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(1) (2)
©The Author(s), under exclusive license to Springer Nature Switzerland AG2023 E. Tokgöz, M. A. Carro, Cosmetic and Reconstructive Facial Plastic Surgery
https://doi.org/10.1007/978-3-031-31168-0_11
Engineering Psychology of Facial Plastic Surgery Patients
EmreTokgöz
1
and MarinaA.Carro
2
Whiting School of Engineering, Johns Hopkins University, Baltimore, MD, USA The Frank H. Netter M.D. School of Medicine, Quinnipiac University, North Haven, CT, USA
MarinaA.Carro Email: Marina.Carro@quinnipiac.edu
Keywords Psychology of facial plastic surgery patients – Facial plastic surgery by
numbers – Psychological factors impacting facial plastic surgery – Psychological reflection of physical self-image – Self-esteem measurements used for plastic surgery – Negative outcomes of facial plastic surgeries – Possible psychological factors that impact facial plastic surgery patients – Engineering facial plastic surgeries
Emre Tokgöz completed two Ph.D. degrees, one in Mathematics and another one in Industrial Engineering, at the University of Oklahoma along with a master’s degree in Computer Science and two master’s degrees in Mathematics. Due to his interest in biomedical engineering applications of mathematics and engineering, he pursued an online biomedical engineering master’s degree for professionals at Johns Hopkins University. His other research interests include nonlinear optimization, game theory, deep/machine learning, financial engineering, facility allocation problems, vehicle routing problems, systems’ design and improvement, network theory and analysis, inventory systems, and Riemannian geometry.
Marina A. Carro is a second-year medical student at the Frank H. Netter School of Medicine (Quinnipiac University). Prior to medical school, she worked as a project manager at Clínica Esperanza Hope Clinic in Providence, Rhode Island, where she organized and managed a satellite COVID-19 vaccination clinic for underserved populations in the area. Additionally, she has worked as a certified nursing assistant for 3years in the emergency department and intensive care unit at South County Hospital in Kingston, Rhode Island. Currently, she is on the board for the Frank H. Netter Wellness Committee, ENT Surgical Interest Group, and American Medical Student Association at Netter. She hopes to continue exploring her interests in clinical procedural research,
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healthcare business and administration, and provide equitable healthcare for marginalized patients throughout the rest of her career.
1 Introduction
Facial plastic surgeons care about unfavorable clinical outcomes, patient satisfaction, and meeting patient expectations [11]. In the cases when patient satisfaction is not met, the surgeon needs to proactively work to make the necessary changes. Facial plastic surgery– associated complications can result in a variety of outcomes, including pain, suffering, and permanent harm [10]. There are psychological factors that impact facial plastic surgery decisions, such as the following:
Personal body image – Personal notion of the person’s physical appearance based on emotions, self-observation, physical sensations, and the reactions of others about our bodies [13]. Self-esteem, which is defined as confidence in one’s own worth or abilities, self-respect [14]. Body dysmorphic disorder (BDD) [12]. Experienced teasing in childhood or adolescence [15]. Culture [12]. Individual’s education [16]. Influence of media [17].
The following are some of the factors measured for determining the direction and magnitude of psychological changes after cosmetic surgeries to determine patients’ cosmetic surgery satisfaction [3]:
Patient’s preoperative mental status. Level of education. Type of cosmetic procedure. Postoperative healing time. Sex. Age.
A mix of different patient satisfaction of facial plastic surgery results are reported in the literature by different researchers. There have been several psychological quantification methods employed for some of the facial plastic surgeries in the literature [22, 23]. In addition to the coverage of literature results on facial plastic surgeries from both positive and negative perspectives with the associated data analysis, we will cover the role of psychological factors playing a significant role in facial plastic surgery decisions in this work. Facial plastic surgeries by numbers over a 10-year period will be covered to discover the changes in the number of facial plastic surgeries. The ways to engineer psychological aspects of facial plastic surgery will be briefly discussed in this work.
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2 Facial Plastic Surgery by Numbers
Over 20 million plastic surgeries were performed on head and face during 2013–2018 [68]. Procedures included removal of birth marks, moles, scars, facelift, nose correction, lips (filler injections), eye lid surgeries, eyebrows, facelift, cheek implants, chin modification (genioplasty), and ear surgery. In this section, we will analyze facial plastic surgery data provided by the American Society of Plastic Surgeons (ASPS). The analysis of the data coverage includes the following procedures during the years 2011–2020:
Nose reshaping (rhinoplasty). Eyelid surgery (blepharoplasty). Facelift (rhytidectomy). Forehead lift. Ear surgery (otoplasty). Hair transplantation. Neck lift.
In this set of seven surgeries, rhinoplasty, blepharoplasty, and rhytidectomy are the facial plastic surgeries with the maximum number of occurrences. Figure 1 demonstrates the histogram of these surgery types by using ASPS data [1]. One can see the dramatic increase from year 2018 to 2019 for all these three surgical procedures. These three surgical procedures followed a uniform distribution trend during a 5-year period between years 2013 and 2018.
Fig. 1 Historical data of rhinoplasty, blepharoplasty, and rhytidectomy between years 2011 and 2020 [1]
Figure 2 shows the other four facial plastic surgical procedures, forehead lift, otoplasty, hair transplantation, and neck lift, that are listed above. It is easy to see the dramatic increase in forehead lift, otoplasty, and neck lift surgeries from year 2018 to 2019. These three surgical procedures followed a uniform distribution trend during a 5-year period between years 2013 and 2018. The number of hair transplantations started to have a decreasing trend from 2019 to 2020.
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Fig. 2 Forehead lift, otoplasty, hair transplantation, and neck lift surgical procedures between years 2011 and 2020 by using ASPS data [1]
Table 1 demonstrates the number of surgical procedures that occurred from years 2011 to 2020. Using the data displayed in this table, the volume of rhinoplasty, blepharoplasty, and rhytidectomy surgeries constitute about 80% on average (ranging between a maximum of 86.8% seen in year 2012 and a minimum of 74.5% seen in year 2020) of the total of the seven surgical procedures over the 10-year span.
Table 1 The seven facial plastic surgeries by numbers
American Society of Plastic Surgeons’ Data
2011 2012 2013 2014 2015 2016 2017 2018 2019 2020
Nose reshaping (Rhinoplasty)
2,43,772 2,12,684 2,21,053 2,17,124 2,17,979 2,23,018 2,18,924 2,13,780 3,62,299 3,52,555
Eyelid surgery (Blepharoplasty)
1,96,286 2,04,015 2,15,641 2,06,509 2,03,934 2,09,020 2,09,571 2,06,529 3,54,105 3,25,112
Facelift (Rhytidectomy)
1,19,026 1,26,320 1,33,320 1,28,266 1,25,711 1,31,106 1,25,697 1,21,531 2,61,987 2,34,374
Forehead lift 46,931 44,722 46,323 42,119 40,450 43,038 39,886 38,795 89,246 88,675
Ear surgery (Otoplasty)
26,433 25,730 24,111 22,167 22,714 23,709 23,433 22,884 55,000 53,095
Hair transplantation
15,754 16,377 15,076 15,778 15,610 16,784 19,979 23,658 24,348 9670
Neck lift 55,346 55,173 54,281 55,227 53,028 53,571 1,81,024 1,60,235
Total Facial Plastic Surgeries
6,48,202 6,59,848 7,10,870 6,87,136 6,80,679 7,01,902 6,90,518 6,80,748 13,28,009 12,23,716
Data retrieved from Ref. [1]
Table 2 displays the rate of change (i.e., percentage increase per year) of each one of the seven surgical procedures. It is easy to see that all plastic surgeries’ percentages (except hair
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transplantation) decreased from year 2013 to 2014. Number of all seven surgical procedures’ occurrences increased from year 2015 to 2016. A dramatic percentage increase is seen for these surgeries (except hair transplantation that had a small percentage increase) from 2018 to 2019. This percentage then decreased from year 2019 to 2020 for all seven surgeries, with the maximum change in hair transplantation, which is observed to have
60.28% reduction.
Table 2 Percentage of number of surgery increases based on consecutive year calculations
American Society of Plastic Surgeons’ Data
2012 2013 2014 2015 2016 2017 2018 2019 2020
Nose reshaping (Rhinoplasty) −0.45% −8.91% −1.78% 0.39% 2.31% −1.84% −2.35% 69.47% −2.69%
Eyelid surgery (Blepharoplasty) 3.94% 5.70% −4.23% −1.25% 2.49% 0.26% −1.45% 71.46% −8.19%
Facelift (Rhytidectomy) 6.13% 5.54% −3.79% −1.99% 4.29% −4.13% −3.31% 115.57% −10.54%
Forehead lift −4.71% 3.58% −9.08% −3.96% 6.40% −7.32% −2.74% 130.05% −0.64%
Ear surgery (Otoplasty) −2.66% −6.29% −8.06% 2.47% 4.38% −1.16% −2.34% 140.34% −3.46%
Hair transplantation 3.95% −7.94% 4.66% −1.06% 7.52% 19.04% 18.41% 2.92% −60.28%
Neck lift
−0.31% −1.62% 1.74% −3.98% 1.02% 237.91% −11.48%
Total Facial Plastic Surgeries 1.80% 7.73% −3.34% −0.94% 3.12% −1.62% −1.41% 95.08% −7.85%
Figure 3 demonstrates the time series progress of all seven surgical procedures’ total numbers. The dramatic increase in this total from 2018 to 2019 and the decrease from 2019 to 2020 can be easily seen on this figure.
Fig. 3 Total number of facial plastic surgeries across the years 2011–2022, reported by ASPS [1]
The changing trends in cellular and social media technologies impact the increases in numbers. In 2019, a full 72% of American Academy of Facial Plastic and Reconstructive
Surgery (AAFPRS) members reported seeing patients seeking cosmetic procedures to look
better for their selfies, up 15 percent from 2018. In addition, AAFPRS members experienced more patients in 2019 that were seeking cosmetic procedures due to
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dissatisfaction with their profile images; this was an observed increase by 11% since 2018. Additional factors that motivated people’s interest in facial plastic surgery included celebrities’ influence on them as well as the minimal invasiveness of the new technologies [18].
3 Psychological Factors Impacting Facial Plastic Surgery
As outlined in the introduction, there are several factors, such as BDD, media, self-esteem, body image, and negative teasing, that play a role in the facial plastic surgery decisions [12]. Social media appeared to have a big role in these motivating factors with several famous Hollywood stars’ impact on society. Education and culture also played big roles in the facial plastic surgery decisions. We will cover the impact of these factors on facial plastic surgery decisions in this section.
Body dysmorphic disorder (BDD) is a mental health condition that causes a person to spend a lot of time worrying about flaws in appearance, and these flaws are often unnoticeable by others. BDD is commonly seen in teenagers and young adults; however, it can be experienced by anyone at any age. BDD is seen frequently in persons who are seeking cosmetic surgeries [12], and it is possible that persons with BDD would seek multiple consecutive surgeries for appearance improvement. Skin, face, and nose are the most common areas of complaint of persons with BDD for seeking facial plastic surgery [21].
A screening process is introduced by the plastic surgeons to identify BDD patients [25]. The BDD Questionnaire, or by a more specific diagnostic tool, the BDD Examination Self­Report, is introduced in the literature as a simple and efficient method to identify such patients. Cosmetic surgeons detect BDD patients by using this questionnaire, and BDD is a treatable disease that can be treated by a psychiatrist. BDD Questionnaire—Dermatology Version [18] is a publicly available questionnaire consisting of seven clinician-administered and nine self-administered questions. BDD questionnaire is identified to have a positive screen in 9.7% of 597 patients, outperforming oculoplastic and facial plastics surgeons’ 4% perception of BDD for their patients [19]. BDD has been reported to range between 7% and 15% of cosmetic surgery patients. Liposuction and rhinoplasty are the two most frequently seen facial plastic surgery types that people with BDD seek. Dissatisfaction of plastic surgery patients with BDD is likely to continue and could make the condition even worse, along with possible suicidal actions and violent actions towards the surgeon [24].
What follows next in this section is the coverage of factors that impact plastic surgery decisions. We should note that these results are observed for general plastic surgical procedures; therefore, they are not limited to facial plastic surgeries.
3.1 Psychological Reflection of Physical Self-Image
In this section, we define the physical self-image to be the personal notion of one’s physical appearance based on emotions, sensations, personal observations, and the opinions of others around us about our physical appearance [13]. Multidimensional Body-Self Relations Questionnaire (MBSRQ) has been used on a scale of 1–5 with 1 representing “very dissatisfied” and 5 representing “very satisfied.” The following is a subset of the questionnaire that is used for appearance evaluation [60]:
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