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18 Dental, Occlusal, andFunctional Evaluation ofPatients
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Table 18.1 Validity of standard and exceptional caries detection tests
Caries detection test Sensitivity Specicity Source
Visual examination 0.70 0.41 [41]
Conventional bitewing radiograph (D-speed, invivo) 0.65 0.58 [41]
Conventional bitewing radiograph (E-speed, invivo) 0.80 0.94 [41]
Bitewing radiograph+computerized decision aid (in vitro) 0.67 0.83 [53]
FOTI (in vitro) 0.97 0.50 [41]
DIFOTI 0.97 0.50 [41]
LF (DIAGNOdent 2095, KaVo, Biberach, Germany; invivo) 0.88 0.71 [41]
LF (DIAGNOdent 2095, invitro) 0.75 0.76 [41]
LF (DIAGNOdent pen 2190, invitro) 0.78 0.77 [41]
QLF (proximal, |∆Fmax| cutoff=5.95, invivo)
OCT (coronal plane, invitro) 0.81 1.00 [55]
0.74 0.73 [54]
243
light because enamel is very translucent to these
wavelengths. The emitted, frequency-sweep
laser light is coupled to the object and a reference surface. The interference pattern is used to
calculate an image. First results are promising
as OCT showed better performance in detecting
very early lesions than laser uorescence and
QLF [52].
Although visual inspection, radiographic
examination, and tactile test are available in everyday practice, inexpensive, reliable, and easily performed, the new techniques may improve caries
diagnostics in future and be of special value in
patients with craniofacial malformations.
Validity expressed in sensitivity and specicity values of standard and exceptional caries
detection tests is listed in Table18.1.
Dental Pulp andPeriapical Status
Pulp sensitivity tests can be performed simply
by applying a thermal or electrical stimulus to
the cervical area [56–59]. However, test results
do not necessarily correlate with histologic ndings as a gold standard and are a questionable
basis for further therapy in the case of obliteration without infection [60–62]. In patients who
have undergone oral surgery, particularly mandibular orthognathic operations, tooth pulp sensitivity to thermal or electrical stimuli may be
reduced even in the absence of pulp tissue damage [63–65]. A reliable method for measuring
dental pulp vitality is laser Doppler owmetry.
A laser beam is directed at the tooth surface and
passes through enamel and dentin to the pulp.
There, circulating blood cells reect the laser
beam, and cell movement alters the reected
signal through the Doppler effect. Sensitivity
and specicity of this test are reported to be
high (0.82–100% sensitivity and 100% specicity) [66]. Dental pulp oximetry shows similar
validity. However, pulp blood supply may be
reduced without compromising tooth vitality,
e.g., on the affected side of a cleft palate [67].
As a conclusion, in patients suffering from craniofacial malformations, particularly after
orthognathic surgery, pulp sensitivity tests based
on thermal or electrical stimuli should be interpreted with caution. Comparison with the condition of the clinical crown and radiological
ndings should be used before invasive endodontic procedures are initiated.
If toxins from the dental pulp inltrate the
periapical periodontal ligament, the affected
tooth might be sensitive to pressure or touching.
This condition can be examined by a percussion
test [68].
Sensitivity and specicity values of standard
and exceptional tests to evaluate pulp sensibility
and periapical inammation are listed in
Table18.2.

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Table 18.2 Validity of standard and exceptional pulp
sensibility and periapical status tests
Pulp sensibility and
periapical status test Sensitivity Specicity Source
Cold stimulus 0.83 0.93 [18]
Cold stimulus 0.916 0.896 [17]
Warm stimulus 0.86 0.41 [18]
Electric stimulus 0.72 0.93 [18]
Electric stimulus 0.84 0.74 [17]
Laser Doppler
owmetry
Pulse oximetry 0.81 0.95 [66]
Periapical status
Pain on tooth
percussion
0.82–1.00 1.00 [66]
0.72 0.41 [68]
Periodontal Examination
The basic examination procedures for periodontal disease are probing the depth of the periodontal sulcus, visual examination of bleeding on
probing, and radiographic examination of attachment loss. Probing depth correlates to the further
progression of periodontal disease and therefore
is a valid diagnostic aid [69]. However, there is
only limited knowledge about the periodontal
health of patients with craniofacial malformations. In syndromic craniosynostoses, tooth
crowding, hypoplasia of the upper jaw, and gingival hyperplasia are suspected to contribute to
plaque accumulation, and mouth breathing is also
a factor discussed in this context [70]. Treatment
of mandibular underdevelopment by distraction
osteogenesis, e.g., in patients with hemifacial
microsomia, might be a risk factor for juvenile
paradental cysts, which have to be distinguished
from lateral radicular inammatory cysts [71].
A common but invasive and time-consuming
method to assess the periodontal health status is
measuring the periodontal pocket depth by probing. In combination, bleeding on probing (BOP)
and presence of plaque and calculus or defective
crown margins can be assessed. As a full examination of these parameters, e.g., in the Community
Periodontal Index for Treatment Need (CPITN),
takes a lot of time and is not comfortable to the
patient, reduced screening procedures were proposed, e.g., the partial CPITN using only ten
index teeth with limited inuence on sensitivity
and specicity values (0.58 and 0.81 for full
CPITN and 0.50 and 0.87 for partial CPITN,
respectively) [72]. The CPITN was modied to
the Periodontal Screening and Recording Index
(PSR) to reduce examination time [73].
With the Periotest® device (Gulden, Modautal,
Germany), periodontal reaction to an impulse
induced to the crown surface can be measured.
Correlation with bone loss has been reported to
be strong [74].
As gingival bleeding is a frequent symptom of
periodontitis, saliva hemoglobin levels have been
evaluated for their suitability to detect this disease without probing the pocket depth. In combination with a self-report questionnaire, a
sensitivity of 0.7 and specicity >0.75 have been
reported [75]. A simple, also noninvasive screening method for periodontitis using saliva hemoglobin and saliva lactate dehydrogenase levels in
combination was introduced by Nomura [76].
Using both values has been reported to have a
positive predictive value of 91.7%. Other periodontal diagnostic tests, e.g., for microbiome
[77–79] or interleukin-1 genotype [77, 78, 80,
81], should be interpreted with care in general
[82] and have not been evaluated for their application in craniofacial malformation patients yet.
An inuence of the underlying genetic variation
on test results cannot be ruled out at present; for
example, it has been reported that Apert patients
exhibit a higher interleukin-1 receptor antagonist
level [83] and altered extracellular matrix proteins [84].
Dental Misalignment,
Temporomandibular Disorders,
andMalocclusion
Pronounced underdevelopments of the midface
(especially in conjunction with a cleft) or the
mandible in patients with craniofacial malformations almost necessarily lead to misalignment
and malocclusion of the dental arches. Especially
malformations of the temporomandibular joints
(up to complete aplasia of the condyle) lead to a
position and function deviating from the physio-

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logic situation. In these cases, temporomandibular joint dysfunction and malocclusion are
frequently present. However, craniofacial malformations might or might not be associated with
(painful) temporomandibular disorders (TMDs).
Temporomandibular disorders are dened as
“conditions producing abnormal, incomplete, or
impaired function of the temporomandibular
joint(s) and/or the muscles of mastication” [85].
The Diagnostic Criteria for Temporomandibular
Disorders (DC/TMD) have been developed from
the former Research Diagnostic Criteria and
proven to be a reliable diagnostic tool [86]. The
screening tool consists of two axes. With axis I,
pain history (within the preceding 30days; masseter and temporal muscles, other orofacial muscles, and headache, with or without referral) and
physical function and condition of the temporomandibular joints are assessed. Axis II refers to the
psychosocial status. DC/TMD protocol is evidence based, valid, and applicable in clinical and
research settings. However, not every single item
might be applicable in patients with craniofacial
malformations; for example, in complete condylar
aplasia, anterior disc displacement is probably
hard to dene. In patients with craniofacial malformations, a lot of diagnostic information is
already available and should be evaluated with
respect to TMD.As De Boever etal. (2000) stated:
“The diagnosis should be based on sound judgement of a careful medical and dental history,
detailed clinical examination, and some optional
modalities, such as radiographs of the jaws and
imaging of the TMJs” [87].
Frequently used parameters of misalignment
and malocclusion in orthodontic and orthognathic examination are overbite, overjet, crossbite,
dental crowding, congenital missing teeth, and
midline deviation [88].
Kobayashi etal. found anterior open bite (i.e.,
overbite <−4mm) in 6 out of 7 cases of Apert,
and 2 out of 12 cases in Crouzon syndrome,
respectively. Posterior crossbite was found in
every subject of both craniofacial malformations.
Severe dental crowding (i.e., arch length discrepancy >10mm) in the upper jaw was present in 6
of 7 Apert syndrome and 2 of 12 Crouzon syndrome patients. The corresponding numbers of
the mandibular arch are 3 out of 7 and 1 out of 12,
respectively. Due to sagittal underdevelopment of
the midface, patients had an average overjet of
−8.2mm in case of Apert and −5.3mm in case of
Crouzon syndrome [6].
Malformations from the craniofacial microsomia complex arise from the rst and second pharyngeal arches, and underdevelopment of the
mandible is a typical consequence [89, 90]. This
frequently leads to an Angle class II malocclusion [32]. Again, anterior open bite is a frequent
condition, caused by a shortened posterior vertical height of the mandible [91].
Thorough orthodontic and cephalometric
examination is essential for successful treatment
outcome, and regular follow-up examinations are
mandatory as long-term relapse is possible [92].
Due to the severity of malocclusion, occlusal
adjustment is achieved by craniofacial and
orthognathic surgery, orthodontic treatment, and,
nally, other measures like selective occlusal
substance removal or augmentation, e.g., by
bonded composite restorations, veneers, crowns,
and, in some cases, occlusal splints or xed or
removable partial dentures.
During these treatment procedures, instrumental centric relation records might be advantageous for treatment planning and to evaluate
the treatment outcome. However, common
facebows might not always be suitable for craniofacial malformation patients. For example,
facebows using earplugs for xation like the
ARCUS/ARCUSevo® (KaVo, Biberach,
Germany), Artex® (Amann Girrbach, Koblach,
Austria), DENAR® Slidematic® (Whip Mix,
Louisville, KY, USA), and SAM® AXIOQuick
III® (SAM Praezisionstechnik, Gauting,
Germany) have one drawback in common: they
need both external ear canals in their physiological position to be properly xed. In craniofacial malformations, one or both external ear
canals might not be present or be ectopic.
However, facebows still might be helpful: In
reversal of its intended purpose, the use of a
facebow to support the positioning of bilateral
auricular prostheses was demonstrated using
the example of a patient with Crouzon syndrome [93]. Facebows and articulators also

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might not be adjustable to an individual position of the occlusal plane far away from the
average. In cases with condylar aplasia, mandibular movements may become irregular and
simulation with a mechanical articulator
impossible. With the possibility of movement
tracking using intraoral scanners, mandibular
movements can be simulated digitally without
mechanical limitations [94].
In the future, a newly developed technique
could make it possible to draw the hinge axis
and sagittal condylar pathway on the patient’s
skin and integrate them with the three-dimensional patient data using a face scan [95].
Conclusions
Patients with craniofacial malformations require
particularly careful, regular dental examinations.
New technologies in caries detection and periodontitis diagnosis as well as intraoral scanning
may facilitate the examination procedure and
registration of irregular mandibular movements.
However, the underlying disease and consequences of orthognathic surgery may have an
inuence on some of the test results.
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79–84. PMID: 34170604

Stereoscopic Imaging
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ofCraniofacial Malformations
ChristophRunte, MarkusDeki,
andDieterDirksen
19
Introduction
Stereoscopic vision allows spatial recognition of
three-dimensional objects. Spatial perception of
anatomical structures is a fundamental prerequisite especially for performing surgical interventions. Unsurprisingly, surgeons show high-level
competence in stereoacuity [1]. In a recent metaanalysis, Bogomolova et al. [2] showed an
enhanced learning effect for anatomical content,
if stereoscopic imaging was used in an interactive
environment. “Interaction” included the ability to
rotate the object. Rotating the object means adding different perspectives, which means that in
this kind of interaction, other important clues for
spatial recognition were presented along with
stereoscopic viewing. However, comparing interactive stereoscopic 3D models to interactive
monoscopic 3D models still showed a positive
effect of stereoscopic presentation [2].
Spatial Perception
linear perspective, shadow position, illumination
by close light sources, color saturation and
brightness, and stereopsis. Stereoscopic viewing
is most effective in spatial recognition of close
objects. Theoretically, triangulation allows a very
precise determination of distance. However,
human stereoscopic perception is subject to two
systematic errors: visuospatial compression and
depth underconstancy [3]. “Visuospatial compression” refers to the fact that the distance of
near objects is overestimated and that of far
objects is underestimated. “Depth underconstancy” means that objects appear atter and atter with increasing distance from the viewer. At
very close distances, parallax angle to background objects gets too large, and at greater distances, parallax is too small to perceive distance.
Spatial perception therefore should be regarded
as a process based on different sensations, with
stereopsis being one of the most important. It was
shown that even if all other depth cues were eliminated, binocular depth perception of visual stimuli is still possible [4].
If we are looking at a three-dimensional scenery,
we can estimate the relative distance of objects
by several clues, e.g., perceived size of the object,
movements, partial occlusion by other objects,
C. Runte (*) · M. Dekiff · D. Dirksen
Department of Prosthodontics, University of
Muenster, Muenster, Germany
e-mail: crunte@uni-muenster.de
© Springer Nature Switzerland AG 2023
U. Meyer (ed.), Fundamentals of Craniofacial Malformations,
https://doi.org/10.1007/978-3-031-28069-6_19
Production andAlignment
ofStereoscopic Images
Stereoscopic images of craniofacial malformations can be obtained from already available 3D
data (e.g., from CT scans, MRI, or facial surface
scans) or taken by stereoscopic camera systems.
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C. Runte et al.
With existing 3D data, common 3D programs
can be used to create a pair of images from two
perspectives shifted in parallel and to save them
using the export or screenshot function of the
program. In doing so, a vertical offset or rotation
of the virtual camera’s position must be avoided.
With programs such as “StereoPhoto Maker”
(http://stereo.jpn.org/eng/stphmkr/index.html),
correct adjustment of the image pairs and export
to various formats are possible.
Stereo photographic images of the facial surface will probably be less helpful in examination
and diagnosis, as they only show what can also be
seen. In stereoscopic photographs, interactive rotation of the images is not possible, but nevertheless
they might be helpful in education and easier at
hand in comparison to a 3D surface scan.
Some equipment for stereo photography are
depicted in Fig.19.1. Digital stereoscopic cameras
such as the FinePix Real 3D W1 and W3 (Fujilm,
Tokyo, Japan) have been available; however, in
most cases, production has ceased. They usually
had a xed stereoscopic baseline (distance between
the two camera lenses) similar to human eye distance. However, such a stereoscopic baseline
should not be used for close-up images, as it would
lead to a large stereoscopic disparity. The closest
and farthest objects in a stereoscopic image pair
should have a parallax angle below 70′ [1, 5]. As a
simple rule of thumb, when adjusting an image
pair to the far point, the deviation of the left and
right far point can be set to 1/30 to 1/40 of the
picture width. Objects at the distance of the stereo
window (= the frame around each image of the
Fig. 19.1 Digital stereo camera FinePix Real 3D W3®
(upper left); digital SLR camera (Nikon D100, Nikon
Corp., Tokyo, Japan) with stereoscopic macro lens (De
Wijs apparatenbouw, Houten, the Netherlands; upper
right); digital SLR camera (Nikon D100) with medical
Nikkor Makro Lens (Nikon Corp., Tokyo, Japan),
mounted on a Manfrotto micro-positioning sliding plate
(Manfrotto, Cassola, Italy) and with additional
Traumieger twin ashes (Traumieger Fotographics,
Wedel, Germany; lower left); and light eld camera Lytro
Illum light eld camera (lower right) with an LED ring
light (Walimex universal ring light, Studioexpress GmbH,
Wiernsheim, Germany)

19 Stereoscopic Imaging ofCraniofacial Malformations
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253
pair that is perceived as a window at a certain distance through which the image pair is seen) have
no stereoscopic disparity in the adjusted image
pair. The closest point should usually not be
located in front of the stereo window. If a close
object is cut by the frame of the stereo window, it
will be perceived as partially occluded by the
frame. This would be contradictory to a perceived
closer distance to the observer. Only elements in
the picture center might be located closer to the
observer than the stereo window [6].
Immobile objects may be photographed from
two perspectives one after the other, which allows
also to use small stereoscopic baselines, e.g., by a
positioning sliding plate for the camera. However,
in this case, external, immobile ashlights or diffusors should be used in order to avoid different
shadows in the stereoscopic images.
Light eld cameras, especially the Lytro Illum
camera (Lytro Inc., Mountain View, USA), also
offer the possibility to produce stereoscopic
image pairs. Since the possible stereoscopic
baseline is very small, close-up recordings are
possible. The camera is easy to use, but the resulting images have a comparatively low resolution,
and depth information is of limited precision.
Sales of the camera were discontinued in 2018.
Presentation ofStereoscopic
Images
The need for special equipment for comfortable
stereoscopic viewing seems to be the main obstacle to its application. Therefore, 3D technology
was mainly used by few enthusiasts for a long
time. When from around the year 2000 onwards,
the equipment in the cinemas of large operator
chains was upgraded to digital technology; this
was an opportunity to re-establish 3D technology
in cinemas at the same time (after earlier, rather
short-lived approaches and specialized theatres
such as IMAX 3D [7]). In 2009, several 3D movies, e.g., “Avatar” by James Cameron (USA,
2009), were released [8]. As a result, the demand
for stereoscopic equipment in the private sector
also increased and stereoscopic devices, for
example stereoscopic monitors with shutter
glasses and autostereoscopic displays for stereo
cameras, became available.
For interactive stereoscopic display of 3D
data, powerful computers and graphic cards as
well as special software are necessary due to the
high data volume and calculation time (Fig.19.2).
Noninteractive presentation is possible by
using image pairs instead of 3D data. Possible
Fig. 19.2 Interactive presentation software DView®
(unpublished, by Prof. Dr. D.Dirksen, Münster, Germany).
Display is set to anaglyph; shutter and lenticular displays
are also possible. The user can interactively rotate and
scale the 3D object (volume tomography of an oculo-
auriculo- vertebral dysplasia patient, data used with kind
permission of Prof. Dr. Dr. U.Meyer). With the clip box
activated, sections in any directions can be made by shifting the spherical marks. Data format was .stl
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