- •Public Policy Analysis
- •IMpa Grands exercices de cours
- •1. Introduction 99
- •The Analysis of China’s Policy of Importing Solid Waste Zhanyu Li
- •1. Introduction 99
- •1. Introduction 99
- •8. Conclusion 129
- •Introduction
- •1.1 The choice of policies and countries
- •1.2 Short history of China’s policy of waste importation
- •1.3 Short history of Germany’s policy of waste importation
- •The Political Definition of the Problem
- •2.1 China’s political definition of the problem
- •Intervention hypothesis
- •2.2 Germany’s political definition of the problem
- •Intervention Hypothesis
- •2.3 Comparative studies
- •3.1 Five constituent elements of the pap of China’s policy of waste importation
- •3.2 Five constituent elements of the pap of Germany’s policy of waste importation
- •3.3 Comparative studies
- •China’s paAs
- •The paa of licensing the domestic consignees
- •4.2 Germany’s paAs
- •4.3 Comparative studies
- •5.1 China’s aPs
- •5.2 Germany’s aPs
- •5.3 Comparative studies
- •The outputs
- •6.1 China’s output of licensing enterprises using solid waste
- •6.2 Germany’s output of written consent of shipment of waste
- •6.3 Comparative studies
- •Evaluative Statements
- •7.1 Evaluating China’s output of licensing solid waste
- •7.2 Evaluating Germany’s output of consent
- •7.3. Comparative Studies
- •Conclusion
- •References
- •The Analysis of China’s Policy
- •Of Importing Solid Waste
- •Zhanyu Li
- •Abstract
- •Research Background
- •1.1 The definition of solid waste
- •1.2. The double-edged solid waste
- •1.3. The global waste trade
- •1.4. International conventions and agreements
- •Research Rationale
- •Literature Review and Conceptual Framework
- •3.1 The literatures on solid waste
- •3.2. The literatures on China’s import of solid waste
- •3.3. Conceptual framework
- •Research questions
- •Data Collection and Methodology
- •The overall description of solid waste imported by China
- •The driving force behind China's import of solid waste
- •7.1 The imported solid waste can mitigate the domestic lack of resources.
- •7.2. The cheap labour resources in China
- •7.3. The needs arising from certain industries
- •7.4. The underdeveloped domestic collecting system
- •7.5. Low shipping costs
- •The challenges facing Chinese public authorities
- •8.1. The transferring, renting and faking of import license.
- •8.2. The waste trafficking
- •8.3. The lack of public awareness of significance of imported solid waste
- •8.4. The inadequacy of technologies, personnel and other public resources
- •8.5. The secondary environmental pollution caused by inappropriate use of
- •Imported solid waste
- •The evolution of Chinese policies of importing solid waste
- •The current regimes of regulating import of solid waste
- •10.1. The competent authorities
- •10.2. The legal framework
- •Political agenda setting
- •Policy Programming
- •12.1. Political-administrative programs
- •12.2. Political-administrative arrangements
- •12.3. The actors' games at the stage of policy programming – the example of China's Association of Plastics Processing Industry
- •Policy implementation
- •13.1. Action plans
- •13.2. The operational analysis of aPs of enclosed management zone
- •Implementation acts (outputs)
- •14.1. Operational analysis of implementation acts
- •14.2. The Game of Policy Actors at the Stage of Policy Implementation- The example of the implementation of policy of imported solid waste at Luqiao District of Taizhou City.
- •Evaluating policy effects
- •15.1. The dimensions of evaluating the policy of import of solid waste
- •15.2. Data collections
- •15.3. Other independent variants
- •Appendix I
- •References
- •Introduction
- •Causal Model
- •2.3 Comparative discussions
- •Causal hypothesis
- •Political-administrative Program (pap)
- •Mainland China
- •3.1.1 Concrete objectives
- •3.1.2 Evaluative elements
- •3.1.3 Operational elements
- •3.1.4 Paa and resources
- •3.1.5 Procedural elements
- •Hong Kong
- •3.2.1 Concrete objectives
- •3.2.2 Evaluative elements
- •3.2.3 Operational elements
- •3.2.4 Paa and resources
- •3.2.5 Procedural elements
- •3.3 Comparisons between Mainland China and Hong Kong
- •Political-administrative Arrangement (paa)
- •4.1 Mainland China
- •4.2 Hong Kong
- •4.3 Comparisons between Mainland China and Hong Kong
- •Action plan (ap)
- •5.1 Mainland China
- •5.3 Comparisons between Mainland China and Hong Kong
- •Outputs
- •Mainland China (Beijing)
- •6.1.1 Output one: Restrictions on the last digit of vehicle plate numbers
- •6.1.2 Output two: Lottery systems for new car plates
- •Hong Kong
- •6.2.1 Output one: Improvement of the interchange between private and public transport modes.
- •6.2.2 Output two: Use of Alternative Fuel Vehicles to replace Diesel Vehicles
- •6.3 Comparisons between Mainland China and Hong Kong
- •6.3.1. Strategies
- •6.3.2. Six dimensions of the analysis of the outputs
- •Evaluative statement
- •7.1 The evaluative statement in Beijing
- •7.2 The evaluative statement in Hong Kong
- •7.3 Comparative discussion
- •Conclusion
- •References
15.3. Other independent variants
However, all of this data concerning the objectives of a policy does not provide any indications on the existence of outcomes. It is not yet possible to conclude the extent to which the policy objectives have been achieved (or not achieved) thanks to the implementation of the policy in question by means of a simple comparison aimed at values and real values (indicators concerning objectives). These changes may also be the outcome of other factors. To exclude the distractions of the factors irrelevant with the policies, the other independent variants will be discussed here.
A. The macro environment of global waste trade
The macro environment of global waste trade, including higher global price of solid waste, competition from other import countries, as well as decreasing provision of solid waste from developed countries due to economic crisis can also leads to the impact of the shutdown of small and home workshop enterprises; decrease of the amount of imported solid waste used by the enterprises; and the mitigated phenomenon of transferring, renting and borrowing solid waste.
B. The changes in waste policies of export country
The possibilities of the changes in waste policies of export countries, such as stricter regulations on the export of waste to other countries; less financial incentives given to exporters of waste will produce the impacts of Increasing rate of the qualified solid waste pre-shipment; increasing rate of the qualified solid waste upon arrival; reduced number of illegal shipment of solid waste.
C. Increasing international cooperation under the Basel Convention
Increasing international cooperation, such as more frequent and reliable procedures of notifications and improved information exchanges will also lead to the impact of increasing rate of the qualified solid waste pre-shipment; increasing rate of the qualified solid waste upon arrival; and reduced number of illegal shipment of solid waste.
D. Other Domestic policies: recycled economy policy, infrastructure policy, transportation
policy
The policy of recycled economy can produce the output of subsidy to the environmental-friendly equipment and technologies, which will lead to impact on enterprises to invest more in environmental-friendly equipment and technologies. In the same way, the infrastructures policy will boost the development of the enclosed management zone by providing the zones with good facilities. The transportation policy may produce an output of restraining the transport of imported solid waste, which will also lead to an impact of decreased amount of solid waste used by the enterprises due to high transportation requirements and increasing transportation costs.
Figure XIII: The dimensions of evaluating China’s policy of importing solid waste
and the relevant indicators
Chapter IV: Conclusions
From the analysis of the previous chapters, it can be concluded that, to settle the problems of environment, public health, resources, and industrial development brought by China’s importation of solid waste, China’s policy has evolved since 1980s and became a more and more comprehensive policy with mixed PAPs with diverse implementations; Central PAAs of multiple actors: formal and discriminatory APs, and coherent and formal outputs. Apart from the dimensions used in the evaluative statements disclosed to the public by the public-administrative actors, various dimensions of impacts, such as decreasing amount of imported solid waste, more investment in technologies and equipment by enterprises and etc; as well as the dimensions of outcomes, such as the improvement of the environment surrounding the enterprises, lower complaints from residents and etc; can also be employed to evaluate the policy. It should be noted that, several other independent variables, such as the macro environment of global waste trade, the changes in waste policies of export countries, increasing international cooperation, and other domestic policies, should be excluded in evaluation. In the games of policy actors, based on certain institutions, actors will use their own resources to influence the policy products. In the example of China’s Association of Waste Plastics, under the institutional rules of associations’ participation in consultation on policy-making, they used resources of information and expertise to persuade policy-makers and also the resources of organization to reinforce the opinions of the enterprises using solid waste when policy-makers formulate relevant standards, rules and laws. In the example of policy implementation at Luqiao District, the policy actors, the enterprises, the local governments and the residents as well as environmental organization all employ the resources at their own disposal, such as money, information, consensus, force to affect policy implementation.
Due to the limits of time and access to data, the author only proposes some dimensions for evaluating the policy, but restrains from conducting an real systematic evaluation of the policy. Therefore, a systematic evaluation of the policy may be achieved in the future. Moreover, in this thesis, the author only demonstrates the resources employed by actors based on institutional rules at the stage of policy programming and policy implementation. With the provision of more time and data, the games of policy actors at other stages of policy cycle can also be studies by other scholars.
