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15 Auditory Neurophysiology of Reading Impairment: Theory and Management
Madell et al., Pediatric Audiology: Diagnosis, Technology, and Management, 3rd Ed. (ISBN 978-1-62623-401-7),
copyright © 2019 Thieme Medical Publishers. All rights reserved. Usage subject to terms and conditions of license.
of speech sounds and language. We hope, however, to have illustrated that audiologists have an important role as well. Objective
measures of auditory function identify children with RI, predict
which children are at risk for RI, and track outcomes following
intervention. Audiologists have the unique skill set necessary to
conduct tests such as the FFR. One can envision a day when, in
addition to hearing screening, newborns receive a hearing brain
screening to identify risk for language and reading problems.
Pearl
Audiologists can join speech-language pathologists and psychologists as part of a multidisciplinary team to manage RI.
Discussion Questions
1. What are three pieces of evidence that auditory processing
is disrupted in poor readers, and which theories of reading
impairment does this evidence map on to?
2. How can changes in auditory processing be objectively monitored, and how do these changes relate to improved reading
skills?
3. For each of the FFR protocols presented in this chapter,
describe a patient for whom FFR would be an appropriate
evaluation, and discuss how positive and negative results
would be interpreted.
Acknowledgments
The research in this chapter has been supported by NIH (R01
HD069414) and the Knowles Hearing Center.
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Suggested Additional Readings
[1] Bishop DVM. Uncommon Understanding: Development and Disorders of Lan-
guage in Children. New York, NY: Psychology Press; 1997
[2] Dehaene S. Reading in the Brain: The New Science of How We Read. New York,
NY: Penguin Books; 2009
[3] Kraus N, Anderson S, White-Schwoch T, Fay RR, Popper NN, eds. The Frequen-
cy-Following Response: A Window into Human Communication. New York, NY:
Springer-Nature; 2017
[4] Shaywitz SE. Overcoming Dyslexia: A New and Complete Science-Based Program
for Reading Problems at Any Level. New York, NY: Vintage Books; 2003
[5] Resources on the FFR, including stimuli, software, and video demonstrations, are
available online at http://www.brainvolts.northwestern.edu
172

16 Assessment, Treatment, and Management of Auditory Processing Disorders in Children
Madell et al., Pediatric Audiology: Diagnosis, Technology, and Management, 3rd Ed. (ISBN 978-1-62623-401-7),
copyright © 2019 Thieme Medical Publishers. All rights reserved. Usage subject to terms and conditions of license.
16 Assessment, Treatment, and Management of Auditory
Processing Disorders in Children
Gail M. Whitelaw
Summary
This chapter focuses on the assessment, treatment, and management of auditory processing disorders in children. The history of
auditory processing disorders in the profession of audiology is
briey addressed; however, the focus is on the current and future
aspects of auditory processing disorders as part of the scope of
practice of audiologists. If audiologists are to “own” the auditory
system, they must be comfortable with looking at hearing and listening needs that go beyond the results obtained on an audiogram,
and the chapter focuses on how to look beyond the “detection”
of sound to quantify hearing and listening. Auditory processing
and its disorders are described in order to put parameters on
working with children who are referred for auditory processing
disorder assessment. Interdisciplinary team considerations to
support information needs are also addressed. Recommendations
for developing assessment parameters and for creating con-
siderations for a test battery are oered. Interaction between
development and assessment of auditory processing skills is
described. The “myth” that there is nothing that can be done to
address auditory processing deficits is also addressed, with a focus
on capitalizing on the plasticity of the auditory system to improve
skills provided. Technology options, including use of hearing aids
and remote microphones, are discussed. Current auditory training
options are reviewed. Additional treatment/management options
are provided, including how these may be incorporated into the
Individualized Education Program/504 process for school-aged
children. The future of assessment and treatment of auditory
processing disorders is described, based on current research.
Keywords
auditory processing disorders, test battery, interdisciplinary
team, remote microphones, auditory training
Key Points
Auditory processing disorders are considered on the contin-
•
uum of auditory disorders that includes peripheral hearing
loss. Many children with auditory processing disorders expe-
rience signicant functional communication impairment.
Assessment of auditory processing disorders is in the scope of
•
practice of the audiologist, although interdisciplinary input is
necessary for eective diagnosis and treatment.
Peripheral hearing loss must be ruled out in any situation
•
where a listening problem is suspected; it is critical to address
the concerns expressed by the parents regarding their child’s
hearing and listening skills.
A test battery approach must be used to assess auditory pro-
•
cessing disorders eectively; however, a gold standard has
not been established for evaluation of auditory processing
disorders. Considerations should include the purpose of the
assessment (e.g., educational or dierential diagnosis), the
referral source, and the assessment of outcomes of treatment
programs.
Assessment of auditory processing skills can use either
•
behavioral or electrophysiologic methods; the same goal is
present regardless of the testing, which is to tax the auditory
system in order to challenge the child’s listening skills.
Management and treatment of auditory processing disorders
•
focuses on three areas: modifying the listening environment,
developing compensatory skills, and providing treatment
directed at the auditory system.
Current technology provides a strong support for APDs
•
in children. Options include personal remote microphone
technology, hearing aids, and classroom audio distribution
systems.
Current auditory training programs take auditory develop-
•
ment into account and use adaptive methods to challenge
the auditory system.
16.1 Introduction to Assessment,
Treatment, and Management
of Processing Disorders
Consider the following scenario. A school-aged child presents at
an audiology clinic with parent- and teacher-reported concerns
about the child’s diculty hearing and listening when competing auditory information is present. Using the medical school
adage “when you hear hoofbeats, think horses rather than
zebras,” the audiologist performing the evaluation is likely to
look for the most common explanation for the reported concerns
and suspect cochlear hearing loss. However, this child also has
a long-standing inconsistency in responding to auditory infor-
mation and following speech when presented at a “typical” rate.
The parents report that these behaviors have been present since
the child was a preschooler, and describe them as subtle, yet the
behaviors have a significant impact on the child’s listening and
learning. The audiologist may then consider a greater range of
potential explanations and etiologies, such as the possibility of
a unilateral hearing loss or a “minimal” hearing loss. In addition,
the audiologist may consider mild or high-frequency hearing loss
or possibly a uctuant conductive hearing loss. A range of nonaudiologic factors may also be considered, such as attention issues,
cognitive impairment, and/or learning disability. The question
arises: If the presenting concerns were hearing and listening
and the results of the conventional audiometric evaluation are
consistent with normal peripheral hearing acuity and good word
recognition skills, is the work of the audiologist complete? Some
audiologists would assert that they have answered the question
at hand: the child has “normal hearing.” However, when auditory concerns are reported in the face of a normal audiogram
and typical cognitive and learning abilities, the presence of an
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II Diagnosing Hearing Disorders in Infants and Children
Madell et al., Pediatric Audiology: Diagnosis, Technology, and Management, 3rd Ed. (ISBN 978-1-62623-401-7),
copyright © 2019 Thieme Medical Publishers. All rights reserved. Usage subject to terms and conditions of license.
auditory processing disorder (APD) must be considered. In the
past, APD may have been more of a “zebra” when hoofbeats were
heard. However, current interest in cognition and listening has
resulted in APD becoming more of a mainstream consideration
in children.
Assessment, treatment, and management of auditory processing disorders in the pediatric population constitute one of the
most exciting, challenging, and controversial areas in audiology.1
Understanding the clinical diagnosis of APD requires the audiologist to consider information beyond that obtained on the audiogram, to develop an interdisciplinary perspective, and to apply
knowledge across a broad range of domains including auditory
development, classroom acoustics, and aural rehabilitation.
Mykelbust first described APDs in children, although he
referred to them as “auditory imperceptions.”2 Since that time,
a constellation of deficits that may contribute to auditory processing diculties has received many labels, including “auditory
comprehension deficits,” “central auditory dysfunction,” “central
deafness,” and “word deafness.”3 The current term is “(central)
auditory processing disorder” ([C]APD).
“hidden hearing loss” in children has been introduced, describing
developmental APD as a multifaceted developmental disability.
APD is not a new area in the profession of audiology, nor is it a
topic unique to audiology. Behaviors and skills such as attention,
memory, and global sensory issues have been attributed to the
auditory system, and other professions may diagnose and treat
these disorders with little understanding of the auditory system
or its development. It is not unusual for a child to be labeled with
an “auditory processing problem” by an occupational therapist
or psychologist, despite the fact that diagnosing and treating
disorders of the auditory system are not in the scope of practice of
those professions. This particularly adds confusion when behaviors are attributed to children on the autism spectrum that are
part of a global processing disorder rather than related solely to
the auditory system.
orders without a thorough understanding of the auditory system
further complicates issues of defining the disorders, resulting in
misidentification of children and their placement in treatment
programs with no evidence base, causing an expenditure of time
and resources on the part of the child, the family, and the school
with no demonstrated improvement in “auditory processing.”
Clearly, the diagnosis and treatment of APDs are in the scope of
practice of the audiologist4; the audiologist “owns” the auditory
system from pinna to auditory cortex. Not every audiologist needs
to assess or treat APD; however, every audiologist should be aware
of APD and know when to make an appropriate referral for APD
assessment. The American Speech-Language-Hearing Association
(ASHA)10 states that the audiologist is responsible for the evaluation and management of children who demonstrate auditory-
related processing disorders. In addition, APD is not identified or
treated in isolation and requires input from a range of disciplines,
including speech-language pathology, occupational therapy,
physical therapy, neuropsychology, pediatrics, and optometry,
to name a few. In addition, input from parents, teachers, and the
child is critical for eective assessment and treatment. Knowledge
of the auditory system, the ability to control stimulus presentation, the ability to control the environment in which assessment is
performed, and skills in the area of aural rehabilitation make the
audiologist uniquely qualified to address APDs in children.
7,8
Identification of auditory processing dis-
4,5
Recently, the concept of
6
9
The purpose of this chapter is to provide an introduction to
broad concepts related to APD and to whet the reader’s appetite
to learn more in this area. Current issues related to APD are discussed, along with an overview of contemporary approaches to
the diagnosis and treatment of APD in the pediatric population. It
is assumed that the reader accepts APD as a clinical entity, based
on current research and inclusion of APD in the International
Classication of Diseases and Related Health Problems, 10th
Revision (ICD-10, coded as H93.25).
view APD on a continuum of auditory disorders that aect communication and education. The types of diculties experienced
by a child with APD share similarities with peripheral hearing loss
in that they present as an invisible disorder that may impact the
development of speech-language skills, academic achievement,
and listening abilities. However, APD may have a more subtle
presentation than hearing loss. In addition, the audiologist faced
with assessing and treating APD is often part of a team providing a
dierential diagnosis and developing a treatment plan; behaviors
reported as consistent with APD may often be observed in other
types of disorders, such as autism spectrum disorders (ASD) or
attention-deficit/hyperactivity disorder (ADHD).
This chapter focuses on both historic and current perspectives
in the evaluation and treatment of APD in children. The most
exciting aspects are related to future implications of current
research in auditory processing. Advancements in neuroscience
and functional imaging of the auditory system are two of many
areas that are generating a more thorough understanding of the
central auditory nervous system. These discoveries are leading
to better assessment protocols and techniques and to new
approaches to treatment and management of APDs.
11,12
The reader is challenged to
16.2 A Conceptual Framework for
Auditory Processing
Pitfall
Despite the fact that interest in APD has existed for decades, pro-
viding a clear and concise framework for dening these disorders
remains controversial in the profession of audiology.
For many years, definitions of APD were criticized for being
too lax, not modality specific, and not able to be distinguished
from other areas of deficits including peripheral hearing loss,
cognitive, language, and attention deficits.
professions, such as psychology and occupational therapy, use
the term “auditory processing”; however, the term applies to a
more global set of behaviors, further confusing the definition.
Conversely, some audiologists doubt the existence of deficits
that arise from the auditory system as explanations for certain
behaviors, attributing these behaviors instead to disorders of
nonauditory modalities such as attention or language.
Although there is no generally accepted comprehensive definition of APD, the challenges of the past have led the profession
to update definitions to address, at least in part, these criticisms.
ASHA defines auditory processing as “the perceptual processing
13
In addition, other
5
174

16 Assessment, Treatment, and Management of Auditory Processing Disorders in Children
Madell et al., Pediatric Audiology: Diagnosis, Technology, and Management, 3rd Ed. (ISBN 978-1-62623-401-7),
copyright © 2019 Thieme Medical Publishers. All rights reserved. Usage subject to terms and conditions of license.
of auditory information in the CNS [central nervous system] and
the neurobiologic activity that underlies the processing and gives
rise to electrophysiologic auditory potentials,”14 in which APD is a
disorder. Similarly, APD was defined in the recommendations of
the Burton conference as a “deficit in the processing of information in the auditory modality.”15 A critical issue that is not raised
in either of these definitions but must be stated implicitly is that
APD reects deficits “in the formation and processing of audible
signals not attributed to impaired hearing sensitivity or intellec-
tual impairment,” thus not attributed to peripheral hearing loss
or cognitive disorders.16 A simple yet functional description of an
APD is a breakdown in auditory abilities resulting in diminished
learning, comprehension, or both of auditory information through
hearing, although peripheral hearing sensitivity is within normal
limits. For the purposes of this description, normal hearing should
be considered as detection thresholds of 15 dB hearing level (HL)
or better by conventional audiometry for both ears, which has his-
torically been referred to as the “low fence” for hearing in children.
As noted in the British Society of Audiology Position Statement on
Auditory Processing Disorder (APD), “listening” is a term used in
auditory processing as an active process, while hearing implies a
more passive process.5 Despite controversies that persist in the
area of auditory processing, years of evidence establish APD as a
“true” clinical disorder.
4
Auditory processes may be described as the auditory system
mechanisms responsible for the following behaviors: sound
localization and lateralization, auditory discrimination, temporal
aspects of audition, auditory performance decrements when competing acoustic information is present, and auditory performance
decrements when the auditory signal is degraded.17 APDs may
be present for both speech and nonspeech stimuli.5 These types
of deficits result in the auditory system being less exible than
required for eective listening in a wide variety of environments
faced by most children each day. This is particularly true in the
classroom environment, where unfamiliar linguistic information
is being introduced in a less than optimal acoustic environment.
Poor acoustic accessibility taxes an auditory system that cannot
eectively rise to the challenge of listening, particularly in a less
than optimal environment. APD results in a reduced ability to
listen and persistent limitations in performing auditory activities,
having significant impact on listening performance in everyday
5,18
tasks.
A strict definition of APD has clinical relevance. APD can be a
“field of dreams” for families looking for answers, when applied in
its broadest definition. Parents or educators who are shopping for
explanation of academic underachievement may cling to APD as
a holy grail, since they may find APD to be a more palatable diagnosis than other possible options, such as cognitive impairment,
learning disabilities, or ASD. The ready availability of information
and misinformation on the Internet regarding auditory processing
also fuels referrals for testing. The audiologist must base decision
making about auditory processing assessment on as strict a definition available in order to minimize inappropriate referrals and
to use time and resources most eectively.
APD is considered to be a low-incidence disorder, because a
relatively small number of children are thought to have this type
of exclusive condition. The prevalence of APD is estimated as 2 to
10% in school-aged children.
11,19
APD is considered idiosyncratic
due to individual organizational abnormalities that are subtle yet
with diverse presentations; therefore, APD can be as idiosyncratic
as the individuals who experience it.
20
A child may have an acquired APD, based on a known event
such as a concussion; however, in most cases, APD is developmental, where the actual etiology is generally unknown, and
thought to have origins in impaired neural function.5 Delays in
auditory development related to factors such as chronic otitis
media have also been considered, with delays in the development
of binaural hearing most frequently cited in children with this
21,22
history.
Recent evidence has demonstrated what has been long
speculated: that there is a genetic basis for at least some types of
11,23
APD.
It is important to recognize that the processing of auditory
information within the central auditory nervous system (CANS)
is complex, involving both serial and parallel processing within
the CANS as well as processing that is shared with other brain
structures and systems, including those that govern language
processing, attention, and executive control.4 These interactions
underline the fact that the brain is not compartmentalized and
that the dysfunction does not respect functional boundaries of
the brain and may not merely reect a “bottom-up” impairment
of the auditory system.
6,20
With this said, it is not surprising that
behavioral manifestations and levels of impairment in children
with APD are diverse and heterogeneous.
4
As noted previously, APD should be considered on the continuum
of hearing loss, and many of the behaviors noted in children with
APD are similar to those in children with peripheral hearing loss,
such as diculty listening in the presence of background noise. A
frequent question is related to assessing auditory processing skills
in children with known peripheral hearing loss. As established
in this chapter, a generally accepted definition of APD identifies
deficits in listening in the presence of normal peripheral hearing
acuity. By definition, children with peripheral hearing losses would
be expected to have diculty with the processing of auditory infor-
mation based on the nature of hearing loss alone. As established by
Erber, there is a hierarchy of auditory skills predicated on detection,
or audibility, of sound. If audibility is compromised, as is the case
with peripheral hearing loss, the child will experience diculty
with higher-level tasks, such as discrimination, identification, and
comprehension of sound. If the question arises about auditory
processing deficits in children with hearing loss, the motivation for
the question should be explored. Issues that should be addressed in
this case should include monitoring of peripheral hearing loss for
progression; measuring speech-in-noise abilities with hearing aids/
cochlear implant; obtaining real-ear measures to ensure audibility;
history of auditory-based therapy; and performing functional
listening evaluations.
24
Assessment of an APD in a child with hearing loss is controversial and must be approached cautiously. The potential negative
impact of peripheral hearing loss on the evaluation of auditory
processing skills has been well established.25 The auditory pro-
cessing skills of children with significant degrees of peripheral
hearing loss cannot be accurately assessed; however, those with
mild degrees of hearing loss and good word recognition skills
may be potentially assessed with tests that are less inuenced by
the presence of cochlear hearing loss, such as the dichotic digits
test.4 Some tests that may be included in a behavioral test battery,
such as the SCAN-3: Tests for Auditory Processing Disorders in
Children, provide specific cautions and caveats regarding testing
children with peripheral hearing loss. The relationship between
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peripheral hearing loss and auditory processing is complex; this
relationship is recognized in the definition of secondary APD. In
this case, the APD may occur as the result of a peripheral hearing
loss, including transient hearing loss as the result of chronic otitis
media.5 Based on the current state of the science, assessment of
APD in children is best reserved for those for whom peripheral
hearing is known to be normal. If a concern regarding hearing or
listening is noted, a comprehensive evaluation of hearing should
be performed, particularly since a subset of children referred for
auditory processing assessment have an undetected hearing loss
responsible for listening concerns. Additionally, a comprehensive
assessment of listening skills in children with hearing loss should
be performed, as outlined in Chapters 9 and 29 of this book.
16.3 Assessment of Auditory
Processing Skills in Children
The challenge of assessment of auditory processing is to develop
a comprehensive test battery that provides adequate information
in a time-ecient manner to describe the functional parameters
of the child’s skills across a variety of auditory behaviors; oers a
diagnosis; and guides appropriate treatment and management.26
Historically, assessment of auditory processing skills arose from
the experience of adults who presented with listening diculties in less than optimal environments, despite having normal
peripheral hearing acuity. Sensitized speech testing, which
reduced the intelligibility of the speech signal by distorting it
acoustically (as by filtering out the high frequencies needed for
distinguishing consonants or by compressing the dynamic range)
or introducing noise, were used to challenge the auditory system
as part of a site-of-lesion assessment in adults with pathologies
of the CANS.27 Several tests, using various methods of distorting
the signal and challenging the auditory system, were developed
during this period, including the Staggered Spondaic Word
(SSW) test28 and the Dichotic-Consonant/Vowel (D-CV) test,29
and are still used today. These tests were designed to be sensitive
to detecting retrocochlear and central pathologies in adults.
Some children with normal peripheral hearing acuity had listen-
ing deficits that were similar to those demonstrated by adults with
known CANS lesions. An interest in exploring these similarities
coincided with the introduction of the term “learning disabilities”
into the realm of public education during the 1970s, along with the
subsequent explosion in programs targeted at remedying learning
disabilities, with a particular focus on processing and perceptual
training.30 Whether or where APD fits into a continuum of learning
disabilities is a discussion that continues today, as classifying APD
as an educationally handicapping condition is a critical question.
Willeford introduced the first tests designed specifically to assess
APD in school-aged children.31 Since that time, knowledge of
auditory development and methods for assessing auditory skills in
children have evolved, and materials and techniques available for
assessing auditory processing skills in children have expanded.
Tests designed to assess auditory processing skills in children are
based on several tenets. Assessment of auditory processing is based
on the assumption that the internal or intrinsic redundancy of the
CANS is somehow compromised as a function of disorder, delayed
development, or some type of neurological wiring dierence.
This intrinsic redundancy is responsible for the auditory system
being exible enough to fill in missing information or to focus on
a primary message when a competing auditory signal is present.
It is anticipated that tests be administered as part of a battery, and
regardless of whether they are behavioral or electrophysiologic,
they be designed to “tax” or challenge the auditory system in a
unique way that manipulates an aspect of stimulus presentation.
An understanding of the role of auditory development in the
assessment of auditory processing evaluation is critical. All auditory processes demonstrate a developmental component, and for
some processes, development continues well into adolescence.
It is well established that children demonstrate poorer listening
abilities than adults in terms of a variety of auditory behaviors,
and they require a more favorable listening environment for
performing auditory tasks than adults do.
are greater than those that can be explained by attention and
motivation of the listener alone and have been attributed to the
ongoing maturation of the CANS. It is critical that these dierences
be taken into consideration in developing an APD test battery in
children that is based on current knowledge of auditory development and that normative data have been obtained across the age
group for which the test is targeted. The reader is encouraged to
review auditory development to be able to apply this information
to auditory processes and APD assessment.
Although APD is best assessed and diagnosed in the realm of
an interdisciplinary team, diagnosis and treatment are within the
scope of practice of an audiologist. Auditory processing disorders
cannot be diagnosed based on the results of testing administered
by psychologists, occupational therapists, speech-language
pathologists, or other professionals, even if the tests administered
include the terms “auditory” or “auditory processing” in their
title.4 Children are frequently identified as having an auditory
processing disorder based on results of a test administered by
a professional other than an audiologist, in a setting that lacks
acoustic control (e.g., classroom), in a nonstandard manner (e.g.,
live voice presentation by the examiner; presentation of stimuli
from a CD player that is not calibrated; or stimuli presented in
the soundfield). An example of a frequently used test resulting in
the label of auditory processing disorder is the Test of Auditory
Processing Skills-3 (TAPS-3),36 administered by professionals other
than audiologists. The test purports to address “what a person
does with what they hear.” Although the TAPS-3 may be a strong
diagnostic tool for other types of issues, its use as a diagnostic tool
for the diagnosis of APD is awed. Control of the test environment,
stimulus, and test parameters are critical factors in obtaining accurate and valid assessment of auditory processing skills, as is true
in any type of assessment of the auditory system. However, testing
in the field or outside the booth with changes in technology is
clearly a growing trend, as seen in Shoebox Audiometry (Ottawa,
Canada)37 or Acoustic Pioneer,38 and is laying the groundwork for
how testing will be performed in the future.
32,33,34
These dierences
35
Pearl
The dierence between a developing auditory system and a disordered auditory system must be delineated as part of the test
battery; however, both aspects are of interest to the pediatric
audiologist.
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16 Assessment, Treatment, and Management of Auditory Processing Disorders in Children
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16.3.1 Practical Considerations in Test
Battery Selection
An audiologist new to the area of APD will often seek to create a
“cookbook” approach to testing, looking for a standard battery.
However, currently there is no gold standard for assessment of
auditory processing. This lack of standardization of assessment
results is a challenge in comparing the results of studies, evaluating best practices, and monitoring the development of auditory
skills, even for an individual child. A complication is the diversity
of philosophical approaches to APD, despite advances in adopt-
ing a more uniform definition. Phillips addressed this concern in
stating, “in practice however, this is often the state of a young
science and any standardization of test materials that is appro-
priate will emerge as the scientific issues sort themselves out
over time.”20 Development of newer materials and a standard test
battery is being explored for both children and adults, demonstrating a strong potential for clinical use in the near future.
Until a gold standard test battery is developed and agreed upon,
audiologists assessing children for APD must rely on their knowledge and expertise, along with available research in the area, and
select a test battery based on a number of factors, including the
population to be tested, the audience for whom the testing is
being performed (e.g., who is the referral source), and the purpose
for which the information is requested (e.g., educational input or
dierential diagnosis). While the lack of a gold standard battery
may be viewed as a limitation of APD testing, a smorgasbord of
tests available provides the audiologist with the opportunity to
tailor an approach to assessment that addresses the presenting
concern and to tailor the results of the assessment to advance
the development of treatment and management approaches. The
audiologist should consider the rationale for selection of each
test and the unique contribution that the information obtained
from that test will make to answering the questions raised in the
referral for APD testing or the child’s presenting concerns. For
example, tests that use a standard scoring method, such as the
SCAN-3, may provide the ability to compare with the results of
other standardized educational testing, so that the results of an
auditory processing assessment can be contrasted to those results
obtained in a speech-language or cognitive test battery.
39,40
Pearl
A guiding tenet must be that if there is a concern regarding hearing and/or listening skills, a comprehensive audiologic evaluation
must be scheduled, regardless of the child’s age or other presenting issues, to ensure that the child does not have peripheral
hearing loss. A hearing screening alone is not sucient.
A prescreening procedure is beneficial to ensure that the assessment of auditory processing skills is appropriate for the patient
g referred. Many practices establish criteria for scheduling
bein
an auditory processing assessment. For example, the age criteria
of 7 years is typically established, and children younger than 7
will not be seen for a formal auditory processing assessment.
Before age 7, the auditory system demonstrates considerable
variability that impacts the administration and interpretation of
auditory processing testing. An additional criterion is eliminating
children with a history of peripheral hearing loss or cognitive
impairment or those who have been identified on the autism
spectrum. Diculty in processing auditory information may be
inherent in each of these diagnoses; however, these diculties
are not specifically related to CANS dysfunction. The population
of children identified on the autism spectrum continues to grow;
the questions of the relationship between ASD and APD continue
to be explored, with conicting findings reported.
must be involved in the team that contributes to this diagnosis by
providing a comprehensive audiologic evaluation to children who
are suspected to be on the autism spectrum.
41,42
Audiologists
Special Consideration
At this time, there is no evidence that children with ASD have a
higher incidence of comorbidity of APD or the behaviors that are
attributed to auditory perception, nor are they related to a more
global sensory decit than children in the general population
43,44,45
are.
A comprehensive case history should be considered the first
test of the APD battery. Information should be obtained that
addresses birth and developmental history; family history of
communication disorders, learning disabilities, and hearing loss;
medical history (including information about medications, head
injury, and concussion); academic/educational history; social
and emotional development; and specific otologic questions
including information about tinnitus, hyperacusis, and balance.
Records from previous assessments, including speech-language,
medical, and cognitive evaluations, are of significant value in
understanding the child’s skills and in providing a broader view
of understanding presenting concerns. The results of a MultiFactored Evaluation (MFE) and Individualized Education Program
(IEP) can provide significant insight into academic strengths and
concerns and provide one mechanism of input from the school
perspective. Additional information from school personnel, parents, and the student regarding hearing and listening concerns
should be obtained by authentic assessment. Authentic assessment is designed to obtain information about functional hearing
and listening skills in the real-world environment, validating
the areas of concern. A number of questionnaires are available
for the purpose of authentic assessment that are relatively quick
to administer and have good validity.46 These tools include the
Evaluation of Children’s Listening and Processing Skills [ECLiPS],46
the Children’s Auditory Processing Scale (CHAPs),47 the Screening
Inventory for Targeting Educational Risk (SIFTER),48 and the
Children’s Communication Checklist (CCC-2).49 Information
gleaned from these tools highlights the importance of obtaining
input from multiple perspectives in the assessment and interpretation of APD.
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16.3.2 Behavioral Assessment
As noted by Emanuel et al,50 there is currently no gold standard
for the selection of individual tests or a test battery to identify
APD in children without a documented lesion of the auditory
system. Guidelines that outline auditory processing assessment
suggest that APD testing should be based on individual case
history presentation and other individual factors; however,
guidelines support that the test battery should be designed to
assess a range of auditory processes and to challenge dierent
areas of the CANS.
vate the selection of tests. A survey of audiologists performing
auditory processing assessment in children found that the most
frequently utilized behavioral test were those that targeted
dichotic listening skills, used monaural low-redundancy speech
stimuli, and addressed temporal processing skills.
is in keeping with recommendations of the ASHA position statement,17 which recommended including assessment of temporal
processes (ordering, resolution, integration, and discrimination);
localization and lateralization; low-redundancy monaural
speech (e.g., time-compressed, filtered, interrupted, competing);
dichotic stimuli ranging across a number of linguistic levels,
including consonant-vowel or nonsense syllables, digits, words,
and sentences; and binaural interaction procedures. Many studies have addressed individual test performance in children; however, the development of test batteries (i.e., two or more tests)
as not been widely addressed.51 Recently, the combination of
h
low-redundancy monaural speech (e.g., low-pass filtered speech
[LPFS]) and temporal processing (e.g., specifically frequency
patterns) has been shown to have the highest failure rate for
children with APD, suggesting these should be included in a
test battery for children.52 Additional considerations in building
a behavioral APD test battery would be to vary the linguistic
load of the stimulus, including speech and nonspeech stimuli,
using varying response modes, and challenging the auditory
system in a variety of ways. The child’s subjective behavior
while in the booth should be observed and incorporated into test
interpretation.
This chapter will focus on the general categories of skills that
may be assessed in a behavioral test battery, with characteristics
of each category briey highlighted here. Specific test materials
are included in Appendix 16.1. It should be noted that in selecting
tests, the quality of the recording and strength of normative data
development should be considered. A number of tests are available that have not been updated since their development and have
c
learly used older recording techniques that result in considerable
background noise in the recording.
Tests of Temporal Processing
The importance of temporal aspects of audition is evident.
Phillips noted that a vast number of auditory processes rely on
temporal analysis of the incoming signal.20 Tallal and coworkers
reported that deficits in temporal processing could contribute
to deficits in typical phonological development, thereby con-
tributing to disorders in reading and speech for at least a subpopulation of children. Tests in this category include presenting
stimuli that address the listener’s abilities in temporal ordering,
discrimination, resolution, and integration, as suggested by
4,14,18
Presenting concerns should also moti-
50
This finding
53
ASHA.
Examples of tests that fall into this category include
the Frequency Pattern test,55 Gaps-in-Noise (GIN) test,55 and the
Random Gap Detection Test (RGDT).
56
Tests of Localization and Lateralization
A limited number of measures are available to address localization and lateralization in the clinical setting. The ability to
locate sound eectively in space is a dicult skill to measure and
to move from the laboratory to clinical setting. Masking level
dierence (MLD) has been available for decades, but although
is easy to administer and has been found to be a valid measure
of lateralization in children, it is not widely used.
Koehnke completed research on a virtual auditory localization
test that was easy to use and clinically applicable; however, it has
not been adopted for clinical use.59 The Listening in Spatialized
Noise—Sentences (LiSN-S) test was developed to address auditory
localization in a clinically applicable manner.60 The 3D Listening
in Noise Test is one of the components of the Feather Squadron
test battery, the newest test materials available for assessing
auditory processing in children.
38
57, 58
Besing and
Monaural Low-Redundancy Tests
Monaural low-redundancy test materials are presented to each
ear separately. In these tests, the stimuli have been degraded in a
specific manner, including altering the frequency characteristics
of the stimuli. Some examples of tests in this category are the
Filtered Words subtest or the Auditory Figure Ground Subtest of
the SCAN-3:C.
61
Tests of Dichotic Listening
In dichotic listening tests, dierent acoustic stimuli are presented to each ear simultaneously. The listener’s task is to separate the message presented to each ear, also known as binaural
separation tasks. These tasks can vary in linguistic load from CV
syllable to sentence stimuli. Dichotic listening tasks can provide
insight into aspects of hemispheric dominance. This type of test
stimuli has been studied for decades as a method of addressing
neuromaturation of the auditory system. A right ear advantage
(REA), where superior performance for stimuli delivered to
the right ear is better than for those delivered to the left ear in
dichotic tasks, is considered to be a hallmark of typical auditory
development in children; performance is adultlike in typically
developing adolescents. Examples of dichotic listening tasks
include the Competing Sentences subtest of the SCAN-3:C.
61
Tests of Binaural Interaction
Tests of binaural interaction require that the listener integrate
dierent auditory information presented between two ears to
synthesize the information. The term “ear teaming” could be
used to address how the two ears work together and not in isolation. As just noted, the concept of REA also applies to this group
of stimuli. Tests that address this skill set include the Staggered
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16 Assessment, Treatment, and Management of Auditory Processing Disorders in Children
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Spondaic Word test,28 Dichotic CVs,29 and as a subtest in Feather
Squadron.
38
16.3.3 Developing a Test Battery:
Considerations for the Audiologist
Performing APD Assessment
Pearl
Administering APD tests to children with typical auditory
processing skills is a recommended exercise that provides the
audiologist the opportunity to gain experience in understanding
typical auditory processing skills and thus have the opportunity
to become procient at test administration and interpretation.
In addition to selecting individual tests, several test batteries
are commercially available. Each is briey described here as an
overview and is not designed to be an exhaustive list of available
tools. The importance of a test battery over administration of an
individual test has long been established.
in test battery development must be considered, including
sensitivity and specificity, linguistic complexity of stimuli, and
the normative data available. These test batteries have been historically been designed to be administered through a diagnostic
audiometer; however, Feather Squadron is administered as an
app on an iPad.
The LiSN-S test is used to address the child’s spatial processing
abilities. Research from the National Acoustics Laboratories
(NAL) suggests spatial processing disorder (SPD) is a specific type
of auditory processing disorder resulting in the inability to use
directional cues necessary to separate speech from background
noise.63 The test simulates a wide variety of listening situations and
provides a unique way to examine speech-in-noise performance
not available in other test procedures. In addition, a prescribed
gain amplifier (PGA) has been added, which holds promise for
addressing auditory processing skills in children with peripheral
hearing loss.
SCAN-3:C or SCAN-3:A61 has subtests including Filtered Words,
Auditory Figure-Ground, Competing Words, Competing Sentences,
Time Compressed Sentences, and Gap Detection. The test has both
a screening component and a diagnostic component. The SCAN-
3:C is normed for children between the ages of 5 and 12 years, and
the SCAN-3:A is normed for adolescents and adults between the
ages of 13 and 51 years. The normative data provide opportunities
to compare standard scores with other types of testing, including
speech-language and cognitive measures that can contribute to
a dierential diagnosis and contribute to understanding educational impact of the APD.
The Multiple Auditory Processing Assessment (MAPA)64 includes
five dierent subtests and was developed to evaluate auditory
processing disorders in both children and adults, beginning at age
8 years. The MAPA assesses auditory skills in three of the ASHA
domains: monaural low redundancy, auditory pattern temporal
ordering, and binaural integration/separation.
62
A number of factors
Feather Squadron, from Acoustic Pioneer, is the most recent
contribution to a test battery assessment.
app loaded on an iPad and requires the purchase of special Koss
headphones, which are adjusted with the volume control of the
iPad, and access to an Internet connection. It purports to address
a range of auditory processing skills, and the diagnostic portion of
the testing can be administered in 30 minutes. One of the advantages of Feather Squadron is that the results can direct an auditory
training program that can also be administered on the iPad.
Auditory Skills Assessment (ASA)65 is a test battery designed to
target 3.5 to 7-year olds, a population that is younger than those
generally assessed with an auditory processing battery. Tasks
include speech discrimination in quiet and noise, phonological
awareness, nonspeech processing, and mimicry. A premise of
this chapter is that the diagnosis of an APD prior to age 7 is a
challenge because of the variability in auditory behaviors prior
to that age and also because of confounding issues of attention,
motivation, and language skills of a young child. However, the
ASA provides opportunities to practice each task and incorporates
picture-pointing tasks to facilitate responses from younger children. Although ASA may not be valid as a tool to identify an APD in
and guide the audiologist over time. Mention of this assessment
tool, however, raises the reminder that the audiologist must be
able to address the dicult issue of separating auditory processing
delay from an auditory processing disorder. This dierentiation
needs further study, and more tools targeted at tracking auditory
development in young children are also needed.
38
The test battery is an
16.3.4 Electroacoustic Assessment
Tympanometry should always be performed as part of the APD
battery to ensure normal middle ear functioning and to rule out
the presence of middle ear pathology. Ipsilateral and contralat-
eral acoustic reexes should also be performed to address the
integrity of the brainstem pathways and may add to dierential
diagnosis. Otoacoustic emissions (OAEs) should be used to
confirm normal peripheral hearing function. Contralateral
suppression of emissions makes it possible to isolate eerent
auditory system function and address the gating function of
the auditory system.66 Abnormal contralateral suppression is
thought to be associated with deficits in listening in speech-in-
noise.67 Preliminary studies suggest that children with APD may
demonstrate less suppression of transient evoked otoacoustic
emission (TEOAE) activity than in an age-matched control
group,68 although contradictory findings are also noted. Clearly,
contralateral suppression procedures deserve additional atten-
tion because of the hypothesized relationship between eerent
auditory activity and the ability to listen in the presence of
background noise, since diculty listening in background noise
is one of the most commonly reported behavioral observations
in children with suspected APD. Although OAEs may provide a
distinctive ability to isolate auditory system function, the contralateral suppression procedure has not been widely adopted
clinically at this time. This is in keeping with the findings of
Emanuel et al that electroacoustic/electrophysiologic assessment
is rarely used in the assessment of APD.
50
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16.3.5 Electrophysiologic Assessment
As noted in the original ASHA definition, electrophysiologic
assessment may be considered a critical component of the
auditory processing assessment, a sentiment echoed by Jerger
and Musiek.69 The benefits of electrophysiologic testing include
the ability to use nonspeech stimuli to minimize linguistic load.
This eliminates concerns about the behavioral assessment being
focused on language measures, makes it possible to minimize
attention and motivation as part of the task, and provides a
unique measure of auditory system improvement related to
treatment/management programs.70 Limitations of electrophysiologic assessment may include the same lack of sensitivity and
specificity of measures of APD as found in behavioral testing and
the need to speculate between the results of the electrophysiologic measure and functional impact of listening issues in the
c
lassroom. In addition, the assumptions inherent in a site-of-
lesion approach may support a disease model but may not apply
to a developmental model. In addition, the cost/benefit ratio for
electrophysiologic assessment may be prohibitive. The AAA clinical practice guidelines suggest that the equipment necessary for
his testing, although readily available in the lab setting, may not
t
be available clinically. It is recommended in the AAA guidelines
that the audiologist should define clinical situations where there
are clear indicators for using auditory evoked response testing,
such as when behavioral assessment of APD fails to demonstrate
a clear pattern of deficits, when neurologic disorders are anticipated, or when a site-of-lesion assessment is necessary.4 Current
research continues to advance use of electrophysiologic testing as
a biological marker for APD and to guide intervention strategies.
Several electrophysiologic measures that provide a unique
contribution to understanding auditory processing skills can be
incorporated into the APD test battery, including auditory brainstem response (ABR) and middle latency response (MLR) assessment.15 As noted by Bamiou and colleagues, ABR and MLR are key
measures of the function of auditory structures in the brainstem
and in subcortical to cortical levels, respectively.72 Recent research
suggests renewed interest in the brainstem and its role in encoding speech information, which supports the importance for this
type of electrophysiologic assessment as part of the ABR battery,
known as frequency-following response or cABR (ABR to complex
71,73
sound).
quency-following response.
Cortical evoked potentials have also been identified as having
a role in the APD test battery. Electrophysiologic tests provide for
assessment of auditory processing skills independent of language
skills. The late evoked potentials, such as auditory late response
(ALR), mismatched negativity (MMN), and the auditory P300
response can provide documentation of the presence of an APD,
either in conjunction with behavioral testing or independent of
behavioral results. Increased latencies of ALR responses have been
noted in children with APD and have been correlated to slower
processing speeds than seen in typically developing age-matched
peers.
focus in the assessment of auditory processing skills in children.
Significant dierence in response parameters (e.g., amplitude,
latency) between children with APD and children with typically
developing auditory systems have been noted
investigation is needed to address the clinical relevance of these
tests in the general pediatric audiology clinical setting.
See Chapter 15 for more information about the fre-
74
MMN responses and the P300 response have been a
75
; however, further
71
Historically, electrophysiologic testing has had a significant role
in the identification of auditory processing disorders in individu-
als with suspected or known lesions of the CANS. However, when
actice patterns among audiologists performing assessment in
pr
children were studied, most reported never using electrophysiologic measures in their test battery.50 However, the landscape for
the role of electrophysiologic assessment in the evaluation of APD
is clearly changing. As noted previously, incorporating complex
stimuli (e.g., speech) into the ABR procedures has proven to be
a unique tool for assessing APD skills. Use of complex stimuli for
the ABR, such as speech or music, has been found to provide a
unique window into how these types of stimulus are processed
in the brain.76 This technique has been found to provide a unique
snapshot of auditory processing skills at a subcortical level and
is useful in both the assessment of auditory processing disorders
and in measuring improvement in auditory processing skills, such
as after participation in an auditory training program.
The population of children who may need a site-of-lesion
assessment has also changed with an increase in concussions in
children. Many children who have had concussions report symptoms consistent with an auditory processing disorder, thought to
be part of postconcussive syndrome. Equally important, there is
currently no one test that can identify a concussion. Frequency-
following response has been identified as a potential test for
identification and management of concussion, thus emphasizing
the need for audiology to be involved with this population.
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16.4 Management and Treatment
of Auditory Processing
Disorders
Developing a comprehensive plan for the treatment and management of APDs is as complex as the process of assessment.
One of the fallacies of APD is that nothing can be done to treat
it, so assessment is futile. This fallacy is based on the assumption
that the only type of treatment or management worth considering results in a cure for the disorder, an approach that is not
consistent with how other types of auditory disorders, such as
peripheral hearing loss or vestibular disorders, are addressed.
Clearly, fitting a hearing aid does not cure a hearing loss; however, the lack of a cure does not negate the positive impact that
the hearing aid has on the treatment and management of hearing
loss for that child.
Historically, an audiologist would perform an assessment of
auditory processing and then provide a preprinted list of recommendations to address general aspects of APD, a strategy to which
educators have often retorted that if a list were provided prior to
the evaluation, the evaluation would likely be unnecessary. This
preprinted list did not support the evidence-based approach
to assessment discussed in this chapter and did not address a
deficit-specific approach to treatment. Several approaches have
been developed to use results of auditory processing to customize
a treatment plan to address the individual child’s listening and
learning needs. With a greater sophistication in assessment,
development of profiles of results and a clearer understanding of
neural plasticity lead to a deficit-specific approach in treatment/
management that is both necessary and possible. The ASHA 2005
statement supports this premise.
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