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33 Penetrating Trauma totheLarynx andtheCervical Trachea
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285
dangerous injuries. Complete loss of the airway may result
from subglottic stenosis related to cricotracheal separation
and emergent tracheostomy is required in this setting. Glottic
and supraglottic injuries are more difcult to repair, especially with respect to voice quality. Early multidisciplinary
management with the engagement of a head and neck surgeon is important in these cases once the airway has been
secured.
33.4 Injury Evaluation andManagement
Indications for immediate surgical exploration in patients
with penetrating neck trauma include classic “hard signs”
such as expanding hematoma, exsanguinating pulsatile hemorrhage, hemodynamic instability/hemorrhagic shock, bruit
or thrill, bubbling of air from the wound, massive subcutaneous emphysema, neurologic decit/signs of stroke, or respiratory distress/airway compromise including stridor or
hoarseness. One single institution 13-year review identied
22 patients specically with penetrating cervical or thoracic
tracheal injury and 86% required emergent neck exploration.
Patients without immediate surgical indications should
undergo multi-detector high-resolution CTA.
If there is evidence for injury or clinical suspicion of
injury based on the trajectory observed on CTA, further
directed evaluation with endoscopy and/or angiography
should be pursued. Direct or indirect laryngoscopy, beroptic bronchoscopy, and/or esophagoscopy may be used to
evaluate for injury to the aerodigestive structures. Contrast
esophagography modalities may also be used in addition to
or instead of esophagoscopy. Once all injuries have been
identied, denitive surgical care may include operative
exploration and repair or non-operative management. Many
patients with small glottic, supraglottic, or pharyngeal lacerations or hematomas may be managed non-operatively
with NPO status, antibiotics, and speech and language therapy. Follow-up contrast esophagography may be necessary
to identify any persistent pharyngeal or esophageal leak
before resuming an oral diet.
33.5 Operative Approach
The patient is placed supine on the operating table with a
shoulder roll in place to facilitate neck extension; the table is
exed at its midpoint. The patient is prepped from the angle
of the mandible to the umbilicus and a lower extremity/groin
is also prepped in the event of a vascular injury requiring a
vein graft. The neck may be explored via a lateral oblique
incision anterior to the sternocleidomastoid (as often used
for carotid endarterectomy) or via a cervical collar incision
(as often used for thyroidectomy). The lateral incision is useful to retract the sternocleidomastoid and expose the vascular
structures of the carotid sheath as well as the esophagus and
cervical trachea.
The cervical collar incision is placed two nger-breadths
above the sternal notch or higher, depending on the location
of the injury. Subplatysmal aps are raised superiorly and
inferiorly, and the strap muscles are divided vertically in the
midline. This exposure allows excellent access to the cervical trachea and the central neck structures. The incision may
be extended laterally along the anterior borders of the sternocleidomastoids or with a vertical extension down towards the
sternal notch.
33.6 Laryngeal Repair
The larynx is approached via a high cervical collar incision
and entrance through the cricoid membrane. Flexible laryngoscopy should be employed to fully evaluate the extent of
injury including injury to the posterior wall and the vocal
cords. Repair of laryngeal lacerations must ensure adequate
mucosal coverage of exposed cartilage to avoid granulation
tissue formation and chondritis; grafting and rotational aps
may be used in some cases to achieve coverage. Cartilage
fractures and mucosa are repaired with absorbable sutures
such as 4-0 PDS.Rigid internal xation and stents may also
be used. Early involvement of a head and neck surgeon is
important to ensure the best functional outcome.
33.7 Tracheal Repair
The trachea is approached via a lateral neck incision or a
cervical collar incision. Fiberoptic bronchoscopy is necessary to fully evaluate for injury including any posterior wall
defects. Simple tracheal lacerations are repaired primarily
with absorbable sutures such as 4-0 PDS.For larger tracheal
defects, the distal trachea may be mobilized cephalad via the
use of a tracheal hook or more extensive soft tissue dissection when necessary. Dissection should be completed in the
anterior/posterior planes to avoid injury to the recurrent
laryngeal nerves, which are located just lateral to the trachea
in the tracheoesophageal grooves. Tracheal resection is not
commonly required, but up to half the length of the trachea
may be resected using mobilization techniques such as laryngeal release. Tracheal repairs should be buttressed with a
vascularized muscle ap such as the sternocleidomastoid or
omohyoid, particularly if the esophagus or other structures in
the neck also require surgical repair. For trauma surgeons
who do this infrequently, consultation with an experienced
thoracic surgeon is appropriate.

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L. M. Kodadek et al.
33.8 Associated Injuries
Operative exploration for penetrating injury to the larynx or
trachea requires a thorough intraoperative assessment of all
associated structures including the contents of the carotid
sheath and the cervical esophagus. Injuries should be
addressed with appropriate repair, ligation, or reconstruction. Injuries to the cervical trachea may commonly injure
the recurrent laryngeal nerves. If injury is suspected at the
time of exploration, direct repair of the recurrent laryngeal
nerve is not recommended. The function may improve with
time and observation. If repair is indicated, better outcomes
may be achieved with delayed repair in an elective setting.
33.9 Postoperative Airway Management
Historical accounts suggest that a tracheostomy is necessary
as a protective measure for the postoperative airway management of patients with laryngotracheal injuries. The use of
“protective tracheostomy” has fallen out of favor because
good outcomes have been reported with direct suture repair
of the trachea. More recently, immediate extubation after
repair of tracheal injuries has been advocated as a safe airway management strategy in these patients. A retrospective
multi-site study identied 103 patients who underwent operative repair of cervical tracheal injury and evaluated outcomes based on postoperative airway management strategy.
Almost 40% of patients were extubated within 24h of cervical trachea repair. Immediate or early extubation was common and safe, although these patients tended to have less
severe injuries. Patients with more severe injuries who
underwent immediate tracheostomy had a higher risk of surgical site infection, while those who underwent prolonged
intubation had a higher risk of pneumonia and mortality.
Patients with large tracheal injuries or other injuries that may
limit the patient’s ability to protect the airway may require
early tracheostomy. For large tracheal injuries requiring an
emergent airway, the tracheostomy may be placed directly
through the anterior tracheal wound. For smaller injuries, the
tracheostomy balloon cuff is placed distal to the injury.
33.10 Complications
Complications of laryngotracheal penetrating injury may
include tracheal stenosis, stula, difculty with phonation,
hoarseness, and abscess. Complications are more common
when multiple structures are injured. In a series of patients
with penetrating cervical or thoracic tracheal injury, 55% of
patients had additional injuries including injury to the esophagus in most (83%) of these patients. Nearly 54% of patients
with multiple injured structures suffered any complication,
but only 11% of the patients with isolated tracheal injury suffered any complication. An older series identied a 5% rate
of stenosis and a 17.5% rate of voice change/hoarseness
among patients who required operative management of penetrating laryngotracheal injury. While mortality for patients
who survive to seek surgical care for penetrating laryngotracheal injury is less than 5% in series, morbidity may be signicant. Careful attention to operative technique and early
diagnosis of all associated injuries is critical to ensure the
best outcomes in penetrating injuries to the larynx and
trachea.
Important Points
• Airway control is the most important aspect of early man-
agement of laryngotracheal penetrating injury.
• Oral endotracheal intubation is the preferred approach for
establishing a denitive airway.
• Cricothyroidotomy is the emergency surgical airway of
choice.
• Early diagnosis of all aerodigestive and vascular injuries
is critical.
• A “No Zone” approach to penetrating neck trauma cou-
ples thorough clinical exam and computed tomography
angiography (CTA) for patients who are stable without
hard signs of vascular and/or aerodigestive injuries.
• Endoscopy and contrast esophagography may be utilized
to fully evaluate the aerodigestive tract for injury if CTA
identies or raises concern for injury.
• The trachea is primarily repaired with an absorbable
suture (4-0 PDS).
• A vascularized muscle ap such as the sternocleidomas-
toid or omohyoid is used to buttress the tracheal repair,
especially if other cervical structures (e.g. esophagus)
require repair.
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Penetrating Injury tothePharynx
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andCervical Esophagus
JessicaA.Keeley andAngelaL.Neville
34.1 Anatomic Basics
The pharynx originates at the base of the skull and extends
to the level of the cricoid cartilage. Its constrictor muscles
propel food into the esophagus. The lowermost constrictor
comprises the upper esophageal sphincter and sits anatomically at the level of the cricoid and C6 vertebra (Fig.34.1).
The cervical esophagus descends from there to the thoracic
inlet. Thus, the pharynx is the portion of the digestive tube
injured in a ‘classic’ Zone 2 or 3 injury, and the cervical
esophagus is injured in a Zone 1 injury. The use of “Zones”
to dictate the surgical management of penetrating neck
injury is less relevant in the era of computed tomography
angiography (CTA) but is included here as a clinically useful descriptor.
The pharynx and cervical esophagus lie deep in the neck
and are protected posteriorly by the cervical vertebrae. They
are abutted anteriorly by the larynx and trachea.
Consequently, the only way to get to the pharyngoesophageal region is via a lateral approach, most commonly utilizing the anterior sternocleidomastoid incision. Concomitant
(and more deadly) injury to the trachea or vascular structures should be addressed before embarking on a pharyngoesophageal repair.
Zone III
Zone II
C6
Cricoid
Fig. 34.1 Anatomic landmarks of the pharyngoesophageal region
Zone I
34
J. A. Keeley · A. L. Neville (*)
Division of Trauma, Acute Care Surgery, and Surgical Critical
Care, David Geffen School of Medicine at UCLA, Harbor-UCLA
Medical Center, Torrance, CA, USA
e-mail: jkeeley@dhs.lacounty.gov; aneville@dhs.lacounty.gov
© The Author(s), under exclusive license to Springer Nature Switzerland AG 2023
E. Degiannis et al. (eds.), Penetrating Trauma, https://doi.org/10.1007/978-3-031-47006-6_34
34.2 Surgical Indications
There are essentially two scenarios in penetrating neck
trauma. The rst scenario is a patient with an obvious “hard
sign” (expanding hematoma, active bleeding, shock, airway
compromise, massive subcutaneous emphysema) of vascular
or tracheal injury who needs to be in the operating room
immediately. Once these injuries are identied and repaired,
the pharyngoesophagus should be evaluated. Trace the trajectory of the bullet. Perform maneuvers to see if there is a
hole in the esophagus (on table endoscopy, air in the nasogastric tube, etc.), and repair it. If the patient is too unstable
for further exploration, then leave a drain and get out.
289

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Fig. 34.2 Nondiagnostic
CTA images for exclusion of
pharyngoesophageal injury.
The air near the pharynx and
esophagus will require further
evaluation if there are no
other indications for surgical
exploration
J. A. Keeley and A. L. Neville
The second, more common scenario is a patient who is
hemodynamically stable and requires evaluation to exclude
an injury that should be xed in the operating room expeditiously. Several retrospective studies found worse esophagealspecic outcomes in patients who had a preoperative
evaluation before the esophageal repair compared with those
who did not. The implication is that delay in repair (while
studies are being performed) leads to a worse outcome. The
retrospective nature of these studies makes the interpretation
difcult, and no specic time frame has been established, but
the take-home message is to identify and treat esophageal
injury as soon as possible.
There are no hard signs of pharyngoesophageal injury, but
subcutaneous emphysema or hematemesis are clinical ndings concerning a potential pharyngoesophageal injury.
Further, in the evaluable patient, symptoms of odynophagia
or dysphagia warrant further evaluation. In a large multicenter study of 453 patients with penetrating neck wounds
there were no missed injuries in the group of asymptomatic
patients. Still, the potential morbidity associated with a
missed injury has led to the recommendation that surgeons
have a low threshold for obtaining imaging studies in evaluating penetrating injuries to the neck.
CTA is the single imaging modality with the greatest
potential to rule out esophageal as well as tracheal and vascular injuries. It is now recommended that asymptomatic
stable patients with any suspicion of injury undergo CTA of
the neck. A missile trajectory away from the esophagus (or
other vital structures) obviates the need for exploration or
additional invasive studies. Beyond this, CTA is not a standalone study for diagnosing or excluding pharyngoesophageal
injury. In 2003, Gonzales evaluated 42 patients with CTA
followed by mandatory esophagogram and operative exploration. Two very small stab wound injuries (<5mm) were
missed both by CTA and swallow study, suggesting that CTA
was no better than an esophagogram. Inaba subsequently
found that CTA “overdiagnosed” aerodigestive injury in four
patients with subcutaneous air as the common, nonspecic
sign. Two patients had the injuries ruled out by negative contrast swallows and endoscopy. The other two patients underwent negative exploration. Most centers are using physical
examination along with CTA to evaluate for a possible
aerodigestive injury. Finding air near the pharyngoesophagus prompts the need for further study, surgical exploration,
or both (Fig.34.2).
The current recommended workup of pharyngoesophageal injury is by contrast esophagography or esophagoscopy.
There is no consensus that one study is preferable to the
other, and most study protocols seem driven by surgeon preference or institutional availability. If a contrast swallow
study is chosen, a majority of authors favor water-soluble
esophagogram initially, with thin barium to follow. The sensitivity of esophagography to detect pharyngoesophageal
injury varies widely and is reported between 60% and 100%.
Rigid or exible endoscopy has proven equally, if not more
efcacious to esophagogram. Two early studies utilizing
rigid esophagoscopy suggested improved sensitivity compared with an esophagogram. Since then, exible endoscopy
has been studied with a reported 100% sensitivity (92% and
95% specicity). As exible endoscopy does not require
general anesthesia or manipulation of the cervical spine, it is
the scoping modality that we prefer.
Of importance, multiple authors report successful conservative (nonoperative) management of patients with penetrating pharyngoesophageal injury. In these studies, patients are
kept nothing per oral (NPO), given intravenous antibiotics,
and maintained on surgical nutrition (enteral or parenteral).
Stanley made a compelling argument that penetrating injuries of the upper hypopharynx (above the arytenoids) be
managed nonoperatively. He suggested that the anatomy of
this area favored spontaneous healing yet further demonstrated increased complications to the lower pharynx or cervical esophagus if these areas were not surgically repaired.
Nel and Yugeros also reported retrospective success of nonoperative management of the pharynx (but did not specify
upper or lower). Madiba successfully managed patients with

34 Penetrating Injury tothePharynx andCervical Esophagus
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penetrating injury to the cervical esophagus nonoperatively
if their water-soluble contrast study showed contained
extravasation (not trickling widely or into the mediastinum).
To date, there are no prospective, randomized studies comparing the role of surgical and nonoperative management for
penetrating pharyngoesophageal injury. Based on retrospective data, a nonoperative approach seems feasible in a patient
with a contained pharyngeal injury who has no other indications for neck exploration.
To summarize, we recommend physical examination and
CTA in stable patients with penetrating injuries to the neck.
If the examination is negative and the trajectory of the injury
is away from the pharyngoesophageal area, no further
workup is performed. If there is still potential for pharyngoesophageal injury, we recommend an expeditious esophagogram. A small, contained pharyngeal leak can be managed
nonoperatively, with plans to repeat the swallow study in
3–5 days. A patient with a larger, non-contained injury
should be taken immediately to the operating room for primary repair. Flexible endoscopy is our preferred diagnostic
modality in a patient who is already in the operating room,
who is intubated (making the logistics of a swallow evaluation difcult), or whose swallow evaluation is “negative,” but
whose physical examination or CTA is highly suggestive of
a pharyngoesophageal injury.
291
34.3 Surgical Technique
If the patient indicates surgery, positioning the patient for a
complete neck exploration is the rst key to success. Place a
shoulder roll and tilt the patient’s head away from the
injury—unless of course, there is concern of a cervical spine
injury, in which case the head should be kept midline. Start
your neck exploration on the side that is injured. If the injury
is bilateral or you are not sure where the injury originates,
start your approach to the esophagus from the patient’s left
side. The esophagus deviates slightly to the left in the neck,
and there is a lesser chance of injury to the recurrent laryngeal nerve on this side.
Have the anesthesiologist gently place a nasogastric (NG)
tube. The NG tube often proves critical in nding your injury.
Prep and drape both sides of the neck (from the mastoid
down), and include the entire chest if mediastinal exploration
is warranted. It is also prudent to prepare both groins in case
vascular access or saphenous vein harvesting is required.
Start with a generous incision along the anterior border of
the sternocleidomastoid (SCM) muscle (Fig.34.3). If better
exposure is required, the incision can be extended all the way
up to the mastoid superiorly. Curve posteriorly as you
approach the angle of the mandible to avoid injuring the marginal mandibular branch of the facial nerve and the complication of smiling asymmetry. Inferiorly, the incision can be
Fig. 34.3 Incision along the anterior border of the sternocleidomastoid
muscle
carried down to the sternal notch (and even further if a
median sternotomy is needed).
Divide the platysma muscle and identify the SCM.Divide
the brous tissue (supercial cervical fascia) along the anterior border of the SCM to allow for adequate retraction
(Fig.34.4). Use a retractor to pull the SCM laterally so you
can fully extend the exposure in either direction. This gives
you direct access to the carotid sheath. Following exposure
of the carotid sheath, place self-retaining retractors, such as
blunt-tip Weitlaners. Make sure that the Weitlaner retractors
prongs sit below the SCM.
You are about to begin your search for the pharyngoesophagus. In order to get to the esophagus, visualize the
mantra—“carotid sheath down and thyroid gland up.” To
safely and effectively perform this retraction, you will need
to open the carotid sheath and ligate several key structures.
Tackle any encountered vascular injuries rst. Open the
carotid sheath laterally over the big blue internal jugular vein
(Fig. 34.5). Stay on the anterior surface of the vein and
extend in both directions. As you move superiorly, look for
the large facial vein that courses just over the carotid bifurcation. The facial vein is a critical landmark in any neck exploration; once identied, it needs to be ligated and divided.
This provides direct access to the carotid bifurcation and also

292
Superficial
Omohyoid m.
Esophagus
Carotid sheath
(below fascia)
laryngeal n.
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Fig. 34.4 Approach to the
cervical esophagus
J. A. Keeley and A. L. Neville
cervical fascia
Thyroid
gland
Strap m.
Trachea
Facial v.
Common
carotid
Internal
jugular v.
Recurrent
Thyroid
gland
SCM
Internal
jugular v.
Jugular v.
Facial v.
Carotid a.
Middle thyroid v.
Esophagus
Inferior
thyroid a.
Cut
omohyoid m.
Fig. 34.5 Open the carotid sheath over the internal jugular vein and
identify the facial vein
releases the internal jugular for lateral retraction. With the
facial vein ligated, you may replace your blunt Weitlaner
retractors below the medial aspect of the internal jugular to
increase exposure.
Begin to march from superior to inferior along the inter-
nal jugular vein to release the thyroid gland and retract it
Fig. 34.6 Optimizing exposure of the cervical esophagus
“up” (anteromedially), so you can access the pharyngoesophagus. In your approach, you will sequentially encounter and divide three structures—the middle thyroid vein, the
inferior thyroid artery, and the omohyoid muscle (Fig.34.6).
The middle thyroid vein comes directly off the internal jugular and goes into the thyroid gland. Once this is divided, the

Esophagus
tube
Jugular
34 Penetrating Injury tothePharynx andCervical Esophagus
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293
thyroid gland can be pulled more medially. Next, gently
retract the carotid sheath “down” (posterolaterally), and you
will see the inferior thyroid artery, a branch of the thyrocervical trunk (from the subclavian artery), coursing horizontally posterior to the carotid and entering the posterolateral
aspect of the thyroid. Divide this. Note: The inferior thyroid
artery is another crucial landmark as it leads you to the recurrent laryngeal nerve. Use this opportunity to look for the
nerve in the tracheoesophageal groove, and avoid it. Finally,
carry on inferiorly and divide the superior belly of the omohyoid muscle. You now have maximal exposure to the
pharyngoesophagus.
With the thyroid gland retracted “up” and the carotid
sheath “down,” open the deep cervical fascia. Be gentle as
the fascia can be thin. You are looking for the longitudinal
muscle bers of the pharyngoesophagus. Technically, the
cervical esophagus starts anatomically at the level of the cricoid. Whether your injury is to the pharynx or the cervical
esophagus is inconsequential; nding the injury is what
matters.
Start with gross inspection. Identifying an injury in the
pharyngoesophagus can be difcult. Given its lack of a shiny
serosal layer, you may not see a subtle hole in the muscle
lying (particularly from a stab wound). Here is where the NG
tube comes in. The NG tube provides a rm structure to feel
for in an area that may have distorted tissue planes. Use your
nger to feel for the NG tube. Use careful digital dissection
posteriorly in the areolar tissue plane between the esophagus
and the spine (Fig.34.7). Remember the recurrent laryngeal
nerve lies anterior to the esophagus in the tracheoesophageal
groove, so it is safer to work posteriorly. Keep your eye on
the nerve and avoid it. You can hook your nger around the
entire esophagus with this blunt maneuver. To avoid injury to
the recurrent laryngeal nerves and the membranous trachea,
dissect very carefully along the anterior aspect of the
esophagus.
Next, utilize air via the NG tube to look for the injury.
Have the anesthesiologist pull back the NG tube so that you
can feel the tip. Bathe the area with saline, and gently push air
into the NG tube. The area that bubbles is injured. If you still
cannot nd the hole, then we recommend intraoperative
endoscopy to look for the injury from the inside. While rigid
esophagoscopy was traditionally used, we have found exible
endoscopy (a more familiar technique) to be extremely efcacious. Methylene blue insertion in the NG tube is another
option but can color the eld and make further work more
difcult; we are less keen on this option and only utilize it
after direct visual inspection and exible endoscopy if suspicion for injury is exceedingly high. Be diligent in your search
for an injury, and consider the possibility of a contralateral
through and through injury. Make sure you have the entire
trajectory accounted for before you leave the operating room.
With the injury identied, you are ready for repair.
Debride esophageal wound edges completely, and reapproximate only the well-vascularized, healthy tissue. Repair the
injury in one or two layers—equally efcacious. In a trauma
situation, where time is important and there is often an element of tissue loss, we prefer a solid one-layer closure. Fullthickness, interrupted bites using a 3.0 absorbable
monolament suture is our preference. The submucosa is the
strength layer, and good mucosal apposition is critical. A
second layer can be performed, but take care to avoid narrowing the lumen. We try and perform the repair over a 40
French bougie to prevent this complication.
Fig. 34.7 Careful digital
dissection posterior to the
esophagus to aid in
identifying injury
Thyroid
gland
SCM
Trachea
vein
Recurrent
laryngeal n.
Nasogastric

294
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J. A. Keeley and A. L. Neville
For simple injuries, sutures sufce. If the patient has any
other injury to the surrounding area (laryngotracheal or vascular) or if you are concerned about the repair (tissue viability, tension, etc.), buttress it with a muscle ap. We strongly
recommend placing the muscle between combined esophageal and airway injuries to avoid tracheoesophageal stula.
Use whatever muscle you can easily mobilize—omohyoid,
another strap muscle, or sternal portion of the SCM—to
ensure that it overlies the esophageal suture line.
Draining your repair is the nal crucial step. If you do get
a leak, you have it controlled. Leave a closed suction drain
(we like the at-uted Jackson-Pratt) adjacent to your repair.
Bring it out away from the carotid sheath. Conrm hemostasis to avoid an urgent trip back to the operating room for a
neck hematoma. Irrigate and close.
Note: This operation becomes very disconcerting when
you just cannot do the repair. This may be because the patient
is too hemodynamically compromised or because the pharyngoesophagus is too mangled. Your bailout option for a
smaller pharyngoesophageal injury is to leave a drain.
Remarkably, some of these stulas will heal on their own, or
additional procedures may be required once the patient has
stabilized. The bailout for a highly destructive pharyngoesophageal injury is to staple across the distal cervical
esophagus and construct an esophagostomy (spit stula).
Divide the esophagus as low as possible, and bring your distal esophageal stump to a small skin incision. Be sure to
leave a drain. It isn’t pretty, but your goal is to prevent mediastinitis and save the patient.
34.4 Postoperative Care andWhat toDo If
theRepair Falls Apart
There is no gold standard algorithm for the postoperative
care of a pharyngoesophageal repair. Our preference is to
leave the NG tube in place and keep the patient NPO for
3–5days. At this point, we obtain a swallow study to evaluate the integrity of the repair and rule out a subclinical leak.
If the repair is intact, we remove the NG tube and start clear
liquids with advancement to a soft, dysphagia diet as
tolerated.
We favor leaving the NG tube in place early on to provide
enteral nutrition usually starting around postoperative day 2.
Some authors prefer total parenteral nutrition (TPN) in the
perioperative period. We have not found TPN necessary, or
had an increase in complications when feeding via a properly
positioned NG tube. Broad-spectrum antibiotics are used
empirically until the patient has no clinical signs of infection
(afebrile, normal white cell count) and the leak has been
excluded by swallow study.
We feel the most critical aspect of postoperative care is
the drain. The drain should be well secured and maintained
until the swallow study conrms no leak and the dysphagia
diet is tolerated for 1–2days.
Perioperative complications of penetrating pharyngoesophageal injury include neck abscess (and in the worst
case, a descending infection leading to mediastinitis), salivary stula, tracheoesophageal stula, and swallowing
dysfunction.
Neck infection is a complication occurring in both operative and nonoperative management and requires prompt open
drainage to prevent descending progression. Madiba reported
a single case of local sepsis (6% incidence) in 17 patients
with contained cervical esophageal injury who were managed nonoperatively. A multicenter study found the incidence of neck abscess to be 3.3%, esophageal stula 3.8%,
and tracheoesophageal stula 1.9% in 211 patients with cervical esophageal injuries.
Winter and Weigelt reported cervical esophageal stulas
occurring in 9% of 46 penetrating cervical esophageal injuries. In this study, all of the stulas healed with nonoperative
management. This study gave support to the widely practiced dictum that the vast majority of esophageal stulas will
heal on their own. Importantly, this is contingent upon control of local sepsis (which may necessitate opening of the
surgical wound) and no distal obstruction. Of note, a much
higher incidence of complications has been reported by
Stanley who found that 22% of patients with a hypopharyngeal injury and 39% of patients with cervical esophageal
injury developed either a neck infection that required drainage or a postsurgical salivary stula. This group did not discuss their management of these problems but did report that
one of two tracheoesophageal stulas healed spontaneously
at 3 weeks, and the other required a sternocleidomastoid
muscle interposition ap.
The consensus is that a majority of esophageal stulas (to
the skin or even to the trachea) will heal spontaneously, but
this may require a period of prolonged restricted oral intake.
In recent years, endoscopically positioned self-expanding
stents have been used to expeditiously manage esophageal
stulas and iatrogenic esophageal perforations. The stent
excludes the injury while the body repairs itself. It is extracted
in approximately 1 month and the patient restudied.
Esophageal stenting has also found its way into contemporary management of primary esophageal injury, but the outcomes are less favorable than operative repair. A caveat is
that the stent usually needs to be positioned inferiorly to the
upper esophageal sphincter to avoid patient discomfort. At
this point, stenting remains an option at some centers and can
be considered, particularly in the setting of post-operative
complications.

34 Penetrating Injury tothePharynx andCervical Esophagus
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34.5 Conclusions
While it may not be the most familiar or hospitable place for
a penetrating injury, expeditious diagnosis and management
of a pharyngoesophageal injury is generally very satisfying
as the surgeon knows he/she has (hopefully) staved off a
future, lethal mediastinitis. Familiarity with neck exploration
as we have described here can aid in success. With the
knowledge that this area can be forgiving as long as postoperative management is vigilant, we hope that you breathe
easier the next time this injury rolls through the door.
Important Points
• Initial assessment of penetrating pharyngoesophageal
trauma involves history, physical examination, and
CTA. A swallow study or endoscopy should conrm or
exclude an injury in the stable patient with concerning,
yet inconclusive, clinical, or CTA ndings.
• Small, contained pharyngeal injuries can be managed
nonoperatively.
• Patient positioning is key—unless there is a concern for
an unstable cervical spine, place a shoulder roll and turn
the head away from the side of the injury. If it is unclear
which side is more involved, approach the esophagus
through the left neck.
• Stay along the anterior border of the sternocleidomastoid
muscle, and retract it laterally to gain exposure to the neck.
• Open the carotid sheath along the internal jugular vein,
and ligate the facial vein.
• Retract the carotid sheath down and the thyroid gland up
to nd the esophagus. You will divide the middle thyroid
vein, the inferior thyroid artery, and the omohyoid muscle
to maximize this exposure.
• Place an NG tube to facilitate nding the pharyngoesophagus by feel. Find the injury by looking for bubbles. Be
vigilant to avoid a missed injury.
• Debride injury to healthy edges and repair it in one or two
layers—without tension, over a bougie if you can.
• Mobilize a muscle ap and interpose this tissue anytime
you create two suture lines or are concerned about a repair.
• Leave a drain until the swallow study conrms no leak
and the patient is tolerating a diet.
• If the repair fails, the vast majority of stulas will heal
spontaneously (or consider the use of a temporary stent).
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