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Ellinger Y., Defranceschi M. (eds.) Strategies and applications in quantum chemistry (Kluwer, 200

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266

 

 

M. TADJEDDINE AND J. P. FLAMENT

If the excited state is a valence state, without Rydberg character, its contribu-

 

tion to the polarizability may be important and sometimes essential. This is

 

the case of the first

state.

If the excited state presents an important Rydberg character, its contribution

 

is very weak and is even negligible. For instance, this is the case for all the

 

states

states but the 7 and 8 ones.

To summarize, if the low–lying states connected to the ground state by allowed dipole transition are not valence states but present a predominant Rydberg character, we have to introduce a lot of states; if not, the value of dynamic polarizability near the first resonance is poor.

To circumvent this difficulty, we have developed a procedure which allows us to reach an extrapolate value of a from a finite number N of low–lying true spectral states

We have shown that (1) :

 

 

1.

Within the limits of a complete molecular basis set with exact

the

 

coefficients of

tend to zero as N becomes infinite.

 

2.

We can write an extrapolation formula of the form

 

AB INITIO CALCULATIONS OF POLARIZABILITIES IN MOLECULES

267

where

and

are the polarizabilities calculated with

N states, with and

without the ”polynomial” contribution. The value of the exponent p is determined by a least– square fit and then the extrapolated polarizability is obtained by a linear regression. In the case of the dynamic polarizability, this extrapolation is done separately for the cases and

Figure (1) gives an illustration of this extrapolation procedure for the calculation of the static parallel polarizability in CO. In this case the extrapolated value

was obtained with the following equation

It is important to underline two points :

The extrapolation procedure rests upon the hypothesis of exact or very accurate

eigenstates

which in practical calculations is seldom the case for the large

molecules.

The function

partly compensates the weakness of the atomic

and molecular basis sets with the extrapolation procedure.

This extrapolation has been obtained with a finite number N (usually less than 10) of spectral states lying under the first ionization potential; thus, the continuum is not taken into account explicitly in our calculations. It has been simulated through the function and the extrapolation procedure as we are going to show it.

2.4. CONTINUUM CONTRIBUTION

Hydrogen atom, in its ground state, can be treated in an entirely analytic approach. The calculation of the second–order perturbed energy gives the well known values :

for the static polarizability of the ground state. Since we have used exact analytic wavefunctions which are the eigenstates of the electronic Hamiltonian, the continuum

268 M. TADJEDDINE AND J.P. FLAMENT

contribution has been taken into account, i.e.

On the other hand, the static polarizability can be calculated by a sum–over–states

on the spectral states

the discrete series

converge on a value defined by

:

 

 

Tanner and Thakkar (12) have obtained

Then it is possible

to deduce the continuum contribution

i.e. about 18.6% of the total

electronic polarizability.

 

 

In order to demonstrate the efficiency of the

function in the calculation of the

polarizability, Rérat et al. (13) have carried out the calculation of the polarizability for the ground state of the hydrogen atom. This computation has been made with

 

and without

the dipolar factor, versus the N number of the spec-

tral

states involved in the calculation. The convergence of such series

and

leads to discrete values of 4.4018 and 3.6632 (i.e. the result of Tanner and

Thakkar) corresponding respectively to 97.8% and 81.4% of the exact value. This result illustrates the fact that a large part of the continuum contribution is simulated

through the use of the dipolar factor. Moreover the convergence of the series is faster as we can see on table 1.

At last, the extrapolation procedure employed in that calculation gives the final value to be 4.503, i.e. 0.07% above the exact static value of

Such a calculation with exact wavefunctions shows :

 

the precise role and the rigorous contribution of the

function in particular

for the continuum

 

the efficiency of the extrapolation procedure to obtain accurate values.

2.5.VIBRONIC CORRECTIONS

The theoretical method, as developed before, concerns a molecule whose nuclei are fixed in a given geometry and whose wavefunctions are the eigenfunctions of the electronic Hamiltonian. Actually, the molecular structure is vibrating and rotating and the electric field is acting on the vibration itself. Thus, in a companion work, we have evaluated the vibronic corrections (5) in order to correct and to compare our results with experimental values.

In the particular case of diatomic molecules, the molecular geometry can be described by the reduced coordinate

where R is the internuclear distance; Re, its equilibrium value in the electronic ground state. Energy and each component of the polarizability may be written as a power series in the reduced coordinate £ around their equilibrium values :

AB INITIO CALCULATIONS OF POLARIZABILITIES IN MOLECULES

 

269

where

and

are the well known Dunham constants and

and

the values

of the first and second derivatives of the polarizability calculated at the equilibrium geometry.

By including the effect of the rotation (at a given T temperature, for the level v = 0) in a perturbation calculation, we have obtained (5) :

where we have introduced the dimensionless constant c like :

which characterizes the molecule (m is its reduced mass).

Moreover, for the observables depending on external electric field, its specific effect has to be investigated : the electric field induces new terms in the nuclear Hamiltonian, due to the change of equilibrium geometry and the nuclear motion perturbation. Pandey and Santry (14) has brought to the fore this effect and calculated the correction which only concerns the parallel component. It is represented by the following expression :

where

is

the value of the first

derivative of the dipole moment

calculated at the

equilibrium

geometry. On table

2 we have reported the results

obtained for the

static polarizability of CO : the correction for the perpendicular component may be neglected; for the parallel component, the vibronic correction mainly originates from the effect of the electric field cannot be neglected at all.

2.6. RESULTS FOR THE POLARIZABILITY OF CO

The quality of electronic calculations is confirmed by the very good agreement of the resonance energies for both components if we compared to the experimental ones, as shown on table 3.

270

M. TADJEDDINE AND J. P. FLAMENT

Moreover, the values obtained for the dynamic polarizability by varying the wavelength are in good agreement with experiment (1). Table 4 resumes the results obtained for the static polarizability of CO :

1. On the first line, we have reported our results (1) obtained with the spectrocopic states, the dipolar factor and the extrapolation procedure. In order to compare them with the experimental results (last line) we have corrected them by taking into account the vibronic coupling –temperature and electric field dependence– as developed before (second line). The parallel component,

is now in excellent agreement with experiment.

2. The two following lines present the results obtained later by Rérat et al. (17) : the method consists in adding one more term in the expression of given by Eq.14. He keeps the dipolar factor; from the summation on the spectroscopic states he retains only the first one of the symmetry of interest, thus there is no extrapolation procedure; on the other hand, he adds the Slater determinants

which contribute to the perturbation of the ground state by the operators

and he takes into account the non–orthogonality of the zeroth and first–order perturbed wavefunctions. Their results show an improvement for both a components, in particular for anisotropy.

3.These results are compared with those obtained by Oddershede and Svendsen

(18)using SOPPA or Sunil and Jordan (19) using MP4 or a coupled cluster approach, but without vibronic correction.

3.Determination of the polarization functions

In order to overcome the optimization process of the (hyper) polarizabilities calculations, we have been led to deeply study the perturbational and variational methods and in particular the variation–perturbation treatment introduced by Hylleras (20) since 1930. We will not develop here the theoretical framework of the recent study of N. El Bakali Kassimi (21). We propose criteria for generating adequate sets of polarization functions necessary to calculate (hyper) polarizabilities.

As our computations use the HONDO/8 program (22) which is based on the CPHF (Coupled Perturbed Hartree Fock) method (23) we begin by briefly recalling this method.

AB INITIO CALCULATIONS OF POLARIZABILITIES IN MOLECULES

271

3.1.THE CPHF METHOD

The variational theorem which has been initially proved in 1907 (24), before the birthday of the Quantum Mechanics, has given rise to a method widely employed in Quantum calculations. The finite–field method, developed by Cohen and Roothan

(25), is connected to this method. The Stark Hamiltonian explicitly appears in the Fock monoelectronic operator. The polarizability is derived from the second derivative of the energy with respect to the electric field. The finite–field method has been developed at the SCF and CI levels but the difficulty of such a method is the well known loss in the numerical precision in the limit of small or strong fields. The latter case poses several interconnected problems in the calculation of polarizability at a given order, n :

The strength of the field must not be so strong that higher order effects come into play; and then, should we introduce the basis functions suited for order m to get a correct response of the system up to order n, even if we are concerned only with the nth–order ?

The pointwise energies will be fitted by a Taylor espansion. What must be the order of the expansion ? How much points must be considered ? It is necessary to master the numerical techniques well.

By allowing the direct calculation of the successive derivatives (thus without resorting to any effective value of the field), the perturbation methods offers an elegant

272 M. TADJEDDINE AND J. P. FLAMENT

alternative. In the stationary perturbation theory, the CPHF is the most known. The CPHF originates in a perturbation development of the spin–orbitals and of their

energies on the expansion of the electric field . The polarizability (or the second hyperpolarizability) is derived from the second– (or fourth–) order perturbation energy. The CPHF is akin to the finite–field method on the point that they treat the bielectronic interactions in presence of the electric field in a self coherent way (26).

On the other hand, it is basically different with respect to the use of variational prin- ciple : while the finite–field method variationaly treats the total energy in presence of the field, the CPHF, by using the perturbation development, allows variational approaches to the calculation of polarizabilities.

3.2.CHOICE OF TRIAL FUNCTION FOR THE POLARIZATION ORBITALS

In all the variational methods, the choice of trial function is the basic problem. Here we are concerned with the choice of the trial function for the polarization orbitals in the calculation of polarizabilities or hyperpolarizabilities. Basis sets are usually energy optimized but recently we can find in literature a growing interest in the research of adequate polarization functions (27).

By returning to the genuine meaning of the word ”polarization”, we propose polar- ization functions suited to the calculation of the electric property of interest : our polarization functions belong to the so–called field–induced ones (FIP) (28).

The foundation of our approach is the analytic calculations of the perturbed wave- functions for a hydrogenic atom in the presence of a constant and uniform electric field. The resolution into parabolic coordinates is derived from the early quantum calculation of the Stark effect (29). Let us recall that for an atom, in a given Stark eigenstate, we have :

The calculated perturbed wavefunctions have been rewritten in terms of a combina- tion of normalized Slater orbitals in real form. Ref. 6 gives a detailed illustration for the level 1s.

At the beginning it is necessary to describe the unperturbed system very well, inde- pendently of the polarization functions : Let us assume that the unperturbed system

is reasonably well described by using some finite set of basis functions . As shown by Hirschfelder et al. (30) we only need the first–order perturbed function for

and the second–order one for

We propose to construct the polarization functions from these perturbed wave func-

tions.

The genuine basis set

has to be enriched by :

the Slater orbitals (STO) which form

in order to calculate

the STO which form

 

 

Thus, by following the hydrogenic model, we know not only the kind of angular symmetry but also the value n of the quantum number of the suitable polarization functions. In the case of a true hydrogenic atom these STO appear in a given linear

combination. To limit the size of the basis set, one could use an unique polarization

AB INITIO CALCULATIONS OF POLARIZABILITIES IN MOLECULES

273

orbital which would be the relevant combination (a contracted STO). In fact, the hydrogenic model does not apply exactly to any polyelectronic atom, so we let the coefficients of the combination vary freely, as new variational parameters, in the CPHF equations.

Moreover according to such a model, the same exponent is used in each perturbed wavefunction, keeping the value of the non–perturbed wavefunction.

We propose to keep the same value of in both polarization functions

and

but to dissociate their value from that of the zeroth order basis set

which

is taken in the literature once for all so as to describe the system for the best; let be this value. On the basis of the Hylleraas variation principle, we will determine the suitable value for the hydrogenic scale factor in the polarization functions derived

from and after optimization with respect to maximum polarizability.

Table 5 presents the results for the first levels (n = 1,2,3).

In this table,

is the

basis set to be added to

for the calculation of

and

 

. One

must note that analytic expressions of

and

are developed over a series of

monomials such as

 

and

(see Ref. 6). The first two

monomials,

correspond exactly to ns

and

np orbitals.

The others

are combinations of nd/ns, nf/np and ng/nd/ns respectively. Table 5 gives the orbitals with the pure spherical harmonics In programs using 6d, 10f or 15g cartesian functions, only the nd, nf or ng need be given since they include the corresponding ns for the nd shells; np for nf and nd/ns for ng.

274

M. TADJEDDINE AND J. P. FLAMENT

Applications to He and

will give a deeper understanding of the determination of

the polarization functions.

 

3.3.APPLICATION TO He AND

Owing to their simplicity, the helium atom and the dihydrogen molecule have been the object of experiments (Ref. 31 for of He; Ref. 32 for of ) and calculations, some of them near the Hartree–Fock limit (Ref. 33 for He and Ref.

34–36

for

).

In order to test our polarization functions, we have taken the zeroth

order

basis

set

from the literature so as to describe the system best and our

references values are the HF limit for any observable

3.3.1.

Helium

 

 

The field–free atom has the configuration

the unperturbed wavefunction is de-

scribed through a Huzinaga’s CGTOs set (the 10 CGTOs one in Ref. 37). We use

the {2p, 3p} orbitals for and {3s/3d,4s/4d,5s/5d} orbitals for The

polarizability has been maximized with respect to the exponent

of the STOs of

by using these polarization functions only; we have obtained :

Then

this value has been given also to the exponent of the STOs in

at the second

step of our calculations for the computation of

 

Table 6 clearly shows the effect of the polarization functions : the HF limits for energy, and are reached at the first, second and third levels of calculation. Moreover, we

have proved (6) that :

the extension of the basis set does not produce further change, and

if Table 6 shows the necessity of the d orbitals, any two of the three d shells give satisfactory values of

AB INITIO CALCULATIONS OF POLARIZABILITIES IN MOLECULES

275

This last result which will be verified with the following applications is a consequence of our choice for the polarization functions. In effect, the STOs have nodeless radial

part and they all combine in phase in so that the resulting polarization function is also nodeless and can be approximately modeled by only one or two STOs with suitable exponents.

3.3.2. Dihydrogen

 

 

 

 

 

If the values published for

converge quite well (6.45 for

and 4.5–4.6 for

in

Ref. 38–40), nothing similar appears for components :

330 (39)

687 (38) for

 

 

 

such discrepancies

exist, though there are actually p and d orbitals, required for

and

calculations,

in all the basis sets used. This evidences the extreme sensibility of

to the quality

of the wavefunction.

 

 

 

 

 

Mulliken (41) distinguishes

two kinds of polarization.

He

calls ”Coulomb

polar-

ization” what we are concerned with in this paper : the polarization produced by an electric field, and he calls ”valence polarization” : a kind of polarization du to quantum–mechanical valence forces. In order to correctly describe the chemical bond in it is necessary to include the ”valence polarization” function as soon as one calculates energy with the unperturbed function (i.e. the 2p orbital).

For this calculation we used the basis set l s , 2 s , 2 p of Fraga and Ransil (35) which gives near HF limit quality for energy The polarization functions were derived from the 1s orbital only, like in He calculations. Their expo- nent was optimized using the maximum probability criterion Table 7 presents the obtained results.

Now with the 2p valence polarization, it is possible to partly describe the polarizabil- ity since the first step of calculation with the unperturbed wavefunction, especially the parallel component which is generally easier to calculate in CPHF. The optimized

values of are excellent at the second step with

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