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Pediatric Clinical
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Feeding Assessment
Anna Miles
While there are common themes between an adult clinical swallow­ing evaluation and a pediatric clinical feeding assessment, there are more dif­ferences than similarities. Like adult dysphagia, pediatric feeding difficul­ties are a symptom of a vast range of medical conditions and developmental disorders (Table 14–1). These etiolo­gies differ from those of adulthood and old age. Children are also constantly developing, and any clinical feeding assessment must take cognizance of this dynamic adapting system. Pediat­ric feeding difficulties lead to malnu­trition, dehydration, failure to thrive, respiratory complications, and distress and reduced quality of life for child and family (Lefton-Greif & McGrath-Mor­row, 2007; Loughlin, 1989). In children, the long-term adverse consequences of aspiration (including recurrent chest infections, tracheal and bronchial gran­uloma, stenosis, bronchitis, bronchiec­tasis, empyema, respiratory failure) are
life limiting and life threatening and require careful investigation (Tutor & Gosa, 2012; Tutor & Schoumacher, 2003) (Table 14–2). While a detailed case his­tory, oral examination, and structured meal observation remain critical, the opinions of, and mealtime interactions with, parents also bear great signifi­cance. This chapter will provide an overview of the components of a pedi­atric clinical feeding assessment cover­ing neonates through to older child­hood. For simplicity throughout the chapter, “child” will be used to describe the full spectrum of childhood from prematurity to adulthood rather than distinguishing between neonate, infant, toddler, and child.
A pediatric clinical feeding assess­ment should be a comprehensive, systematic, biopsychosocial evalua­tion. Instrumental assessments includ­ing flexible endoscopic evaluation of swallowing (FEES) and/or a video­fluoroscopic swallow study/dynamic
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Table 14–1. Pediatric Etiologies Associated with Feeding Problems
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• Prematurity
Central nervous system disorders (e.g., cerebral palsy, brain malformations,
brain tumors)
Cranial nerve, peripheral nerve, and muscle disorders (e.g., Moebius syndrome,
• spinal muscular atrophy, muscular dystrophies, myotonic dystrophy, myasthenia gravis)
Chromosomal abnormalities (e.g., Down syndrome)
Genetics structural conditions (e.g., Pierre Robin, cleft palate)
Metabolic disorders (e.g., hypoglycemia, pituitary and hypothalamic disorders,
• inborn errors of metabolism)
• Gastrointestinal diseases (e.g., esophageal stenosis, hiatal hernia, gastroesophageal reflux)
Cardiorespiratory compromise (e.g., congenital heart disorders, chronic lung
diseases)
• Inflammatory diseases (e.g., children in pain with arthritic disorders, juvenile dermatomyositis)
• Medication side effects (e.g., hypotonia, drowsiness, nausea from oncology medications)
• Sensory deprivation/overstimulation (e.g., prolonged ICU hospitalizations)
• Social-behavioral maladaptation (e.g., food refusal, child abuse)
Table 14–2. Signs of Aspiration in Children
Immediate Presentation Long-Term Presentation
Changes in respiration Gagging Vocal quality changes/wet respiratory
sounds Swallows Apnea with brachycardia Cyanosis Stridor Hoarseness Obstructive inspiratory efforts Coughing Choking Change in skin color Nasal flaring Eye watering/eye blinking
Recurrent chest infections Tracheal and bronchial granuloma Stenosis Bronchitis Bronchiectasis Empyema Respiratory failure Failure to thrive
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swallow study (VFSS/DSS) may com­plement the clinical feeding assessment and will be discussed later. A compre­hensive feeding assessment typically includes a medical history, feeding his­tory, developmental history, oral sen­sorimotor assessment, caregiver inter­view, and meal observation.
INDICATIONS
Indications for a pediatric clinical feed­ing assessment include sucking difficul­ties, gagging, choking and/or cough­ing during meals, unexplained food refusal, difficulties maintaining ade­quate caloric intake/adequate weight, failure to thrive, recurrent pneumonias, lengthy or distressed mealtimes, drool­ing, reflux, vomiting, regurgitation, or high-risk medical diagnoses such as cerebral palsy or cleft palate (Arvedson, 2008; Imhoff & Wigginton, 1991; Reilly & Skuse, 1992; Wessel & Samour, 2005).
specialists in feeding, neurology, gas­troenterology, and pulmonology; and speech pathologists, physiotherapists, occupational therapists, nutritionists/ dietitians, behavioral psychologists, and social workers. It is critical that the team communicates effectively to ensure family and health profession­als have a clear shared goal. There may be times in the neonatal intensive care unit (NICU), for example, where sup­plementary oxygen weaning is deemed higher priority than nasogastric tube feeding weaning. While, at other times, tube feeding may be a barrier to dis­charge in a family desperate to return home to their extended family, and increasing oral feeds may take highest priority. Regular interprofessional team ward rounds and meetings are essential for united, comprehensive assessment and management.
TOOLS
TEAM APPROACH
The pediatric clinical feeding assess­ment must be approached by an interprofessional team (Manikam & Perman, 2000). Team members bring different expertise to the medical, surgi­cal, sensorimotor, and behavioral man­agement of the child (McComish et al.,
2016) and depending on the individual child’s needs may include physicians, including specialty physicians such as pediatric otolaryngologists, pediat­ric gastroenterologists, developmental pediatricians, pediatric neurologists, pediatric pulmonologists, pediatric radiologists, and pediatric psychia­trists; nurses, including clinical nurse
There are many assessment tools avail­able to clinicians, and these are often population specific. These include screening tools, observational check­lists, and assessment protocols as well as parent questionnaires. An up­to-date systematic review of screen­ing tools published in 2021 found 44 studies detailing unique screeners and another 20 studies further validating these screeners (Litchford et al., 2021). They concluded that there are many effective tools available to detect feed­ing dysfunction. This provides a great resource for clinicians when deciding on a screening tool for their specific workplace.
Systematic reviews in pediatric feed-
ing assessment have become extremely
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DYSPHAGIA ASSESSMENT AND TREATMENT PLANNING: A TEAM APPROACH
popular in recent years and provide detailed critical appraisal of the cur­rently available assessment protocols (Calvo et al., 2016; Heckathorn et al., 2016; Jaafar et al., 2019; Litchford et al., 2021; Myer et al., 2016; Poppert et al., 2015; Tsu-Hsin Howe et al., 2008). Com­monly reported tools include Schedule for Oral Motor Assessment (SOMA) (Reilly et al., 2000), the Pediatric Evalu­ation of Disability Inventory (PEDI) (Haley et al., 1992), Oral-Motor/Feed­ing Rating Scale (Jelm, 1990), Multidis­ciplinary Feeding Profile (Kenny et al.,
1989), Parental Feeding Questionnaire (Tauman et al., 2011), Dysphagia Dis­orders Survey (DDS) (Sheppard et al.,
2014), and the Pediatric Eating Assess­ment Tool (Pedi-EAT) (Thoyre et al.,
2014). A recent systematic review offers a critical appraisal of parent report instruments for assessing feeding diffi­culties specifically in children with neu­rological conditions (Jaafar et al., 2018). Six parent-report instruments met the authors’ inclusion criteria: (a) Screening Tool of Feeding Problems, (b) Paediat­ric Eating Assessment Tool, (c) Paedi­atric Assessment Scale for Severe Feed­ing Problems, (d) Montreal Children’s Hospital Feeding Scale, (e) Children’s Eating Behaviour Inventory, and (f) Be­havioural Paediatric Feeding Assess­ment Scale (BPFAS). This wide range of options may seem overwhelming, but clinicians are likely to pick differ­ent assessment tools for different work settings, and it would not be unusual to routinely use multiple assessment tools for different populations, ages, and sit­uations. The important message is to take a multipronged, comprehensive approach to understanding the child and their feeding.
CASE HISTORY
A thorough data collection should occur before evaluating the child a team discussion about the purpose/ goal of evaluation to ensure continu­ity of communication with family and an appropriately focused assessment. Unique to the pediatric population, a review of the child’s educational and therapeutic records is necessary as well as an investigation of the complex nature of parent-child interactions and their influence on feeding and swallow­ing behaviors.
— including
Medical History
The pediatric swallowing team must evaluate the perinatal and neonatal history, medical diagnoses, previous hospitalizations, and any significant illnesses — focusing on organic precur­sors or causes of feeding problems. The perinatal and neonatal history may provide information detailing any fetal hypoxia, the child’s response after delivery, prematurity, any significant congenital anomalies, and any major ill­ness during the first few months of life. Congenital anomalies, central nervous system insults, or chronic illnesses may affect the child’s ability to eat orally. For example, respiratory problems may make it difficult for the child to breathe comfortably during feeding and lead to an increased risk of aspiration, con­genital cardiac problems often lead to increased calorie requirements for growth but fatigue makes feeding diffi­cult, and gastroesophageal reflux from whatever cause may result in discom­fort when feeding as well as increase
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the risk of aspiration. Neurological problems, whatever the origin (congen­ital or acquired, central or peripheral nervous system or muscle diseases), may interfere with the development of normal oral-motor skills, resulting in oral/pharyngeal/laryngeal/esopha­geal sensorimotor deficits as well as impacting on optimal positioning and self-feeding abilities. Prolonged NICU hospitalizations, especially if there have been repeated or prolonged tra­cheal intubations, frequent changes of feeding tubes, and frequent episodes of oropharyngeal or tracheal suction, may lead to sensory processing disorders resulting in hypersensitivity, sensory defensiveness, and food selectivity/ refusal. Structural abnormalities such as micrognathia, cleft palate, tongue tie, and laryngomalacia must be con­sidered as well as dental problems in older children.
Attention must be given to the chronic, improving, or deteriorating nature of the child’s medical diagno­ses, including the presence of seizures or other conditions where abilities may fluctuate. Previous hospitalizations and significant illnesses can influence or disrupt the child’s developmental skills, including feeding skills. Respira­tory conditions and/or illnesses may be a contributor to the feeding difficulties but may also indicate acute or chronic aspiration.
A detailed developmental history may provide insight into whether the feeding difficulties are in line with global development and establish the child’s current developmental stage (American Speech-Language-Hearing Association, 2008). Current health sta­tus and current medications should
be noted. The American Speech-Lan­guage-Hearing Association (ASHA) has developed comprehensive, con­sensus-based templates for pediatric feeding history and clinical evaluation (https://www.asha.org/siteassets/ practice-portal/pediatric-cse-template .pdf). These may be useful for the clini­cal team to ensure all relevant informa­tion has been collated.
Family Interview
As with all patient-centered, successful clinical practice, building a relation­ship with family and understanding a family’s situation is important. Is there good family support? Is there stress/ anxiety around mealtimes? What is the understanding of the pediatric feeding disorder by the family? Are there dif­ferences of understanding and opinion within the family unit? It may be use­ful to probe into the feeding history of parents and siblings medical history but also eating habits, food avoidance/selectivity or eating disorders.
A parent perspective of the medical history, sleep, nutrition, patterns of ill­ness, weight maintenance, and feeding history is useful as well as a descrip­tion of a typical mealtime and/or a typical day. Parents can provide critical information about sensory processing issues. It’s important to explore signs of sensory over- or underresponsiveness, overfrequent face/hand washing or repulsion of face/hand washing, food/ texture avoidance, and/or adverse reactions to food smells. Sensory crav­ing should be explored, for example, hot or cold temperature preferences,
— not only family
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DYSPHAGIA ASSESSMENT AND TREATMENT PLANNING: A TEAM APPROACH
textural preferences (i.e., crunchy foods), or strong flavor preferences.
Nutritional History
Nutritional Status
Food diaries completed by the primary caregiver provide vital information regarding quantity as well as range of food eaten. For children with food refusal and/or selectivity concerns, a comprehensive food preference inven­tory may be required. Behavior-based assessments include About Your Child’s Eating–Revised (AYCE-R) (Davies et al., 2007), the Behavioral Pediatric Feed­ing Assessment Scale (BPFAS) (Criss & Napier-Philips, 2001), Children’s Eating Behavior Inventory–Revised (CEBI-R) (Archer et al., 1991), the Picky Eating Questionnaire (Kaurer et al., 2015), or the Brief Autism Mealtime Behavior Inventory (BAMBI) (Lukens & Lin­scheid, 2008).
A review of the child’s current nutri­tional status should include labora­tory tests, anthropometric measures (including a review of growth), and an assessment of nutrition-focused physi­cal findings, which may impact their nutritional status such as appetite and gastrointestinal symptoms. Laboratory tests can help define nutritional defi­ciencies. The most readily available screening tests are the complete blood count and a chemistry panel. Acom­plete blood count may reveal concerns such as iron-deficiency anemia or altered immune status. The chemistry panel may reveal electrolyte abnor­malities (i.e., sodium and chloride) and protein deficiency (i.e., a low albumin and total protein). Anthropometric
measures may include weight, height, triceps skinfold thickness, and mid-arm circumference as a serial indicator of body fat and muscle mass (American Academy of Pediatrics, Committee on Nutrition, 2020).
Growth Charts
Growth charts can be a good determi­nant of a child’s nutritional status. Pro­longed inadequate caloric intake results in a child nutritionally failing to thrive. A child is defined as having failure to thrive when (a) weight-to-length ratio (body mass index [BMI]) is <5% for age and gender, (b) the weight is <5% for age and gender, or (c) the weight per­centage has decreased two standard deviations or more below the norm. In 1977, in the United States, growth charts were developed by the National Center for Health Statistics in collabora­tion with the Centers for Disease Con­trol and Prevention (CDC), based on data from national probability samples. These have been revised over the years as the U.S. population has grown and changed, and the CDC now provides both the World Health Organization (WHO) growth standards for infants 0 to 2 years and the CDC growth charts for children 2 years and older (https:// www.cdc.gov/growthcharts/) cover­ing weight, length, BMI, and head circumference.
It is important to remember that the causes of failure to thrive may be organic (physical cause), nonorganic (psychosocial including child abuse), or a combination of both. However, not all growth patterns are strictly related to nutrition. For example, chromosomal disorders such as Down syndrome require use of specific growth charts,
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and genetic disorders include many children with deviant growth pat­terns, both restricted growth such as Russell-Silver syndrome and increased growth such as Beckwith-Wiedemann syndrome. Intrauterine insults, such as fetal alcohol syndrome and intrauterine infections, may result in poor intrauter­ine and postnatal growth and health. There are many reasons why a child’s weight, height, weight for height ratio, and head circumference may be less than the fifth percentile for age and gender. But remember, the family’s own growth pattern needs to be taken into account. Some children under the fifth percentile are normal. It is the growth trajectory that is often more important.
Feeding History
Feeding history is usually elicited from the parent, nurse, caregiver, or teacher. Multiple accounts can be useful as chil­dren often respond differently to dif­ferent people, and an individual care­giver’s perceptions can differ (Reilly & Skuse, 1992). Feeding history should include past methods and patterns of feeding from birth onward, including transitions to new foods/textures. It is useful to know when the feeding prob­lem began, what medical and social circumstances existed at the time, and the course of progression. Although a physiological-based feeding impair­ment is important to assess and treat, for many children, the feeding diffi­culties may be behavioral, including food selectivity and food refusal. These problems can result in the same sever­ity of medical consequences, including growth retardation, malnutrition, and social difficulties (Chatter, 2002). The
interview with parents should cover food choices and mealtime behaviors as well as physiological signs and symp­toms. The current feeding status needs to include the parent’s perception of the feeding difficulties and a thorough description of the child’s mealtimes, including the method and schedule of feeding. Information gathered should include type of food, amounts, textures, temperatures, duration of feeding, physical environment including seat­ing and posture, family members usu­ally present, the child’s behavior, and any interventions attempted. A 24-hour or, ideally, a 3-day dietary recall of the child’s feeding routine and schedule is helpful to assess individual nutri­tional patterns.
CLINICAL EXAMINATION/ OBSERVATION
The clinical team must observe the full picture of the child even before observing their competence when food is introduced. An assessment of the child’s general physical appearance and oral sensorimotor abilities should be completed.
Readiness for Feeding
Commonly used assessment tools for oral feeding readiness and compe­tence in the neonate include the Neo­natal Oral-Motor Assessment Scale (NOMAS) (Braun & Palmer, 1986), Revised NOMAS (da Costa et al., 2016), Early Feeding Skills Assessment (EFS) (Thoyre et al., 2005), and Feeding Read­iness Scale (Ludwig & Waitzman, 2007). In children of all ages, the following
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questions should be considered. Is the child’s posture conducive to feeding? How is their level of consciousness — alert, sleepy, irritable? How is their general tone spastic (hypertonic)? Are these involun­tary movements (dyskinesia)? Can the child maintain alertness and attention long enough for a full meal? Does the child have the physiological maturation for oral intake (heart range, respiration, digestion) (Porges, 1996)? Is respiratory state conducive to feeding? Is the child interested in sucking/mealtimes?
— floppy (hypotonic) or
Behavior
Behavior can impact on feeding safety and pleasure but may also direct the clinical team to the root of a feeding difficulty. Is the child alert, active, irri­table, or apathetic? Irritability and apa­thy are commonly seen with malnutri­tion. Irritability may also be in response to gastroenterological issues such as reflux. Observe the child’s response to food presentation and attitude toward eating: Is the child hungry, cautious, anxious, relaxed? Is this behavior in direct response to food presentation or to any other stimulus during the feed­ing? This is important as food refusal, food selectivity, and disruptive behav­iors can lead to poor feeding dynamics between parent and child (American Speech-Language-Hearing Association, 2008; McComish et al., 2016).
Global Development
Observe the child’s fine and gross motor skills and muscle tone. Is the child performing tasks at the expected
age, or is the child showing some devel­opmental delay? Many children who are developmentally delayed exhibit some alteration in muscle tone, either hypertonia, hypotonia, or mixed tone. Both the child’s motor skills and muscle tone influence their ability to eat and feed independently.
Signs of Malnutrition
There are a number of signs of mal­nutrition to look out for. First, check the skin for color, bruises, rashes, and turgor. A pale color may indicate iron­deficiency anemia. Bruising may be due to vitamin K deficiency, but don’t forget child abuse is a well-recognized cause of failure to thrive. Essential fatty acids, zinc, or vitamin deficiencies are known to cause skin rashes. When inadequate fluid intake accompanies poor caloric intake, the skin and mucous mem­branes will be dry.
In rare situations, except in some developing countries, we see signs of more severe malnutrition. Loose skin covering the decreased subcutaneous fat indicates both a calorie and protein inadequacy (marasmus). Excessive fluid retention resulting in edema may be due to insufficient protein intake (kwashiorkor) or electrolyte imbal­ances. Check hair for texture, color, and distribution. Hair that is brittle, pale blond colored, and sparsely distrib­uted is seen with protein malnutrition. Check eyes for hydration status and infection. Xerophthalmia, or dryness, may be due to vitamin A deficiency. Malnutrition can affect the immune system and cause conjunctivitis (Klei­man & Warman, 1994).
ORAL SENSORY-MOTOR
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ASSESSMENT
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Lip and jaw closure
n
Tongue mobility
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The child’s oral sensory-motor and feeding skills determine the types of foods safely handled. During the first 3 years of life, the dramatic oromotor and developmental feeding changes have profound effects on the types of food, textures, and feeding methods the child can safely control. Developmental feeding skills are affected by the child’s gestational age. For example, preterm infants frequently demonstrate general­ized hypotonia and immature develop­ment of their suck/swallow/breathing, thus affecting their feeding efficiency. However, somewhere around 33 to 34 weeks’ gestation, the healthy growing premature infant’s oromotor matura­tion allows for suck/swallow/breath­ing coordination and the introduction of oral feedings (Casaer et al., 1982). Some oral reflexes are common to all ages, while other reflexes disappear with maturity (Table 14–3). Clinicians may find primitive reflexes still present in an older child with neurological defi­cits, particularly cerebral palsy.
Birth to 4 Months
For term infants and premature in­fants whose postnatal age is corrected, the following reflexes and responses exist:
n
Rooting reflex
n
Suck reflex
n
Bite reflex
n
Gag reflex
n
Tongue protrusion reflex
n
Swallow reflex
The approach recommended for as­sessing oral sensory-motor skills is to progress from the least frightening or threatening (external touching of the face and mouth) to the most threaten­ing (internal inspection of the mouth). When assessing these movements, start with the rooting reflex. Elicit the reflex by gently stroking the infant’s cheek. The infant will turn their head toward the touch with mouth open. The root­ing reflex disappears between 3 and 5 months. The suck reflex is easily assessed following the rooting reflex. Alert the infant to your finger insertion by progressive touch from cheek to lip, then into the mouth. Gently insert fin­ger with pad side up toward the hard palate. An assessment of this nonnu­tritive sucking provides the clinician with a measure of suck strength as well as suck frequency and coordination. Sucking should occur at a frequency of two sucks per second (Arvedson & Brodsky, 2002). During the suck­ing reflex, the tongue extends over the gums or lips, with a motion mov­ing from tongue tip to the back of the tongue. A pulling pressure is felt with the inserted finger being pulled to feel the soft palate. The sucking reflex dis­appears at approximately 6 months. When assessing the rooting or suck reflexes, oral hypersensitivity may be noted. For example, the infant may demonstrate agitation, facial grimace, arching, and gagging even with gentle touching of the face. Oral hypersensi­tivity is defined as an aversion to touch or to eating food by mouth and/or food refusal of certain food types or textures.
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