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TABLE 11.1
Throughout the years, it has been repeatedly shown that newborns are more prone to adverse drug reactions (Table 11.1), while some of these events could have been anticipated based on the available knowledge on neonatal pharmacology. A knowledge-driven approach requires understanding of human developmental biology and insights in the ontogeny of drug absorption, distribution, metabolism, and excretion (PK). In addition, there must be a rigorous appreciation of the developmental aspects of drug– receptor (number, affinity, modulation, and regulation) interactions (PD). The purpose of this chapter is to provide information on the foundations for neonatal drug therapy, based on their physiologic characteristics. This chapter focuses on absorption and distribution as PK determinants in neonates, since the impact of hepatic and renal function (metabolism and elimination) is discussed in Chapters 4 and 12. This is followed by a reflection on the need to also assess maturational PD.
Illustrations of Adverse Drug Reactions in Neonates with the Mechanisms Involved and the Clinical Relevance
TABLE 11.2
ABSORPTION
Absorption describes the movement of a drug into the systemic circulation. Drugs administered by nonintravenous (e.g., sublingual, oral, rectal, buccal) routes may not enter the systemic circulation completely and intact. Although the primary focus of interest is on absorption, these barriers can have effects on distribution, metabolism, and excretion. This is because barriers (like intestinal mucosa and skin) can avoid, delay, or limit, but also drugs during passage by first-pass metabolism, and are not just filters.
Absorption describes the concentration–time profile following nonintravenous administration, captured by the rate of absorption and bioavailability (translocation). The absorption rate is most commonly reflected by the time to reach the peak concentration (t
max
).2 To assess bioavailability, the area under the drug concentration–time curve (AUC) is a measure of the total amount of drug that reaches the systemic circulation, as absolute bioavailability (compared to intravenous administration) or—when compared to a nonintravenous route—relative bioavailability. Absorption depends on physicochemical (drug specific) factors and host factors (patient specific) (Table 11.2).
Factors Affecting Gastrointes tinal Drug Absorption
Physicochemical factors = issues likely not specific to neonates
Formulation characteristics
Disintegration of tablets or solid phase Dissolution of drug in gastric or intestinal fluid
Release from sustained-release preparations Molecular weight pKa and number of ionizable groups Degree of lipid solubility Patient factors = issues more specific to neonates Gastric content and gastric emptying time: frequent feeding, delayed gastric emptying Gastric and duodenal pH: frequent feeding, delayed gastric emptying Intestinal surface area: intestinal growth and maturation (like enzymes, transporters) Tube feeding: potential adherence to the plastic tubing used Size of bile salt pool: maturational changes Bacterial colonization of the lower intestines: microbiome patterns depend on nutrition (formula
vs. human milk), perinatal antibiotic exposure, and type of delivery Underlying disease states: necrotizing enterocolitis, short-bowel syndrome, intestinal motility including drug-related changes (opioids, erythromycin)
ONTOGENY OF GASTRIC ACID PRODUCTION
The gastric and duodenal pH affect drug solubility and ionization, as well as gastrointestinal motility, and this will also affect absorption and bioavailability.
7–9
An acid pH favors absorption of acid drugs (low pKa) because the drug will largely be unionized and more lipid soluble. In contrast, a relatively high pH (as in achlorhydria) enhances translocation of basic drugs and restricts acidic drug absorption. The relevance of maturational changes in gastric acid production has been illustrated by Huang and High, documenting that oral penicillin G absorption is much more pronounced in the newborn when compared to infants or children because less penicillin G is destroyed by the lower amount of gastric acid in the neonate.
10
At birth, gastric pH is neutral,
6–8
but falls rapidly to 1.5 to 3 within hours.11 This gastric pH fall is quite variable, but appears to be independent of birth weight or age. Data on gastric fluid composition (reflecting gastric acid production and feeding pattern) throughout childhood were recently reported, and these authors confirmed that differences were most prominent in preterm and term neonates when compared to other pediatric subpopulations or adults.
6,12
In this context, the fact that neonates are rarely fasted because of frequent feedings affects the gastric fluid composition. When we focus on the ontogeny of gastric acid production, Kelly et al. described the presence of gastric acid secretion in preterm infants from 24 to 29 weeks of gestational age.13 All 22 preterm infants studied on multiple occasions (71 recordings) from 1 to 17 days’ postnatal life were able to produce and maintain an intragastric median pH less than 4, with an inverse relationship between age and initial acid production.13 Grahnquist et al. documented gastric H,K­adenosine triphosphatase activity in stomach biopsies from infants of 25 to 42 weeks’ gestation, with increasing activity with age.14 The initiation of gastric acid production likely relates to extrauterine factors (such as nutrition) and correlates with postnatal age.
7–9
Its subsequent pattern is still somewhat controversial. Initial descriptions suggested that the acid secretion capacity displays a biphasic pattern with an initial low gastric pH in the first 8 to 10 days, followed by relatively higher pH values between the first and fourth week of postnatal life. Using betazole stimulation, Agunod et al. confirmed these patterns since the gastric fluid
TABLE 11.3
volume and its acidity are related to postnatal age to reach the lower limit of adult values by 3 months of age. Secretion of pepsin and intrinsic factor was also found to parallel that of gastric acid.15 In contrast, the longitudinal data of Kelly et al. suggest a more constant intragastric pH (0.6 to 3.9) over the first 2 weeks of life in very premature infants.13 As mentioned earlier, this is likely because gastric fluid composition reflects both gastric acid production and the feeding pattern.
6,16
GASTRIC EMPTYING
The stomach serves as a reservoir, with subsequent titrated emptying to the duodenum and small intestines. Because most orally administered drugs are absorbed in the small intestines, the rate of gastric emptying is an important determinant of the rate and extent of absorption. Assuming intestinal motility and absorption capacity remain stable, slower gastric emptying will result in delayed and lower peak serum drug concentrations. In contrast, nasoduodenal tube feeding bypasses the stomach and may result in earlier and higher peak serum drug concentrations shortly after administration.
2,6
Observations on maturational changes should be interpreted cautiously because maturational changes display collinearity with the type of feeding (milk for neonates; different types of foods for infants, and beyond), so observations on maturation of peristalsis do not always reflect the phenotypic gastric emptying patterns. An overview on the covariates of faster or slower gastric emptying is provided in Table 11.3.
Factors Affecting Gastric Emptying Rate in Neonates
Faster Slower No Effect
Human milk > formula Hypocaloric feedings Drugs: erythromycin
Prematurity Gastroesophageal reflux Respiratory distress syndrome Congenital heart disease Long-chain fatty acids Congenital malformations: esophageal atresia, congenital diaphragmatic hernia Drugs: opioids, feed thickeners
Osmolality Posture
When based on peristaltic activity, the gastric emptying rate in neonates is variable and characterized by irregular and unpredictable peristaltic activity.
8,16–19
It is prolonged relative to adults and appears to be affected by gestational and postnatal age, as well as by type of feeding to attain adult values at 6 to 8 months.
16,17,19–21
An inverse relationship between gestational age and the amount of gastric retention 30 minutes after a 5% glucose feeding has been demonstrated. Similar, slower gastric emptying times have been reported with increasing caloric density in premature infants (age 25 to 35 weeks). Significant differences were noted between formulas containing 0,
6.5, 13, or 20 calories per 100 g. These differences were significant at all times (20, 40, 60, 80, and 100 minutes) after feeding. Interestingly, although reduction in emptying rate is observed with higher caloric density substrates, the quantity of calories delivered to the duodenum from the stomach increased with increasing formula concentration.
8,9
Long-chain compared to medium­chain fatty acids result in slower gastric emptying, whereas osmolality is not relevant.
8,17
In contrast, when based on breath tests, gastric emptying in neonates is mainly driven by the type of food (regular formula < partially hydrolyzed < extensively hydrolyzed < human milk), with the fastest gastric emptying for human milk.19 Consequently, when using mean gastric residence time (MGRT) of age-adjusted liquid and solid food, Bonner et al. concluded that the meal type and not the maturational changes determines gastric emptying.
6,20
EXOCRINE PANCREATIC FUNCTIONS, SECRETION OF BILE ACIDS, AND INTESTINAL MOTILITY
The ontogeny of other intestinal physiologic processes can further influence the gastrointestinal absorption of drugs and other compounds.
7,8,21,22
At birth, pancreatic enzyme activity is low and is even lower in premature neonates. Interestingly, at 1 week of postnatal age, pancreatic fluid output and enzyme activity are higher in preterm than those in full-term neonates. Lipase activity is present by 34 to 36 weeks of gestation. This increases fivefold during the first week and 20-fold during the first 9 months.
7,8,16,21,22
Importantly, human milk also has lipase activity (bile salt–stimulated lipase, or BSSL) that disappears when pasteurized. However, substitution by recombinant BSSL formulation had no effect on lipid absorption, growth, or
weight gain.23 Human milk and colostrum also contain bile salts, predominately cholate and chenodeoxycholate.24 In contrast, amylase activity has been detected as early as 23 weeks of gestation but remains very low even after birth (10% of adult values). Decreased duodenal amylase activity in fasting and fed infants has been observed in the first year of life. This is only in part compensated by salivary amylase. It has been documented that salivary amylase produces significant glucose polymer digestion in the stomach and small intestine (acid resistant), but falls substantially short of that accomplished by pancreatic amylase.25 Trypsin secretion in response to pancreozymin and secretin administration is blunted in term infants to develop throughout infancy.
7,8,16,21,22
The pool size, the rate of synthesis, and the intestinal reabsorption of bile acids are lower in neonates than in adults.
22,26,27
These factors result in overall lower duodenal bile acid concentrations and can affect the dissolution and solubility of lipophilic drugs.
28,29
Duodenal contractions in term neonates appear to occur at rates similar to those observed in fasting adults, although the number of contractions per burst may be less, while fasting or interdigestive motor activity also appears to be shorter.
9,27
MATURATION OF INTESTINAL BARRIERS, INTESTINAL DRUG-METABOLIZING ENZYM ES, AND TRANSPORTERS
The intestinal barrier is not a passive filter, but an active organ that displays maturation for permeability, enzymes, and transporter activities.
Permeability
The potential age-related changes in the intestinal paracellular and transcellular permeability of drugs did not receive the necessary attention they deserved for a long time.28 Using lactulose/rhamnose as a biomarker of intestinal permeability in preterm neonates, the intestinal barrier maturation related to gestational and postnatal age was investigated. This permeability was influenced by feeding and showed an age-driven maturational effect, with additional effects related to exposure to human milk or antibiotics, two of the covariates that affect the microbiome.30 The same lactulose/rhamnose
biomarker has also been used to assess intestinal permeability after necrotizing enterocolitis.
31
Drug-Metabolizing Enzymes
There are preliminary data on age-related patterns for several drug­metabolizing enzymes and transporter proteins in the intestines, but the exact ontogeny still remains to be elucidated. Although the liver is commonly considered to be the main organ for drug metabolism, first-pass effects are not limited to the liver but also involve the gut. Even more relevant for neonates, the ontogenic profile of drug-metabolizing enzymes varies across organs.
32
Cytochrome P-450 enzymes (CYPs) are also expressed in the intestinal wall, and this can alter the oral bioavailability of drugs such as midazolam.
33
CYP3A4/5 accounts for 80% of the total immuno-quantifiable intestinal CYPs, with its expression decreasing from duodenum to ileum.33 The clinical relevance of these ontogenic processes has been illustrated by the ontogeny of oral midazolam bioavailability: this is substantially higher in preterm infants when compared to adults, because of the more limited intestinal drug metabolism.
34
Transporters
The ontogeny of P-glycoprotein (P-gp) and other transporters like breast cancer resistance protein (BCRP), multidrug resistance proteins 1 to 3 (MRP1, MRP2, MRP3), organic anion transporting polypeptide (OATP)2B1­1A2, organic cation transporter (OCT)1, or peptide transporter (PEPT1) has recently been summarized.35 Multidrug resistance (MDR) 1 P-gp (P-gp ABCB1) is the intestinal transport protein for which most data are available.
35
Initially considered to be responsible for primary drug resistance in tumors (cellular resistance to “cancer” chemotherapeutics), studies subsequently confirmed that P-gp is expressed in the cellular membranes of the intestinal tract (duodenum, ileum, jejunum, and colon), apical hepatic membranes, renal proximal tubular cells, and on the luminal side of the capillary endothelial cells of the blood–brain barrier. The overall developmental pattern of intestinal P-gp expression revealed a change from undetectable expression in the first trimester of fetal life to being present from approximately 12 weeks of gestation onward. Very limited data suggest that P-gp expression
TABLE 11.4
subsequently increases slowly to reach adult levels at or very shortly after birth.35 In contrast, Lam et al. documented that P-gp expression on the meningeal endothelial cells (blood–brain barrier) is limited at birth and reaches an adult level of expression at 3 to 6 months.
36
BEYOND MATURATIONAL CHANGES IN INTESTINAL ABSORPTION
Absorption-related changes are not only affected by age (i.e., maturation) but are also driven by nonmaturational covariates such as disease, microbiologic flora, or the type and extent of enteral nutrition. These nonmaturational covariates interrelate as nutrition or exposure to antibiotics will both affect the intestinal flora.
Disease States
Table 11.4 provides an illustrative list of disease states affecting gastrointestinal drug absorption. The diseases that likely have the greatest impact on oral drug absorption are those affecting the total intestinal surface area, such as short-bowel syndrome.37 This syndrome results from massive bowel resection complicating necrotizing enterocolitis, from volvulus, or from congenital anomalies like gastroschisis or multiple intestinal atresia. Multiple systemic diseases may also affect gastrointestinal drug absorption. Congestive heart failure may cause mucosal edema or—by means of various hemodynamic compensations—affect drug absorption by delaying gastric emptying or by shunting blood flow away from visceral organs. Hypothyroidism or hyperthyroidism also influences drug absorption by its effects on the intestinal transit.
Selected Disease States Affecting Gastrointes tinal Absorption of Drugs
Affected Factor Disease State
Decreased surface area Short-bowel syndrome
Protein-calorie malnutrition
Delayed gastric emptying Pyloric stenosis
Congestive heart failure
Protein-calorie malnutrition
Bile salt excretion Cholestatic liver disease
Extrahepatic biliary obstruction
Intestinal transit time Protein-calorie malnutrition
Thyroid disease Diarrheal disease
Gastric acid secretion Proximal small-bowel resection
Microbiologic Flora
The microbiologic flora affects bile salt metabolism, intestinal motility, intestinal barriers, intestinal drug-metabolizing enzymes and transporter proteins.
30,38
To further illustrate this, the production of secondary bile acids requires enzymatic modification by colonic bacteria. This is, therefore, affected by the development of the microbiologic flora.38 Besides age-driven maturation, there is an increasing interest in the metabolic activity of the intestinal tract through intestinal drug-metabolizing enzymes, the gut microflora, and the interaction between both of these.39 These interactions are not limited to drug metabolism but may also affect drug transporter activity, as well as bioactivation, biotransformation, or biodegradation.
Type and Extent of Enteral Nutrition
A gastrointestinal growth spurt occurs in early neonatal life, mainly driven by the trophic effects of enteral nutrition. Early feeding with a non-nutritive (like water alone) delays the enteric motor activity, impairs gastrointestinal growth, and slows clinical progress.38. This has also resulted in the practice of minimal enteral feeding to enhance enteral feeding tolerance in preterm neonates.40 It has been reported that the type of feeding, either human milk or formula, affects both the intestinal bacterial flora and drug metabolism.
2,6
Using in vivo probe drugs, the type of feeding (human milk vs. formula) also affected CYP3A4 (dextromethorphan) and CYP1A2 (caffeine) metabolism.
2,6
Formula feeding appears hereby to accelerate maturation.
2,6,38
Similarly, enteral nutrition affects the duration and extent of hyperbilirubinemia, whereas parenteral nutrition is associated with an increased likelihood to develop cholestasis, including an elevated conjugated bilirubin.
TABLE 11.5
ABSORPTION FOLLOWING NONORAL ROUTES OF ADMINISTRATION
When oral therapy is precluded because of maturational- or disease-related causes, or when the bioavailability of an oral formulation is too poor, parenteral or nonoral routes are used. Parenteral (i.e., intravenous) route is the most commonly used in neonates and is preferred over intramuscular injection. Other routes are percutaneous or rectal. Irrespective of the extravascular route used, the physiochemical and physiologic constraints mentioned in Table 11.2 will affect the rate and/or extent of drug bioavailability and absorption. This also includes unintentional and inadvertent absorption.
Absorption of Intramuscular Drugs
The serum concentration–time profile following intramuscular drug administration depends on factors related to the drug, the site of administration, the presence of concomitant pathophysiology, and the developmental status of the neonate (Table 11.5). These differences may result in differences in bioavailability and PK and, therefore, should be considered when this route is used in neonates. Lipophilicity of a drug favors rapid diffusion into the capillaries. However, the drug must retain some water solubility at physiologic pH to prevent precipitation at the injection site. The impact of these characteristics on absorption is used in clinical care like for intramuscular vitamin K injection to prevent neonatal bleeding (delayed, to attain sufficient exposure over 2 to 3 months),41 or for respiratory syncytial
(palivizumab and nevirapine, respectively).
2,42
In contrast, intramuscular aminoglycoside administration is effective in the AFRINEST studies in neonates with suspected infection in limited-resource settings.
43
Considerations for Extravascular Route s , Nongastrointestinal Route s of Drug Administration that May Affect Drug Absorption
Physicochemical factors = issues likely not specific to neonates
Molecular weight pKa and degree of ionization Lipid-water partition coefficient