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Application of general PK principles, equations, and models is essential to determining appropriate pediatric dosages. Because the ontogeny of various elimination pathways can differ, detailed knowledge of a drug’s PK behavior is important in determining when to expect significant age-specific PK. Significant variability in PK parameters exists and can result in variable drug exposure with similar doses. Defining the determinants of between-participant variability by developmental, genetic, and other clinical characteristics allows optimization of treatment for individual patients. Linking dosing information to population PK/PD (pop PK/PD) and disease models can facilitate informed and improved therapeutic decision making.
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parameters and applications to the population pharmacokinetic-pharmacodynamic modeling of
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Hussain Mulla
C H A P T E R
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Developmental Pharmacodynamics, Receptor Function, and Drug Action in Newborns and Children

ONTOGENY OF DRUG ACTION (PHARMACODYNAMICS)
A rational use of drugs is based on knowledge of their pharmacokinetic (PK) and pharmacodynamic (PD) properties.1 Key to understanding drug response and, therefore, optimizing drug therapy both in populations and individuals is defining the relationship between PK and PD. This relationship is affected by many factors, including age, genotype, comorbidities, and comedications. It is only from a thorough understanding of the age-dependent PK–PD relationship that optimal doses for the pediatric population can be defined.
Although most basic cellular and physiologic processes and receptors are
common to all mammals, irrespective of age or stage of development,
2
structural and functional characteristics of biologic systems constantly evolve from birth to adulthood. Alongside developmental changes in drug metabolism and other physiologic processes affecting PK, developmental changes also affect the therapeutic targets and receptors that mediate drug action and response.
Developmental PD is the study of age-related maturation of the structure and function of biologic systems and how this affects response to drug therapy. Age-dependent changes in potency and efficacy may be a consequence of maturational changes in receptor affinity, density, or signal
transduction, and so even if the nature of the pharmacologic response is predicted to be the same in children, the magnitude of the response may not be (Fig. 3.1). In some cases, receptors or mediators may be absent altogether so that no response is observed. In others, altered response is a consequence of changes further downstream in the biochemical pathway.
Figure 3.1 Hypothetical age-dependent changes in (A) drug potency and (B) efficacy.
STUDIES OF DEVELOPMENTAL PHARMACODYNAMICS
Unfortunately, to date, there is a dearth of studies reported in the literature on developmental PD. Whereas developmental PK has been and continues to be studied extensively, preclinical and clinical studies of developmental PD are relatively rare.
ANIMAL MODELS
Juvenile animal models can potentially help in the understanding of the maturation of human biologic systems and how this maturation affects both the disease process and drug response in neonates through to adolescence and adulthood. A limited number of juvenile animal studies (mostly in rodents) have been conducted, but these are quite rare, largely because of a lack of suitable models.
3,4
But even with juvenile animal models, extrapolating
findings to children is hampered because correlating the postnatal age of the
TABLE 3.1
experimental animals with the corresponding stages of human development is not straightforward. The maturational rate of each developmental process varies across species; hence, cross-species extrapolation may not be very accurate. For example, it is assumed that the 7th to 13th postnatal days in rodents approximately correlate with the human full-term newborn, based on gross measures of brain growth, whereas the birth of the macaque coincides approximately with the 172nd to 217th postconceptual days of human development, depending on the brain region.
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STUDIES IN CHILDREN
There is a large evidence gap in the pediatric population, a consequence of a general insufficiency of studies in children but also lower quality clinical research relative to adults.5 Special ethical considerations in children, for example, relating to consent and number of biologic samples, increase the complexity and reduce the feasibility of research studies. Direct comparison between control groups and severely diseased children is also limited because of ethical constraints regarding the inclusion of healthy children in clinical trials. In addition, the lack of age-appropriate, disease-specific, and validated PD endpoints makes assessing efficacy and safety in infants and young children particularly challenging (Table 3.1).
Examples of Age-Dependent Pharmacodynamic Responses by Therapeutic Class
To increase the efficiency of clinical studies and limit unnecessary evaluations in children, regulatory authorities have issued guidelines to aid the pharmaceutical industry on the nature of clinical data required from pediatric drug development programs for marketing authorization.6 These guidelines address the circumstances under which data from adult studies can be extrapolated to children, given a similar disease process and PK–PD response to intervention. But few example drugs exist where pediatric use could be completely extrapolated from adult data, because in the vast majority of cases, there is a lack of a validated, pediatric-specific biomarker. The paucity of validated biomarkers in neonates and children for use as endpoints in clinical trial settings and clinical practice has made it difficult to establish the PK–PD response in children and contributed to the knowledge gap.
The ideal PD endpoint should be “relevant, responsive, reproducible, and reliable.”7 The PD endpoint must be able to consistently quantify the clinical
response to a specific intervention, at a given stage of development. The PD endpoint must also be acceptable and not burdensome to children and caregivers and ideally combined with routine tests. The development of dedicated age-specific PD measures is challenging, however, with the absence of established normal ranges/values in healthy children and the target population. Diligently compiled PD data from literature could be used as supportive reference for pediatric clinical trials.
The following sections provide strong evidence for changes in drug response during development with examples from animal reports on receptor ontogeny and clinical studies of age-related changes in PD (Table 3.1).
DRUGS ACTING ON THE CENTRAL NERVOUS SYSTEM
PSYCHOTROPIC DRUGS
Although psychological treatments are considered the first-line treatment of a major depressive episode in children, and despite the U.S. Food and Development Administration (FDA) cautions of increased suicide risk in children and adolescents, antidepressants are widely used in the treatment of childhood depression, and the rate of prescription has increased over time. However, according to current evidence comparing antidepressants (tricyclics, selective serotonin reuptake inhibitors [SSRIs], serotonin and norepinephrine reuptake inhibitors [SNRIs], atypical agents) with placebo or another active antidepressant as oral monotherapy in the acute treatment of major depressive disorder in children and adolescents (mean age 9 to 18 years), only fluoxetine is significantly more efficacious than placebo and some other active drugs at reducing depressive symptoms or the number of discontinuations owing to adverse events over 8 weeks.
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A common view is that delayed maturation of the norepinephrine neurotransmitter system relative to serotonin is one factor as to why tricyclics and SNRIs are not effective in children and adolescents.9 Several indicators of maturation including the extent of innervation, the levels of serotonin and norepinephrine and their biosynthetic enzymes, receptor density, and the levels of reuptake transporters suggest that serotonergic system reaches adult
stages of development more rapidly than the norepinephrine system. For example, in the rat, the serotonin system reaches maturity at about 3 weeks of age, whereas the norepinephrine system is not fully developed until sexual maturity is reached, at about 5 weeks of age. Although studies in humans are relatively scant, those that exist, together with studies in nonhuman primates, suggest that the serotonin system matures faster than the noradrenergic system.
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Even so, it is clear that the antidepressant response of children and adolescents is less than that of adults.11 The complexity of the neural systems means that the reasons for the age dependency of antidepressant response remain poorly understood, and therefore, safety and efficacy of psychopharmacologic medicines cannot be readily extrapolated from adults. The developing brain is a highly malleable structure that is susceptible to environmental influences.12 The adolescent brain development is characterized by synaptic regression and pruning, increases in myelination, strengthening of connections between limbic and cortical regions, and maturation of monoaminergic systems. Given the malleability of the adolescent brain to environmental stimuli, exposure to psychotropic drugs during the adolescent period can have lasting consequences on brain development, as well as having unexpected behavioral and neural outcomes in the short term. Antidepressant administration during adolescence may also modify normal developmental neurotrophic processes, thus having lasting effects on the maturation of the brain regions involved in emotional regulation. In the absence of more certain conclusions on the short term and enduring behavioral and neural consequences of antidepressant exposure during adolescence, the treatment of young persons with these agents should be approached with caution.
Dopamine is an important catecholamine with wide-ranging effects peripherally as well as in the central nervous system (CNS). It acts through a family of receptors that includes at least five subtypes: D1, D2, D3, D4, and D5. Studies of D1 and D2 ontogeny in the CNS are inconclusive. Most studies have been done in rats, with some studies of D1 receptors showing an increasing number of receptors during maturation and others showing an increase to 35 to 40 days of age followed by a decline. Studies of D2 receptors in the CNS are also inconsistent, but more recent studies have shown peak expression in the rat at 28 days with subsequent decline to adult levels.12 In correspondence
with a higher density of dopamine receptors in childhood, clinical observations of increased extrapyramidal effects from antipsychotic medication in children and adolescents can be traced back to an imbalance of dopaminergic and cholinergic innervation of the basal ganglia regions. Extrapyramidal effects are believed to be related to postsynaptic D2 receptor antagonism in the nigrostriatal pathway. Thus, a heightened D2 receptor density may lead to a greater vulnerability in children.
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OPIOID ANALGESICS
For a long time, pain management in neonates and infants was suboptimal, often justified by the belief that infants do not feel pain because of immaturity of the CNS and because there were no long-term outcomes to infant suffering.13 Perhaps, previous underappreciation of the impact of noxious stimulation and neonatal pain was because, in part, of the variable and sometimes conflicting data reported, not least, the inadequacy and limited sensitivity of pain assessment tools. In fact, preterm infants demonstrate an exaggerated acute response to pain and worse behavioral and sensory long­term outcomes when compared to term neonates.
14
It is now known that the neurotransmitters and structures required for pain sensation as well as structures needed for long-term memory are developed adequately in the neonate. Though the absence of inhibitory descending spinothalamic fibers and an underdeveloped cortical pain memory system point to differences in pain thresholds and perception in the newborn infant, there is consensus that pain assessment and treatment should be part of current standard medical care.
13,15
There is growing evidence to show that controlling pain in the newborn period is beneficial, improving physiologic, behavioral, and hormonal outcomes.
Pain conduction and modulation at the synapse are mediated through opioid receptors located in both the CNS (reticular formation, hypothalamus, thalamus, globus pallidus, and cortex) and the peripheral nervous system.
16
Studies in animals show that opioid receptor expression and binding undergoes considerable postnatal reorganization. The three main opioid receptors are mu (MOR), κ, and δ. All three receptors exhibit rapid developmental changes over the first 3 postnatal weeks. In general, MOR is the predominant opioid receptor during development as in adulthood, but it is
exuberantly expressed at birth decreasing to adult levels by postnatal day 21. Both the MOR and κ receptor present similar patterns of ontogeny, whereas the δ receptor is first observed on day 7 postnatally. Moreover, the ontogeny of opioid receptors and their ligands is not uniform. The endogenous opioid ligands (endorphins, enkephalins, and dynorphins) appear before receptors are present.
17
The developmental changes in opioid receptor pharmacology studied in rats provide a possible explanation for the age-related differences in opioid sensitivity and selectivity. Spinal MOR activation produces profound analgesia in neonatal rats, and analgesic efficacy decreases as the animals age.18 Morphine induced a 75% depression of respiration in immature rats with no analgesia, whereas adult rats given the same weight-adjusted dose exhibited complete analgesia with only a 33% decrease in respiratory rate. In contrast, supraspinal MOR activation results in pronociceptive effects in younger rats; a switch in function occurs at around postnatal day 21, and in matured rats, only inhibitory effects can be observed.
18
The increased expression of functional MOR is also likely to be a significant factor in the increased responsiveness of human neonates to opioids, although receptor expression may not necessarily correlate with receptor activation.
17,19
Receptor density varies by brain region, with earlier development of caudal and later development in rostral parts of the CNS. Earlier development of opioid receptors in the medulla and pons, where respiratory and cardiovascular centers are located, is consistent, with clinically observed higher incidence of opioid-related respiratory depression and bradycardia in the neonate who receives opioids.
These observations have important implications for response to opioid analgesics in the infant and the young child, independent of age-dependent PK. But they also suggest that changes in the normal pattern of maturation could result in long-term alterations in nociceptive processing that may be irreversible. The quality of pain treatment and management in the neonatal units can be improved by clinicians being aware of the changes that occur during this sensitive period and not disrupt the normal endogenous activity where possible.
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ANTICONVULSANTS