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162 Radiation safety concerns associated with preparing the dosage, treating and releasing the patient
absorbed dose, and the dierence between the esti­mated absorbed dose delivered and the prescribed absorbed dose exceeded the threshold for report­ing a misadministration (0.5 Sv equivalent dose to an organ or tissue). us, reporting this medical event to the NRC or Agreement State regulatory authority was required.
7.7.3 STORAGE FOR DECAY AND DISPOSAL
e radioactive waste from each radioemboliza­tion procedure requiring a period of decay-in­storage prior to disposal typically consists of (1) one or more waste jars containing the residual infusion system activity (sealed and removed from the reusable acrylic shield); (2) any biohaz­ard bags containing microspheres-contaminated items such as gloves, garments, surface coverings, and absorbent media employed in the removal of microspheres from contaminated surfaces; and (3) any unused treatment doses due to procedure cancellation or an emergent patient condition. Each of these sources of radioactive waste must be appropriately labeled. e label for each should include
1. R adionuclide (90Y)
2. Product (SIR-Sphere or eraSphere)
3. Date and time
4. Activity (mCi or GBq) for each residual activity
waste jar (Figure 7.17) and unused dosage
e 90Y in SIR-Spheres is eluted from a 90Sr/90Y generator and thus there would ideally be no radionuclidic impurities in the radioactive waste. However, trace amounts of 90Sr have been detected in SIR-Spheres waste due to “breakthrough” dur­ing the elution process, with amounts of 90Sr on the order of 3 Bq per GBq of 90Y at the time of manufacturer assay reported (Metyko et al., 2014). As a consequence, SIR-Spheres waste will remain slightly radioactive with both 90Sr and the 90Y it is generating (both decaying with the 28.79 year half-life of 90Sr) aer all of the initial 90Y activity has essentially decayed away (Figure 7.18). On the other hand, the negligible amount of 90Sr impurity suggests that the duration of time over which the radiation level external to the source container is distinguishable from background before it may be disposed of as regular, biohazard waste may not
Figure 7.17 Example 90Y microspheres residual waste jar, labeled for decay-in-storage and later disposal.
be signicantly aected. (Of course, the eect will depend on the geometry and self-shielding of the container and its contents, and the distribution of microspheres within, in addition to the amount of
90
Sr impurity.)
Yttrium-90 is activated in eraSphere microspheres by neutron bombardment. e microspheres are manufactured with 89Y as a constituent of the glass matrix, and 90Y is pro­duced via the irradiation of the microspheres in a nuclear reactor (89Y(n,γ)90Y). eraSphere microspheres are known to contain a number of gamma-emitting radionuclidic impurities as a result of neutron activation of other elements within the glass matrix (NRC, 2007; Ostrowski et al., 2007; Nelson et al., 2008; Metyko et al.,
2012). e impurities that have been detected have much longer half-lives than that of 90Y. e two most prominent impurities are 88Y (106.6-day half-life) and 91Y (58.5-day half-life) due to the
References 163
(b)
# β particles per nuclear transition
-90
(a)
Counts
Energy (KeV)
2500
Figure 7.18 Strontium-90 impurity in SIR-Spheres. (a) Theoretical β energy spectrum for 90Sr/90Y. (b) Liquid scintillation counter β energy spectrum of an aliquot from an unused SIR-Spheres v-vial,
long after the original 90Y radioactivity had decayed to the level of background, demonstrating the production of 90Y from the decay of on-board 90Sr.
Figure 7.19 Radionuclidic impurities in TheraSphere. A high-purity germanium detector, high-resolution γ-ray emission spectrum from an unused TheraSphere v-vial, long after the original 90Y radioactivity had decayed to the level of background. A number of γ-emitting impuri­ties were present, most notably 88Y (898 keV and
1.836 MeV).
reactions 89Y(n,2n)88Y and 89Y(2n,γ) tively (Figure 7.19). Both produce high-energy gamma emissions as a result of radioactive decay and two from 88Y are high yield (898 keV/93.4%,
1.836 MeV/99.4%). Depending upon an institu­tion’s RAM license and local regulations and whether or not the radioactive impurities in the procedure waste are detectable above back­ground, the radioactive waste from eraSphere procedures may have to be shipped to an outside entity for decay-in-storage and disposal.
0.14
0.12
0.10
0.08
0.06
0.04
0.02
0.00
4000000
3500000
3000000
2500000
2000000
1500000
1000000
500000
eoretical 90Sr/90Y spectrum
0 500 1500 2000 2500
0
1000
Energy (KeV)
250 500 750
1000
1250
1500
Total Y-90 Sr
1750 2000 2250
91
Y, respec-
Counts #
1200
1000
800
600
400
200
0
0400 800 1200
1600 2000 2400
KeV
7.8 CONCLUSIONS
Radioembolization is a unique therapeutic appli­cation of RAM and as a consequence presents cor­respondingly unique challenges from a radiation safety perspective. e intent of this chapter is to arm the radioembolization team (interventional radiologists, medical physicists, nuclear medicine physicians, and/or radiation oncologists) with a thorough understanding of the dosage prepara­tion, patient treatment and release, and radioactive waste management radiation concerns specic to both SIR-Spheres and eraSphere. All members of the interdisciplinary radioembolization team should be keenly aware of and adhere strictly to the various regulatory and good radiation safety practice aspects associated with this treatment modality. Doing so will help ensure that a licensee establishes and maintains a radioembolization program that is both safe and eective for patients, while simultaneously safeguarding personnel and members of the public against excessive radiation exposure.
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The radiation biology ofradioembolization
MARTA CREMONESI, FRANCESCA BOTTA, MAHILA FERRARI, LIDIA STRIGARI, GUIDO BONOMO, FRANCO ORSI, AND ROBERTO ORECCHIA
8
8.1 Introduction 167
8.2 Basic aspects of radiation biology 169
8.2.1 Repair 169
8.2.2 Repopulation 169
8.2.3 Reoxygenation 169
8.2.4 Redistribution 170
8.2.5 Further considerations specic to the 4Rs in radioembolization 170
8.3 Radiobiological models 171
8.3.1 The linear quadratic model 171
8.3.2 The biological effective dose 173
8.1 INTRODUCTION
In recent years, the use of dosimetry to support radionuclide therapy has gained importance as documented by the increased number of arti­cles addressing dosimetry. e latest literature reports some remarkable correlations between absorbed dose delivered, response, and toxic­ity, which have advanced the understanding of radiobiological eects. In a recent review pub­lished by Strigari et al. (2011), dose–eect rela­tionships were collected and these indicated that dosimetry-based personalized treatments would improve outcomes and increase survival and open the way toward predictivity and personalization of therapy. Available evidence covers nearly all widely used nuclear medicine therapies, including
8.3.3 Tumor control probability (TCP) 174
8.3.4 Normal tissue complication probability 176
8.4 Application of the models and examples 180
8.4.1 NTCP predictions under the hypothesis of uniform irradiation 188
8.4.2 NTCP predictions for clinical cases with nonuniform irradiation 190
8.5 Summary for clinical applications 193
8.6 Conclusions 195 References 195
the treatment of dierentiated thyroid cancer and benign thyroid disease with
131
with endocrine tumors with bone pain palliation with tetramethylene phosphonate ( also radioembolization of primary and secondary liver cancer with
dose–eect correlations have been provided in the literature, including a study by Strigari et al. (2010), which was the rst to describe a model to inter­pret toxicity and tumor response for hepatocellu­lar carcinoma (HCC) treated with spheres; studies by Garin et al. (2012, 2015, 2016), which showed prognostication of tumor response and survival for HCC treated with glass microspheres; a study by Chiesa et al. (2015),
I-mIBG (metaiodobenzylguanidine), neuro-
90
Y-microspheres.
In particular for radioembolization, signicant
131
I, neuroblastomas
177
Lu and 90Y radiopeptides,
153
Sm-ethylene diamine
153
Sm-EDTM), and
90
Y-labeled resin
90
Y-labeled
167
168 The radiation biology ofradioembolization
showing dose thresholds for tumor response and liver toxicity for HCC treated with 90Y-labeled glass microspheres; and nally a study by Flamen et al. (2008), showing the prediction of metabolic response evaluated by multimodality imaging for metastat ic liver tu mors and 90Y-labeled resin micro ­spheres. Interestingly, besides providing correla­tion between dose and eect, these investigations pointed out apparent and unexpected dierences in tolerability and response associated with glass vs. resin 90Y microspheres, which could not be resolved by invoking the mere concept of absorbed dose, at least if only the mean absorbed dose at macroscopic level was considered.
As a whole, the ndings up to now (circa 2016) highlight the need for more rened models to improve dosimetry information, and especially, the importance of radiation biology to dene the eect of radioembolization on tissue.
As a natural consequence, the rst attempts at dening radioembolization dose–eect relation­ships have been extensively compared with the data from external beam radiotherapy (EBRT). Of course, in EBRT, the use of radiobiological models is well established and enables the possibility of com­paring eects due to dierent irradiation modalities,
dose rate, dose distribution, organ structure, volume eect, radiosensitivity, combined therapies, and risk factors all at the same mean dose. In the clinical context of radioembolization, outcomes such as the volume eect, the inuence of the functional reserve and/or concomitant therapies, a nd higher tolerability of retreatment have been empirically observed. is reects a further similarity with EBRT, although dif­ferences with EBRT exist and must be taken in mind. Moreover, three-dimensional (3D) voxel dosimetry methods at both a macroscopic and microscopic levels recently applied to radioembolization have provided dose distribution maps and dose–volume histograms (DVH) that permit the development of more rened radiobiological models.
is chapter presents the basic aspects of radia­tion biology, developed for EBRT and subsequently adapted to nuclear medicine therapy. e most widely used radiobiological models will be dis­cussed, including the linear quadratic model with the biological eective dose (BED) concept, tumor control probability (TCP), and the normal tissue complication probability (NTCP) models. ese are the rst of many acronyms common in radiation biology which will be introduced in this chapter. A summary of acronyms is provided in Table8.1.
Table 8.1 Abbreviations and acronyms BED = biological effective dose
= BED value for 50% complication
BED
50
probability
, BEDRE = BED in EBRT and in RE
BED
EBRT
treatments
CTCAE = Common Terminology Criteria for
Adverse Events
D = absorbed dose d = absorbed dose delivered in one EBRT
fraction DVH = dose volume histograms EASL = European Association for the Study of
the Liver EBRT = external beam radiotherapy
= relative effectiveness (E
E
rel
= BED/D)
rel
EUD = equivalent effective dose EUBED = equivalent uniform biological effective
dose fr = fraction of EBRT FSU = functional subunits HCC = hepatocellular carcinoma LKB model = Lyman–Kutcher–Burman model msA = microsphere-specic activity
= initial number of clonogenic cells
N
0
NTCP = normal tissue complication probability QUANTEC = Quantitative Analyses of Normal
Tissue Effects in the Clinic RE = radioembolization RECIST = Response Evaluation Criteria in Solid
Tumors SF = surviving fraction of irradiated cells
T = total duration of exposure T* = effective time reached when BED = 0
, TD50 = tolerated absorbed dose for 5% or
TD
5
50% complication probability (at 5 years if
, TD
specied by TD
= doubling time of proliferation
T
av
5,5
50,5
)
TCP = tumor control probability
= effective half-life
T
eff
= physical half-life of 90Y
T
phys
= repair half-life
T
rep
V = tumor volume
= effective volume
V
eff
= effective decay constant
λ
eff
= physical decay constant
λ
phys
= repair constant = 0.693/T
μ
rep
rep
8.2 Basic aspects of radiation biology / 8.2.3 Reoxygenation 169
Finally, some explanatory examples on how radiation biology can guide radioembolization planning are also given; the most relevant studies on these issues are briey reported as well.
8.2 BASIC ASPECTS OF RADIATION BIOLOGY
Radiation biology is the study of the eect of ionizing radiation on biological tissues. ese complex eects involve physics, chemistry, and biology concepts. e most important biological factors that play a role during irradiation, aect­ing to some extent the outcome of the treatment, are summarized by the so-called “4Rs of radia­tion biology”: repair of DNA damage, redistri­bution of cells in the cell cycle (spanning a few hours), repopulation (spanning 5–7 weeks), and reoxygenation of hypoxic tumor areas (span­ning a few hours to few days) Pajonk et al. (2010). Certainly tumor response is modulated by many additional factors, and some authors add the intrinsic radiosensitivity of individual can­cer stem cells as the h R, although this may vary during radiation therapy and needs deeper investigation.
8.2.1 REPAIR
Ionizing radiation cell killing is a consequence of unrepairable DNA double-strand breaks. Most radiation-induced DNA injury is, however, sub­lethal and may be repaired depending on fac­tors including the type and energy of radiation, the dose rate, and the phase in the cell cycle. If radiation is delivered with a low dose rate, the repair possibility increases, while at increasing dose rates, sublethal lesions can rapidly accumu­late without full repair, contributing to lethality. Based on the dierent ability of normal tissues and tumors to repair radiation damage, therapy frac­tionation is a recurrent strategy in EBRT to spare normal tissues.
is concept has also been extrapolated to some nuclear medicine therapies, including radioembo­lization (Cremonesi et al., 2008), dividing the treat­ment in cycles to reduce toxicity to late responding organs at risk. e repair probability is described
as an exponentially decaying function over time, with half-time (T hours.
) varying from minutes to few
rep
8.2.2 REPOPULATION
Both tumor and normal tissues have a char­acteristic proliferation rate that allows tumor growth and regeneration of some normal tissues (e.g., the bone marrow and the liver). During irradiation, repopulation counteracts the cell killing induced by radiation, so repopulation is desirable following irradiation of normal tissues to limit side eects, while it is unwanted in the case of tumors due to the potential impairment of treatment.
Keeping in mind that radiation-induced cell killing includes the loss of the reproductive capa­bility of the cell, it follows that damage becomes visible when the cell reaches the phase of mitosis: at that stage, if lethal DNA damage has occurred, cell replication is prevented. erefore, radiation response, namely tumor control or organ failure, arises aer a latency time that is linked to the pro­liferation rate in that tissue.
In the case of tumors, fast growing tumors may show a decrease in their growth rate within a few days aer irradiation, while more indolent tumors may need weeks or months (HCC) to reduce in size, but still have the possibility to respond com­pletely to therapy (Withers et al., 1988; Withers,
1992). Similarly, quickly proliferating tissues such as bone marrow, skin, and intestinal mucosa may give a warning sign of damage very early aer the beginning of the treatment. Conversely, slowly proliferating tissues such as kidney, liver, lung, and bone may manifest injury aer months or years.
8.2.3 REOXYGENATION
e oxygen enhancement ratio (OER) refers to the enhancement of a therapeutic or detrimental eect of ionizing radiation due to the presence of oxygen, and is quantitatively dened as the ratio between the absorbed dose in hypoxic conditions and normal conditions for a same biological eect. Oxygen is a potent modier of radiosensitivity and hypoxic cells are typically two to three times more resistant to radiation. Tumors typically contain
170 The radiation biology ofradioembolization
regions of transient acute and/or chronic hypoxia, especia lly in the center due to vasc ulariz ation. ese tumors have oen been shown to be associated with a poor prognosis. Moreover, there is evidence that the duration of hypoxic conditions and the extent of the hypoxia are inuential factors. Although the underlying mechanisms are to be further claried, cells irradiated shortly aer reoxygenation or aer long-term exposure to hypoxia are more radiosen­sitive compared with those irradiated aer 4–24 hours of hypox ia.
Reoxygenation between dose fractions is generally believed to ease the sterilization of hypoxic cells by increasing tumor radiosensitiv­ity. Reoxygenation mechanisms span a few hours to few days and typically occur a few days aer the beginning of irradiation, when the depopulation of the more radiosensitive cells from the bulk tumor enables more hypoxic cells to reach the blood ves­sels, stimulating oxygenation.
8.2.4 REDISTRIBUTION
Cells exhibit a dierent radiosensitivity at dier­ent phases of the cell cycle, with cells in the early S- and late-G2/M phase being most sensitive to ionizing radiation, while cells in late S-phase are the most resistant. During fractionated radiation therapy, cells in the G2/M-phase are preferentially killed, leading to a block of cells in the G2 phase and to a resulting synchronization of cells in the radioresistant S-phase. e time interval between fractions allows resistant cells from the S-phase of the cell cycle to unsynchronize, redistributing into phases in which cells of both tumors and normal tissues are more radiosensitive, thereby increas­ing the radiation damage. Redistribution eects span several hours and play an important role in EBRT, particularly when fractions are spaced out by several hours. In fact, redistribution dur­ing fractionated irradiation allows the sparing of normal tissues that have few rapidly cycling cells compared with tumors containing many cells with rapid turnover.
e eects summarized by the 4Rs have a lead­ing role for the success and optimization of radia­tion therapy, including radionuclide therapy, and have represented a landmark for the development of radiobiological models describing the survival of cells aer irradiation.
8.2.5 FURTHER CONSIDERATIONS SPECIFIC TO THE 4Rs IN RADIOEMBOLIZATION
Radiation therapy using EBRT and radioemboli­zation dier in various aspects. First, in EBRT the treatment is generally delivered by fractionating the total dose, e.g., at 2 Gy per fraction (fr), while in radioembolization treatment is delivered in a single session and the dose rate decreases over time due to the physical decay of 90Y. Furthermore, resin microspheres produce an additional embolic eect that may contribute to tumor control.
In particular, the use of fractionation in EBRT permits the redistribution of cells in the hypoxic and oxic compartment, which generally occurs in the interval between fractions. is phenomenon arises during dose delivery in radionuclide ther­apy but in the case of HCC, cell loss could require treatments separated by months as reported in the clinical report assessing tumor response (Kong and Hong, 2015). e possibility to increase the oxic levels of tumoral cells present in the hypoxic area before therapy could be possible during radio­nuclide therapy.
From another point of view, large hypoxic areas contribute to the stability of tumor volume over time. Stability is considered as a form of tumor control for liver cancer. Moreover, some authors report that chronic hypoxic areas are more radio­sensitive than oxic ones, while the contrary is true for acute hypoxic areas. In general, from the radio­biological point of view, a tumor can be consid­ered to be constituted of both chronic and acute hypoxic cells as reported in Strigari et al. (2010). is means that chronic/acute hypoxic areas could be damaged by radiation and further that dam­age may be only partially repaired due to the local absence of the oxygen.
A positive oxygen eect could occur in radio­embolization strategies that plan more than one cycle. e rst cycle of radioembolization should provoke a partial tumor shrinkage, potentially increasing the vascular perfusion to the remaining tumor. is should facilitate oxygenation and thus increase radiosensitivity, enhancing the eects of a subsequent cycle. Such an approach, although clin­ically more complex, could improve the response of tumors, compared with a single radioemboliza­tion therapy. Increased ecacy is likely, especially in the case of tumors large in size and with areas
8.3 Radiobiological models / 8.3.1 The linear quadratic model 171
ln(SF) ()
2
DD=−α−β
SF exp( )
2
DD=−α−β
poorly vascularized but not necrotic, or in cases where potential toxicity to normal tissues is of concern.
Furthermore, radiotherapy using both exter­nal beam and internal emitters is a therapeu­tic strategy based on the oxidative stress. Both treatment modalities are specically designed to increase reactive oxygen levels in tumor cells to elicit their death through sudden and intense oxidative stress (Manda et al., 2015). Cancer cells present a high intrinsic oxidative activity, so less additional reactive oxygen species are required compared with normal cells for triggering cell death. Levels of reactive oxygen species that are cytotoxic for cancer cells induce less drastic eects in normal cells, which have a lower oxida­tive status and are endowed with ecient systems to repair injuries induced by reactive oxygen species—within certain limits. Nevertheless, precise targeting of dose to the diseased tissue is a priority, aiming to spare normal tissues against the deleterious action of “therapeutic” reactive oxygen species. e sparing of normal tissue is guaranteed in EBRT by the possibility of using advanced delivery techniques, while in radio­embolization it is achieved by selective or super­selective administration of radioactive sources within the liver.
In addition, the macroembolic eect of resin microspheres is accompanied by a greater lack of oxygen resulting in ischemia, and therefore, enhanced ecacy. On the other hand, a shortage of oxygen might also diminish the tumoricidal eect of ionizing radiation due to a lack of oxy­gen radicals. In other words, the embolic eect and the potential reduction of oxygen free radi­cals are opposite phenomena and the resulting nal net eect of these processes is still unclear.
e process of tumor control or normal tis­sue damage is complex with respect to the cur­rently proposed modeling (Strigari et al., 2011; Cremonesi et al., 2014). Increased cell dam­age aer repair signaling can cause mitotic catastrophe and cell death with an associated inammatory tissue response. Tissue changes due to signicant cell death can alter oxygen­ation status (reoxygenation) and trigger acceler­ated repopulation and redistribution in the cell cycle. Finally, tumor heterogeneity derives also from the nonuniform spatial distribution of microenvironmental stresses, such as hypoxia,
acidosis, oxidative stress, and nutrient depriva­tion (Mitsuishi et al., 2012). Unfortunately, these factors are only partially included in the radio­biological models. Additional studies are needed to further address these issues.
8.3 RADIOBIOLOGICAL MODELS
8.3.1 THE LINEAR QUADRATIC MODEL
Among radiobiological models describing the sur­vival of cells aer irradiation, the linear quadratic model is the most well known.
A cell survival curve describes the relationship between the fraction of surviving cells (SF), i.e., the fraction of irradiated cells that maintain repro­ductive integrity, and the absorbed dose. Its shape depends on several factors, including the type of radiation, the type of cells, and the radiation dose rate.
e linear quadratic model describes the eect induced by radiation in a cell population as a func­tion of the dose delivered, and from that, the SF. e main hypothesis assumed by the linear qua­dratic model is that the SF of cells receiving an instantaneous absorbed dose D (as occurs, e.g., in EBRT) follows the equation:
or, equivalently,
e radiation-induced damage is described by the sum of two terms, αD and βD2, respectively, representing
DNA irreparable events (double-strand breaks)
in which both strands in the double helix are
simultaneously severed. e number of such
events is proportional to D by the factor α,
which represents the intrinsic radiosensitiv-
ity. α is tissue specic and describes the initial,
linear slope of the SF curve.
Two independent DNA reparable events
( single-strand breaks), occurring close enough in
time and space on the DNA lament to gener-
ate cellular death. e number of such events
(8.1)
(8.2)