
- •Contents
- •Send Us Your Comments
- •Preface
- •Audience
- •Organization
- •Related Documentation
- •Conventions
- •Documentation Accessibility
- •1 Introduction to the Oracle Server
- •Database Structure and Space Management Overview
- •Logical Database Structures
- •Physical Database Structures
- •Data Dictionary Overview
- •Data Access Overview
- •SQL Overview
- •Objects Overview
- •PL/SQL Overview
- •Java Overview
- •XML Overview
- •Transactions Overview
- •Data Integrity Overview
- •SQL*Plus Overview
- •Memory Structure and Processes Overview
- •An Oracle Instance
- •Memory Structures
- •Process Architecture
- •The Program Interface Mechanism
- •An Example of How Oracle Works
- •Application Architecture Overview
- •Client/Server Architecture
- •Multitier Architecture: Application Servers
- •Distributed Databases Overview
- •Replication Overview
- •Streams Overview
- •Advanced Queuing Overview
- •Heterogeneous Services Overview
- •Data Concurrency and Consistency Overview
- •Concurrency
- •Read Consistency
- •Locking Mechanisms
- •Quiesce Database
- •Database Security Overview
- •Security Mechanisms
- •Database Administration Overview
- •Enterprise Manager Overview
- •Database Backup and Recovery Overview
- •Data Warehousing Overview
- •Differences Between Data Warehouse and OLTP Systems
- •Data Warehouse Architecture
- •Materialized Views
- •OLAP Overview
- •Change Data Capture Overview
- •High Availability Overview
- •Transparent Application Failover
- •Online Reorganization Architecture
- •Data Guard Overview
- •LogMiner Overview
- •Real Application Clusters
- •Real Application Clusters Guard
- •Content Management Overview
- •Oracle Internet File System Overview
- •2 Data Blocks, Extents, and Segments
- •Introduction to Data Blocks, Extents, and Segments
- •Data Blocks Overview
- •Data Block Format
- •Free Space Management
- •Extents Overview
- •When Extents Are Allocated
- •Determine the Number and Size of Extents
- •How Extents Are Allocated
- •When Extents Are Deallocated
- •Segments Overview
- •Introduction to Data Segments
- •Introduction to Index Segments
- •Introduction to Temporary Segments
- •Automatic Undo Management
- •3 Tablespaces, Datafiles, and Control Files
- •Introduction to Tablespaces, Datafiles, and Control Files
- •Oracle-Managed Files
- •Allocate More Space for a Database
- •Tablespaces Overview
- •The SYSTEM Tablespace
- •Undo Tablespaces
- •Default Temporary Tablespace
- •Using Multiple Tablespaces
- •Managing Space in Tablespaces
- •Multiple Block Sizes
- •Online and Offline Tablespaces
- •Read-Only Tablespaces
- •Temporary Tablespaces for Sort Operations
- •Transport of Tablespaces Between Databases
- •Datafiles Overview
- •Datafile Contents
- •Size of Datafiles
- •Offline Datafiles
- •Temporary Datafiles
- •Control Files Overview
- •Control File Contents
- •Multiplexed Control Files
- •4 The Data Dictionary
- •Introduction to the Data Dictionary
- •Structure of the Data Dictionary
- •SYS, Owner of the Data Dictionary
- •How the Data Dictionary Is Used
- •How Oracle Uses the Data Dictionary
- •How to Use the Data Dictionary
- •Dynamic Performance Tables
- •Database Object Metadata
- •Introduction to an Oracle Instance
- •The Instance and the Database
- •Connection with Administrator Privileges
- •Initialization Parameter Files
- •Instance and Database Startup
- •How an Instance Is Started
- •How a Database Is Mounted
- •What Happens When You Open a Database
- •Database and Instance Shutdown
- •Close a Database
- •Unmount a Database
- •Shut Down an Instance
- •6 Application Architecture
- •Client/Server Architecture
- •Multitier Architecture
- •Clients
- •Application Servers
- •Database Servers
- •Oracle Net Services
- •How Oracle Net Services Works
- •The Listener
- •7 Memory Architecture
- •Introduction to Oracle Memory Structures
- •System Global Area (SGA) Overview
- •Dynamic SGA
- •Database Buffer Cache
- •Redo Log Buffer
- •Shared Pool
- •Large Pool
- •Control of the SGA’s Use of Memory
- •Other SGA Initialization Parameters
- •Program Global Areas (PGA) Overview
- •Content of the PGA
- •SQL Work Areas
- •PGA Memory Management for Dedicated Mode
- •Dedicated and Shared Servers
- •Software Code Areas
- •8 Process Architecture
- •Introduction to Processes
- •Multiple-Process Oracle Systems
- •Types of Processes
- •User Processes Overview
- •Connections and Sessions
- •Oracle Processes Overview
- •Server Processes
- •Background Processes
- •Trace Files and the Alert Log
- •Shared Server Architecture
- •Scalability
- •Dispatcher Request and Response Queues
- •Shared Server Processes (Snnn)
- •Restricted Operations of the Shared Server
- •Dedicated Server Configuration
- •The Program Interface
- •Program Interface Structure
- •Program Interface Drivers
- •Communications Software for the Operating System
- •9 Database Resource Management
- •Introduction to the Database Resource Manager
- •Database Resource Manager Overview
- •Example of a Simple Resource Plan
- •How the Database Resource Manager Works
- •Resource Control
- •Database Integration
- •Performance Overhead
- •Resource Plans and Resource Consumer Groups
- •Activation of a Resource Plan
- •Groups of Resource Plans
- •Resource Allocation Methods and Resource Plan Directives
- •Resource Plan Directives
- •CPU Resource Allocation
- •Interaction with Operating-System Resource Control
- •Dynamic Reconfiguration
- •10 Schema Objects
- •Introduction to Schema Objects
- •Tables
- •How Table Data Is Stored
- •Nulls Indicate Absence of Value
- •Default Values for Columns
- •Partitioned Tables
- •Nested Tables
- •Temporary Tables
- •External Tables
- •Views
- •How Views are Stored
- •How Views Are Used
- •Mechanics of Views
- •Dependencies and Views
- •Updatable Join Views
- •Object Views
- •Inline Views
- •Materialized Views
- •Define Constraints on Views
- •Refresh Materialized Views
- •Materialized View Logs
- •Dimensions
- •The Sequence Generator
- •Synonyms
- •Indexes
- •Unique and Nonunique Indexes
- •Composite Indexes
- •Indexes and Keys
- •Indexes and Nulls
- •Function-Based Indexes
- •How Indexes Are Stored
- •How Indexes Are Searched
- •Key Compression
- •Reverse Key Indexes
- •Bitmap Indexes
- •Bitmap Join Indexes
- •Index-Organized Tables
- •Benefits of Index-Organized Tables
- •Index-Organized Tables with Row Overflow Area
- •Secondary Indexes on Index-Organized Tables
- •Bitmap Indexes on Index-Organized Tables
- •Partitioned Index-Organized Tables
- •Index-Organized Table Applications
- •Application Domain Indexes
- •Clusters
- •Hash Clusters
- •Introduction to Partitioning
- •Partition Key
- •Partitioned Tables
- •Partitioned Index-Organized Tables
- •Partitioning Methods
- •Range Partitioning
- •List Partitioning
- •Hash Partitioning
- •Composite Partitioning
- •When to Partition a Table
- •Partitioned Indexes
- •Local Partitioned Indexes
- •Global Partitioned Indexes
- •Global Nonpartitioned Indexes
- •Partitioned Index Examples
- •Miscellaneous Information about Creating Indexes on Partitioned Tables
- •Using Partitioned Indexes in OLTP Applications
- •Using Partitioned Indexes in Data Warehousing and DSS Applications
- •Partitioned Indexes on Composite Partitions
- •Partitioning to Improve Performance
- •Partition Pruning
- •Partition-wise Joins
- •Parallel DML
- •Introduction to Oracle Datatypes
- •Character Datatypes
- •CHAR Datatype
- •VARCHAR2 and VARCHAR Datatypes
- •Length Semantics for Character Datatypes
- •NCHAR and NVARCHAR2 Datatypes
- •Use of Unicode Data in an Oracle Database
- •LOB Character Datatypes
- •LONG Datatype
- •NUMBER Datatype
- •Internal Numeric Format
- •DATE Datatype
- •Use of Julian Dates
- •Date Arithmetic
- •Centuries and the Year 2000
- •Daylight Savings Support
- •Time Zones
- •LOB Datatypes
- •BLOB Datatype
- •CLOB and NCLOB Datatypes
- •BFILE Datatype
- •RAW and LONG RAW Datatypes
- •ROWID and UROWID Datatypes
- •The ROWID Pseudocolumn
- •Physical Rowids
- •Logical Rowids
- •Rowids in Non-Oracle Databases
- •ANSI, DB2, and SQL/DS Datatypes
- •XML Datatypes
- •XMLType Datatype
- •URI Datatypes
- •Data Conversion
- •13 Object Datatypes and Object Views
- •Introduction to Object Datatypes
- •Complex Data Models
- •Multimedia Datatypes
- •Object Datatype Categories
- •Object Types
- •Collection Types
- •Type Inheritance
- •FINAL and NOT FINAL Types
- •NOT INSTANTIABLE Types and Methods
- •User-Defined Aggregate Functions
- •Why Have User-Defined Aggregate Functions?
- •Creation and Use of UDAGs
- •How Do Aggregate Functions Work?
- •Application Interfaces
- •JPublisher
- •JDBC
- •SQLJ
- •Datatype Evolution
- •Introduction to Object Views
- •Advantages of Object Views
- •How Object Views Are Defined
- •Use of Object Views
- •Updates of Object Views
- •Updates of Nested Table Columns in Views
- •View Hierarchies
- •14 SQL, PL/SQL, and Java
- •SQL Overview
- •SQL Statements
- •Identification of Nonstandard SQL
- •Recursive SQL
- •Cursors
- •Shared SQL
- •Parsing
- •SQL Processing
- •The Optimizer Overview
- •PL/SQL Overview
- •How PL/SQL Runs
- •Language Constructs for PL/SQL
- •PL/SQL Program Units
- •PL/SQL Collections and Records
- •PL/SQL Server Pages
- •Java Overview
- •Java and Object-Oriented Programming Terminology
- •Class Hierarchy
- •Interfaces
- •Polymorphism
- •The Java Virtual Machine (JVM)
- •Why Use Java in Oracle?
- •Oracle’s Java Application Strategy
- •15 Dependencies Among Schema Objects
- •Introduction to Dependency Issues
- •Resolution of Schema Object Dependencies
- •Compilation of Views and PL/SQL Program Units
- •Function-Based Index Dependencies
- •Object Name Resolution
- •Shared SQL Dependency Management
- •Local and Remote Dependency Management
- •Management of Local Dependencies
- •Management of Remote Dependencies
- •16 Transaction Management
- •Introduction to Transactions
- •Statement Execution and Transaction Control
- •Statement-Level Rollback
- •Resumable Space Allocation
- •Transaction Management Overview
- •Commit Transactions
- •Rollback of Transactions
- •Savepoints In Transactions
- •Transaction Naming
- •The Two-Phase Commit Mechanism
- •Discrete Transaction Management
- •Autonomous Transactions
- •Autonomous PL/SQL Blocks
- •Transaction Control Statements in Autonomous Blocks
- •17 Triggers
- •Introduction to Triggers
- •How Triggers Are Used
- •Parts of a Trigger
- •The Triggering Event or Statement
- •Trigger Restriction
- •Trigger Action
- •Types of Triggers
- •Row Triggers and Statement Triggers
- •BEFORE and AFTER Triggers
- •INSTEAD OF Triggers
- •Triggers on System Events and User Events
- •Trigger Execution
- •The Execution Model for Triggers and Integrity Constraint Checking
- •Data Access for Triggers
- •Storage of PL/SQL Triggers
- •Execution of Triggers
- •Dependency Maintenance for Triggers
- •18 Parallel Execution of SQL Statements
- •Introduction to Parallel Execution
- •When to Implement Parallel Execution
- •When Not to Implement Parallel Execution
- •How Parallel Execution Works
- •Parallelized SQL Statements
- •Degree of Parallelism
- •SQL Operations That Can Be Parallelized
- •Parallel Query
- •Parallel DDL
- •Parallel DML
- •SQL*Loader
- •How to Make a Statement Run in Parallel
- •19 Direct-Path INSERT
- •Introduction to Direct-Path INSERT
- •Advantages of Direct-Path INSERT
- •Serial and Parallel Direct-Path INSERT
- •Direct-Path INSERT Into Partitioned and Nonpartitioned Tables
- •Serial Direct-Path INSERT into Partitioned and Nonpartitioned Tables
- •Parallel Direct-Path INSERT into Partitioned Tables
- •Parallel Direct-Path INSERT into Nonpartitioned Tables
- •Direct-Path INSERT and Logging Mode
- •Direct-Path INSERT with Logging
- •Direct-Path INSERT without Logging
- •Additional Considerations for Direct-Path INSERT
- •Index Maintenance with Direct-Path INSERT
- •Space Considerations with Direct-Path INSERT
- •Locking Considerations with Direct-Path INSERT
- •20 Data Concurrency and Consistency
- •Introduction to Data Concurrency and Consistency in a Multiuser Environment
- •Preventable Phenomena and Transaction Isolation Levels
- •Overview of Locking Mechanisms
- •How Oracle Manages Data Concurrency and Consistency
- •Multiversion Concurrency Control
- •Statement-Level Read Consistency
- •Transaction-Level Read Consistency
- •Read Consistency with Real Application Clusters
- •Oracle Isolation Levels
- •Comparison of Read Committed and Serializable Isolation
- •Choice of Isolation Level
- •How Oracle Locks Data
- •Transactions and Data Concurrency
- •Deadlocks
- •Types of Locks
- •DML Locks
- •DDL Locks
- •Latches and Internal Locks
- •Explicit (Manual) Data Locking
- •Oracle Lock Management Services
- •Flashback Query
- •Flashback Query Benefits
- •Some Uses of Flashback Query
- •21 Data Integrity
- •Introduction to Data Integrity
- •Types of Data Integrity
- •How Oracle Enforces Data Integrity
- •Introduction to Integrity Constraints
- •Advantages of Integrity Constraints
- •The Performance Cost of Integrity Constraints
- •Types of Integrity Constraints
- •NOT NULL Integrity Constraints
- •UNIQUE Key Integrity Constraints
- •PRIMARY KEY Integrity Constraints
- •Referential Integrity Constraints
- •CHECK Integrity Constraints
- •The Mechanisms of Constraint Checking
- •Default Column Values and Integrity Constraint Checking
- •Deferred Constraint Checking
- •Constraint Attributes
- •SET CONSTRAINTS Mode
- •Unique Constraints and Indexes
- •Constraint States
- •Constraint State Modification
- •22 Controlling Database Access
- •Introduction to Database Security
- •Schemas, Database Users, and Security Domains
- •User Authentication
- •Authentication by the Operating System
- •Authentication by the Network
- •Authentication by the Oracle Database
- •Multitier Authentication and Authorization
- •Authentication by the Secure Socket Layer Protocol
- •Authentication of Database Administrators
- •Oracle Internet Directory
- •User Tablespace Settings and Quotas
- •Default Tablespace Option
- •Temporary Tablespace Option
- •Tablespace Access and Quotas
- •The User Group PUBLIC
- •User Resource Limits and Profiles
- •Types of System Resources and Limits
- •Profiles
- •23 Privileges, Roles, and Security Policies
- •Introduction to Privileges
- •System Privileges
- •Schema Object Privileges
- •Table Security
- •View Security
- •Procedure Security
- •Type Security
- •Introduction to Roles
- •Common Uses for Roles
- •The Mechanisms of Roles
- •Grant and Revoke Roles
- •Who Can Grant or Revoke Roles?
- •Role Names
- •Security Domains of Roles and Users
- •PL/SQL Blocks and Roles
- •Data Definition Language Statements and Roles
- •Predefined Roles
- •The Operating System and Roles
- •Roles in a Distributed Environment
- •Fine-Grained Access Control
- •Dynamic Predicates
- •Application Context
- •Secure Application Roles
- •Creation of Secure Application Roles
- •24 Auditing
- •Introduction to Auditing
- •Features of Auditing
- •Mechanisms for Auditing
- •Statement Auditing
- •Privilege Auditing
- •Schema Object Auditing
- •Schema Object Audit Options for Views and Procedures
- •Fine-Grained Auditing
- •Focus Statement, Privilege, and Schema Object Auditing
- •Successful and Unsuccessful Statement Executions Auditing
- •BY SESSION and BY ACCESS Clauses of Audit Statement
- •Audit By User
- •Audit in a Multitier Environment
- •Allocating Extents in Dictionary Managed Tablespaces
- •Introduction to Rollback Segments
- •PCTFREE, PCTUSED, and Row Chaining
- •Glossary
- •Index

System Global Area (SGA) Overview
See Also:
Oracle9i Database Administrator’s Guide for information on allocating memory
Oracle Enterprise Manager Administrator’s Guide for information on showing the SGA size with Enterprise Manager
SQL*Plus User’s Guide and Reference for information on displaying the SGA size with SQL*Plus
Oracle9i Database Reference for information on V$SGASTAT
Your Oracle installation or user’s guide for information specific to your operating system
Database Buffer Cache
The database buffer cache is the portion of the SGA that holds copies of data blocks read from datafiles. All user processes concurrently connected to the instance share access to the database buffer cache.
The database buffer cache and the shared SQL cache are logically segmented into multiple sets. This organization into multiple sets reduces contention on multiprocessor systems.
Organization of the Database Buffer Cache
The buffers in the cache are organized in two lists: the write list and the least recently used (LRU) list. The write list holds dirty buffers, which contain data that has been modified but has not yet been written to disk. The LRU list holds free buffers, pinned buffers, and dirty buffers that have not yet been moved to the write list. Free buffers do not contain any useful data and are available for use. Pinned buffers are currently being accessed.
When an Oracle process accesses a buffer, the process moves the buffer to the most recently used (MRU) end of the LRU list. As more buffers are continually moved to the MRU end of the LRU list, dirty buffers age toward the LRU end of the LRU list.
The first time an Oracle user process requires a particular piece of data, it searches for the data in the database buffer cache. If the process finds the data already in the cache (a cache hit), it can read the data directly from memory. If the process cannot find the data in the cache (a cache miss), it must copy the data block from a datafile on disk into a buffer in the cache before accessing the data. Accessing data through a cache hit is faster than data access through a cache miss.
Memory Architecture 7-7

System Global Area (SGA) Overview
Before reading a data block into the cache, the process must first find a free buffer. The process searches the LRU list, starting at the least recently used end of the list. The process searches either until it finds a free buffer or until it has searched the threshold limit of buffers.
If the user process finds a dirty buffer as it searches the LRU list, it moves that buffer to the write list and continues to search. When the process finds a free buffer, it reads the data block from disk into the buffer and moves the buffer to the MRU end of the LRU list.
If an Oracle user process searches the threshold limit of buffers without finding a free buffer, the process stops searching the LRU list and signals the DBW0 background process to write some of the dirty buffers to disk.
See Also: "Database Writer Process (DBWn)" on page 8-8 for more information about DBWn processes
The LRU Algorithm and Full Table Scans
When the user process is performing a full table scan, it reads the blocks of the table into buffers and puts them on the LRU end (instead of the MRU end) of the LRU list. This is because a fully scanned table usually is needed only briefly, so the blocks should be moved out quickly to leave more frequently used blocks in the cache.
You can control this default behavior of blocks involved in table scans on a table-by-table basis. To specify that blocks of the table are to be placed at the MRU end of the list during a full table scan, use the CACHE clause when creating or altering a table or cluster. You can specify this behavior for small lookup tables or large static historical tables to avoid I/O on subsequent accesses of the table.
See Also: Oracle9i SQL Reference for information about the
CACHE clause
Size of the Database Buffer Cache
Oracle supports multiple block size in a database. This is the default block size—the block size used for the system tablespace. You specify the standard block size by setting the initialization parameter DB_BLOCK_SIZE. Legitimate values are from 2K to 32K.
To specify the size of the standard block size cache, set the initialization parameter DB_CACHE_SIZE. Optionally, you can also set the size for two additional buffer pools, KEEP and RECYCLE, by setting DB_KEEP_CACHE_SIZE and DB_RECYCLE_ CACHE_SIZE. These three parameters are independent of one another.
7-8 Oracle9i Database Concepts

System Global Area (SGA) Overview
See Also: "Multiple Buffer Pools" on page 7-10 for more information about the KEEP and RECYCLE buffer pools
The sizes and numbers of non-standard block size buffers are specified by the following parameters:
DB_2K_CACHE_SIZE
DB_4K_CACHE_SIZE
DB_8K_CACHE_SIZE
DB_16K_CACHE_SIZE
DB_32K_CACHE_SIZE
Each parameter specifies the size of the cache for the corresponding block size.
Note: Platform-specific restrictions regarding the maximum block size apply, so some of these sizes might not be allowed on some platforms.
Example of Setting Block and Cache Sizes
DB_BLOCK_SIZE=4096
DB_CACHE_SIZE=1024M
DB_2K_CACHE_SIZE=256M
DB_8K_CACHE_SIZE=512M
In the preceding example, the parameter DB_BLOCK_SIZE sets the standard block size of the database to 4K. The size of the cache of standard block size buffers is 1024MB. Additionally, 2K and 8K caches are also configured, with sizes of 256MB and 512MB, respectively.
Note: The DB_nK_CACHE_SIZE parameters cannot be used to size the cache for the standard block size. If the value of DB_ BLOCK_SIZE is nK, it is illegal to set DB_nK_CACHE_SIZE. The size of the cache for the standard block size is always determined from the value of DB_CACHE_SIZE.
The cache has a limited size, so not all the data on disk can fit in the cache. When the cache is full, subsequent cache misses cause Oracle to write dirty data already in the cache to disk to make room for the new data. (If a buffer is not dirty, it does not need to be written to disk before a new block can be read into the buffer.)
Memory Architecture 7-9

System Global Area (SGA) Overview
Subsequent access to any data that was written to disk results in additional cache misses.
The size of the cache affects the likelihood that a request for data results in a cache hit. If the cache is large, it is more likely to contain the data that is requested. Increasing the size of a cache increases the percentage of data requests that result in cache hits.
You can change the size of the buffer cache while the instance is running, without having to shut down the database. Do this with the ALTER SYSTEM statement. For more information, see "Control of the SGA’s Use of Memory" on page 7-16.
Use the fixed view V$BUFFER_POOL to track the sizes of the different cache components and any pending resize operations.
See Also: Oracle9i Database Performance Tuning Guide and Reference for information about tuning the buffer cache
Multiple Buffer Pools
You can configure the database buffer cache with separate buffer pools that either keep data in the buffer cache or make the buffers available for new data immediately after using the data blocks. Particular schema objects (tables, clusters, indexes, and partitions) can then be assigned to the appropriate buffer pool to control the way their data blocks age out of the cache.
The KEEP buffer pool retains the schema object’s data blocks in memory.
The RECYCLE buffer pool eliminates data blocks from memory as soon as they are no longer needed.
The DEFAULT buffer pool contains data blocks from schema objects that are not assigned to any buffer pool, as well as schema objects that are explicitly assigned to the DEFAULT pool.
The initialization parameters that configure the KEEP and RECYCLE buffer pools are
DB_KEEP_CACHE_SIZE and DB_RECYCLE_CACHE_SIZE.
Note: Multiple buffer pools are only available for the standard block size. Non-standard block size caches have a single DEFAULT pool.
7-10 Oracle9i Database Concepts