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Biological Approaches to Spinal Disc Repair and Regeneration for Clinicians
Roger Härtl, MD
Professor of Neurological Surgery Director of Spinal Surgery Director, Weill Cornell Medicine Center for Comprehensive Spine Care Attending Neurosurgeon Weill Cornell Medicine, New York-Presbyterian Hospital New York, New York
Lawrence J. Bonassar, PhD
Professor Meinig School of Biomedical Engineering Sibley School of Mechanical and Aerospace Engineering Cornell University Ithaca, New York
82 illustrations
Thieme New York Stuttgart Delhi Rio de Janeiro
Executive Editor: Timothy Hiscock Managing Editor: Sarah Landis Director, Editorial Services: Mary Jo Casey Editorial Assistant: Nikole Connors Production Editor: Naamah Schwartz International Production Director: Andreas Schabert International Marketing Director: Fiona Henderson International Sales Director: Louisa Turrell Director of Sales, North America: Mike Roseman Senior VicePresident andChief OperatingOfcer: Sarah Vanderbilt President: Brian D. Scanlan
Library of Congress Cataloging-in-Publication Data
Names: Härtl, Roger, editor. | Bonassar, Lawrence J., editor. Title: Biological approaches to spinal disc repair and regeneration
for clinicians / [edited by] Roger Härtl, Lawrence J. Bonassar.
Description: New York : Thieme, [2017] | Includes bibliographical
references and index.
Identiers: LCCN 2016057426| ISBN 9781626232501 (hardback) |
ISBN 9781626232518 (eISBN)
Subjects: | MESH: Intervertebral Disc Degeneration–complications |
Intervertebral Disc–physiopathology | Intervertebral Disc Degeneration–therapy | Low Back Pain–etiology | Low Back Pain–therapy |
Total Disc Replacement–methods Classification: LCC RD771.B217 | NLM WE 740 | DDC 617.564–dc23 LC record available at https://lccn.loc.gov/2016057426
Important note: Medicine is an ever-changing science undergo­ing continual development. Research and clinical experience are continually expanding our knowledge, in particular our knowl­edge of proper treatment and drug therapy. Insofar as this book mentions anydosage or application, readers may rest assured that the authors, ed itors, and publishers have made every effort to ensure that such references are in accordance with the state of
knowledge at the time of production of the book.
Nevertheless, this does not involve, imply, or express any guarantee or responsibility on the part of the publishers in respect to any dosage instructions and forms of applications stated in the book. Every user is requested to examine carefully the manufac- turersleaets accompanying each drug and to check, if necessary in consultation with a physician or specialist, whether the dosage schedulesmentioned therein or the contraindicationsstatedby the manufacturers differ from the statements made in the present book. Such examination is particularly important with drugs that are either rarely used or have been newly released on the market. Every dosageschedule or every form of application used isentirely atthe usersownrisk andresponsibility.The authorsand publishers request every user to report to the publishers any discrepancies or inaccuracies noticed. If errors in this work are found after publi­cation, errata will be posted at www.thieme.com on the product description page.
Some of the product names, patents, and registered designs referred to in this book are in fact registered trademarks or pro­prietary names even though specic reference to this fact is not always made in the text. Therefore, the appearance of a name without designation as proprietary is not to be construed as a representation by the publisher that it is in the public domain.
© 2017 Thieme Medical Publishers, Inc.
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ISBN 978-1-62623-250-1
Also available as an e-book: eISBN 978-1-62623-251-8
This book, including all parts thereof, is legally protected by copy­right. Any use, exploitation, or commercialization outside the narrow limits set by copyright legislation without the publishers consent is illegal and liableto prosecution.This appliesin particular to photostatreproduction, copying, mimeographing or duplication of any kind, translating, preparation of microlms, and electronic data processing and storage.

Contents

Foreword ............................................................................................ vii
Preface.............................................................................................. viii
Contributors ........................................................................................ ix
Part I: Basics
1. The Human Spinal Disc: Relevant Anatomy and Physiology
Julien Tremblay Gravel, Fahad H. Abduljabbar, Jean Ouellet, and Lisbet Haglund
..................................... 2
2. Pathophysiology of Disc Disease: Disc Degeneration............................................ 11
Niloofar Farhang, Joshua Stover, Brandon Lawrence, and Robby D. Bowles
3. Imaging of the Healthy and Diseased Spinal Disc ................................................ 20
Darryl B. Sneag and Hollis G. Potter
4. Biomechanics of the Healthy and Diseased Spine................................................ 30
Hans-Joachim Wilke and Fabio Galbusera
Part II: Experimental Techniques
5. Dierences between Human and Animal Discs: Pros and Cons of Current Animal Models for Preclinical Development of Biological Therapies for Low Back Pain
Jerey C. Lotz
............... 38
6. Grading Scales for Disc Degeneration and Regeneration: Clinical and Experimental ......... 48
Peter Grunert
7. Disc Regeneration: In Vitro Approaches and Experimental Results ............................ 54
John T. Martin, Harvey E. Smith, Lachlan J. Smith, and Robert L. Mauck
8. Intervertebral Disc Whole Organ Cultures ....................................................... 66
Marianna Peroglio, Zhen Li, Lorin Michael Benneker, Mauro Alini, and Sibylle Grad
Part III: Treatment Strategies
9. Biological Treatment Approaches: Basic Ideas and Principles
Victor Y. Leung and Kenneth M.C. Cheung
................................... 76
10. Learning from Successes of Tissue Engineering Strategies for Car tilaginous Disorders ...... 82
Stephen R. Sloan, Jr. and Lawrence J. Bonassar
11. Treatment of Degenerative Disc Disease and Disc Regeneration: Proteins and Genes ....... 90
Daisuke Sakai and Jordy Schol
12. Treatment of Degenerative Disc Disease/Disc Regeneration: Growth Factors and Platelet Rich Plasma
Koichi Masuda and Kenji Kato
.............................................................................. 101
v
Contents
13. Treatment of Degenerative Disc Disease/Disc Regeneration: Stem Cells, Chondrocytes or Other Cells, and Tissue Engineering
Steven Presciutti and Howard An
......................................... 110
14. Nucleus Replacement and Repair: Autologous Disc Chondrocyte Transplantation ......... 121
Christian Hohaus, Timothy Ganey, and Hans Jörg Meisel
15. Annulus Fibrosus Repair.......................................................................... 128
Olivia M. Torre, Michelle A. Cruz, Andrew C. Hecht, and James C. Iatridis
Part IV: Clinical Experience
16. Summary of Clinical Trials with Biological Treatment Approaches for Spinal Disease
Gernot Lang, Ibrahim Hussain, Micaella Zubkov, Yu Moriguchi, Brenton Pennicooke, Rodrigo Navarro-Ramirez, and Roger Härtl
...... 140
17. Total Disc Transplantation: Current Results and Future Development ....................... 150
Jason Pui Yin Cheung, Dike Ruan, and Keith D.K. Luk
18. What Have We Learned from Mechanical Total Disc Replacement? ......................... 158
Timothy T. Roberts, Colin M. Haines, and Edward C. Benzel
19. Regulatory Overview: Obtaining Regulatory Approval of a Biological/Cell Product ........ 170
Michaela H. Purcell, Penny J. White, and H. Davis Adkisson
20. What Makes Biological Treatment Strategies and Tissue Engineering for DDD Interesting to Industry?
Hassan Serhan, Elliott A. Gruskin, and William C. Horton
.......................................................................... 177
Part V: Outlook
21. What Will the Future Bring? Perspectives From Around the World
Howard An, Tony Goldschlager, Claudius Thomé, Luiz Vialle, Jaime Arias Ruiz, William Omar Contreras Lopez, and Daisuke Sakai
.......................... 184
Appendix A ........................................................................................ 189
Appendix B ........................................................................................ 192
Index ............................................................................................... 197
vi

Foreword

Disc degeneration and regeneration is an important con­temporary medical issue of concern for the vast majority of physicians that manage patients on a daily basis with the ubiquitous complaint of low back discomfort. We under­stand that a healthy lifestyle of avoiding excessive weight gain and exposure to nicotine products as well as getting daily exercise is benecial for intervertebral disc homeo­stasis. We have also made tremendous gains over the last decade in understanding the genetics of disc degeneration and the potential for disc regeneration. Research has allowed us to understand that the disc itself harbors stem cells that may be activated with appropriate cues and promoted to proliferate with the correct cocktail of growth factors yet to be determined. We have recently understood the importanceof the intervertebral endplateand its ability to allow and regulate stress transfer as well as nutritional support to the disc. We have so much further to go in understanding methods to replenish the disc with viable cells in an innocuous fashion not to cause iatrogenic discal injury.
The background for understanding the complex inter­vertebral disc milieu is wonderfully laid out in this book by Dr. Roger Härtl and Dr. Lawrence Bonassar. Great thought wasplaced inorganizing a bookthat introduces notonly the novice but also the expert in the lab on the anatomy, pathophysiology and biomechanics of the intervertebral disc. Interesting insight is provided in understanding the applicability of chosen animal models that have been
validated as analogous to the human intervertebral disc. An exploration into our failed attempts in the past of substituting mechanical disc replacements of the human disc is discussed in detail and potential avenues for treat­ment in the future are explored.
The editorslist ofauthors isa WhosWho” in the study of the intervertebral disc. The book is captivating, as the subject matteris well thoughtout, theformat iseasy toread, and the illustrations are striking. This textbook will cer­tainly be a staple in all educational venues such as colleges, universities, medical schools, clinical residencies and fel­lowship programs and, most importantly, the basic science world. I congratulate Dr. Härtl, Dr. Bonassar, all of the well­known contributing authors throughout the world, and especiallythe publisher forallowingsuch an insightfulbook to be created for the benet of those who suffer from low back pain.
Alexander R. Vaccaro, MD, PhD, MBA
Richard H. Rothman Professor and Chairman,
Department of Orthopaedic Surgery
Professor of Neurosurgery
Co-Director, Delaware Valley Spinal Cord Injury Center
Co-Chief of Spine Surgery
Sidney KimmelMedical Centerat Thomas Jefferson University
President, Rothman Instit ute
Philadelphia, Pennsylvania
vii

Preface

This book was written to shed light on one of the most puzzling problems we are facing in medicine today: our approach tolow backpain (LBP) thatoriginatesfrom degen­erative disc disease (DDD). LBP is a leading cause of dis­ability worldwide and has been linked directly and indi­rectly toDDD. LBP has aglobal lifetime prevalence of almost 40% and a large socioeconomic impact with estimated annual indirect and direct costs exceeding $100 billion in the United States alone. There is a genetic component that puts individuals with a familyhistory of DDD at greater risk of developing low back or neck pain themselves.
Today we knowthat prevention of andtreatment forany type of back, neck, or leg pain should always begin with the adaptation of basic rules of healthy living: weight control, healthy food, exercises to strengthen core, exibility and stretching, and physical activity or therapy. We are suc­cessful in treating patients who suffer from pain caused by nerve root compression: neurogenic claudication, for example, can be treated successfully with minimally inva­sive ambulatory surgery. Radicular pain due to disc hernia­tions can be relieved with outpatient procedures. What we consider mechanical back paindue to mechanical insta­bility of the spine can be treated with sometimes complex spinal reconstruction and stabilization procedures. How­ever, there are two sources of pain and sufferingthat we are struggling to understand, adequately diagnose, and treat: muscle and intervertebral disc (IVD). Whereas muscle physiology has been studied extensively for decades, by comparison, relatively little is known about the physiology of IVD.
This book focuses on pain caused by DDD, which we characterize broadly as discogenic back pain.The contri­butors include the scientic and clinical leaders in the eld. The current surgical treatment options for back pain
resulting from DDD are associated with risks and undesir­able long-term effects, and they are clearly unsatisfactory. Fusion surgery or disc arthroplasty procedures are only partially successful and probablynot better than, for exam­ple, physical therapy and cognitive behavioral interven­tions. Finding effective treatments for pain stemming from DDD has been difcult due to its complicated pathophys­iology and our incomplete knowledge of the underlying processes leading to degeneration of the IVD. Many factors work together to initiate, exacerbate, and maintain the degenerative process; these include genetic predisposition, decreased nutrient transport, abnormal biomechanics, smoking, and the normal wear and tear of the IVD associ­ated with aging. Whereas the relative importance of each risk factor in initiating DDD is uncertain, these factors initiate a cascade of molecular mechanisms, leading to the breakdown of the disc and possibly back pain.
This book is dedicated to the practitioners who treat patients with back pain and who want to learn about what is being done at the forefront of basic and translational science to solve the challenges associated with DDD. We do not have nal answers, but this book will highlight and explain the many exciting and promising approaches that arebeing exploredto better understand,diagnose, andtreat pain and disability deriving from DDD. Ultimately, the successful approach to the management of back and neck pain will likely involve a combination of preventive mea­sures such as healthy lifestyle modi cations and exercises to address muscular origin,and minimally invasive surgical and biological treatment interventions to address more advanced stages related to DDD.
Lawrence J. Bonassar, PhD
Roger Härtl, MD
viii