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©The Author(s), under exclusive license to Springer Nature Switzerland AG2023 E. Tokgöz, M. A. Carro, Cosmetic and Reconstructive Facial Plastic Surgery
https://doi.org/10.1007/978-3-031-31168-0_4
Surgical Reconstruction of Craniofacial Malformations
MarinaA.Carro
1
, GabrielleDonofrio
1
and EmreTokgöz
2
The Frank H. Netter M.D. School of Medicine, Quinnipiac University, North Haven, CT, USA Whiting School of Engineering, Johns Hopkins University, Baltimore, MD, USA
MarinaA.Carro(Corresponding author) Email: Marina.Carro@quinnipiac.edu
GabrielleDonofrio Email: gdonofrio@quinnipiac.edu
Keywords Etiology of congenital craniofacial defects – Prevalence of
craniofacial anomalies – Reconstructive plastic surgery for congenital craniofacial anomalies – Techniques for aesthetic repair of cleft lip and palate – Techniques for aesthetic repair of craniosynostosis – Technological advancements in reconstruction of craniofacial anomalies – Long term outcomes of congenital craniofacial defect repair
Marina A. Carro is a second-year medical student at the Frank H. Netter School of Medicine (Quinnipiac University). Prior to medical school, she worked as a project manager at Clínica Esperanza Hope Clinic in Providence, Rhode Island, where she organized and managed a satellite COVID-19 vaccination clinic for underserved populations in the area. Additionally, she has worked as a certified nursing assistant for 3years in the emergency department and intensive care unit at South County Hospital in Kingston, Rhode Island. Currently, she is on the board for the Frank H.
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Netter Wellness Committee, ENT Surgical Interest Group, and American Medical Student Association at Netter. She hopes to continue exploring her interests in clinical procedural research, healthcare business and administration, and provide equitable healthcare for marginalized patients throughout the rest of her career.
Gabrielle Donofrio is a third-year medical student at the Frank H. Netter MD School of Medicine at Quinnipiac University. She received her undergraduate degree from the University of Connecticut in 2019 and then worked as a Certified Nurses Aide for 2years before starting medical school. As a medical student, Gabrielle serves as the Secretary of the Class of 2025, the President of the Dermatology Interest Group, and Student Coordinator of the annual Rare Disease Day Symposium. Gabrielle also serves as the Digital Director of Bobcat Kids, an after-school nutritional education program taught to middle school students in New Haven, CT. Her current clinical interests include dermatology, plastic surgery, and ENT.
Emre Tokgöz completed two Ph.D. degrees, one in Mathematics and another one in Industrial Engineering, at the University of Oklahoma along with a master’s degree in Computer Science and two master’s degrees in Mathematics. Due to his interest in biomedical engineering applications of mathematics and engineering, he pursued an online biomedical engineering master’s degree for professionals at Johns Hopkins University. His other research interests include nonlinear optimization, game theory, deep/machine learning, financial engineering, facility allocation problems, vehicle routing problems, systems’ design and improvement, network theory and analysis, inventory systems, and Riemannian geometry.
1 Introduction
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Recent medical advancements have allowed for targeted improvement and reproducible technique in the correction of craniofacial malformations, although documented reconstruction attempts date back to thousands of years prior [1]. On average, congenital craniofacial malformations contribute to one in every three congenital defects. While older data have suggested a genetic etiology in 20% of cases, recent studies suggest greater genetic involvement in craniofacial anomalies, including craniosynostosis and isolated defects [2, 3].
There are five major categories of craniofacial deformities, introduced by the Committee on Nomenclature and Classification of Craniofacial Anomalies of the American Cleft Palate–Craniofacial Association. Facial clefts with variable presentations (involving clefting of the lip, nose, and oropharynx), encephaloceles, and craniofacial dysostosis comprise the first category. Craniosynostosis is a separate category, and additional malformations are associated with hypoplasia/atrophy and neoplasia/hyperplasia, with any outliers designated as unclassified [4]. The structure of the outcomes we present in this work is similar to those presented in [104139].
2 Review of Genetics and Prenatal Development
Development and growth of craniofacial skeleton is dependent on the growth of precursor structures, notably the growth and expansion of neural tissue, which allow for growth of the calvarium (skull precursor) and cranium (facial precursor) [5]. The development of the face and its associated structures begins early on in embryogenesis, between weeks four and eight [6]. These structures develop from the pharyngeal arches, pouches, and clefts. After the neuropore closes, there is enlargement of the forebrain, which results in the formation of the frontonasal process [7].
2.1 Facial Clefts
Facial cleft anomalies commonly result from failed fusion of the bilateral facial processes, especially in the case of orofacial clefting. Prior to fusion, the epithelial tissue interrupting the bilateral tissues is eliminated via cell migration, apoptosis, and transdifferentiation to mesenchymal cells. The inability to fuse completely at the midline may be attributed to constricting
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anatomic defects, apoptosis dysregulation, reduced proliferation of the neural crest cells, and mesenchymal subunit underdevelopment [811].
Cleft lip and palate (CL/P) can occur in isolation, or together, and are a common craniofacial malformation [12]. The incidence of CL/P together is greater than either alone. In addition, unilateral clefts are seen more often than bilateral clefts. The causes of CL/P can be non-genetic or genetic [13].
Nongenetic causes of CL/P include environmental risk factors such as smoking, alcohol use, or certain drug exposures during pregnancy. Smoking was seen to be a higher risk factor if the mother has positive genetic findings [9]. Heavy alcohol consumption, especially during the first trimester, can increase the risk of both fetal alcohol syndrome and CL/P. Folic acid is important for prenatal health and a deficiency can increase the risk of CL/P. In addition, certain drugs, such as corticosteroids and anticonvulsants, have been found to increase the risk of CL/P [10].
CL/P can be syndromic or nonsyndromic, with syndromic cases occurring along with another congenital abnormality. Nonsyndromic cases account for 70% of CL/P and there are multiple genes that have been implicated [14].The FGFR receptors bind fibroblast growth factors (FGFs) and are integral in various cell migration, differentiation, and proliferation pathways. Neural crest migration is induced via FGFR1 signaling among other mechanisms, and the production of defective FGFR1 is associated with midline facial clefting (mouse models) [15]. In addition to the isolated presentation of midline facial clefting, genetic defects lending to nonfunctional FGFR1 are linked to syndromic cleft lip and palate with Kallman syndrome (type 2) [16].
2.2 Craniosynostosis
Craniofacial synostosis is defined as the premature closure of one or more cranial sutures, although there is not a clearly established consensus regarding the multifactorial etiology of this premature growth defect [17,
18]. There have been documented cases of craniosynostosis secondary to
sutural biological abnormalities, defects in the affected primary bone growth centers, and pathological biomechanical forces. Nonsyndromic craniosynostosis is associated with autosomal dominant MSX2 homeobox gene mutations (encodes DNA-binding transcription factors) [19, 20].
Syndromic craniosynostosis (associated with a set of other symptoms characteristic of a previously defined disorder) is shown to be primarily
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genetic in etiology through dominant or recessive gene inheritance. Presentation tends to vary with gender as cisgender females more frequently develop coronal and lambdoid synostosis and cisgender males present with metopic and sagittal synostosis [3].
2.3 Craniofacial Microsomia
Disruption of growth in the first and second pharyngeal arches is attributed to the development of craniofacial microsomia. Mandibular and maxillary hypoplasia refer to conditions in which the mandible or maxillary bones are underdeveloped, lending to the appearance of an overbite or underbite. As discussed in chapter “Aesthetic Surgery of the Nose and Lower Face”, genioplasty is frequently utilized to correct the aesthetic appearance of mandibular hypoplasia, or micrognathia. However, there is often an underlying malocclusion, and these should be diagnosed and corrected with orthodontic treatment [21, 22].
Micrognathia is usually syndromic and may be accompanied by cleft lip or palate and relative macroglossia (large tongue) as with Pierre Robin sequence [23]. Additional syndromic conditions include Auriculocondylar Syndrome (ACS), Hemifacial Microsomia (HFM), Treacher-Collins Syndrome (TCS), and Stickler syndrome. Less commonly, micrognathia is noted with Velocardiofacial syndrome (VCFS) [24].
Alternatively, maxillary hypoplasia (pseudoprognathism) presents syndromically with Crouzon syndrome and Angelman syndrome. The underdevelopment of the maxilla is additionally associated with fetal alcohol syndrome, cleft lip/palate, and may present after complicated dental extractions [25, 26]. The repair of these variable defects is an extensive discussion which will not be covered in this chapter, but we invite the reader to investigate the current techniques used in reconstruction and the role of virtual surgical planning in Birgfeld and Heike’s review article [103].
3 Surgical Reconstruction of Cleft Lip and Palate
3.1 Review of Relevant Anatomy
Cleft lip deformities are classified as complete clefts or incomplete clefts, depending on the extent of facial deformity. As previously discussed, cleft deformities result from failed fusion of embryologic facial prominences.
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The general overview of embryologic processes and resultant cleft presentation is detailed in Table 1 [27, 28]:
Table 1 Timeline of embryonic facial development
Embryonic development in utero (weeks)
Embryonic developments Facial structures Result of
disrupted development in time frame
4 Appearance of maxillary
prominences and nasal placodes from first pharyngeal arch
5 Invagination of nasal placodes,
appearance of lateral and medial nasal prominences
6–7 A. Midline fusion of bilateral
medial nasal prominences B. Midline fusion of maxillary
prominences C. Midline fusion of deep
medial and medial nasal prominences
D. Midline fusion of lateral nasal prominences
A. Medial upper lip B. Lateral upper lip C. Primary palate (deep
medial); nasal philtrum, columella, nasal tip (medial)
D. Nasal development
Cleft lip  Incomplete:
Partial upper lip fusion
 Complete: No upper lip fusion
6–12 Lateral palatine processes
develop from medial maxillary processes, fuse at midline
Secondary palate Cleft palate
The development and attachments of the orbicularis oris muscle play a large role in cleft deformities. With minimal incomplete clefts (microform cleft lip), the muscle grows relatively normally at the superior aspect despite lower muscle deviation into the cleft. When the orbicularis oris m. inserts at the nasal columella medially and ala laterally, there is no functional oral sphincter, and this is indicative of complete cleft lip [29].
In cases of bilateral muscle attachment to the nasal alar cartilage, a bilateral cleft lip is noted. This results in protrusion of the prolabial tissues and primary palate. All of the aforementioned defects have the potential to impact nasal development, leading to unilateral nasal deviation or broad nasal tip [30] (Figs. 1 and 2).
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Fig. 1 The images above show patients who present with incomplete unilateral cleft lip deformities [31]
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Fig. 2 The images above show patients presenting with complete unilateral cleft lip deformities [31]
3.2 Preoperative Patient Assessment
Cleft lip malformations can be diagnosed at 18weeks with 2D prenatal ultrasound, although 3D ultrasound is a better technique for accurate detection of cleft palate. With early diagnosis, MRI is generally indicated to assess for presence of intracranial defects or additional malformations. After birth, patients present with reflux or distress while breastfeeding, delayed eating, difficulty latching, and/or visible lip or palatal defect [32,
33].
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Feeding and respiratory symptoms are addressed at the initial consult prior to surgery. A speech therapist will discuss feeding techniques and recommend devices to improve food intake and weight gain. Surgery is usually performed when the infant is 10weeks old and weighs at least 10 pounds, although this subject is debated in the literature.
Most patients are indicated for repair after confirmed diagnosis of cleft deformity, although there are relative contraindications or delays. These include [34, 35]:
Urgent prioritized surgery to correct additional defects (e.g., cardiovascular anomalies). Inability to tolerate general anesthesia. Inability to obtain informed consent from parents or guardians. Weight<10 lbs., Hb<10.
A series of palatal devices can be utilized to bring the alveolar arches toward the midline and narrow the cleft appropriately in preparation for surgery. Tape adhesion across the upper lip helps to reduce growth of cleft lip deformities [36] (Fig. 3).
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Fig. 3 The above image shows an orthognathic palatal device, which is best utilized in younger patients to prepare the palate for future surgery [37]
3.3 Surgical Techniques
Cleft lip is typically repaired first using staged surgical reconstruction, and the techniques vary depending on the nature of the cleft. Special attention is given to the bilateral Cupid’s bow peaks, as these structural landmarks require precise positioning if aesthetic continuity of the upper lip is to be achieved.
3.3.1 Unilateral Cleft Lip
Millard’s technique, also referred to as the rotation-advancement technique, relies on the creation of orbicularis oris muscle flaps from the medial and lateral cleft sides. An advancement flap is made from the lateral aspect, which will bring the tissues closer to the midline. The medial cleft is rotated using a local flap, which brings the tissues together inferiorly. This technique is advantageous in that it allows access to the nasal cartilages,
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