- •Public Policy Analysis
- •IMpa Grands exercices de cours
- •1. Introduction 99
- •The Analysis of China’s Policy of Importing Solid Waste Zhanyu Li
- •1. Introduction 99
- •1. Introduction 99
- •8. Conclusion 129
- •Introduction
- •1.1 The choice of policies and countries
- •1.2 Short history of China’s policy of waste importation
- •1.3 Short history of Germany’s policy of waste importation
- •The Political Definition of the Problem
- •2.1 China’s political definition of the problem
- •Intervention hypothesis
- •2.2 Germany’s political definition of the problem
- •Intervention Hypothesis
- •2.3 Comparative studies
- •3.1 Five constituent elements of the pap of China’s policy of waste importation
- •3.2 Five constituent elements of the pap of Germany’s policy of waste importation
- •3.3 Comparative studies
- •China’s paAs
- •The paa of licensing the domestic consignees
- •4.2 Germany’s paAs
- •4.3 Comparative studies
- •5.1 China’s aPs
- •5.2 Germany’s aPs
- •5.3 Comparative studies
- •The outputs
- •6.1 China’s output of licensing enterprises using solid waste
- •6.2 Germany’s output of written consent of shipment of waste
- •6.3 Comparative studies
- •Evaluative Statements
- •7.1 Evaluating China’s output of licensing solid waste
- •7.2 Evaluating Germany’s output of consent
- •7.3. Comparative Studies
- •Conclusion
- •References
- •The Analysis of China’s Policy
- •Of Importing Solid Waste
- •Zhanyu Li
- •Abstract
- •Research Background
- •1.1 The definition of solid waste
- •1.2. The double-edged solid waste
- •1.3. The global waste trade
- •1.4. International conventions and agreements
- •Research Rationale
- •Literature Review and Conceptual Framework
- •3.1 The literatures on solid waste
- •3.2. The literatures on China’s import of solid waste
- •3.3. Conceptual framework
- •Research questions
- •Data Collection and Methodology
- •The overall description of solid waste imported by China
- •The driving force behind China's import of solid waste
- •7.1 The imported solid waste can mitigate the domestic lack of resources.
- •7.2. The cheap labour resources in China
- •7.3. The needs arising from certain industries
- •7.4. The underdeveloped domestic collecting system
- •7.5. Low shipping costs
- •The challenges facing Chinese public authorities
- •8.1. The transferring, renting and faking of import license.
- •8.2. The waste trafficking
- •8.3. The lack of public awareness of significance of imported solid waste
- •8.4. The inadequacy of technologies, personnel and other public resources
- •8.5. The secondary environmental pollution caused by inappropriate use of
- •Imported solid waste
- •The evolution of Chinese policies of importing solid waste
- •The current regimes of regulating import of solid waste
- •10.1. The competent authorities
- •10.2. The legal framework
- •Political agenda setting
- •Policy Programming
- •12.1. Political-administrative programs
- •12.2. Political-administrative arrangements
- •12.3. The actors' games at the stage of policy programming – the example of China's Association of Plastics Processing Industry
- •Policy implementation
- •13.1. Action plans
- •13.2. The operational analysis of aPs of enclosed management zone
- •Implementation acts (outputs)
- •14.1. Operational analysis of implementation acts
- •14.2. The Game of Policy Actors at the Stage of Policy Implementation- The example of the implementation of policy of imported solid waste at Luqiao District of Taizhou City.
- •Evaluating policy effects
- •15.1. The dimensions of evaluating the policy of import of solid waste
- •15.2. Data collections
- •15.3. Other independent variants
- •Appendix I
- •References
- •Introduction
- •Causal Model
- •2.3 Comparative discussions
- •Causal hypothesis
- •Political-administrative Program (pap)
- •Mainland China
- •3.1.1 Concrete objectives
- •3.1.2 Evaluative elements
- •3.1.3 Operational elements
- •3.1.4 Paa and resources
- •3.1.5 Procedural elements
- •Hong Kong
- •3.2.1 Concrete objectives
- •3.2.2 Evaluative elements
- •3.2.3 Operational elements
- •3.2.4 Paa and resources
- •3.2.5 Procedural elements
- •3.3 Comparisons between Mainland China and Hong Kong
- •Political-administrative Arrangement (paa)
- •4.1 Mainland China
- •4.2 Hong Kong
- •4.3 Comparisons between Mainland China and Hong Kong
- •Action plan (ap)
- •5.1 Mainland China
- •5.3 Comparisons between Mainland China and Hong Kong
- •Outputs
- •Mainland China (Beijing)
- •6.1.1 Output one: Restrictions on the last digit of vehicle plate numbers
- •6.1.2 Output two: Lottery systems for new car plates
- •Hong Kong
- •6.2.1 Output one: Improvement of the interchange between private and public transport modes.
- •6.2.2 Output two: Use of Alternative Fuel Vehicles to replace Diesel Vehicles
- •6.3 Comparisons between Mainland China and Hong Kong
- •6.3.1. Strategies
- •6.3.2. Six dimensions of the analysis of the outputs
- •Evaluative statement
- •7.1 The evaluative statement in Beijing
- •7.2 The evaluative statement in Hong Kong
- •7.3 Comparative discussion
- •Conclusion
- •References
Policy implementation
The implementation of policy are defined in Public Policy Analysis as the set of decisions and activities carried out by the public para-state and private actors who belong to the PAA; framed by a PAP (either by a set of legislative and regulatory rules that are more or less flexible and favorable to the interests of the different actors) governing the specific institutional rules of the policy in question; and carried out with the intention of creating, influencing or controlling:
The constitution of a 'policy network' (as defined by Clivaz, 1998), which structures the contracts between the formally competent administration (PAA), other stakeholder administrative services, target groups, end beneficiaries and third-party groups;
The conception of an 'implementation strategy', adopted within APs, which take into account updated analysis of the public problem to be resolved, in particular, its social (or functional), spatial (or geographic) and temporal distribution. Increasingly, the production of these plans is formally organized by means of codified planning exercises;
The (preparatory work for) concrete, general or individual decisions and activities that are directly addressed at target groups (outputs: products and / or administrative services)
13.1. Action plans
Action plans are defined as the set of planning decisions considered as necessary for the coordinated and targeted production of administrative services (outputs) and which, in certain circumstances, may already be partially established by the PAP. Thus, APs define priorities for the production of concrete measures and for the allocation of resources necessary to implement administrative decisions and activities.
In China's policy of importing solid waste, there are two kinds of APs, the functional and spatial one.
The APs of importing waste plastics
Among all kinds of solid waste imported by China from abroad, waste plastics occupy a striking position. The imported amount of waste plastics during the period of 2009-2012 can be demonstrated in the following table.
Table VIII: The imported amount of waste plastics 2009-2012
The year |
The imported amount of waste plastics |
The percentage of imported waste plastics among the total of all kinds of imported waste |
2010 |
8.0421 million tons |
17.51% |
2011 |
8.4077 million tons |
14.61% |
2012 |
8.8969 million tons |
15.10% |
Based on The Annual Report of Quality Inspection, and Quarantine of Imported Solid Waste of 2010-2012, available at http://www.aqsiq.gov.cn/zjxw/zjxw/zjftpxw/201306/P020130627590322671544.docx (in Chinese)
As a big importer of waste plastics, the total number of enterprises using waste plastics is almost 1600, which is the largest among all the enterprises using solid waste. In 2011, there were 1579 enterprises using waste plastics, which made up 54.21% of the total number of the enterprises using solid waste. At the same time, as the second manufacturer of plastics products in the world, China has a big demand for plastics, which cannot be fully met by the domestic supply of plastics materials. On that occasion, the imported waste plastics, which are of good quality and flexibility capabilities of being processed, are increasingly becoming a substitute for plastics materials. Besides, compared to the higher price of the plastics materials due to the increasing price of oil at international market, its stability of price makes waste plastics more attractive to manufacturers of plastics products.95
However, China also faces big challenges posed by importation of waste plastics. Waste plastics is the type of waste which takes up the highest rate of being disqualified after inspection after arrival among all types of solid waste which have been inspected.
Table IX: The statistics on quality inspection and quarantine of waste plastics
The rate of being disqualified in 2010 |
The rate of being disqualified in 2011 |
The rate of being disqualified in 2012 |
The number of batches which are disqualified in 2012 |
The rate of disqualified batches of waste plastics among the total batches of disqualified solid waste in 2012 |
0.13% |
0.12% |
0.12% |
154 |
59.23% |
Based on The Annual Report of Quality Inspection, and Quarantine of Imported Solid Waste of 2010-2012, available at http://www.aqsiq.gov.cn/zjxw/zjxw/zjftpxw/201306/P020130627590322671544.docx (in Chinese)
It is clearly shown above that, to solve the problems of importing solid waste, the foreign suppliers, domestic consignees of waste plastics and the enterprises using waste plastics should be given priorities among all target groups. Therefore, in 2013, to solve the problems of importing waste plastics, the public administrative actor issue an action plan for its policy of importing solid waste which is focus on waste plastics,96 which employs special requirements and standards on the enterprises using waste plastics.
Figure X: The APs of importing waste plastics
In this action plan, when applying for license of using waste plastics, the enterprises not only should be complied with the general requirements of using solid waste, but also the special requirements and standards of using waste plastics.
The APs of the enclosed management zone
Also, to promote the enclosed management of the imported solid waste, the government also issued APs based on the geographical criteria.97 Here the APs of Enclosed Management Zone will be focused.
The Figure XI shows the route of APs of the enclosed management zone.
Figure XI: The APs of the enclosed management zone
In the APs of Enclosed Management Zones, there will be a fast track measures concerning licensing the enterprises in Enclosed Management Zones. Besides, they will enjoy the priority of more quota of import of solid waste on the license of import of solid waste.98
