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Quantitative Radiobiology for Proton Therapy
In this way, the efciency of cell kill per unit dose will increase linearly with LET, leading up to maximum efciency (dened as 100%) at LET
For values of LET beyond the turnover point (where LET > LET
.
U
), the additional
U
energy transferred does not contribute to extra lethality, but is wasted. That is, the excess energy (LET
LETU) beyond the optimal released energy is wasted.
x
Consequently, inefciency, expressed in energy terms by energy wasted/energy released, or 1 − (LET
LETU)/(LETx− LETC), increases with LET. To express
x
this in terms of efciency, the engineering relationship of % efciency = 100 % inefciency is used, and the α
Accordingly, the equation for α
aaa=+−
HL
valueisthenscaledbetweenαUand αL.
H
for LET > LETUthen changes to be
H
x
LET LET
⎜⎟
1
LET LET
xC
U
. , 8.9
(()
UL
a
which effectively expresses a progressive reduction in α with further increasing LET. In this way, if LET
is 180, LETC= 1 and LETUis 120, the value of αUat the
x
turnover point of 100% efciency will fall to 1 (180 120)/180, which provides around 67% efciency. For a LET
of 240, we obtain 1 (240 120)/240, which is
x
50% efcient. These efciencies are, of course, relative to a normalised value of 100% at the turnover point.
Similar equations are used to provide β
, by proportionate scaling between β
H
and βU. These are obtained by simple replacement of αL, αHand αUby βL, βHand
, respectively, in equations (8.7) and (8.9) and are not reproduced here.
β
U
The estimated RBE is then obtained using the isoeffect equations given below in section 8.3.5.
Whereas the above method can be used to tentatively estimate the RBE for any cellular system based on generic assumptions using only the input value of the low­LET radiosensitivity parameters. Alternatively, if there is available data sufcient to estimate the slope of the radiosensitivity parameters with LET then it is easy to estimate the RBE for any LET value within the range of the experiments, as described in the next section.
L
8.3.4 An alternative method which does not use LET
but the slope of the
U
radiosensitivity or measured RBE increments with increasing LET (up to the turnover point)
For RBE measurements at specied doses or bioeffects (such as surviving fraction), simple linear tting should be sufcient, although in some instances a non-linear t may be required if the relationship deviates from linearity. One cannot easily then predict the RBE at different dose or effect levels in the absence of radiosensitivity information.
Where detailed radiosensitivity measurements have been made, it is easy to estimate the slopes of α and β increasing with LET (noting that some cell lines show little or no increase in β). If the slopes are, respectively, S
and Sβfor each
α
radiosensitivity parameter, then
8-9
E
Quantitative Radiobiology for Proton Therapy
aa bb=+ − =+ −
HL xCHL xC
SS. LET LET , and . LET LET ,
ab
8.10
()
then the RBEs can be estimated at any dose by applying the equations in the following section.
8.3.5 The RBE at any specied dose per fraction
The reduction in RBE with reduced surviving fraction and increasing dose is obtained by the solution of the following isoeffect equation for high- and low­LET radiations at a dose d
ab a b+= +dd dd.
LL L
and dH, for low and high LET, respectively:
L
22
HH H
L
H
()
8.11
The solution for dLis then divided by dHto provide the RBE, as shown elsewhere (Jones 2015a)
For clinical isoeffect calculations, the solution of the following biological effective dose (BED) equations are used for the low and high LET:
nd
L
+= +
1RBE
⎜ ⎜ ⎝
d
L
a
() ()
b
L
⎟ ⎟ ⎠
md
⎛ ⎜
H
max
⎜ ⎝
2
RBE .
min
a b
L
d
H
,8.12
()
⎟ ⎠
where n and m are the respective number of fractions for the low and high LET.
TheRBEparametersarereplacedbyLET (and the new parameters given in the sequ ence of equations described above) and then solved for d
. Total doses
H
to provide the same BED can then be calculated for different numbers of fractions.

8.4 The graphical results

8.4.1 Radiosensitivity data
In the previous edition, a different method for estimation of LET ion was used (as described in Jones & Hill 2019), which used a linear function for the increase in RBE with LET and a reciprocal function for its later decrease, as is explained next.
For experiments where RBE results are available, a similar approach is used, with the reference RBE being 1 and by using simpler symbolism, with a linear relation­ship for LET values up to LET (LET
LETC) and
U
ΔRB
, and where x replaces LETx− LETC, U replaces
U
is the increment in RBE. So that can be replaced as
=+ Δ
RBE 1 RBE.
x
U
=+mxOr more simply as RBE 1 , 8.14()
where m is the gradient.
8-10
values for each
U
8.13()
Quantitative Radiobiology for Proton Therapy
The LET –RBE relationship beyond LETUrequires further replacements. These assume that since LET replaced by x and LET
is then large compared to LETC, that LETx− LETCcan be
x
by u (since LETCis small compared to LETU). Then
U
−Δxu
()
=+ −
RBE 1 1 RBE, 8.15
⎛ ⎝
x
which can be simplied as
=+Δ
RBE 1 RBE.
u x
And more simply as
()
8.16()
=+
RBE 1 ,
k
8.17()
x
where the coefcient k determines the displacement of the reciprocal function.
Equations (8.14) and (8.17) can be used to t LET-RBE data sets and estimate m and k.
The intersection point where LET
= LETUis then found from equating (8.13)
x
and (8.17), so that
+=+m
1 LET 1
U
k
LET
.
U
()
8.18
Then,
U
m
k
=
LET .
()
8.19
Both k and m can be estimated by least-squares tting of each of the LET-RBE data sets given in Jones & Hill (2019). Also, k/m should be related to Z in order for there to be a specic LET
for each Z. Then
U
= fZLET , 8.20
U
()
()
where f(Z) is some more complex function that contains Z or which might closely resemble such a function. The experimental relationship between Z and LET
is shown in gure 8.3, using pooled data for helium and heavier ions, and this
U
can be tted by the equations given on each graphic below.
A range of potential tted equations did not accommodate the practical LET value of the protons at 30.5 keV μm−1with the results obtained with the heavier ions, but a good t with the square-root function is obtained for helium and heavier ions (see gure 8.3) by excluding the protons due to the range issues described further below. Even if alternative equations such as 62.5 + 34 (Z 1) are tted, although the R with a proton LET
2
= 0.995 and parameter p values <0.01, this would be compatible
value of 62.5 keV μm−1, as estimated from fast neutron studies
U
(Jones 2021), but the overall tting is not as good as with 88.75 + 25.84√Z (as used
U
8-11
Quantitative Radiobiology for Proton Therapy
Figure 8.3. The experimental data relationships between Z and the LETUvalue for different ions; the data are shown as black points. The black point at 30.5 keV μm thought to include cellular range limitations. The tted equation is provided above the graphic with a statistical summary of R
in gure 8.3). If, alternatively, the experimental data includes the alternative value of
62.5 keV μm and parameter p values <0.0002, the suggested LET around 80 keV μm
2
= 0.999 and p values of <0.0002 for the numerical parameters.
1
for protons, the equation 79.7 + 29.4(Z 1) provides R2= 0.995
1
, a value found in some experimental studies (but where the use of deuterons complicated the interpretation; Folkard et al 1996). It seems best to accept the practical value of 30.5 keV μm
1
is the proton value found by Belli et al, which is
value for protons is then
U
1
for a pure proton beam due to the
intracellular range limitations.
The relationships between α
and αUfor various ions are shown in gure 8.4,
L
tted to data from the literature (with data where negative β values were obtained excluded).
The tted equation is shown in the gure, but also with a least-squares t for a
linear no-intercept relationship of α
= 6.47αL(p < 0.001, R2= 0.899) for α
U
values less than 0.35 Gy−1, the more radioresistant part of the radiosensitivity spectrum. These relationships, between α
and αUand βLand βU, can only be
L
sought approximately due to data limitations (since there has been no formal study of these relationships), but from the existing data it is possible to make estimations from studies which include these parameters, especially if α
and βHare close to α
H
and βU. Also, if LETUis known with reasonable accuracy, then
L
U
LET
aa=−
UxC
LET
U
,
x
where αxis the α parameter at LETx, and αCis the reference radiation α value (or α
).
low
In the case of a non-monoenergetic fast neutron beam the LET is not known with
precision since there is a LET spectrum to consider. However, the Clatterbridge fast
8-12
Quantitative Radiobiology for Proton Therapy
Figure 8.4. Ion-beam relationships between radiosensitivity parameters at low and high LET at the turnover point (α bars are not available for all data used.
is here αU) and tted by the parameters shown, with α
H
being the reference radiation α value. Error
low
neutron data (Warenius et al 1994), which show the relationship between αL(for values up to 0.8 Gy
1
) and αHand between βLand βH, are shown in gures 8.5(a) and (b), respectively. In each case, the linear and non-linear ts are not signicantly different (p > 0.05), although the residuals are smallest for the non-linear equations, which also have the advantage of not extrapolating to innitely high radiosensitivity values. Since these neutron RBE values are high relative to mid spread-out Bragg peak (SOBP) protons, and are mostly caused by recoiled protons, it is reasonable to assume that they will reect the conditions near to the proton Bragg peak. For further discussion on this topic, see chapter 5.
8.4.2 Fits to experimental RBE data sets
The model is superimposed to the experimental data sets, using the different cell lines of Barendsen (gure 8.6), Weyrather et al (gures 8.7(a) and (b)) and Todd (gures 8.8(a) and (b)).
The data of Barendsen (1968) used monoenergetic deuterium or helium (alpha) particles in one human cell type, with highly symmetrical curves which turnover at around 110–120 keV μm
1
. In this case (see gure 8.6), the model ts the data reasonably well at all levels of surviving fraction. However, since this data set exists as plotted graphical surviving fraction results without access to the original data, there is inevitable uncertainty in assessing the low- and high-LET α and β values, which makes the RBE determination even more difcult. The plot was obtained by assessment using α
= 0.16, αU= 1.31, βL= 0.046 and βU= 0.15 obtained by crude
L
measurements of survival curves and RBE plots, each on logarithmic and linear scales, drawn by artists, and which contain displacements of many data points for convenience of display, but the data set is better tted by α
= 0.03 and βU= 0.08, as shown in gure 8.6. The Barendsen data set suffers from
β
L
= 0.15, αU= 1.35,
L
retrospective inaccuracies in estimating parameters from diagrams in publications
8-13
Quantitative Radiobiology for Proton Therapy
Figure 8.5. (a) and (b): 64 MeV fast neutron relationships between low- and high-LET radiosensitivity parameters. Linear no-intercept and non-linear least-squares ts are, respectively, (a) α
α
= 5.37/3.68(1 e
H
3.68. αlow
), (b) αH= 1.57αLand 2.29/23.57(1 e
23.57. αlow
).
= 2.72α
H
low
and
8-14
Quantitative Radiobiology for Proton Therapy
Figure 8.6. Monoenergetic alpha particle data of Barendsen (with large points indicating 50% survival, medium-sized points 10% survival and the smallest points 5% survival, using the proposed model to provide t lines, with black indicating use of parameters α
β
= 0.15 Gy2, and grey using parameters αL= 0.15 Gy1, αU= 1.35 Gy1, βL= 0.03 Gy2and βU= 0.08
U
2
Gy
. The thickest lines show the 5% survival.
= 0.16 Gy−1, αU= 1.31 Gy−1, βL= 0.046 Gy−2and
L
rather than use of the raw data, but the graphic shows the sensitivity of the model to the input parameters.
The critical dependency of each RBE limit on the ratio of α and β at low and high LET, respectively, demonstrates the importance of obtaining the most accurate possible data, rather than depending on published material which does not contain precise surviving fraction outcomes. The Barendsen (1968) data set also suggests a higher value of LET based on Z in pooled data, at around 127 instead of 103 keV μm predicted to be 1.18 Gy
for alpha particles than obtained above using the formula
U
1
by equation (8.3). This illustrates the uniqueness of each
1
; also, the αUis
data set and the distorting effect of pooling of data from different laboratories using different cell systems, etc.
The important carbon-ion data of Weyrather et al (1999), from GSI, which covers a broader range of LET values, shows an apparently constant turnover point for different cell types and surviving fractions (gure 8.7). The data are published with the LQ radiosensitivities, although the ions have a small variation in their LET spectrum (with a maximum spread of less than 5% for the highest LET values, which reduces further with decreasing LET). So, it is unlikely that energy and LET spread contribute to the deviations from the modelled curves seen at lower LET values. The RBE values found at low LET values seem higher than expected, possibly due to biological sample variation, especially since irradiations were performed using two different accelerator systems (for LET values above and below 100 keV μm
1
)in different laboratories and presumably at different times. These data, although very informative, inevitably contain greater heterogeneity than the data of Barendsen
8-15
Quantitative Radiobiology for Proton Therapy
Figure 8.7. (a) and (b): Model-tted data of Weyrether et al for carbon ions for three different cell lines and doses, coded in the same way as for gure cells and and (b) for V-79 cells.
8.4 with respect to line thickness and surviving fraction, (a) for CHO
(1968), and the data are less well tted. Another more stochastic approach is to use a Poisson function, which will be presented in a further publication.
In the case of Todds(1967) multi-ion data, a range of different monoenergetic ions were used (protons, deuterium, helium, lithium, boron, carbon, nitrogen, oxygen, neon and argon), which implies that there will be at least nine different curves, one for each Z value, and each with unique turnover points. Such heterogeneous data were tted surprisingly well by allocating a unique turnover point for each ion species before estimation of the RBE, as shown in gure 8.8(a), followed by the RBE estimations for each ionic species, as shown in gure 8.8(b).
8-16
Quantitative Radiobiology for Proton Therapy
Figure 8.8. (a) and (b): In (a) the approximate LET–RBE relationships are plotted for the ions used by Todd and is useful to interpret gure (b), where the data points are displayed with the modelled estimations of the present Z-based model to determine LET The largest-sized points are for surviving fraction SF = 50%, the intermediate-sized points are for SF = 10% and the smallest-sized points are for SF = 1%. The ions used and their LET (keV μm
and αUand βU, respectively, with LQ model correction for dose.
U
1
) values are given, respectively, in parentheses: deuterium (6.5), helium (25), lithium (55), boron (165), carbon (220), nitrogen (300), oxygen (385), neon (580) and argon (1940). Observed RBE data are printed as black points, with estimated RBE values as grey points. Starting on the left-hand side the rst two black points are for 250 and 50 kVp x-rays, respectively, followed by deuterons, etc.
8-17
v
Quantitative Radiobiology for Proton Therapy
8.4.3 Applications of the model to clinical radiobiology
Not only is it possible to estimate RBE for any LET and dose, but also tentative assessments of changes in total dose required for different fractionation schedules using protons, helium and carbon ions become feasible, as shown in gures 8.9(a)–(c). The variations in LET are representative of the wide expected clinical ranges for non­Bragg-peak regions, SOBPs of different sizes, and for scanned beams. It should be noted that the changes in total dose required with number of fractions (and consequently dose per fraction) are remarkably similar for the respective LET ranges used. This indicates the importance of LET mapping as well as dose mapping in the clinic, since RBEs and consequently changes in total dose with fractionation can be the same for a wide range of ions, as determined by their Z value and LET.
Such graphics can be achieved by the interactive process as in gure 8.10.
8.5 Further investigations: properties of LET
U
The estimated kinematic results for the LETUpositions found in Jones & Hill (2019) are reproduced in table 8.1. These were acquired using the Stopping and Range of Ions in Matter (or SRIM) software (Ziegler et al 2008). They show unique features for each ion in terms of all parameters for each LET
value obtained from
U
experimental data sets, in terms of kinetic energies, relativistic velocity (β), velocity (
) and the various combinations of these studied where Z and atomic mass (A) were included. The index vA/Z suggests that each of its sub-parameters contributes to LET
2
(nm fs−1), appears to show the least variation, which
, and the presence of A
U
may imply that mass is important (perhaps due to disruptive sonic effects on DNA in an aqueous medium).
Another interesting nding is that LET
than those for the LET values occurring at the Bragg peak (termed LET
values have higher relativistic velocities
U
M
), as shown in gure 8.11, which indicates that the turnover of RBE occurs physically before the depth of a Bragg peak. This nding seems to be consistent with increasing Z, and remarkably the distance between LET
and LETMincreases with Z number,
U
as shown in table 8.2.
These results show that the physical separation differences between LET
LET
are probably trivial for protons, and even for carbon ions the difference is not
M
and
U
thought to be signicant in treatment planning of therapy. Much larger differences occur with heavier ions and with iron in particular.
It has also been shown by plotting the data of Furusawa et al (2000) that LET
values increase in hypoxic conditions (see chapter 2) and it has been suggested that
values may reduce with intensication of dose rate (Jones 2022), as tentatively
LET
U
modelled for protons in chapter 9. Further work is required using carefully controlled dose rate and hypoxic experiments (see chapter 14).
The ranges of particles at specic energies is also of interest. Particle ranges for a range of Z values in comparison with cell thickness is shown in gure 8.12, where there is a signicant limitation for protons. Range limitations probably contribute to the experimental LET
value being as low as 30.5 keV μm−1for monoenergetic
U
protons (as discussed in chapter 9).
U
8-18