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- •Foreword
- •Preface
- •Acknowledgement
- •Contents
- •1.1 General History Taking and Examination
- •1.2.2 Systemic Examination
- •3.2 Examination of Ear
- •6.2.2 Oral Cavity Examination
- •7.1.2 Odynophagia (Painful Swallowing)
- •7.1.5 Cough
- •7.1.1 Throat Pain
- •7.1.6 Expectoration
- •7.1.7 Halitosis
- •7.1.9 Swelling/Bulging/Growth
- •7.1.10 Snoring
- •7.2.3 Other Examination Includes
- •10.3.1 Swelling or Growth or Ulcer
- •10.4.3 Nasopharynx
- •10.4.4 Oropharynx
- •10.4.5 Laryngeal Tumours
- •10.4.6 Laryngopharyngeal Tumours
- •10.4.7 Oesophageal Tumour
- •10.4.8 Salivary Gland Tumours
- •10.4.15 Lymphoma
- •10.5.1 Neck Sweeling/Lump/Mass
- •10.5.2 Sinus
- •10.5.3 Head Movement
- •10.5.4 Neck Pain
- •13.1 Maxillofacial/Facial Trauma
- •13.1.1 Overview of Maxillofacial Fracture
- •15.1 Facial Aesthetic, Structural and Functional Deformities
- •16.1 Craniofacial Anomalies
- •17.1 Skull Base
- •18.1.3 Stridor
- •18.1.4 Wheeze
- •18.1.5 Stertor
- •18.2.1 Acute Dysphagia
- •18.3.4 Oral Bleeding

8.5 Clinical Atlas ofHypopharyngeal andLaryngeal Disease
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Fig. 8.7 (continued)
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312
8 History andExamination ofLaryngeal andHypopharyngeal Disorders
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Fig. 8.7 (continued)
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History andExamination
ofOesophagus, Trachea
andTracheobronchial Tree
9
Deglutition or Swallowing
Swallowing is the process by which food is transported from the mouth to the stomach.
Functionally, it may be divided into three
phases—preparatory, transfer, and transport
phases—that follow each other in a sequence.
Oral phase—The oral phase includes prepa-
ratory as well as early transfer phases.
Pharyngeal phase—This is an involuntary
phase. During this phase, the tongue seals the
oropharynx. The soft palate and proximal pharyngeal wall seal off the nasopharynx. The
vocal cords and arytenoids close off the laryngeal opening and the epiglottis swings down to
cover the laryngeal vestibule. These actions
seal the airway from the pharyngeal cavity. In
addition, the hyoid bone and larynx move superiorly and anteriorly, bringing the larynx to a
position outside of the path of the bolus. The
pharynx also widens and shortens, which is
accompanied by an elevation of the upper
oesophageal sphincter (UES) by several centimetres. These activities move food bolus
through the already open UES into the oesophagus, and this action is completed by pharyngeal peristaltic contraction.
After the bolus enters the oropharynx, a ridgelike contraction (passavant ridge) appears in the
uppermost part of the posterior pharyngeal wall
and progressive aboral contraction of the posterior pharyngeal wall against the contracting posterior part of the tongue propels the bolus into the
pharynx. A bolus of food travels through the
pharynx in <1s because of the fast velocity (up to
40cm/sec) of the pharyngeal peristalsis.
Oesophageal phase—In the oesophageal
phase, the bolus is propelled downward by a peristaltic movement. The lower oesophageal sphincter relaxes at the initiation of the swallow, and
this relaxation persists until the food bolus has
been propelled into the stomach.
(a) Dysphagia—It is dened as difculty in
swallowing. It can occur in any of three
phases of swallowing oral, oropharyngeal or
oesophageal phase. This is the most common
symptom of oesophageal disorder.
• Oral dysphagia
– Pocketing of food in the mouth, cir-
cumoral leakage and early pharyngeal
spill can occur with weakness and poor
coordination of the lips, cheeks and
tongue.
– Weak posterior tongue can lead to
abnormal tongue thrusting.
– Aspiration of food or drink, especially
during inhalation, can occur before pharyngeal swallowing due to premature
pharyngeal spillage.
– Changes in mental status with cognitive
decits also may affect the initiation of
swallowing, increasing the tendency to
pocket food in the lateral sulci and leading to possible aspiration.
© The Author(s), under exclusive license to Springer Nature Singapore Pte Ltd. 2025
S. K. Kashyap, S. Sagar, Clinical Methods of Otorhinolaryngology, Skull Base & Head Neck
Surgery, https://doi.org/10.1007/978-981-96-1765-4_9
313

314
9 History andExamination ofOesophagus, Trachea andTracheobronchial Tree
Logemann’s Manual for the Videouoro-
graphic Study of Swallowing cites the fol-
lowing oral-phase swallowing symptoms
and disorders
– Inability to hold food in the mouth ante-
riorly due to reduced lip closure
– Inability to form a bolus or residue on
the oor of the mouth due to reduced
range of tongue motion or coordination
– Inability to hold a bolus due to reduced
tongue shaping and coordination
– Inability to align teeth due to reduced
mandibular movement
– Entry of food material into the anterior
sulcus or the presence of residue in the
anterior sulcus due to reduced labial tension or tone
– Entry of food material into the lateral
sulcus or the presence of residue in the
lateral sulcus due to reduced buccal tension or tone
– Abnormal hold position or dropping of
material to the oor of the mouth due to
tongue thrust or reduced tongue control
– Delayed oral onset of swallow due to
apraxia of swallow or reduced oral
sensation
– Searching motion or inability to orga-
nize tongue movements due to apraxia
of swallow
– Forward tongue movement to start the
swallow due to tongue thrust
– Residue of food on the tongue due to
reduced tongue range of movement or
strength
– Disturbed lingual contraction (peristal-
sis) due to lingual discoordination
– Incomplete tongue-to-palate contact
due to reduced tongue elevation
– Inability to mash material due to reduced
tongue elevation
– Adherence of food to hard palate due to
reduced tongue elevation or reduced lingual strength
– Reduced anterior-posterior lingual
action due to reduced lingual
coordination
– Repetitive lingual rolling in Parkinson’s
disease
– Uncontrolled bolus or premature loss of
liquid or pudding consistency into the
pharynx due to reduced tongue control
or linguavelar seal
– Piecemeal deglutition
– Delayed oral transit time
• Pharyngeal dysphagia—If pharyngeal
clearance is severely impaired, a patient
may be unable to ingest sufcient
amounts of food and drink to sustain life.
In people without dysphagia, small
amounts of food commonly are retained
in the vallecula or pyriform sinus after
swallowing. If there is weakness in or a
lack of coordination of the pharyngeal
muscles or if there is a poor opening of
the upper oesophageal sphincter, patients
may retain excessive amounts of food in
the pharynx and experience overow
aspiration after swallowing. Dysfunction
or abnormalities of the soft palate and
superior pharynx (e.g. cleft palate) can
lead to nasopharyngeal reux following
uvulectomy (Table9.1).

9 History andExamination ofOesophagus, Trachea andTracheobronchial Tree
315
Logemann’s Manual for the
Videouorographic Study of Swallowing
cites the following pharyngeal-phase
swallowing symptoms and disorders
– Delayed pharyngeal swallow
– Nasal penetration during swallow due to
reduced velopharyngeal closure
– Pseudo epiglottis (after total laryngec-
tomy): Fold of mucosa at the base of the
tongue
– Cervical osteophytes
– Coating of pharyngeal walls after the
swallow due to bilateral reduction of
pharyngeal contraction
– Vallecular residue due to reduced poste-
rior movement of the tongue base
– Coating in a depression on the pharyn-
geal wall due to scar tissue or pharyn-
geal pouch
Causes of pharyngeal dysphagia (Table9.1)
• Oesophageal dysphagia—Oesophageal
dysphagia is the feeling that something is
stuck in throat.
– Residue at the top of the airway due to
reduced laryngeal elevation
– Laryngeal penetration and aspiration
due to reduced closure of the airway
entrance (arytenoid to base of
epiglottis)
– Aspiration during swallow due to
reduced laryngeal closure
– Stasis of residue in pyriform sinuses due
to reduced anterior laryngeal pressure
– Delayed pharyngeal transit time
Causes of oesophageal dysphagia
(Table9.2).
Table 9.1 Pharyngeal causes of dysphagia
Neuromuscular lesions Obstructive lesions
1. Central nervous disease—Cerebrovascular accident,
Parkinson’s disease, brain stem tumour
Degenerative disease, ALS, MS, poliomyelitis, syphilis
2. Pheripheral nervous disease—Peripheral neuropathy,
motor endplate dysfunction, myasthenia gravis, skeletal
muscle ds, dermatomyositis, muscular dystrophy,
cricopharyngeal achalasia, UES
Table 9.2 Causes of oesophageal dysphagia
Neuromuscular disorder Obstructive intrinsic lesion Obstructive extrinsic lesion
Achalasia
Spastic motor disorder
– Diffuse oesophageal spasm
– Hypertensive lower oesophageal
sphincter
– Nutcracker oesophagus scleroderma
Tumour
Stricture
Oesophageal web
Foreign body
Lower oesophageal ring (Schatzki’s ring)
Radiation induced
Chemical induced
Tumours, inammatory masses, trauma, iatrogenic,
Zenker’s diverticulam
Oesophageal web, anterior mediastinal mass
Extrinsic structural lesion
Cervical spodylytis
Vascular compression
Enlarged aorta or atrium
Aberrant vessels
Lymphadenopathy
Substernal thyroid

316
9 History andExamination ofOesophagus, Trachea andTracheobronchial Tree
9.1 Clinical Features/
Presentation ofOesophageal
Disorders
9.1.1 Presentation/History/
Symptoms ofOesophageal
Disorder
(a) Dysphagia (Fig.9.1)
• Mode of onset of dysphagia – Sudden—FB ingestion, stroke, acute
oesophagitis, impaction of food in preexisting stricture or malignancy, neurological disorder
– Gradual—benign stricture
• Duration of dysphagia
– Short duration (acute)—FB ingestion,
acute oesophagitis
– Long duration (chronic)—Stricture, car-
cinoma, diffuse oesophageal spasm,
achalasia
• Dysphagia to types of food
– Dysphagia to liquid—Achalasia, para-
lytic lesion
– Dysphagia to solid—Obstructive lesion
like carcinoma, stricture
– Dysphagia to liquid + solid—Motility
disorder, upper oesophageal dysphagia
(striated muscle dystrophy): dermatomyositis, myasthenia gravis, stroke.
Lower oesophageal dysphagia (smooth
muscle dystrophy)-systemic sclerosis,
CREST syndrome
• Nature of dysphagia
– Intermittent—Spasm or spasmodic epi-
sode over the organic lesion, ring and
webs, nutcracker oesophagus
– Persisting dysphagia—Carcinoma
oesophagus, stricture, oesophageal web
• Progression of dysphagia
– Progressive—Oesophageal carcinoma,
neuromuscular dysphagia
– Non-progressive/slow progressive—
Motility disorder, stable peptic oesophageal stricture
• Aggravating factors
– Cold food—Neuromuscular motility
disorders
• Relieving factors
– Repeated swallow—Achalasia
• Associated symptoms linked to oesopha-
geal dysphagia
– Age >50, smoking history, obesity, male
sex—Barret’s oesophagus
– Coughing or gagging when swallowing
or after eating
– Pain while swallowing (odynophagia)—
oesophagitis, post radiation, infectious
– Pain worsens by solid food—obstruc-
tive dysphagia
– Pain worsens by solid and liquid—
Neuromuscular dysphagia
– Having the sensation of food getting
stuck in your throat or chest
– Drooling
– Change of voice (hoarseness or Hot
potato voice)
– Frequent heartburn and regurgitation
– Regurgitation of undigested food and
nocturnal cough—hypopharyngeal
diverticulum
– History of FB ingestion—Present or
absent
– History of regurgitation—Present or
absent
– History of aspiration pneumonia, mal-
nutrition, dehydration, weight loss and
airway obstruction
– Halitosis—Zenker diverticulum
– Acid reux (Hurt burn) GERD
– Chest pain—Caused by GERD, oesoph-
agitis, hiatal hernia, oesophageal stric-
ture, primary oesophageal motility
disorder, oesophageal tear
– Cough—If cough present early in swal-
low in neuromuscular dysphagia and late
in swallow in obstructive dysphagia.
• Other symptoms of oesophageal disorder
– Burning sensation in throat and chest pain
– Odynophagia
– Change of voice
– Odynophagia
– Food impaction
– Failure to thrive
– Shortness of breath
– Cough

9.2 History/Chief Complaints ofTrachea andBroncho Alveolar Tree Diseases
Table 9.3 Clinical features of various causes of dysphagia
Clinical features Diagnosis
Dysphasia is more for liquid, unexplained weight loss, heartburn, dry mouth, dry
eyes
Dysphagia with chest pain, haematemesis, melena, cough and wheezing Barrett’s oesophagus
H/o—Aspiration pneumonia, halitosis, regurgitation, dysphagia (from globus
sensation to obstruction), bleeding. O/E—Neck mass +
Dysphagia with regurgitation of food, unintentional weight loss, food stuck in
throat, heartburn, coughing or choking, drooling,
Dysphagia with sensation of something stuck in throat, choking, cough, crack
around the corner of mouth, sore tongue, nasopharyngeal reux
Dysphagia with or without odynophagia, chest pain, acid regurgitation, or
something stuck in throat
Dysphagia with heartburn, regurgitation, chest pain, haematemesis, shortness of
breath, chest or abdominal pain, feeling of fullness after eating
Dysphagia with regurgitation, bad breath, hoarse voice, persistent cough, h/o
aspiration, sensation of lump in throat
Dysphagia with chest pain, lump in throat burning sensation in throat Gastro- oesophageal disorder
Achalasia
Oesophageal diverticula
Oesophageal stricture
Oesophageal web or ring
Esophagitis
Hiatus hernia
Zenker diverticulum
317
Differential Diagnosis Oesophageal
Dysphagia (Table9.3)
9.1.2 Examination ofPatient
withOesophageal Disorder
Examination of patient with esophageal disorder includes a general physical examination and focused organ- or symptom-specific
examinations based on the patient’s history
to identify the aetiology of oesophageal
disorders.
(a) General examination—Pallor, built, icterus,
pedal oedema, lymphadenopathy, consciousness, etc.
(b) Systemic examination
• Neurological examination—This is done
to assess the patient’s mental status, motor
and sensory function, cranial nerves and
cerebellar examination.
– Motor and sensory examinations may
reveal a new stroke or identify a longterm illness.
– A decreased gag reex is associated
with an increased risk of aspiration.
– A ‘wet voice’ may suggest long-term
laryngeal aspiration, while a weak,
breathy voice may indicate vocal cord
pathology.
• Abdominal examination—organomegaly
• Chest examination
– Wide anteroposterior diameter of chest
(c) Local examination
• Examination of neck—Thyroid masses,
lymphadenopathy
• Laryngopharyngeal examination is done
with Indirect laryngoscopy for growth,
pooling of saliva in pyriform sinus, movement of vocal cords
• Movement of larynx while swallowing
• Oropharyngeal examination—It includes
gag reex, growth
• Laryngeal crepitus—The loss of laryn-
geal crepitus suggests growth cricopharynx or swelling in retropharyngeal space.
9.2 History/Chief Complaints
ofTrachea andBroncho
Alveolar Tree Diseases
9.2.1 History ofPatient
withTracheobronchial
andAlveolar Tree Disease
(a) Dyspnoea (difcult/ labored breathing or
shortness of breath)—It is a subjective
experience of breathing discomfort that consists of qualitatively distinct sensations that
vary in intensity. It may be a symptom of air-

318
9 History andExamination ofOesophagus, Trachea andTracheobronchial Tree
way, lung or heart. Dyspnoea is a debilitating symptom that affects the quality of life,
exercise tolerance and mortality in various
disease conditions/states and is also an
important predictor of quality of life, exercise tolerance and mortality in various
conditions.
• Mode of onset of dyspnoea
– Sudden onset
Obstructions to Airow—Sudden
blockage of airways is a medical emergency and can be caused by inhaling
objects, food particles or uids.
Lung Tissue Diseases—Bacterial
Infection (pneumonia, acute bronchitis
from bacteria, viruses), fungal infection,
cancer, chemical and radiation toxicity,
occupational toxicity (mines), haemosiderosis, allergic reaction, drug toxicity, connective tissue disease.
– Insidious onset
Chest Wall and Chest Muscle
Diseases—muscular dystrophy,
Nervous system diseases, such as
paralysis.
Heart Diseases—These conditions
include valve diseases of the heart.
• Duration of dyspnoea—Dyspnoea can
be either acute or chronic.
– Causes of acute and chronic dysphagia
(Table9.4).
• Progression of dyspnoea.
– Progressive—carcinoma larynx, vegeta-
tive foreign body, pulmonary brosis,
pneumothorax
– Non-progressive-non-vegetative FB
• Associated symptoms—There are associated symptoms or history to be asked.
– Any H/o FB aspiration—present or
absent
– Anxiousness
– Bloody sputum
– Chest injury
– Chest pain
– Chest tightness—bronchoconstriction,
interstitial oedema.
– Increase effort of breathing—airway
obstruction, neuromuscular disease
– Cough
– Dizziness
– Fainting
– Fatigue
– Heart palpitations
– Laboured breathing
– Neck pain
– Pain with inspiration (pleurisy)
– Rapid, shallow breathing
– Wheezing
(b) Cough
• Type of cough
– Dry cough/cough without sputum
– Wet cough/cough with sputum
• Duration of cough
– Acute—Acute pharyngitis, ALTB,
Croup, acute bronchitis
– Chronic—COPD, bronchial asthma,
chronic laryngitis
• Mode of onset
– Sudden— allergic, croup, pseudocroup,
LERD
Table 9.4 Causes of acute and chronic dyspnoea
Acute Chronic
Myocardial infarction, heart failure, cardiac tamponade,
bronchospasm, pulmonary embolism, pneumothorax,
bronchitis, pneumonia, upper airway obstruction by
obstruction or anaphylaxis, asthma, anxiety, pneumonia,
choking on or inhaling something that blocks breathing
passageways, allergic reactions, anaemia, serious loss of
blood, resulting in anaemia, exposure to dangerous levels of
carbon monoxide, heart failure, hypotension, which is low
blood pressure, pulmonary embolism, which is a blood clot in
an artery to the lung, collapsed lung, hiatal hernia, croup,
traumatic lung injury
COPD, pleural effusion, congestive heart failure,
valvular heart disease, anaemia, renal failure,
neuromuscular disease, neuromuscular
dysfunction, psychogenic, tuberculosis

9.2 History/Chief Complaints ofTrachea andBroncho Alveolar Tree Diseases
319
– Insidious—Chronic pharyngitis,
chronic Laryngitis
• Associated symptoms
– Hoarseness of voice—Acute laryngitis,
chronic laryngitis, dysphonia, carci-
noma larynx
– Hot potato voice—Ca base of tongue
– Wet voice—Croup
– Fever—Acute pharyngitis, ALTB
– Dysphagia—Supraglottis carcinoma
– Throat pain—Pharyngitis
Causes of cough
• Asthmatic cough—It is usually worse
late at night or early in the morning.
Many things that can trigger an asthma
attack, including sulphites, which are in
beer and wine as well as dried fruits and
vegetables, pickled onions, and soft
drinks. Patient tends to cough after eating or drinking any of these.
• Food allergies—Food allergy is usually
in childhood presented as cough, wheezing and shortness of breath.
• Aspiration pneumonia—A wetsounding cough after eating is a symptom of aspiration pneumonia. Cough
may also be associated with mucus that
looks green or bloody. Other symptoms
are painful swallowing, coughing or
wheezing after eating, heartburn, fever
that starts within an hour of eating,
recurring pneumonia, extra saliva, congestion after eating or drinking and
shortness of breath or fatigue while eating or drinking.
9.2.2 Local Examination ofPatient
withTrachea Bronchial Tree
Disorders
(a) General examination—Pallor, conscious-
ness, stridor, cyanosis, tachypnoea,
tachycardia
(b) Systemic examination
• Cardiovascular examination
• Respiratory system
– Inspection—Movement of chest, move-
ment of accessor muscles
– Palpation—Palpatory thud
– Percussion—Dullness its type
– Auscultation—B/L air entry, Ronchi,
Crepitus
(c) Local examination
• Oropharynx
• Larynx—Indirect laryngoscopy
Approach to a Patient with Oesophageal
dysphagia (Fig.9.1)

320
9 History andExamination ofOesophagus, Trachea andTracheobronchial Tree
Dysphagea
solid food(mechanical
obstrucon)
Intermiant
Progressive
Intermiant
Oesophageal
Stricture
H/O Chronic
GERD
age > 50
yrs
Chest pain
Diffuse esophageal
spasm
Evaluate the paent with Ba swallow and esophagoscopy
Fig. 9.1 Approach to patient present with oesophageal dysphagia
both solid and liquid
( Neuromuscular)
H/O Chr.
GERD
Scleroderma
Progressive
Respiratory
symptoms
Achalasia
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