Добавил:
Upload Опубликованный материал нарушает ваши авторские права? Сообщите нам.
Вуз: Предмет: Файл:

Словари и журналы / Психологические журналы / p17British Journal of Mathematical and Statistical Psycholog

.pdf
Скачиваний:
47
Добавлен:
29.05.2015
Размер:
175.81 Кб
Скачать

17

British Journal of Mathematical and Statistical Psychology (2002), 55, 17–25

© 2002 The British Psychological Society

www.bps.org.uk

An inhibition-based stochastic countable-time decision model

Ilya Shmulevich1 * and A. H. G. S. van der Ven

1Tampere International Center for Signal Processing, Tampere University of

Technology, Finland

2Department of Mathematical Psychology, University of Nijmegen, The Netherlands

A new stochastic model to account for reaction-time • uctuation in prolonged work tasks is presented. Transition probabilities from work periods to distraction periods and vice versa are dependent on inhibition, which increases during work and decreases during distractions. The model presented here differs from all other inhibition-based models in that transitions can take place only at certain random points in time, and is referred to as a countable-time decision model. It is argued that the proposed model is a more plausible alternative to other existing inhibition-based models, while at the same time being highly • exible in that it is able to approximate other models arbitrarily well. This model is compared to an existing inhibition-based continuous-time decision model and the probability distribution functions for work and distraction periods are derived.

1. Introduction

In a prolonged work task, subjects are required to engage in simple, repetitive activities, such as letter cancellation, detecting differences in simple shapes, adding three digits, and so on. An overlearned prolonged work task is one in which learning effects can be disregarded, since the purpose of such tests is to measure ability to concentrate and not abilityto learn. Concentration tests were alreadyin use in the beginning of the twentieth century (Binet, 1990). In a concentration test, the durations of individual items are measured and used in the assessment of a subject’s performance, recorded as a series of reaction times. It is the •uctuations in these response times that give relevant information about performance. Spearman (1927, p. 321) notes that, ‘the output [of continuous work] will throughout exhibit •uctuations that cannot be attributed to the

*Requests for reprints should be addressed to Ilya Shmulevich, University of Texas M.D. Anderson Cancer Center, Box 85, 1515 Holcombe Blvd, Houston, TX 77030, USA (e-mail: is@ieee.org).

18 Ilya Shmulevich and A. H. G. S. van der Ven

nature of the work, but only to the worker himself.’ In the past few years several models have been proposed (van der Ven and Smit, 1982; van der Ven, Smit and Jansen, 1989; Smit and van der Ven, 1995) in order to account for the reaction-time •uctuation in concentration tests.

Each individual reaction time is modelled as the sum of a series of alternating real working times and distraction times, both of which are latent variables. Only the reaction times are observable. The explanatory concept of distraction was introduced byPieters and van der Ven (1982) to account for reaction-time •uctuations. It is assumed that at each moment in time there is an increasing inclination (transition rate or hazard rate) to change from the current state (work or distraction) to the next state (distraction or work, respectively). The transition rates are assumed to be dependent on a third latent variable, inhibition (or reactive inhibition), which increases during work and decreases during distractions.

The notion of inhibition closely parallels the concept of ‘fatigue’ or ‘satiation’ as an underlying mechanism in Žgure reversals (e.g. Orbach, Erlich & Heath, 1963; Taylor & Aldridge, 1974), in which a Žgure, such as the Necker cube, switches between several perceptual forms. While one perceptual form is active, its ‘strength’ declines over time while the covert perceptual form’s strength is recovered, eventually replacing the current percept. Taylor and Aldridge (1974) recognized the unpredictability or randomness of real reversal times by stating that ‘if a fatigue model is to be viable, some uncertainty must be introduced into it’. One possibility is that ‘while fatigue and recovery rates are Žxed, the reversal occurs only with a given probability’ (p. 10).

All the inhibition models mentioned above have a common notion that transitions (from work to distraction or from distraction to work) can take place at every point in time. One could, for instance, consider a transition to be a type of decision made by some mental mechanism or process. Consequently, these models could be called continuous-time decision models. As part of the motivation for this work, we shall attempt to expose a conceptual shortcoming of continuous-time decisions models.

To this end, let us suppose that a stimulus has been given and that the subject is in a work period. A continuous-time decision model implies that the transition to a distraction or rest period can occur at any given point in time, the probability of which is dependent on the inhibition. As inhibition increases, so does the probability of a transition occurring. This idea is used, for example, in the Poisson inhibition model (Smit & van der Ven, 1995). The implication of such an interpretation is that the brain is making a probabilistic decision at every point in time as to whether or not to make a transition. Such an explanation seems problematic, since it assumes the existence of a mental process that is constantly dedicated to only one thing: deciding to make a transition or not. Nevertheless, the idea of a transition time being dependent on inhibition is attractive.

It is thus conceivable that transitions (decisions) can take place only at certain, albeit random, points in time; then the corresponding model could be referred to as a countable-time decision model. Such decisions may very well be beyond the conscious control of the subject. These points in time can be metaphorically referred to as ‘triggering events’ since they may cause a ‘reaction’ to occur, be it a transition from a work period to a distraction period or a perceptual reversal of a Žgure. For example, in the case of Žgure reversal, it is entirely plausible that a reversal may occur if the subject is exposed to some stimulus. Such a stimulus need not be an external one and may arise from some other mental process. The model that we wish to present in this paper will be referred to as the Lightning-inhibition (LI) model, because of its possible use for

An inhibition-based stochastic countable-time decision model

19

modelling lightning discharges in a localized storm (Karlin & Taylor, 1981, pp. 445– 446).

In light of the above conceptual distinctions between continuous-time countabletime inhibition models, we believe that the proposed LI model possesses greater plausibility than its continuous-time counterparts. At the same time, the model is highly •exible and can approximate other models (e.g. the Poisson–Erlang model) arbitrarily well, implying that its convergence with behavioural data can be no worse.

In order to discuss the proposed LI model in the framework of inhibition theory, one must select an existing inhibition model as a point of reference for the LI model. One could have used the Beta-inhibition model (Smit & van der Ven, 1995, p. 269) for this purpose. However, in this paper, a model based on Hull’s concept of reactive inhibition (van der Ven & Smit, 1982) will be used, since it is more suited to illustrating the conceptual differences between the continuous-time and countable-time decision paradigms. We will brie•y discuss this model for the reader’s convenience in the next section.

2. A model based on Hull’s concept of reactive inhibition

As mentioned earlier, transitions occur from work periods to rest periods and vice versa. In the continuous-time model based on Hull’s concept of reactive inhibition, such transitions will be described by the transition rates l0 and l1 , where l0 is the transition rate from a rest to a work period and l1 is the transition rate from a work to a rest period. The probability of a transition occurring in the time interval (t, t + Dt) is given by

 

 

li Dt + o(Dt),

where

 

 

 

o(Dt)

!0

as Dt !0.

 

Dt

The inhibition, which increases during work and decreases during rest, will be denoted by I(t). The general idea behind such a continuous-time decision model is to make li

dependent on the inhibition I (t), that is, li (t) =

gi[I(t)]. Then, the distribution function

of TW, the time spent in a working period, is

 

 

1 ± exp³±

t

FTW (t) =

0 l1(s)ds´

and the distribution function of TR, the time spent in a rest period, is

 

1 ± exp³±

t

FTR (t) =

0 l0(s)ds´.

Now let us assume that the inhibition function is of the form

I(t) =

I0 exp(a1t),

I0 > 0,

during a work period and

 

 

I(t) =

I0 exp(± a0 t), I0 > 0,

during a rest (distraction) period. The form of the inhibition function during rest agrees

20 Ilya Shmulevich and A. H. G. S. van der Ven

Figure 1. fTW (t) with u1 = I0 = 1 and a1 = 0.1, 1, 3.

entirely with Hull’s (1951, p. 74) postulate:

With the passage of time since its formation IR spontaneously dissipates approximately as a simple decay function of the time (t) elapsed, i.e.,

IR¢ = IR ´ 10± at.

The inhibition function during work is clearly deŽned in a parallel fashion. Furthermore, let us assume that l1 is proportional to I(t) and l0 is inversely proportional to I(t):

l1(t) = u1 I(t),

l0(t) = Iut0 . ( )

With these assumptions, we can readily compute the density functions of TW and TR:

fTW (t) =

u1 I0 e

a

 

t

expµ

u1 I0

(1 ±

e

a

t

),

t $0,

 

1

 

 

 

 

 

1

 

 

 

 

a1

 

 

 

 

fTR (t) =

u0

e

a

t

expµ

u0

(1 ± e

a

t

),

t $0.

I0

0

 

 

 

0

 

 

a0 I0

 

Figure 1 shows the probability density function of a work period for three different values of a1 and u1 = I0 = 1.

3. Lightning-inhibition model

We now present a countable-time decision model. First, we will state the assumptions of the model and then proceed to derive the distribution function of the times TW and TR. As mentioned earlier, the LI model was originally proposed as a simple probabilistic

An inhibition-based stochastic countable-time decision model

21

description of the times between •ashes of lightning in a localized storm. Lightning discharges represent a stream of random events and we would like to determine the probability distribution function of the times between these events. We assume that there exists a charge build-up following a discharge. Let r (t) represent the charge built up at time t. Now, suppose that a •ash (discharge) can occur only if triggered by some event. These triggering events at times t1 , t2, . . . occur according to a Poisson process with parameter l. Once a triggering event occurs, a •ash may or may not occur. The probability that a •ash does occur at time ti, given that a triggering event occurred at time ti , is p(r(ti )). So, as can be seen, the probability of a discharge at the triggering event time ti is a function of the charge built up at that time. We shall assume, for the time being, that p(·) and r(·) are both non-decreasing functions. Let Tbe the random time of the Žrst •ash. We are interested in obtaining

F(t) = Pf T #tg .

We will proceed by noting that

Pf T #tg = 1 ± Pf T > tg = 1 ± Ef Pf T > t| Nt, t1 , . . . , tNt g g ,

where we are conditioning on the number of Poisson arrivals by time t and on their exact locations, with no order imposed. The number of arrivals Nt is distributed as a Poisson random variable with parameter lt and the arrivals themselves, conditioned on Nt, are distributed as Uniform [0, t] (Ross, 1983, p. 36). Therefore, we have

F(t) = 1 ±

k =

0 e

k! t

)k

· t1k

0

¼

0 i =

1(1 ±

p(r(ti)))dt1 . . . dtk.

(1)

 

¥

 

± lt(l

 

t

 

t

k

 

 

 

 

X

 

 

 

 

 

 

Y

 

 

If the number of arrivals by time t is 0, then the integrand can be interpreted as being equal to 1 and consequently F(t) = 0. We can express the result in (1) more compactly as follows. Let F(t) be the antiderivative of 1 ± p(r(t)), that is,

F¢(t) = 1 ± p(r(t)).

Then (1) reduces to

 

 

¥

e

± lt(l

)k

k

 

F(t) = 1 ±

kX= 0

 

t

 

· t1k iY= 1[F(t) ± F(0)]

 

 

k!

 

 

 

 

 

¥

e

± lt(l

)k

 

 

=

1 ±

kX= 0

 

t

 

· t1k [F(t) ± F(0)]k

 

 

k!

 

 

 

=

1 ±

exp[± lt +

l[F(t) ± F(0)]].

(2)

The function F(t) is guaranteed to approach the value of 1 because

F¢(t) #1,

and thus F(t) grows more slowly than t. For large t, the distribution F(t) approaches the exponential distribution if l[F(t) ± F(0)] approaches either 0 or at for a < l.

Example 1

It is interesting to consider the case when

p(r(t)) = p = 1 ± q.

22 Ilya Shmulevich and A. H. G. S. van der Ven

Then

F(t) ± F(0) = qt

and

F(t) = 1 ± exp[± lt + lqt]

= 1 ± exp[± lpt],

as we would have expected. The resulting process of •ashes is a (thinning) Poisson process and the distribution of T is exponential with parameter lp.

Example 2

As another example, let us now consider a speciŽc form for the functions r(·) and p(·):

r(t) = r0 + at,

(3)

p(r) = 1 ± e± br.

So the charge builds up linearly starting with initial charge r0 and the probability of a •ash occurring, given charge r, has the form of a cumulative distribution of an exponential random variable. To obtain the distribution of the random time T of the

Žrst •ash, we use p(r(t)) = 1 ±

e

± b(r0

+ at)

to Žnd F(t) and equation (2) gives us

 

 

F(t) =

1

± expµ± lt +

la

[1 ±

e± bt],

b

where

a= e± br0 ,

b= ab

are constants. It can easily be seen that this particular F(t) is a valid probability distribution function for any 0 #a #1 and b > 0.

By now, the applicability of the LI model to transition times between work and rest periods should be apparent. The increasing charge build-up r(t) is the inhibition I(t) discussed in the previous section. The random time to a discharge corresponds to the length of a work period, TW. Onlyone minor modiŽcation need be made for rest periods. It was assumed that during a rest/distraction period, inhibition decreases, starting at the value attained by it at the end of the work period. Therefore, in the LI model, the charge r(t) must also decrease. This implies that the probability of a discharge should now increase with decreasing charge. So, if we now assume that both p(·) and r(·) are nonincreasing functions, all the results which were developed for work periods also hold for rest periods. To illustrate the connection between the two models even further, consider the following example.

Example 3

Let us assume that during work the charge takes the form r(t) = r0 exp(a1 t), and during rest it takes the form r(t) = r0 exp(± a0t). If we also assume that p(r) = 1 ± e± br , then p(r(t)) = 1 ± e± br0 ea1 t during a work period. A similar result holds for the rest periods. This doubly exponential function grows quickly if a1 > 1 and thus the probability of a discharge (transition) occurring is close to 1 for all triggering events except when t is

An inhibition-based stochastic countable-time decision model

23

Figure 2. fT (t) with r0 = l = 1 and a1 = 0.3, b = 0.1, a1 = 0.5, b = 0.5; and a1 = 2, b = 3.

close to 0. Therefore, the discharges will have an inter-arrival time distribution which is close to an exponential one. As the discharges correspond to transitions from work to rest and rest to work, these transitions will also closely follow a Poisson process with parameter l. Figure 2 shows three typical density functions of T when r(t) = exp(a1t) and p(r) = 1 ± e± br (l = 1). As can be seen, the parameters a1 and b notably affect the shape of the density.

In the above example, the same arrival rate l was assumed for both work and rest periods. One generalization maybe to assume that two different parameters, l1 and l0 exist for the work and rest periods, respectively. This would imply that work and rest periods approximately follow exponential distributions with parameters l1 and l0 . A model in which work and rest periods are exponentially distributed (with different parameters) is known as the Poisson–Erlang model (see Pieters and van der Ven, 1982). The Poisson– Erlang model has the advantage of being more mathematically tractable than other continuous-time inhibition models in the sense that the usual statistical properties, such as the density function and the moments, can be easily derived. Thus, we see that the proposed countable-time model (the LI model) can approximate a continuous-time model (the Poisson–Erlang model) arbitrarily well by varying parameters b and a1 .

In order to demonstrate the •exibility of the LI model, let us consider one Žnal example in which the deŽning functions r(·) and p(·) are more general versions of those in Example 2.

Example 4

Let us consider the functions

r(t) =

r0 + at,

 

p(r) =

0

G(N)bN x N± 1e± x/bdx.

(4)

 

r

1

 

24 Ilya Shmulevich and A. H. G. S. van der Ven

Figure 3. fT (t) with r0 = 0, a = 2, N = 5, b = 0.7 and l = 1.

Thus, inhibition grows linearly with initial inhibition r0 and the probability of a transition occurring, given inhibition value r, takes on the form of a cumulative distribution function of a gamma random variable with parameters N and b. It is easy to see that the pair of functions in equation (3) are a special case of those in (4). To make the example more concrete, let us set r0 = 0, a = 2, N = 5, b = 0.7, and l = 1. For these parameters, the density fT(t) is shown in Fig. 3.

4. Summary

In this paper, we have proposed an alternative to existing continuous-time inhibition models. A major factor differentiating the proposed model from other models is that transitions or decisions may occur only at certain, albeit random, points in time. In light of this conceptual difference, we argue that the model possesses greater plausibility than other inhibition-based models, while still retaining sufŽcient modeling •exibility, as shown in a number of examples. As one example shows, the proposed model is able to approximate another continuous-time inhibition model arbitrarily well. However, another attractive feature of the LI model is that the probability distribution functions of work and distraction periods can be expressed directly in terms of the functions r(·) and p(·), deŽning the model. Thus, the model’s •exibility is not sacriŽced by analytical tractability. With these considerations in mind, we see the LI model as a promising candidate for modelling •uctuations in reaction times as well as Žgural reversals.

Acknowledgements

The authors are grateful to the Referees for many useful comments which helped improve the manuscript. Many thanks also go to Dr Ilya Gluhovsky for interesting discussions and suggestions.

An inhibition-based stochastic countable-time decision model

25

References

Binet, A. (1900). Attention et adaptation. L’Anne´e Psychologique, 6, 248–404. Hull, C. L. (1951). Essentials of behavior. Westport, CT: Greenwood Press.

Karlin, S., & Taylor, H. M. (1981). A second course in stochastic processes. New York: Academic Press.

Orbach, J., Erlich, D., &Heath, H. A. (1963). Reversibilityof the Necker cube: I. An examination of the concept of ‘satiation of orientation’. Perceptual & Motor Skills, 17, 439–458.

Pieters, J. P. M., & van der Ven, A. H. G. S. (1982). Precision, speed and distraction in time-limit tests. Applied Psychological Measurement, 6, 93–109.

Ross, S. (1983). Stochastic processes. New York: Wiley.

Smit, J. C., & van der Ven, A. H. G. S. (1995). Inhibition in speed and concentration tests: The Poisson inhibition model. Journal of Mathematical Psychology, 39, 265–274.

Spearman, C. (1927). The abilities of man. London: Macmillan.

Taylor, M. M., & Aldridge, K. D. (1974). Stochastic processes in reversing Žgure perception.

Perception & Psychophysics, 16(1), 9 –27.

van der Ven, A. H. G. S., & Smit, J. G. (1982). Serial reaction times in concentration tests and Hull’s concept of reactive inhibition. In H. C. Micko & U. Schulz (Eds.), Formalization of psychological theories: Proceedings of the 13th European Mathematical Psychology Group Meeting, Bielefeld. (pp. 203–258). Bielefeld, Germany: Schwerpunkt Mathematisierung, Universita¨ t Bielefeld.

van der Ven, A. H. G. S., Smit, J. C., &Jansen, R. W. T. L. (1989). Inhibition in prolonged work tasks.

Applied Psychological Measurement, 13, 177–191.

Received 25 November 1998; revised version received 31 October 2000