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333

Annex №28

Acquittals delivered by Magistrate courts that have been modified or overturned by courts of Appeal during the period of 2010 2012 (taking into consideration the number of individuals, grounds)

 

grounds

2010

2011

2012

 

 

 

 

 

Overall number

755

928

655

 

 

 

 

 

 

Overturned with delivering guilty verdict

563

406

312

 

 

 

 

 

Including:

Overturned with delivering acquittal

-

131

70

 

 

 

 

Overturned with dismissing the case

-

250

197

 

 

 

 

Overturned with returning the case to the

-

28

24

prosecutor

 

 

 

 

 

Modified

192

113

52

 

 

 

 

 

Annex №29

Number of judgements (guilty verdicts) that have been overturned by the courts of Appeal during the period of 2013 -2015 (taking into consideration the number of individuals, grounds)

 

grounds

2013

2014

2015

 

 

 

 

 

Overall number

9 081

7 794

7 005

 

 

 

 

 

 

Acquitting the defendant

378

309

221

 

 

 

 

 

 

 

 

Forwarding the case to the court of the 1st

4 239

4 127

4 043

 

instance for the new trial

 

 

 

 

 

Forwarding the case to courts for the new

 

 

 

 

trial due to the imposition of unjust

215

86

49

 

sentence

 

 

 

Including:

Returning the case to the prosecutor

510

656

676

 

 

 

 

 

Dismissing the case due to reconciliation

753

500

329

with the victim, remorse of the defendant

 

 

 

Dismissing the case due to rehabilitative

187

103

109

 

 

grounds

 

 

 

 

 

Dismissing the case due to other grounds

738

665

546

 

 

 

 

 

 

 

 

Partly ( judgements with less severe

136

105

64

 

sentences that have been upheld)

 

 

 

 

 

Delivering new guilty verdict

2 140

1 329

1 017

 

 

 

 

 

 

 

334

Annex №30

Guilty verdicts that have been modified by the courts of Appeal during the period of 2013 2015 (taking into consideration the number of individuals, grounds)

 

grounds

2013

2014

2015

 

 

 

 

 

Overall number

18 647

16 990

16 751

 

 

 

 

 

 

Modifying the description of the crime

 

 

 

 

(crime qualification) without reducing the

506

300

255

 

sentence

 

 

 

Including:

Modifying the description of the crime and

2 741

2 204

1 993

reducing the sentence

 

 

 

Modifying the description of the crime and

194

167

195

imposing more severe sentence

 

 

 

Without modification of the description of

13 708

11 907

11 784

 

 

the crime but imposing less severe sentence

 

 

 

 

 

Without changing the description of the

1 498

2 412

2 524

 

crime but imposing more severe sentence

 

 

 

 

 

 

 

 

 

Annex №31

Number of acquittals that have been overturned by the courts of Appeal during the period of 2013 -2015 (taking into consideration the number of individuals, grounds)

 

grounds

2013

2014

2015

 

 

 

 

 

Overall number

1 008

948

790

 

 

 

 

 

 

Issuing guilty verdict

126

28

10

 

 

 

 

 

 

 

Including:

Referring the case for the new trial

684

801

667

 

 

 

 

 

Issuing the acquittal verdict

86

51

45

 

 

 

 

 

Dismissing the case

93

34

31

 

 

 

 

 

 

Returning the case to the prosecutor

19

34

37

 

 

 

 

 

 

 

Annex №32

Guilty verdicts that have been modified by the courts of Cassation during the period of 20102012 (taking into consideration the number of individuals, grounds)

 

grounds

2010

2011

2012

 

 

 

 

 

Overall number

14 451

14 471

14 491

 

 

 

 

 

 

Modifying the description of the crime

 

 

 

Including:

(crime qualification) without reducing the

280

410

352

sentence

 

 

 

Modifying the description of the crime and

3 367

3 410

2 670

reducing the sentence

 

 

 

Without modification of the description of

10 804

10 652

11 469

 

 

the crime but imposing less severe sentence

 

 

 

 

335

Annex №33

Guilty verdicts that have been reversed by the courts of Cassation during the period of 20102012 (taking into consideration the number of individuals, grounds)

 

grounds

2010

2011

2012

 

 

 

 

 

Overall number

10 520

8 988

8 682

 

 

 

 

 

 

Referring the case to the Court of Appeal

9 588

8 014

7 844

 

(as the 1st instance) for the new trial

 

 

 

 

 

Referring the case for the new trial due to

1 038

944

901

 

the relatively low penalty

 

 

 

 

including:

Returning the case to the prosecutor

-

266

235

 

 

 

 

Dismissing the case due to reconciliation

 

 

 

with the victim, defendant remorse, death

85

86

113

of the victim

 

 

 

Dismissing the case due to the rehabilitative

276

193

185

 

 

grounds

 

 

 

 

 

Dismissing the case due to the other

183

188

125

 

grounds

 

 

 

 

 

Partly (cases where less severe convictions

269

241

180

 

have been upheld)

 

 

 

 

Annex №34

Guilty verdicts that have been modified by the courts of Cassation and Supervisory courts during the period of 20132015 (taking into consideration the number of individuals, grounds)

 

grounds

2013

2014

2015

 

 

 

 

 

Overall number

8 319

3 616

3 668

 

 

 

 

 

including:

Modifying the description of the crime (crime

145

139

149

qualification) without reducing the sentence

 

 

 

 

Modifying the description of the crime and

2 593

976

739

reducing the sentence

 

 

 

 

Without modification of the description of the

5 581

2 501

2 775

 

crime but imposing less severe sentence

 

 

 

 

336

Annex №35

Guilty verdicts that have been reversed by the courts of Cassation and Supervisory courts during the period of 20132015 (taking into consideration the number of individuals, grounds)

 

grounds

2013

2014

2015

 

 

 

 

 

Overall number

1 196

1 058

1 130

 

 

 

 

 

 

Referring the case for the new trial

852

841

883

 

 

 

 

 

 

Dismissing the case due to reconciliation with

 

 

 

 

the victim, defendant remorse, death of the

100

77

48

including:

victim and other grounds539

 

 

 

Dismissing the case due to the rehabilitative

76

62

81

grounds

 

 

 

Returning the case to the prosecutor

26

52

92

 

 

 

 

 

 

Partly (cases where less severe convictions have

142

26

21

 

been upheld)

 

 

 

 

 

Appellate Courts

0

0

5

 

 

 

 

 

Annex №36

Guilty verdicts that have been modified by the Supervisory courts during the period of 20102012 (taking into consideration the number of individuals, grounds)

 

grounds

2010

2011

2012

 

 

 

 

 

Overall number

9 480

7 750

7 694

 

 

 

 

 

Including:

Modifying the description of the crime (crime

230

328

126

qualification) without reducing the sentence

 

 

 

Modifying the description of the crime and

2 254

2 680

2 191

reducing the sentence

 

 

 

Without modification of the description of the

6 996

4 742

5 377

 

crime but imposing less severe sentence

 

 

 

 

539 Before 2015 it used to be written as «Dismissing the case due to death of the victim, reconciliation with the victim, defendant remorse», starting from 2015 – «other grounds».

337

Annex №37

Guilty verdicts that have been reversed by the Supervisory courts during the period of 20102012 (taking into consideration the number of individuals, grounds)

 

grounds

2010

2011

2012

 

 

 

 

 

Overall number

1 302

1 250

1 128

 

 

 

 

 

 

Referring the case for the new trial

986

952

908

 

 

 

 

 

including:

Dismissing the case due to the rehabilitative

140

121

140

grounds

 

 

 

Dismissing the case due to the other grounds

136

130

82

 

 

 

 

Partly (cases where less severe convictions

40

47

98

 

 

have been upheld)

 

 

 

 

 

Appellate Courts

0

0

0

 

 

 

 

 

Annex №38

Number of acquittals that have been overturned by the Cassation courts during the period of 2010 -2012 (taking into consideration the number of individuals)

2010

2011

2012

 

 

 

827

756

550

 

 

 

Annex №39

Number of acquittals that have been overturned by the Cassation courts and Supervisory courts during the period of 2013 -2015 (taking into consideration the number of individuals)

2013

2014

2015

 

 

 

11

16

26

 

 

 

338

Annex №40

Information on activities of the prosecutor at the stage of initiating the criminal proceedings540

 

2011

2012

2013

2014

2015

 

 

 

 

 

 

Number of case files that have been

 

 

 

 

 

referred to. Such reference is done in

 

 

 

 

 

compliance with paragraph 2 of part 2 or

34 220

31 454

29 502

28 755

28 847

article 37 of criminal procedural law of

 

 

 

 

 

Russian Federation

 

 

 

 

 

- number of initiated criminal cases

26 144

25 865

24 589

24 612

24 951

Number of referred case files concerning

 

 

 

 

 

respect for human and civil rights and

17 303

15 632

14 208

13 876

14 423

freedoms

 

 

 

 

 

- number of initiated criminal cases

13 929

13 444

12 376

12 182

12 944

Number of case files that have been

 

 

 

 

 

referred to, concerning the wage,

1 249

869

739

660

796

remuneration

 

 

 

 

 

- number of initiated criminal cases

436

414

397

426

544

Number of referred case files concerning

11 478

10 712

10 485

9 332

9 626

economics sphere

 

 

 

 

 

-number of initiated criminal cases

8 125

8 197

8 176

7 632

7 800

Number of referred case files concerning

1 248

1 096

868

 

 

national projects

 

 

 

 

 

 

 

- number of initiated criminal cases

846

897

685

 

 

Number of referred case files concerning

 

 

 

 

 

corruption issues

 

 

 

 

 

- number of initiated criminal cases

4 251

4 567

4 560

4 098

4 020

Number of referred case files concerning

 

 

 

 

 

federal security, inter-ethnic relations,

162

151

275

180

194

extremism issues

 

 

 

 

 

-number of initiated criminal cases

107

120

214

135

150

Number of referred case files concerning

Х

Х

1 398

1 127

1 094

housing and public utilities

 

 

 

 

 

-number of initiated criminal cases

Х

Х

984

827

848

540 Data sources for attachments №40 – 43: The main results of the work on the implementation of laws Supervision, observance of human rights and civils in January - December 2011-2012 / Official website of the General Prosecutor of the Russian Federation // URL: http://www.genproc.gov.ru/stat/data/ (source usage date: 29.10.2015); The main results of the prosecutor's activity for January - December 2013 / Official website of the General Prosecutor of the Russian Federation // URL: http://www.genproc.gov.ru/stat/data/ (source usage date: 29.10.2015); The main results of the prosecutor's activity for January - December 2014 / Official website of the General Prosecutor of the Russian Federation // URL: http://www.genproc.gov.ru/stat/data/ (source usage date: 29.10.2015); The main results of the prosecutor's activity for January - December 2015 / Official website of the General Prosecutor of the Russian Federation // URL: http://www.genproc.gov.ru/stat/data/ (source usage date: 20.02.2016).

339

Annex №41

Information on activities of the prosecutor regarding supervision of implementation of the law at the pre-trial stage

 

2011

2012

2013

2014

2015

 

 

 

 

 

 

 

 

 

 

 

 

Overall number of violations

4 148 277

5 038 064

4 860 918

5 921 866

4 908 615

 

Including cases of recording,

 

 

 

 

 

 

 

 

 

 

registering, checking reports on

2 921 344

3 428 095

3 489 553

3 605 162

3 732 360

 

committed crimes

 

 

 

 

 

 

 

 

 

 

Requirements to eliminate

 

 

 

 

 

 

 

 

 

 

violations of law. Such is done in

 

 

 

 

 

 

 

 

 

 

compliance with paragraph of part

83 223

115 594

147 337

184 300

215 246

 

2 of article 37 of criminal

 

 

 

 

 

 

 

 

 

 

 

procedural law of Russian

 

 

 

 

 

 

 

 

 

 

Federation

 

 

 

 

 

 

 

 

 

 

Number of prosecutor`s

 

 

 

 

 

 

 

 

 

 

submissions and information on

97 728

102 676

91 684

99 996

86 639

 

elimination of the violations

 

 

 

 

 

 

 

 

 

 

Number of people who have been

93 505

118 650

119 095

140 306

145 269

 

charged with disciplinary offences

 

 

 

 

 

 

 

 

 

 

 

Abolition of investigator`s and

 

 

 

 

 

 

 

 

 

 

interrogator`s acts that initiated

35 480

31 012

23 498

19 066

19 256

 

criminal proceedings

 

 

 

 

 

 

 

 

 

 

Abolition of acts about refusal to

2 326 896

2 585 732

2 575 024

2 518 508

2 516 501

 

initiate criminal proceedings

 

 

 

 

 

 

 

 

 

 

 

Abolition of acts that dismissed

 

 

 

 

 

 

 

 

 

 

criminal case (criminal

26 981

26 729

24 763

29 330

31 612

 

proceedings)

 

 

 

 

 

 

 

 

 

 

Abolition of acts that suspended

405 684

415 676

407 571

424 080

443 674

 

preliminary investigation

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Annex №42

Prosecutors activity data in criminal proceedings

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Prosecutor measures

2011

 

2012

 

2013

 

2014

 

2015

 

 

 

 

 

 

 

 

 

 

 

 

Supervision of activities, decisions

 

 

 

 

 

 

 

 

 

 

(inactivity) of officials conducting

 

 

 

 

 

 

 

 

 

 

inquiry and investigation regarding

326 888

 

333 032

 

352 598

 

362 072

 

397 616

acceptance, registration,

 

 

 

 

 

 

 

 

 

 

consideration of crime reports

 

 

 

 

 

 

 

 

 

 

Supervision of preliminary

 

 

 

 

 

 

 

 

 

 

investigation(inquiry and

265 186

 

258 193

 

257 830

 

245 373

 

252 168

investigation)

 

 

 

 

 

 

 

 

 

 

Supervision of the lawfulness and

 

 

 

 

 

 

 

 

 

 

validity of the judgments

127 863

 

117 880

 

113 991

 

109 417

 

99 870

 

concerning criminal cases

 

 

 

 

 

 

 

 

 

 

Supervision of implementing the

 

 

 

 

 

 

 

 

 

 

law during the execution of

54 301

 

55 301

 

54 288

 

50 743

 

56 926

 

criminal penalties

 

 

 

 

 

 

 

 

 

 

340

Annex №43

Information on prosecutor`s activities during the trial stage

Trial stage

2011

2012

2013

2014

2015

 

 

 

 

 

 

Overall number of cases considered

887 654

855 526

870 824

869 520

900 461

by the 1st instance courts

 

 

 

 

 

Overall number of cases considered

20 141

19 302

93 629

116 410

121 032

by courts of Appellate

 

 

 

 

 

Overall number of cases considered

125 043

116 455

1 847

4 932

6 770

by courts of Cassation

 

 

 

 

 

Legal submissions (not taking into

 

 

 

 

 

consideration the number of

10 831

10 889

36 644

39 531

39 893

submission that were waived)

 

 

 

 

 

Number of appellate submissions that

8 300

8 795

28 090

35 816

36 353

were granted (number of individuals)

 

 

 

 

 

– % of all cases considered by the

77,5

82,9

74,9

78,9

80,7

courts

 

 

 

 

 

Prosecutor`s appellate submissions

 

 

 

 

 

that resulted in abolition and change

 

 

15 655

20 084

20 371

of judgements (number of individuals)

 

 

 

 

 

– % of all overturned and changed

 

 

77,1

80,6

83,0

judgements (number of individuals)

 

 

 

 

 

 

 

Cassation submissions (not taking into

 

 

 

 

 

consideration the number of

46 721

43 457

1 825

3 079

3 922

submission that were waived)

 

 

 

 

 

Number of cassation submissions that

39 109

37490

971

2 291

2 943

were granted (number of individuals)

 

 

 

 

 

– % of all the considered submissions

68,4

72,9

96,9

97,3

96,7

Prosecutor`s cassation submissions

 

 

 

 

 

that resulted in abolition and change

20 913

20681

 

 

 

of judgements

 

 

 

 

 

– % of all overturned and changed

 

 

 

 

 

judgements as a result of

82,7

82

 

 

 

consideration submitted complaints

 

 

 

 

 

 

 

 

and submissions

 

 

 

 

 

Supervisory submissions (not taking

 

 

 

 

 

into consideration the number of

5 591

5680

1 026

72

15

submission that were waived)

 

 

 

 

 

Number of supervisory submissions

 

 

 

 

 

that were granted (number of

4 219

4349

781

105

10

individuals)

 

 

 

 

 

– % of all the considered submissions

98,4

98,3

98,9

100

100

341

Annex №44

Results of questionnaires conducted among judges, advocates, officials of prosecution office and investigators

1. What types of mistakes do you usually find in criminal cases that have been investigated by investigators or officials conducting initial inquiries:

Note for investigators: the question for investigators is the following «What mistakes do you usually make during the investigation of criminal cases? »

а) incompleteness, subjectivity, biased attitude of examination of facts to be proved (gaps of preliminary investigation);

- judges:

50,0%

- officials of prosecution office:

77,8%

- investigators:

87,1%

- advocates:

80,4%

b) violation of Russian Federation Constitutional provisions regarding human and civil rights and freedoms, violation of international standards for criminal justice;

- judges:

0%

- officials of prosecution office:

0%

- investigators:

0%

- advocates:

30,2%

c) significant violation of criminal procedural law;

- judges:

66,7%

- officials of prosecution office:

55,6%

- investigators:

7,7%

- advocates:

40,6%

d) Improper application of articles(provisions) of Criminal code of Russian Federation– general part of code, crime qualification(description), etc.

- judges:

33,3%

- officials of prosecution office:

27,8%

- investigators:

2,6%

- advocates:

20,9%

2. How often did the suspects, defendants, their representatives, advocates report on unacceptable, unlawful methods (violence, threat of violence) and provocations of police officers, whether such provocations and unlawful, unacceptable methods were reported in an official or non-official way?

а) often (such is revealed in almost every second case);

- judges:

50,0% (pre-trial stages);

66,7% (trial stages)

 

- officials of prosecution office:

61,1%

- investigators:

2,6%

- advocates:

20,7

b) seldom (such is revealed in approximately every 10th case);

- judges:

44,4% (pre-trial stages);

38,9% (trial stages)

 

- officials of prosecution office:

27,8%

- investigators:

20,5%

- advocates:

50,1%

c) such reports were not filed;

 

- judges:

5,6% (both pre-trial and trial stages)

- officials of prosecution office:

5,6%

- investigators:

69,2%

 

 

342

 

- advocates:

10,4%

 

3.

What measures did you take in order to check the above-mentioned reports?

judges:

 

 

а) submitted the case file to the prosecutor:

5,6%

b) submitted the case file to

 

 

Investigative Committee:

 

5,6%

c) during the trial interrogating

 

94,4%

the police officers, other witnesses,

 

 

examining documents, etc.

 

 

officials of prosecution office:

 

 

а) conduction of checks:

 

38,9%

b) submitted the case file to

 

 

Investigative Committee:

 

77,8%

c) offered to conduct departmental inspections:

0%

Investigators:

 

 

а) conduction of preliminary inquiries:

2,6%

b) initiation of criminal proceedings,

 

 

and conduction of immediate

 

0%

investigative actions:

 

 

c) requested the conduction of

 

 

departmental inspections:

 

12,8%

Advocates:

 

 

а) Offered their clients to make an official

 

statement to the prosecutor,

 

 

Investigative Committee, court

 

70,2%

b) Conducted their own investigation (what kind?)

 

in order to obtain proof of such violence,

 

other information about application

 

 

of violence (threats of violence)

 

30,6%

c) informed the investigator about the

 

violence (threats of violence):

 

10,4%

d) personally submitted complaints to

 

the prosecution office, Investigative Committee:

30,2%

e) personally submitted complaints to the court

 

in compliance with the provisions of article 125

 

of criminal procedural law code

 

 

of Russian Federation:

 

10,3%

5. Do you think that investigators and officials conducting initial inquiries, exaggerate the qualification of the crime («so-called qualification (description of the crime) in advance»)?

а) yes, in order to receive the remand order for detention of suspects, defendants;

- judges:

5,6%

- officials of prosecution office:

0%

- investigators:

0%

- advocates:

0%

b) yes, in order for the court to change the qualification of the crime to less severe crime, without returning the case file to the prosecutor;

- judges:

33,3%

- officials of prosecution office:

61,1%

- investigators:

7,7%

- advocates:

20,4%

c) no, the exaggeration never occurs

 

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