
and achieve slightly lower expressive language
scores. However, the results of these studies vary
greatly; some researchers report hardly any cognitive and/or behavioural problems in these children
[1], while others report percentages up to 100%.
Non-syndromic craniosynostosis by classication [1] according to the concerned suture is:
An autosomal dominant mode of inheritance is
suggested by the equal sex distribution of affected
children in those families [8]. While the aetiology
remains not fully clear, the causative factor in
syndromic craniosynostosis is a dominant mutation in one or some of three broblast growth factor receptor genes: FGFR1, FGFR2 and FGFR3.
(a) Sagittal suture synostosis (scaphocephaly).
(b) Metopic suture synostosis (trigonocephaly).
(c) Coronal suture synostosis, unilateral (fron-
tal plagiocephaly).
(d) Coronal suture synostosis, bilateral (fron-
tal brachycephaly).
(e) Lambdoid suture synostosis (pachycephaly).

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16.3 Phenotype ofSyndromic
Craniosynostosis: Aected
Parts oftheBody
andOrgans
While non-syndromic patients usually exhibit a
premature fusion of a single suture, syndromic
patients are affected not only in the skull area
(neurocranium) but also in the viscerocranium,
some of them have also whole-body involvement.
As the most common disease, Apert syndrome
shows affections also in the extremities (hands
and feet). The involvement of all these structures
inuences the life of patients, and therefore the
most important are mentioned.
Midface: Skeletal hypoplasia of the midface
and skull base changes functionality of the nose
and eyes. Eyes can be protruding to various
degrees and therefore may become dry if they
cannot be shut fully. Correction of the affected
vision is usually needed but there are cases of it
being outside current possibilities.
CNS and brain morphologies: There are
several studies showing the affected areas of
the CNS, reporting congenital abnormalities of
the CNS in 46.4% of patients [7]. According to
the American Journal of Medical Genetics [13],
these include malformations of the corpus callosum, the limbic structures or both. Other frequent ndings include megalencephaly, gyral
abnormalities, encephalocele, pyramidal tract
abnormalities, hypoplasia of cerebral white
matter and heterotopic grey matter. Progressive
hydrocephalus seems to be uncommon and has
frequently been confused with nonprogressive
ventriculomegaly in the past [13]. The foramen
magnum is smaller in patients with craniosynostosis syndromes compared to controls and is
already smaller at birth. In addition to the timing of intra- occipital synchondrosis closure,
other factors may inuence foramen magnum
size [14]. Multiple CNS and cervical spine
(c-spine) abnormalities are common in Apert
syndrome. The signicance of these abnormalities remains largely unknown [15]. It was
shown that hydrocephalus occurred more frequently in children with complex craniosynostosis syndromes [16].
Further anatomy changes: They are usually
seen in the mid-ear, which, in combination with
frequent otitis media with effusion, can cause
permanent damage to hearing or even loss of
hearing.
Extremities (hands, elbows, feet) frequently
show syndactyly in Apert patients; not all areas
have to be affected at the same time. Changes to
the oral cavity, lip and tongue include clefts, anodontia, size and or form discrepancies of the
maxilla and mandible.
16.4 Phenotype-Based
Functionality Inuenced
inPatients withSyndromic
Craniosynostosis
A range of factors inuence the psychosocial
development of patients. Intellectual deciencies
of children with craniosynostosis may be overestimated in the society, since impairments in phonetics, speech and articulation and motoric skills,
hearing and vision lead to a deciency in interpersonal communications and may be assessed
by others as intellectual deciencies.
16.4.1 Phonetics, Speech
andArticulation
Syndromic and non-syndromic patients are both
at an elevated risk of specic language/speech
problems that are not necessarily the result of a
lowered IQ [17]. Impaired speech and/or articulation must not be mistaken with overall intelligence. Causes for speech problems can be
hearing decits, oral anomalies, learning disabilities or impaired social interaction [17]. In one
study, abnormalities in language abilities were
observed in 66.67% of patients (based on school
achievement tests) [7]. Verbal scale IQ was consistently lower than performance IQ in all of
these children [8]. In another study, normal
speech and language development occurs in one
in 1.7 patients with non-syndromic craniosynostosis. The authors warrant that speech therapy for
such abnormal development is needed in one in

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3.4 of patients—a prevalence two to ve times
higher compared with the general paediatric population [18].
16.4.2 Obstructive Sleep Apnoea
Patients with syndromic craniosynostosis are at
an increased risk to suffer from obstructive sleep
apnoea syndrome (OSAS). OSAS in children is
dened as a ‘disorder of breathing during sleep
characterized by prolonged partial upper airway
obstruction and/or intermittent complete obstruction that disrupts normal ventilation during sleep
and normal sleep patterns’ [19].
It results in a variety of effects such as hypercapnia, hypoxemia and abnormal sleep architecture. Depending on the severity of the syndrome,
vital dysfunctions to even fatal pulmonary heart
disease may occur. Airway obstructions are more
apparent during active sleep. There is a signicant correlation between severity of upper airway
obstruction and increased intracranial pressure in
active sleep. Intracranial hypertension is also frequent in this group [20]. The impact of OSAS on
the quality of life (QoL) in children has been
largely underestimated [21]. Between 40% and
68% of children with syndromic craniosynostosis
will have OSAS but the means of making this
diagnosis vary between studies [22].
show paronychia. Limitations in performing
tasks may lead to impatience and frustration,
which in turn results in a difcult learning curve.
However, patients show increased performance
IQs (than verbal IQs), which contradicts the initial hypothesis of poorer visuo-motor skills
related to hand deformities [
8, 10].
16.4.4 Hearing
Unlike patients with non-syndromic craniosynostosis, patients with syndromic craniosynostosis
tend to have hearing impairments [25–27].
Hearing loss can be an additional cause for developmental delay in children who already have an
increased risk of such delay [1]. One longitudinal
study describes how, over time, persisting otitis
media with effusion (OME) led to permanent
sequelae such as atelectasis, perforation and cholesteatoma in patients with Crouzon syndrome
[28]. Ear and hearing impairment rates increased
from 37% in infancy to 62% in older patients
[29], conrming the high prevalence of otologic
diseases in such patients. Middle ear disorders
were responsible for the hearing impairment also
in patients with mixed hearing loss due to secondary inner ear damage. Audiologic follow-ups
are recommended.
16.4.3 Motoric Skills
As part of the phenotype of the craniosynostosis
syndromes, deformities of the extremities are frequently seen, varying from very mild with hardly
any functional consequences to very complex
with very severe functional limitations [1].
Deformities of the hands and feet are symmetrical; brachydactyly and osseous or cutaneous syndactyly ranging from total to partial fusion, but at
least involving the second, third and fourth digits,
are present. Synonychia is present in some
degree. The distal phalanges of the thumb and the
great toe are often broad and malformed [23, 24].
Patients with (still) unoperated hands frequently
16.4.5 Vision
Common abnormalities include orbital hypertelorism, telecanthus, abnormal slant of the palpebral ssures due to superior displacement of
the medial canthi, ptosis, epiphora, proptosis and
nasolacrimal apparatus abnormality, such as duct
obstruction and punctal anomalies. Many of
these manifestations are disguring and can
threaten vision as a result of corneal exposure
and globe luxation. Maintaining and restoring
ocular and visual health are important parts of the
overall care of a patient with isolated and
syndromic craniosynostosis [30]. Additionally,
high intracranial pressure over a longer period of
time will destroy the optical nerve and may lead

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to blindness. Eyes can be protruding to various
degrees and therefore may become dry if they
cannot be shut fully. Correction of the affected
vision is usually needed, but there are cases of it
being outside current possibilities. This impairs
the capabilities of learning social interactions and
results in a lowered QoL.
16.4.6 Smell
A potential loss of this sense will lead to the
patients missing out on potentially important
environmental information. There is some clinical evidence that olfactory function is not signicantly altered on the biological basis of
craniosynostosis, but iatrogenically induced;
however, there aren’t many studies. A loss of
smell may be the result of fronto-basis operations
like fronto-orbito-nasal advancements or Le Fort
III distraction.
16.4.7 Brain Functionality
but a primary contribution of hydrocephalus to
mental retardation in craniosynostosis appears
minimal [33]. Hydrocephalus in the complex craniosynostosis syndromes occurs not as a late
manifestation of uncorrected synostosis but, in
most cases, secondary to intrinsic abnormalities
in the embryologic development of the brain, presumably related to the defective formation of the
cranium [16]. The incidence of hydrocephalus
and mental retardation in craniosynostosis is
lower than reported previously [16]. Early hydrocephalus can result in an uneven growth of intelligence during childhood. The cognitive decit is
neither due to the hydrocephalic condition itself
or its treatment, but rather the development of
brain anomalies and symptoms to which the
hydrocephalic child is prone [34]. Malformations
of the corpus callosum and size of the ventricles
seem to play no role in the nal IQ, whereas
anomalies of the septum pellucidum seem to
have a signicant effect, with the proportion of
patients with an IQ over 70 increasing more than
twofold in patients with a normal septum compared with patients with septal anomalies [35].
Cohen and his colleagues [23] assumed that mental delays were due to the increased intracranial
pressure and elevated cerebrospinal uid pressure that are found in patients with syndromic
craniosynostosis. However, they also emphasised
that the pathogenesis of this raised intracranial
pressure and of the variable hydrocephalus, often
but not necessarily associated with it, is largely
unknown [8, 10]. Premature fusion of skull
sutures presumably restricts skull growth and
predisposes to elevated intracranial pressure. In
another study [31], 20% of patients had raised
intracranial pressure and demonstrated a signicant restriction of skull growth. However, mental
retardation is related not only to raised intracranial tension but also to important structural
changes in the brain [32].
Mental retardation may also relate to the
development of hydrocephalus, given the progressive destruction of axons and secondary
myelin loss that may accompany this condition.
Such a process may be operant in some instances,
16.5 Cognitive Aspects: Potential
Risk Factors toCognitive
Aspects andBehaviour
16.5.1 IQ
Intelligence varies greatly per syndrome, but
also within every syndrome [2]. Syndromic
patients have a high to very high risk of a lower
IQ.Due to impaired speech, a potential hearing
loss, an altered sense of smell and/or an impaired
vision, their learning abilities are strongly inuenced and need the highest attention on a regular
basis to adjust to their individual needs. A predictable outcome is subject to change if treatments occur timely. In the studies that have been
conducted so far, it is important to note that an
average IQ was found among most patients.
More modern research indicates a higher perceived QoL, a potential motivation for future
parents, because ndings are contrary to the his-

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torical impression that has regarded syndromic
craniosynostosis as synonymous with intellectual disability [11, 36]. Reduced IQ and behavioural problems are negatively correlated [1].
Various studies [7, 8, 11, 16, 17, 37] show a high
variety of IQ measurements. The wide intellectual variability is contributed to by overall adaptive functioning. More detailed evaluation of the
array of cognitive skills, beyond intelligence,
that contribute to the overall adaptive functioning would help elucidate whether the current
sample of children displayed cognitive decits
in areas that may not be detectable by means of
intelligence testing alone [11].
16.5.2 Socio-Economic Status
Family environment is an important factor
involved in intellectual achievement. Its quality
inuences the mental development: 12.5% of
patients who were institutionalized or in difcult
family situation have an IQ >70 compared to
39% of those who live in a normal family. All the
institutionalized patients in this series were children who were abandoned at birth, and therefore,
mental retardation appears to be the consequence
rather than the cause of institutionalization [8,
35]. Several authors [38–40] have stressed the
‘irreversible tragedy of the institutionalization’
[39] of these children. Frequently, children with
Apert syndrome are misdiagnosed as mentally
retarded solely based on their appearance and are
withdrawn from regular schooling where they
may well have coped. Children with syndromic
craniosynostosis should be kept in a normal family environment and actively stimulated with the
aid of psychologists [35].
16.5.3 School
Acceptance within the school may vary vastly
from case to case. Isolation due to avoidance of
conicts or uncomfortable situations can be frequently observed. Therefore, learning is inuenced and may result in lowered IQ.
16.5.4 Gender
For all genders, the beginning of puberty marks
a change in perceived situations. Patients might
start developing a reluctance to be treated. The
development of the child’s self-perception and
self-condence is mainly inuenced by their
parents [1]. Aesthetics are perceived as a
greater issue for female patients. Surgical outcomes must be communicated to avoid mismatched expectations.
16.5.5 Success oftheOperations
The kind of clinical outcome is dependent on the
quality of conservative and surgical therapies.
The outcome will improve in centres with an
extensive experience with these patients. A wide
range of possible complications from the very
rst operation and all treatments throughout the
years until the patient’s adulthood may inuence
the outcome. Beneath the objective results of
operative procedures, communication between
patients, parents and physicians is always key.
Often the physicians are more content about the
surgical outcome than the patients might be, if
not explained properly beforehand. Young children with congenital facial deformities usually
rate their appearance more favourably than do
their parents and strangers, but that these selfratings of appearance and self-esteem sharply
decrease in adolescence [41].
16.5.6 Timing ofSurgeries
The timing of surgery for craniosynostosis is still
controversial [42]. The age at operation appeared
to be the main factor associated with changes in
mental development in one study [35]. The nal
IQ was greater than 70in 50% of patients operated on before 1year of age versus only 7.1% in
patients operated on later in life [35]. Self-esteem
improved signicantly after surgery. The mean
increase was 29% (range 2–49%) which is highly
signicant [8].
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