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11
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Evaluation of hypercoagulable states and molecular markers of acute venous thrombosis
DIANE M. NITZKI-GEORGE AND JOSEPH A. CAPRINI
11.1 Introduction 131
11.2 Markers of thrombotic risk 131
11.3 Thrombophilia 132
11.4 Predisposing conditions 135
11.1 INTRODUCTION
Normal hemostasis provides a balance between clot for­mation and dissolution. Vessel injury, venous stasis, and thrombophilias favor thrombosis. ese three factors, described as Virchow’s triad, represent a disruption in the normal hemostatic processes.1 e risk of venous thrombo­embolism (VTE) increases in proportion to the presence of these predisposing risk factors.
detailed discussion on the epidemiology and risk factors forVTE.)
Hypercoagulable states can be categorized as inherited, acquired, or mixed.4 rombophilic patients most com­monly present with characteristic features such as throm­bosis at a young age, recurrent thrombosis, resistance to heparin, warfarin-induced skin necrosis, purpura fulmi­nans, family history of thrombosis, or thrombosis that develops at an unusual site. e identication of an inher­ited or acquired thrombophilic defect is most essential when the information obtained would aect clinical management of the patient or of a family member.
2,3
(See Chapter 9 for a more
5
11.2 MARKERS OF THROMBOTIC RISK
11. 2.1 β2-glycoprotein
β2-glycoprotein I (β2-GPI) is a major antigen found in patients who have circulating antiphospholipid antibodies.6 β2-GPI removes microparticulates from the circulation, including anionic and lipopolysaccharide cellular rem­nants.6 Repeated exposure and binding of β2-GPI to cellular phosphatidylserine has been theorized as a mechanism for
11.5 Best demonstrated practices 136 Acknowledgments 137 References 137
the formation of anti-β2-GPI antibodies. ese antibodies appear to be more specic for antiphospholipid antibody syndrome (APS) and can cause activation of the dierent cell types involved in the regulation of hemostasis.
6
11.2.2 D-dimer
Elevated D-dimer is not necessarily a risk factor causing VTE, but it should be used and interpreted as a marker of hyper­coagulability. D-dimer is formed when brin is proteolysed by plasmin.7 e presence of elevated levels of D-dimer in the circulation signies brinolysis.8 e degree of D-dimer elevation with VTE may depend on the extent of disease, the duration of symptoms, and the use of anticoagulants, with lower D-dimer levels being associated with less extensive dis­ease, longer duration of symptoms, and anticoagulant use.
Elevated D-dimer levels can also result from recent major surgery, hemorrhage, trauma, pregnancy, cancer, or acute arterial thrombosis.9 Dierent assays vary with respect to sensitivity and specicity, speed of testing, and the labor involved in performing the assay.7 Moderately and highly sensitive assays range from about 85% to at least 95%, respectively, but specicity can be as low at 40% depend­ing on the assay used.9 Other issues with the D-dimer assays include dierences in the specicity of the antibody to the various binding sites on the D-dimer molecule, lack of a denitive cut-o value between abnormal and normal results, lack of a reference standard assay, and lack of a standard unit of measurement.7 One brinogen-equivalent unit is approximately half of a D-dimer unit. Because the D-dimer assay has a high negative predictive value, it is used to help “rule out” VTE.
9
7
131
132 Evaluation of hypercoagulable states and molecular markers of acute venous thrombosis
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In patients with a normal D-dimer at 1 month aer dis­continuing anticoagulation, repeat D-dimer testing every few months for 1 year can be used to identify the risk for recurrence.
10–12
Repeat D-dimer tests have not only been used to identify people who are at risk for recurrent VTE, but have identied dierences in recurrence rates based on gender, with men being at greater risk.13 e Vienna Prediction Model uses a web-based calculator to stratify VTE recurrence risk based on gender, location of VTE, and D-dimer results 3 weeks aer anticoagulation is stopped.14 Other D-dimer-based rules to predict VTE recurrence include the age-adjusted D-dimer and DASH (D-dimer, Age, Sex, Hormonal) therapy.
15–17
11.2.3 Factor VIII
Elevated plasma levels of factor VIII (FVIII), one of ve cofactors that control the generation of thrombin, have been associated with an increased risk of recurrent VTE.18 is risk was initially identied in patients who had a FVIII level in about the 90th percentile. A more recent study found an adjusted multivariate hazard ratio (HR) of 4.5 (95% CI: 1.7–12.2) in patients with a FVIII level above the 75th percentile compared with a normal D-dimer.19 When compared with an abnormal D-dimer, the HR of an ele­vated FVIII (>75th percentile) was 7.1 (95% CI: 2.8–17.6).19 However, since FVIII is activated during an acute phase, these results demand careful interpretation. In a follow­up study of people who presented with an initial VTE and FVIII levels >230 IU/dL, the probability of recurrent thrombosis at 2 years aer discontinuing anticoagulation was 30% (95% CI: 13%–46%).
20
11.2.4 Hyperhomocysteinemia
on the endothelium, factor V, thrombomodulin, and tissue
21,22
factor.
For arterial thrombosis, the authors of the randomized, double-blind Vitamin Intervention for Stroke Prevention (VISP) trial found that, despite reducing levels of homo­cysteine, high-dose vitamin therapy had no eect on stroke, coronary heart disease events, or death.27 In addi­tion, the Norwegian Vitamin (NORVIT) trial also dem­onstrated that folate plus vitamin B12 with or without vitamin B6 does not lower cardiovascular disease or death aer acute myocardial infarction, and actually led to a non-statistically signicant increase in events, despite a reduction in homocysteine.28 Heart Outcomes Prevention Evaluation 2 (HOPE 2) also found that folic acid and vita­mins B6 and B12 did not reduce cardiovascular events in 5522 patients.29 Of note, the NORVIT and HOPE 2 trials included patients without regard to baseline homocysteine levels. Furthermore, the china stroke primary prevention trial (CSPPT) found that patients who took folic acid in combination with enalapril demonstrated a signicant risk reduction in rst stroke.
30
11.2.5 P-selectin
P-selectin, an adhesion molecule expressed on the surfaces of activated platelets and endothelial cells, is increased in the presence of acute VTE, and is therefore used to aid in the diagnosis of DVT and pulmonary embolism.31 P-selectin is a mediator of leukocyte recruitment that promotes the for­mation of pro-coagulant microparticles, and directly aects thrombus stabilization.32 Evidence from basic and clinical studies has suggested that P-selectin can be used as a marker for reecting a pro-thrombotic state, and has demonstrated value in cancer patients.
33,34
Hyperhomocysteinemia (HHC) refers to an elevation of the plasma homocysteine levels, a metabolic substrate derived from the amino acid methionine.
21,22
HHC may occur in certain medical conditions, such as renal insuciency, hypothyroidism, or deciencies in folate, vitamin B6, or vitamin B12, since these vitamins are important in the metabolism of homocysteine. Warfarin use has also been suggested to contribute to HHC, since patients oen avoid green vegetables that supply these necessary vitamins.
23
HHC may also be suggestive of a mutation in the methy­lenetetrahydrafolate reductase (MTHFR) gene, an inherited thrombophilia.
HHC has been correlated with a greater occurrence of idiopathic deep vein thrombosis (DVT).24 A 4.8-fold increase risk of VTE has been found in people with HHC.25 Unlike other thrombotic conditions, except for antiphos­pholipid antibody syndrome, HHC is associated with both arterial and venous thrombosis. In fact, fasting homocyste­ine levels have been positively associated with myocardial infarction risk in women (relative risk [RR]: 3.37, 95% CI:
26
1.30–8.70, P = 0.014).
e mechanism of HHC-associated
thrombosis is not fully elucidated, but may involve eects
11.3 THROMBOPHILIA
Most thrombophilias are inherited, with antiphospholipid syndrome representing an acquired thrombophilia.35 Other disease states, conditions, and laboratory abnormalities that predispose patients to thrombosis be true thrombophilias, but are discussed elsewhere in this chapter.
Inherited thrombophilias may be classied into two or more groups (Table 11.1).21 Group 1 disorders are dened as deciencies of coagulation factor inhibitors, while group 2 disorders represent an increased level or function of coagu­lation factors.21 Other inherited thrombophilias include rare disorders of the brinolytic system.
In general, the group 1 disorders are less common, but more thrombogenic than the group 2 disorders. e group 2 disorders, although likely risk factors for single thrombotic events, may not be strong risk factors for subsequent throm-
21
Patients with group 1 disorders usually present at
bosis. a younger age with idiopathic or recurrent VTE, have a higher likelihood of recurrent VTE, and are more likely to have a family history of VTE.
4,5,36
are not considered to
37
36
11.3 Thrombophilia 133
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Table 11.1 Classification of inherited thrombophilias
Group 1 inherited thrombophilia Group 2 inherited thrombophilia
• Antithrombin deficiency
• Protein C deficiency
• Protein S deficiency
• Activated protein C resistance with or without factor V Leiden mutation
• Prothrombin G20210A mutation
• Factor elevation
• Methylenetetrahydrafolate reductase (MTHFR) gene mutation
11.3.1 Activated protein C resistance with or without the factor V Leiden mutation
28
Antiphospholipid antibodies are reported in up to 10% of healthy subjects and in 30%–50% of patients with systemic lupus erythematosus.45 In patients with thrombotic events,
Activated protein C resistance (APC) refers to the resis­tance of factor V to cleavage by APC, slowing down factor V cleavage by about 10-fold and thus increasing thrombin production.
21,37,38
Factor V Leiden (FVL) is the most common inher­ited thrombophilia, aecting approximately 5% of Caucasians, 1.2% of African–Americans, 2.2% of Hispanic– Americans, 1.2% of Native Americans, and 0.45% of Asian–Americans.
21,37–39
Compared with group 1 disorders (deciencies of antithrombin, protein C, and protein S), APC resistance is a relatively weak risk factor for thrombosis.21 e lifetime probability of symptomatic VTE in patients with a heterozygous FVL mutation is approximately 10%; thus, the vast majority of patients will not develop complications due to this mutation.38 Adjusted HRs of 2.2 (95% CI: 2.0–2.5) for people with heterozygous mutations and 7.0 (95% CI: 4.8–10) for those with homozygous mutations have been reported.40 e risk of recurrent VTE is higher in people with heterozy­gous FVL (odds ratio [OR]: 2.4, 95% CI: 1.6–3.6, P < 0.01).
41
the prevalence is higher, being in the range of 4%–21%, sug­gesting a potential association between antiphospholipid antibodies and thrombosis.
When screening for lupus anticoagulants, current guide­lines recommend using two or more phospholipid-depen­dent coagulation tests. therapy, particularly heparin, the accuracy of the test may be aected. Anticardiolipin antibodies—immunoglobulin (Ig) isotypes IgG, IgM, and IgA—are detected by using enzyme­linked immunosorbent assays, and are usually reported as a titer that is specic to each isotype. It is believed that the IgG isotype is most strongly linked with the development of thrombosis.
e incidence of recurrent VTE in patients with APS has been reported to be in the range of 52%–69%, appearing to be highest in the rst few months of stopping anticoagula-
44
Patients who are at higher risk for a thrombotic event
tion. are those who have triple positivity consisting of conrmed positive anticardiolipin, anti-β2-glycoprotein antibodies, and lupus anticoagulant.
11.3.2 Antiphospholipid antibody syndrome
11.3.3 Antithrombin deficiency
Antiphospholipid antibodies are a heterogeneous family of autoantibodies, including the lupus anticoagulants and anticardiolipin antibodies, and are directed against the phospholipid binding proteins that are important for coag­ulation.42 APS is an antibody-mediated hypercoagulable state, dened by the combination of clinical and pathologi­cal characteristics as detailed by the Sydney classication.
43
e laboratory criteria are anchored on persistently positive antibodies: anticardiolipins, β2-glycoprotein, and lupus anticoagulant testing. Primary APS includes patients with the syndrome but without lupus or other autoimmune con­ditions, whereas secondary APS includes patients who also have systemic lupus erythematosus.44 Catastrophic APS, the most severe form, is denitive in the presence of four clini­cal–pathological features: multi-organ involvement, the development of manifestations in less than a week, the pres­ence of antiphospholipid antibodies (persistence of anti­bodies is not mandatory for the diagnosis), and small vessel occlusion.43 e presence of antiphospholipid antibodies can also develop during treatment with certain medications and also during periods of infection, but their clinical sig­nicance in these scenarios is not known.
45,46
Antithrombin (formerly termed “antithrombin III”) is a natural anticoagulant that binds and inactivates factors IIa (thrombin), IXa, Xa, XIa, and XIIa in order to reduce clot formation.21 More than 100 mutations may result in antithrombin deciency, which is inherited as an autoso­mal dominant trait.37 Antithrombin deciency is classi­ed into two types: type I indicates reduced levels of both functional (activity) and antigenic antithrombin, while type II indicates reduced functional but preserved anti­genic levels.
21, 37, 50
A deciency in antithrombin is present in 0.07%–0.2% of the general population and 0.5%–8% of patients present­ing with VTE.
21, 37, 50
during an acute thrombotic event, so laboratory diagnosis should occur at least 3 months aer the event. Diagnosis should also be deferred until at least 5 days aer the cessa­tion of heparin therapy, as antithrombin levels may be low during therapy. zygous antithrombin deciency is increased by 5–50 times. Most (>50%) patients with heterozygous mutations will develop VTE by 30 years of age.
45,47
45,48
In patients taking anticoagulant
49
Antithrombin levels can be decreased
37, 50
e VTE risk in patients with hetero-
50
134 Evaluation of hypercoagulable states and molecular markers of acute venous thrombosis
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11.3.4 Factor elevations
e prevalence of elevated factor levels ranges from 10% to 20% for factors VIII and IX.51 Elevated plasma concentra­tions of coagulation factors V, VII, VIII, IX, X, and XI are potentially induced by regulatory proteins or by unidenti­ed mutations in the factor genes. Whether the elevated levels contribute to thrombosis or a reection of another thrombophilic process is not known; however, persistent factor level elevations are more common in patients with a history of VTE.
21,51
Factor levels can be measured using functional or anti­genic tests. Levels of factors VII, IX, and X may be reduced in conditions that are associated with vitamin K deciency, such as vitamin k antagonists (VKAs), malnutrition, and hepatic or biliary disease. Other conditions associated with changes in factor levels include oral contraceptive use, preg­nancy, dyslipidemia, obesity, aging, acute stress, chronic inammation, recent aerobic exercise, and blood type.
51
11.3.5 Fibrinolytic system disorders
Emerging laboratory markers suggesting defects in the brinolytic system include heparin cofactor II deciency and deciencies in contact factors. brinogen, changes in brinogen structure, plasminogen deciency, elevated plasminogen activator inhibitor-1 (PAI-1), and tissue plasminogen activator (tPA) deciency could all increase the thrombotic risk. increasing brin levels, an elevated brinogen level may enhance platelet binding to the glycoprotein IIb/IIIa receptor and increase plasma viscosity. An acquired or inherited change in brinogen structure—dysbrinogen­emia—may result in abnormal brinogen function and either hemorrhagic or thrombotic complications. Testing for any of the brinolytic system defects is not routine, as the tests are not standardized, the thrombotic risk is not established, and it is unclear how treatment would change because of a positive result.
51,55
51–56
Intuitively, elevated
21,51,55,57
Besides
elevated homocysteine level, not the underlying mutation, is associated with thrombosis, measuring the total plasma homocysteine level (tHcy) is more useful than testing for genetic mutations.
8,22
Reasonable denitions for moderate,
intermediate, and severe elevations are tHcy 15–30 μmol/L, 31–100 μmol/L, and 100 μmol/L, respectively.21 e relative risk for arterial thrombosis, according to a meta-analysis, was 1.3 (95% CI: 1.1–1.5); data showing an increased risk of recurrent VTE are more substantial than those for rst
22
VTE.
11.3.7 Protein C deficiency
Similar to antithrombin deciency, protein C deciency is classied into two types: type I implies a reduction in both functional and antigenic levels, usually due to low protein C production, and type II implies a reduced functional level but a normal antigenic level. More than 160 mutations result in protein C deciency, which makes genetic testing imprac-
21, 37, 50
tical.
Protein C deciency is present in approximately
0.17%–0.4% of the general population, with the majority being type I deciency. Heterozygous deciency is present in 1.5%–11.5% (mean: 4%) of patients with VTE.
21, 37, 50
Protein C deciency should be diagnosed with a func-
tional protein C level.
37, 43
is level is not elevated during an acute VTE episode, which enables testing to be done at any time.58 A nding of a normal protein C level during an acute event would rule out deciency.50 Warfarin and other vitamin K antagonists are the most common reasons for low protein C functional or antigenic levels; thus, wait­ing to test until 2–4 weeks aer warfarin is discontinued is prudent.
37, 50
e OR of VTE in patients with protein C deciency is
3.1. By 40 years of age, about 50% of patients with heterozy­gous protein C deciency will have an episode of VTE, and the risk is increased by an additional concurrent inherited or acquired thrombophilia.
50
11.3.8 Protein S deficiency
11.3.6 MTHFR gene mutation
Inherited HHC can result from mutations in the genes coding enzymes involved in homocysteine metabolism: MTHFR, cystathione b synthase (CBS), or methionine synthase.
21,22
ese mutations may or may not lead to HHC, depending on the homozygosity or heterozygosity of the mutations, co-inheritance with another mutation, or the presence of concurrent B vitamin deciency.37 e most common known mutations resulting in HHC are the MTHFR C677T (“thermolabile”) and the MTHFR A1298C mutations. Although these mutations may result in HHC, they are not directly associated with thrombosis.
e prevalence of the heterozygous MTHFR C677T mutation is 34%–50% and the prevalence of the homozygous mutation is 12%–15%, depending on the population. e MTHFR A1298C mutation is less common.
21,22,37
21,22
Since an
Like protein C, protein S is a vitamin K-dependent endog­enous anticoagulant that is primarily produced in the
37, 59
liver.
Protein S is a cofactor for APC’s inactivation of fac­tors Va and VIIIa; therefore, protein S deciency is pheno­typically similar to protein C deciency. Protein S deciency diers from the other two deciencies of natural anticoagu­lants in that 60%–70% of the total protein S is bound to the transport protein C4b-binding protein and is not available as a cofactor for APC. More than 131 mutations are associ­ated with protein S deciency.
21, 37, 59
Protein S deciency is classied into three types based on free, total, and functional tests. Type I deciency denotes low levels of both free and total antigen, type II denotes low activity but normal free and total levels, and type III denotes low free but normal total levels. Type III deciency usually results from abnormal binding of protein S to C4b­binding protein.
37, 59
11.4 Predisposing conditions 135
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Approximately 0.03%–0.2% of the general popula­tion have protein S deciency, but the true prevalence is unknown due to the diculty in making an accurate diag­nosis. Diagnosing protein S deciency is challenging due to multiple factors aecting the free protein S level. Total pro­tein S level is not a clear predictor of VTE risk.
57
e available tests for the diagnosis of protein S deciency are free antigen level, total antigen level, and functional (APC cofactor activity) level. Routine testing of antigenic total protein S is not usually necessary. e functional test is inuenced by factors other than protein S activity, and should be interpreted with caution. Fluctuations in pro­tein S levels have been noted over time. us, the diagnosis should be conrmed with a second test.
37, 59
e rates of VTE being associated with protein S de­ciency have been reported to range from zero to 11.5-fold.37 A familial study showed that 50% of patients with protein S deciency develop VTE by 45 years of age, but population­based studies show a weaker or no association, possibly due to the diculty in reaching statistical signicance with the low incidence of protein S deciency.
59
11.3.9 Prothrombin defects: Prothrombin
gene 20210A mutation
e prothrombin G20210A (P20210) mutation is a G to A point mutation on the factor II gene at position 20210, which results in higher circulating levels of functionally normal prothrombin.
21, 37, 60
P20210 is the second most com­mon inherited thrombophilia. e prevalence in the United States is 1%–2%. About 5%–10% of patients with VTE have P20210.
21,60
Since P20210 is a mutation, it is diagnosed with a genetic test, and can be tested without regard to a patient’s current conditions.
37, 60
e adjusted risk for VTE in people with homozygous prothrombin P20210 is higher (HR: 11, 95% CI: 2.8–44) than for those with a heterozygous muta­tion (HR: 1.5, 95% CI: 1.2–1.9).40 e risk of recurrent VTE is less signicant, with an OR of 1.72 (95% CI: 1.27–2.31) for recurrence aer a rst event in patients who are heterozy­gous for P20210, which is lower than the risk for rst VTE, but higher than the risk for non-carriers.
61
11.4 PREDISPOSING CONDITIONS
11.4.1 Blood groups
Patients who have type 0 blood appear to be at lower risk for developing DVT. High levels of factor VIII and von Willebrand factor are associated with certain genotypes, specically the A1 and B alleles, of the ABO blood system. e O1 and O2 alleles impart a lower VTE risk.62 Data on the VTE risk associated with the A2 allele are conicting and require further investigation. consecutive patients who presented with DVT, the OR of having a non-O blood type was 2.21 (95% CI: 1.78–2.75). e combination of a non-O blood type plus thrombo­philia is an even greater risk for DVT (OR: 7.06, 95% CI:
62–64
In a series of 712
4.85–10.28). homozygous FVL.
40,64,65
is is especially true in patients with
66
11.4.2 Cancer
VTE is a major cause of morbidity and mortality in cancer patients. Pulmonary embolism is the cause of death in one of every seven hospitalized cancer patients who dies.
67,68
e frequency of new and recurrent VTE is much higher in cancer patients than in non-cancer patients, and the major­ity of the events occur spontaneously without the presence of other triggering risk factors, as in the case of non-cancer patients. e reverse association is also true, as evidenced by the high rate of cancer development in patients with VTE, especially idiopathic thrombosis.67 Some common risk fac­tors that further heighten the risk of VTE in cancer patients include surgery, chemotherapy, the insertion of central venous catheters, and immobility. Treatment of VTE should be continued indenitely until the cancer is in remission and the patient is no longer receiving chemotherapy. Treatment with low-molecular-weight heparin is more eective than warfarin, and it is the preferred treatment approach for the rst 3–6 months aer an acute event.
67,69
11.4.3 Family history
Patients who have one rst-degree relative with a history of VTE are at a two-fold greater risk of developing VTE (OR: 2.2, 95% CI: 1.9–2.6), and those who have more than one aected relative have up to a four-fold increased risk of VTE (OR: 3.9, 95% CI: 2.7–5.7).70 ese ndings apply to siblings, parents, children, maternal and paternal half-siblings, nieces, neph­ews, cousins, and spouses of those diagnosed with VTE.
71
11.4.4 Heparin-induced thrombocytopenia
Heparin-induced thrombocytopenia (HIT) is a severe path­ological adverse eect of heparin that involves an immu­noglobulin-mediated response to the heparin molecule, leading to platelet activation and thrombin generation. Although heparin-induced antibody formation occurs in 10%–20% of patients treated with heparin, the vast major­ity of these patients never develop HIT. Antibodies to the heparin/PF-4 complex are transient and have been reported to disappear from the circulation within a median of 85
72,73
days.
Low-molecular-weight heparins are associated
with a signicantly lower risk of HIT than unfractionated heparin (UFH) (<1%).
72
11.4.5 Pregnancy
In patients who are pregnant, the risk for arterial thrombo­sis is four-fold greater compared to non-pregnant women. e risk of VTE during pregnancy is four- to ve-fold
74
greater. in factors VII, VIII, and X, as well as brinogen, von Willebrand factors, and PAI-1. ese changes in hemostasis,
Pregnancy is normally associated with increases
136 Evaluation of hypercoagulable states and molecular markers of acute venous thrombosis
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in addition to the physically decreased venous capacity and outow imposed by the pregnancy, are implicated as con­tributing to the VTE risk, and are not expected to normalize until 8 weeks post-partum.
74
Of the VTEs, about 80% present as a DVT, while 20% are pulmonary embolisms. Recurrent VTE accounts for 15%–25% of the events that occur during pregnancy, rep­resenting a three- to four-fold increase in risk (RR: 3.5, 95% CI: 1.6–7.8). e most important risk factor is the presence of a thrombophilia, which has been found in 30%–50% of women who have a VTE during pregnancy.
11.4.6 Surgery
In patients with past thrombosis or thrombophilic defects,
BOX 11.1: Patients who may be considered
for thrombophilia work-up
Unexplained or “idiopathic” thromboembolism (first
event)
Secondary, non-cancer-related first event and age
<50 years (includes thrombosis on oral contracep­tives and hormone-replacement therapy)
Recurrent “idiopathic” or secondary non-cancer-
related events
Thrombosis at unusual sites (portal vein, sinus
veins, etc.) Extensive thrombosis Strong family history of venous thromboembolism
the chance of recurrent thrombosis post-operatively may be well over 50%.8 It is most important that patients with known thrombophilic defects or related positive family members are carefully screened and counseled pre-opera­tively.75 is knowledge will enable proper selection, onset, dosage, and duration of thromboprophylaxis, as well as justifying the addition of physical methods of prophylaxis, despite their added costs.
causing a thrombotic event. In studies conducted to date, the total score was compared to the actual development of a thrombotic event within 30–60 days post-operatively. is system has been tested in over 25,000 patients worldwide in more than 15 trials of medical and surgical patients. e risk of a clinical event is <1.0% in those with a score of 4 or less. e clinically relevant VTE rate increases parallel to rising scores.
11.5 BEST DEMONSTRATED PRACTICES
11.5.1 Testing
Scores of 9 or more increase the VTE risk to 18% aer some operations. e concept seems to hold true regardless of the specialty tested. Boston University has shown the best results
using this score tied to a mandatory prophylaxis schema. e combination of a genetic thrombophilic defect and one or more acquired risk factor(s), such as surgery or oral con­traceptive use, lead to a higher risk of VTE than the sepa­rate eects of these single factors.36 Universal testing for an inherited thrombophilia is inappropriate and not recom­mended. A negative test only rules out the presence of the thrombophilic defects for which the patient has been tested, and is not necessarily proof that an unidentiable defect does not exist. us, in each case, evaluating and docu­menting a detailed initial clinical history are crucial.
4
Currently, there are no consistent guidelines in the litera­ture by which patients should be considered for thrombo­philia work-up and for which specic tests should be included if patients are tested. Box 11.1 gives some practical recom- mendations regarding these issues. Many of the function and antigen assays for thrombophilias can be aected by a variety of external factors, such as medications, acute thrombosis, and other acquired conditions. us, these assays should be repeated aer ruling out any external factors and before a nal diagnosis of an inherited thrombophilia is made.
76
Patients with a score of 4 or less can receive prophylaxis at the discretion of the treating physician (low to moderate risk) during hospitalization. Many of these low-risk patients are not given anticoagulant prophylaxis, since the risk of a clinical bleeding event is greater than the chance of a clinically evident thrombosis. On the other hand, those with a score of 5–8 are considered to be in the high-risk group and need to be pro­tected for the period of time shown in clinical trials in order to prevent post-operative thrombosis. is time period is 7–10 days regardless of their length of hospital stay. Finally, patients with a score of 9 or more (highest risk) are given prophylaxis for 30 days, since the incidence of real thrombotic events is 6%–18%. ese rules are mandatory, but the physicians can opt out if they feel that there is a high bleeding risk. Physician compliance in high-risk patients was 89%, and it was 77% in the highest-risk group. e VTE rate in general surgery was
0.2%, and the pulmonary embolism rate approached zero dur­ing this time. is system at Boston University has recorded the lowest VTE event rates ever seen in the National Surgical Quality Improvement Project (NSQIP) database.
7,62
78
78
11.5.2 Risk assessment using scoring
systems
ere are many scoring systems for evaluating the thrombo­embolic risk in surgical patients, and the most widely vali­dated is the Caprini score. of common risk factors, each of which is assigned a numeri­cal weight. is number reects the likelihood of each factor
77
is system consists of a number
11.5.3 The importance of scoring inpatients with thrombophilia
Patients with a history of thrombosis receive a score of 3 points, with an additional 3 points for those with a throm­bophilic defect. Family history of thrombosis increases the score to 9. is means that in some patients who are contem­plating elective quality-of-life procedures, a high score may
References 137
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cause them to rethink the advisability of going ahead with the planned surgery. e risk of major or fatal complications in this small subset of patients may be as high as 5%.
Since more than one thrombophilic defect can be pres­ent in a given patient, testing for additional inherited or acquired thrombophilias should be considered, even aer the identication of a single thrombophilic defect. Consider
11.5.4 General recommendations
repeating function or antigen diagnostic assays aer ruling out interfering factors such as medications and acquired
Informed consent should be obtained from patients, and especially asymptomatic family members, before thrombo-
conditions, and before a denite diagnosis of an inherited thrombophilia is made.
4,36,37,76
philia testing is performed. Counseling should be provided to patients who test positive for one or more thrombophilias
ACKNOWLEDGMENTS
regarding their risk of thrombosis, the signs and symptoms of VTE, and the benets of antithrombotic prophylaxis in high­risk situations such as elective surgery or pregnancy.
Guidelines 2.1.0 of the American Venous Forum on the evaluation of hypercoagulable states and molecular markers of acute venous thrombosis
No. Guideline
2.1.1 Patients with the following conditions are considered for evaluation for thrombophilia:
1. Unexplained or “idiopathic” thromboembolism (first event)
2. Secondary, non-cancer-related first event and age <50
years (includes thrombosis on oral contraceptives and hormone-replacement therapy)
3. Recurrent “idiopathic” or secondary non-cancer-related events
4. Thrombosis at unusual sites (portal vein, sinus veins, etc.)
5. Extensive thrombosis
6. Strong family history of venous thromboembolism
2.1.2 Testing for thrombophilia is recommended to most patients 2–4 weeks after completing the typical course (usually 6 months) of anticoagulant therapy.
2.1.3 Long-term, primary pharmacologic thromboprophylaxis of asymptomatic thrombophilic patients is not recommended.
2.1.4 Patients with thrombophilia should be considered for thromboprophylaxis at times of high thrombotic risk such as surgery, trauma, prolonged immobility, pregnancy, or acute illness.
2.1.5 Patients with thrombophilia should be considered for prolonged anticoagulation following acute deep vein thrombosis.
4,36,37,76
e authors would like to thank Dr. Alfonso J. Tafur for his review and comments.
Grade of evidence
Grade of
recommendations
(1:strong; 2: weak)
1 C
1 C
2 B
1 A
1 B
(A:high quality;
B:moderate quality;
C:low or very low quality)
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