
- •Preface
- •Contents
- •1.1 Fundamentals of the semiclassical laser theory
- •1.1.1 The laser oscillator
- •1.1.2.2 Homogeneous, isotropic, linear dielectrics
- •1.1.2.2.1 The plane wave
- •1.1.2.2.2 The spherical wave
- •1.1.2.2.3 The slowly varying envelope (SVE) approximation
- •1.1.2.3 Propagation in doped media
- •1.1.3 Interaction with two-level systems
- •1.1.3.1 The two-level system
- •1.1.3.2 The dipole approximation
- •1.1.3.2.1 Inversion density and polarization
- •1.1.3.3.1 Decay time T1 of the upper level (energy relaxation)
- •1.1.3.3.1.1 Spontaneous emission
- •1.1.3.3.1.2 Interaction with the host material
- •1.1.3.3.1.3 Pumping process
- •1.1.3.3.2 Decay time T2 of the polarization (entropy relaxation)
- •1.1.4 Steady-state solutions
- •1.1.4.1 Inversion density and polarization
- •1.1.4.2 Small-signal solutions
- •1.1.4.3 Strong-signal solutions
- •1.1.5 Adiabatic equations
- •1.1.5.1 Rate equations
- •1.1.5.2 Thermodynamic considerations
- •1.1.5.3 Pumping schemes and complete rate equations
- •1.1.5.3.1 The three-level system
- •1.1.5.3.2 The four-level system
- •1.1.5.5 Rate equations for steady-state laser oscillators
- •1.1.6 Line shape and line broadening
- •1.1.6.1 Normalized shape functions
- •1.1.6.1.1 Lorentzian line shape
- •1.1.6.1.2 Gaussian line shape
- •1.1.6.1.3 Normalization of line shapes
- •1.1.6.2 Mechanisms of line broadening
- •1.1.6.2.1 Spontaneous emission
- •1.1.6.2.2 Doppler broadening
- •1.1.6.2.3 Collision or pressure broadening
- •1.1.6.2.4 Saturation broadening
- •1.1.6.3 Types of broadening
- •1.1.6.3.1 Homogeneous broadening
- •1.1.6.3.2 Inhomogeneous broadening
- •1.1.6.4 Time constants
- •1.1.7 Coherent interaction
- •1.1.7.1 The Feynman representation of interaction
- •1.1.7.3 Propagation of resonant coherent pulses
- •1.1.7.3.2 Superradiance
- •1.1.8 Notations
- •References for 1.1
- •2.1.1 Introduction
- •2.1.3 Radiometric standards
- •2.1.3.1 Primary standards
- •2.1.3.2 Secondary standards
- •References for 2.1
- •2.2 Beam characterization
- •2.2.1 Introduction
- •2.2.2 The Wigner distribution
- •2.2.3 The second-order moments of the Wigner distribution
- •2.2.4 The second-order moments and related physical properties
- •2.2.4.3 Phase paraboloid and twist
- •2.2.4.4 Invariants
- •2.2.4.5 Propagation of beam widths and beam propagation ratios
- •2.2.5.1 Stigmatic beams
- •2.2.5.2 Simple astigmatic beams
- •2.2.5.3 General astigmatic beams
- •2.2.5.4 Pseudo-symmetric beams
- •2.2.5.5 Intrinsic astigmatism and beam conversion
- •2.2.6 Measurement procedures
- •2.2.7 Beam positional stability
- •References for 2.2
- •3 Linear optics
- •3.1 Linear optics
- •3.1.1 Wave equations
- •3.1.2 Polarization
- •3.1.3 Solutions of the wave equation in free space
- •3.1.3.1 Wave equation
- •3.1.3.1.1 Monochromatic plane wave
- •3.1.3.1.2 Cylindrical vector wave
- •3.1.3.1.3 Spherical vector wave
- •3.1.3.2 Helmholtz equation
- •3.1.3.2.1 Plane wave
- •3.1.3.2.2 Cylindrical wave
- •3.1.3.2.3 Spherical wave
- •3.1.3.2.4.2 Real Bessel beams
- •3.1.3.2.4.3 Vectorial Bessel beams
- •3.1.3.3 Solutions of the slowly varying envelope equation
- •3.1.3.3.1 Gauss-Hermite beams (rectangular symmetry)
- •3.1.3.3.2 Gauss-Laguerre beams (circular symmetry)
- •3.1.3.3.3 Cross-sectional shapes of the Gaussian modes
- •3.1.4.4.2 Circular aperture with radius a
- •3.1.4.4.2.1 Applications
- •3.1.4.4.3 Gratings
- •3.1.5 Optical materials
- •3.1.5.1 Dielectric media
- •3.1.5.2 Optical glasses
- •3.1.5.3 Dispersion characteristics for short-pulse propagation
- •3.1.5.4 Optics of metals and semiconductors
- •3.1.5.6 Special cases of refraction
- •3.1.5.6.2 Variation of the angle of incidence
- •3.1.5.7 Crystal optics
- •3.1.5.7.2 Birefringence (example: uniaxial crystals)
- •3.1.5.8 Photonic crystals
- •3.1.5.9 Negative-refractive-index materials
- •3.1.5.10 References to data of linear optics
- •3.1.6 Geometrical optics
- •3.1.6.1 Gaussian imaging (paraxial range)
- •3.1.6.1.1 Single spherical interface
- •3.1.6.1.2 Imaging with a thick lens
- •3.1.6.2.1 Simple interfaces and optical elements with rotational symmetry
- •3.1.6.2.2 Non-symmetrical optical systems
- •3.1.6.2.3 Properties of a system
- •3.1.6.2.4 General parabolic systems without rotational symmetry
- •3.1.6.2.5 General astigmatic system
- •3.1.6.2.6 Symplectic optical system
- •3.1.6.2.7 Misalignments
- •3.1.6.3 Lens aberrations
- •3.1.7 Beam propagation in optical systems
- •3.1.7.2.1 Stigmatic and simple astigmatic beams
- •3.1.7.2.1.1 Fundamental Mode
- •3.1.7.2.1.2 Higher-order Hermite-Gaussian beams in simple astigmatic beams
- •3.1.7.2.2 General astigmatic beam
- •3.1.7.3 Waist transformation
- •3.1.7.3.1 General system (fundamental mode)
- •3.1.7.3.2 Thin lens (fundamental mode)
- •3.1.7.4 Collins integral
- •3.1.7.4.1 Two-dimensional propagation
- •3.1.7.4.2 Three-dimensional propagation
- •3.1.7.5 Gaussian beams in optical systems with stops, aberrations, and waveguide coupling
- •3.1.7.5.1 Field distributions in the waist region of Gaussian beams including stops and wave aberrations by optical system
- •3.1.7.5.2 Mode matching for beam coupling into waveguides
- •3.1.7.5.3 Free-space coupling of Gaussian modes
- •References for 3.1
- •4.1 Frequency conversion in crystals
- •4.1.1 Introduction
- •4.1.1.1 Symbols and abbreviations
- •4.1.1.1.1 Symbols
- •4.1.1.1.2 Abbreviations
- •4.1.1.1.3 Crystals
- •4.1.1.2 Historical layout
- •4.1.2 Fundamentals
- •4.1.2.1 Three-wave interactions
- •4.1.2.2 Uniaxial crystals
- •4.1.2.3 Biaxial crystals
- •4.1.2.5.1 General approach
- •4.1.3 Selection of data
- •4.1.5 Sum frequency generation
- •4.1.7 Optical parametric oscillation
- •4.1.8 Picosecond continuum generation
- •References for 4.1
- •4.2 Frequency conversion in gases and liquids
- •4.2.1 Fundamentals of nonlinear optics in gases and liquids
- •4.2.1.1 Linear and nonlinear susceptibilities
- •4.2.1.2 Third-order nonlinear susceptibilities
- •4.2.1.3 Fundamental equations of nonlinear optics
- •4.2.1.4 Small-signal limit
- •4.2.1.5 Phase-matching condition
- •4.2.2 Frequency conversion in gases
- •4.2.2.1 Metal-vapor inert gas mixtures
- •4.2.2.3 Mixtures of gaseous media
- •References for 4.2
- •4.3 Stimulated scattering
- •4.3.1 Introduction
- •4.3.1.1 Spontaneous scattering processes
- •4.3.1.2 Relationship between stimulated Stokes scattering and spontaneous scattering
- •4.3.2 General properties of stimulated scattering
- •4.3.2.1 Exponential gain by stimulated Stokes scattering
- •4.3.2.2 Experimental observation
- •4.3.2.2.1 Generator setup
- •4.3.2.2.2 Oscillator setup
- •4.3.2.3 Four-wave interactions
- •4.3.2.3.1 Third-order nonlinear susceptibility
- •4.3.2.3.3 Higher-order Stokes and anti-Stokes emission
- •4.3.2.4 Transient stimulated scattering
- •4.3.3 Individual scattering processes
- •4.3.3.1 Stimulated Raman scattering (SRS)
- •4.3.3.2 Stimulated Brillouin scattering (SBS) and stimulated thermal Brillouin scattering (STBS)
- •4.3.3.3 Stimulated Rayleigh scattering processes, SRLS, STRS, and SRWS
- •References for 4.3
- •4.4 Phase conjugation
- •4.4.1 Introduction
- •4.4.2 Basic mathematical description
- •4.4.3 Phase conjugation by degenerate four-wave mixing
- •4.4.4 Self-pumped phase conjugation
- •4.4.5 Applications of SBS phase conjugation
- •4.4.6 Photorefraction
- •References for 4.4

Ref. p. 131] |
3.1 Linear optics |
117 |
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Table 3.1.15. General ray-transfer matrices [99Gao, 05Hod].
E ect of the matrix |
Matrix |
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Free propagation, |
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1 0 |
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index n |
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SL = |
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0 0 |
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Aligned spherical thin lens, |
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focal length f |
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Ssph = |
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Aligned cylindrical thin lens |
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Scyl = |
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Cylindrical telescope,
m and n are the magnifications along x- and y-axis, respectively
Rotation of the x-y-plane by the angle θ : given a system matrix S, then the rotated system matrix
Srot = R−1 (θ) S (θ = 0) R (θ)
with R−1 (θ) = R (−θ) = RT (θ)
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m 0 |
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SM = |
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R = |
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3.1.6.3 Lens aberrations
Corrections beyond the paraxial range are required by large object-space aperture light sources like semiconductor lasers (large vertical far-field angles) or large image-space aperture laser focusing optics like CD-optics.
Shape factor of a lens:
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Shape factor and spherical aberration for focusing of light:
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n (2n + 1) |
Landolt-B¨ornstein
New Series VIII/1A1

118 |
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3.1.6 Geometrical optics |
[Ref. p. 131 |
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Plane |
Fig. 3.1.36. Focusing of incident collimated light by (a) a
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general lens with curvature radii r1 and r2, (b) a plano-convex |
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lens with shape factor q = 1. |
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In Fig. 3.1.36 the focusing of incident collimated light by (a) a general lens with curvature radii r1 and r2 and (b) a plano-convex lens with shape factor q = 1 is shown.
In Table 3.1.16 the third-order spherical aberration and coma for a thin plano-convex lens is given in comparison with the di raction-limited resolution for a plane wave or Gaussian illumination.
Remark 1 : Third-order formulae for finite object distance: see [88Kle, 76Jen], more general: [80Hof, 86Haf, 96Ped, 99Bor].
Remark 2 : About further third-order aberrations as astigmatism, field curvature, image distortion: see [76Jen, 78Dri, 80Hof, 86Haf, 88Kle, 96Ped, 99Bor].
Remark 3 : The third-order aberrations are not exactly valid for higher apertures. Example: The third-order
spherical aberration deviates for 2h/f = 1/5 by ≈ 2 % from the ray-tracing values (the limit, recommended in [74Sle] for estimations), h/f = 3/10 : ≈ 15 % deviation [76Jen]. Therefore, the ray tracing should be
preferred for larger deviations from the paraxial case. It is the base of modern commercial optical design programs.
Example 3.1.14. Given: a plano-convex lens after Fig. 3.1.36b with the radius of the spherical surface r1 = 5 mm, n = 1.5, collimated light with wavelength λ = 1 µm, stop with a height h = 1.5 mm, and a fiber with core diameter 2 r = 100 µm and numerical aperture N.A. = 0.2. Required: a geometric-optical estimation on the hits of the core of the fiber by the rays in the
paraxial focal point and in the point of least confusion (Fig. 3.1.37). From (3.1.101)–(3.1.105): f = 10 mm, ∆sl = −262 µm, |∆st | = 39 µm, ∆slc = −210 µm, |∆stc| = 16 µm, ∆stb = 4 µm, and ∆stg = 2.1 µm. In the paraxial focal plane as well as in the plane of least confusion, the
hits of the fiber core by rays are closer than 50 µm to the optical axis and the angles of the rays with the optical axis are ≤ 0.15 within the fiber aperture. Therefore, all rays are accepted by a step-index fiber. About the analog task for Gaussian beams see references in Sect. 3.1.7.5.4 and commercial optical design programs, which show in this case, that a large part of radiation is coupled in higher-order modes.
Landolt-B¨ornstein
New Series VIII/1A1

Ref. p. 131] 3.1 Linear optics 119
Table 3.1.16. Third-order spherical aberration and coma for a thin plano-convex lens [76Jen, p. 152], [88Kle, p. 185], [87Nau, p. 109] in comparison with the di raction-limited resolution for a plane wave or Gaussian illumination.
Figures |
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Formulae |
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IP |
Lens equation (3.1.95) with t = 0 , |
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a −∞ , r2 −∞ , f = f , |
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(3.1.101) |
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s ’t |
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s ’tc |
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Fig. 3.1.37. Spherical aberration at a plano-convex |
plane of least confusion [87Nau, 99Pau, 99Bor], |
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lens. IP: paraxial image plane, LC: least confusion. |
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∆slc |
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∆stc |
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Gaussian weights of the illumination change the geo- |
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metric optical position of least confusion [01Mah]. |
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x = θ f , |
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2
θ(3.1.107)
Fig. 3.1.38. Coma at a plano-convex lens.
nmed
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Fig. 3.1.39. Di raction-limited resolution for (a) a Gaussian beam with waist h (1/e2-intensity level) in the object-side focal plane, (b) a plane wave at circular stop with radius h.
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π nmed(h/f ) |
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nmed (h/f ) |
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λ : wavelength [m], h : zonal height [m], f : focal length [m],
nmed : refractive index of the image space.
Landolt-B¨ornstein
New Series VIII/1A1