- •Public Policy Analysis
- •IMpa Grands exercices de cours
- •1. Introduction 99
- •The Analysis of China’s Policy of Importing Solid Waste Zhanyu Li
- •1. Introduction 99
- •1. Introduction 99
- •8. Conclusion 129
- •Introduction
- •1.1 The choice of policies and countries
- •1.2 Short history of China’s policy of waste importation
- •1.3 Short history of Germany’s policy of waste importation
- •The Political Definition of the Problem
- •2.1 China’s political definition of the problem
- •Intervention hypothesis
- •2.2 Germany’s political definition of the problem
- •Intervention Hypothesis
- •2.3 Comparative studies
- •3.1 Five constituent elements of the pap of China’s policy of waste importation
- •3.2 Five constituent elements of the pap of Germany’s policy of waste importation
- •3.3 Comparative studies
- •China’s paAs
- •The paa of licensing the domestic consignees
- •4.2 Germany’s paAs
- •4.3 Comparative studies
- •5.1 China’s aPs
- •5.2 Germany’s aPs
- •5.3 Comparative studies
- •The outputs
- •6.1 China’s output of licensing enterprises using solid waste
- •6.2 Germany’s output of written consent of shipment of waste
- •6.3 Comparative studies
- •Evaluative Statements
- •7.1 Evaluating China’s output of licensing solid waste
- •7.2 Evaluating Germany’s output of consent
- •7.3. Comparative Studies
- •Conclusion
- •References
- •The Analysis of China’s Policy
- •Of Importing Solid Waste
- •Zhanyu Li
- •Abstract
- •Research Background
- •1.1 The definition of solid waste
- •1.2. The double-edged solid waste
- •1.3. The global waste trade
- •1.4. International conventions and agreements
- •Research Rationale
- •Literature Review and Conceptual Framework
- •3.1 The literatures on solid waste
- •3.2. The literatures on China’s import of solid waste
- •3.3. Conceptual framework
- •Research questions
- •Data Collection and Methodology
- •The overall description of solid waste imported by China
- •The driving force behind China's import of solid waste
- •7.1 The imported solid waste can mitigate the domestic lack of resources.
- •7.2. The cheap labour resources in China
- •7.3. The needs arising from certain industries
- •7.4. The underdeveloped domestic collecting system
- •7.5. Low shipping costs
- •The challenges facing Chinese public authorities
- •8.1. The transferring, renting and faking of import license.
- •8.2. The waste trafficking
- •8.3. The lack of public awareness of significance of imported solid waste
- •8.4. The inadequacy of technologies, personnel and other public resources
- •8.5. The secondary environmental pollution caused by inappropriate use of
- •Imported solid waste
- •The evolution of Chinese policies of importing solid waste
- •The current regimes of regulating import of solid waste
- •10.1. The competent authorities
- •10.2. The legal framework
- •Political agenda setting
- •Policy Programming
- •12.1. Political-administrative programs
- •12.2. Political-administrative arrangements
- •12.3. The actors' games at the stage of policy programming – the example of China's Association of Plastics Processing Industry
- •Policy implementation
- •13.1. Action plans
- •13.2. The operational analysis of aPs of enclosed management zone
- •Implementation acts (outputs)
- •14.1. Operational analysis of implementation acts
- •14.2. The Game of Policy Actors at the Stage of Policy Implementation- The example of the implementation of policy of imported solid waste at Luqiao District of Taizhou City.
- •Evaluating policy effects
- •15.1. The dimensions of evaluating the policy of import of solid waste
- •15.2. Data collections
- •15.3. Other independent variants
- •Appendix I
- •References
- •Introduction
- •Causal Model
- •2.3 Comparative discussions
- •Causal hypothesis
- •Political-administrative Program (pap)
- •Mainland China
- •3.1.1 Concrete objectives
- •3.1.2 Evaluative elements
- •3.1.3 Operational elements
- •3.1.4 Paa and resources
- •3.1.5 Procedural elements
- •Hong Kong
- •3.2.1 Concrete objectives
- •3.2.2 Evaluative elements
- •3.2.3 Operational elements
- •3.2.4 Paa and resources
- •3.2.5 Procedural elements
- •3.3 Comparisons between Mainland China and Hong Kong
- •Political-administrative Arrangement (paa)
- •4.1 Mainland China
- •4.2 Hong Kong
- •4.3 Comparisons between Mainland China and Hong Kong
- •Action plan (ap)
- •5.1 Mainland China
- •5.3 Comparisons between Mainland China and Hong Kong
- •Outputs
- •Mainland China (Beijing)
- •6.1.1 Output one: Restrictions on the last digit of vehicle plate numbers
- •6.1.2 Output two: Lottery systems for new car plates
- •Hong Kong
- •6.2.1 Output one: Improvement of the interchange between private and public transport modes.
- •6.2.2 Output two: Use of Alternative Fuel Vehicles to replace Diesel Vehicles
- •6.3 Comparisons between Mainland China and Hong Kong
- •6.3.1. Strategies
- •6.3.2. Six dimensions of the analysis of the outputs
- •Evaluative statement
- •7.1 The evaluative statement in Beijing
- •7.2 The evaluative statement in Hong Kong
- •7.3 Comparative discussion
- •Conclusion
- •References
Policy Programming
12.1. Political-administrative programs
The first product to be explained as part of the programming stage of a public policy is the political-administrative programs (PAP). The PAP defines the legal bases for the objectives, intervention instruments and operational arrangements of the public action. This group of elements also incorporates decisions on the administrative process and organization of the implementation of the policy, that is, the political-administrative arrangements (PAA) that is the second product to be explained.
Here are five constituent elements of the PAP of China’s policy of waste importation.
Objectives
The objectives of the PAP of China’s policy in importing solid waste is to ensure the environment surrounding the production, storage, transit and use of solid waste to meet the environmental quality standards which is issued by the Ministry of Environmental Protection of China, including the ambient air quality standards (GB 3095-1996), quality standards for soil (GB 15618-1995), quality standards for underground water (GB/T 14848-9).
Evaluative elements
In the PAP, the Ministry of Environmental Protection of China will build up monitoring systems for the environment and develop monitoring methods.87 Such as, Technic Route for Monitoring the Environment,88 Technical specifications on sampling and sample preparation from industry solid waste ( HJT 20-1998). 89
Operational elements
The operational elements mainly cover: 90
The Ministry of Environmental Protection issued a catalogue of prohibited imported solid waste, putting the bans on import of prohibited solid waste.
If overseas suppliers want to export solid waste to China, they must obtain the registration certificate issued by department of quality supervision, inspection, and quarantine of the State Council.
If overseas suppliers want to export solid waste to China, pre-shipment inspection agency designated by the quality inspection and quarantine department of the State Council shall carry out pre-shipment inspection on imported solid waste and issue a certificate for pre-shipment inspection if it is qualified.
If domestic consignees want to import solid waste from abroad, they must obtain the registration certificate issued by the department of quality supervision, inspection, and quarantine of the State Council.
Upon arrival of the imported solid waste, the entry and exit inspection and quarantine agency shall issue the Customs Clearance Form of Entry of Goods after inspection and quarantine.
Customs shall inspect imported solid waste and fulfill the customs procedures.
If the enterprises want to use imported solid waste, they must obtain relevant licenses for import of solid waste as raw materials from the Ministry of Environmental Protection.
The Competent department of environmental protection administration of province, autonomous region or municipality shall organize site inspection and supervisory monitoring on the enterprises that use imported solid waste.
In conclusions, the operational elements of this policy are based on bans, obligations, and the allocation of various rights that may be the object of sanctions in the case of failure to respect them. Therefore, the operational elements of this PAP are in a regulatory mode.
Besides, the operational elements are formulated in PAP in a very concrete way. It points very clearly the target groups and divides the solid waste in three categories: solid waste prohibited for import, solid waste restricted for import, and solid waste automatically licensed for import.
Political-administrative arrangements and resources
In this policy, the competencies are attributed to existing services, that is, departments of environmental protection administration at national and local level; departments of commerce administration at national and local level; departments of economic comprehensive macro-economic control at national and local level; departments of customs at national and local level; departments of quality supervision, inspection and quarantine at national and local level. The granting of resources (finance, personnel and others) is then globally decided when the budgets of the services concerned are decided.
Procedural elements
The procedural elements of the PAP of the policy stipulates the procedures among the competent authorities, such as the environmental department for licensing, departments of customs for inspections, departments of quality supervision for monitoring. Also, it stipulates the procedures for cooperation between different political-administrative actors, such as the procedure for sharing information among different departments.
It also stipulates the procedures between departments of different levels, for example, the application should be first handed over to local level, than national level.
Furthermore, it also includes the procedure of how target group to lodge a complaint in the sanctions.
Table VII: The legal basis of PAP of China’s policy includes laws, ordinances and measures
at both national and local level.
National level |
The Revised Law of the People's Republic of China on the Prevention and Control of Environmental Pollution Caused by Solid Waste (2005) The Measures on Administration of Import of Solid Waste (2012) The Measures on Implementation of Registration of Foreign Suppliers (2009) |
Provincial level |
The Revised Law of Guangdong Province of the People's Republic of China on the Prevention and Control of Environmental Pollution Caused by Solid Waste (2005) The Measures on Administration of Import of Solid Waste of Guangdong Province (2012) The Measures on Implementation of Registration of Foreign Suppliers of Guangdong Province (2009)...... |
Municipal level |
The Measures on Administration of Import of Solid Waste of Taizhou City (2012) The Measures on Implementation of Registration of Foreign Suppliers of Taizhou City (2009)...... |
Figure VII: The procedures of registration for domestic consignees
Based on AQSIQ online information http://www.aqsiq.gov.cn/zwgk/jlgg/zjgg/2009/200909/t20090929_127697.htm
On one hand, the PAP of China’s policy is a framework program with diverse implementation. Such regimes enable the development of very different implementation approaches at local levels; it is also a centralized PAP, as the essential part of the PAP will be assigned at national level. In a word, the PAP of this policy corresponds to a mixed PAP, which combines concrete objectives, evaluative element, operational elements, and a concrete definition of the organization and procedure.
